CRITICAL
(K)
Immediate Jeopardy (IJ) - the most serious Medicare violation
Free from Abuse/Neglect
(Tag F0600)
Someone could have died · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to protect seven of seven residents (#19, #25, #10 and ...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to protect seven of seven residents (#19, #25, #10 and four residents who asked to remain anonymous) out of 29 sample residents, from resident-to-resident abuse that contributed to the residents experiencing emotional and psychological harm.
This deficiency was cited previously during a recertification survey on 3/25/21. Although the facility corrected the deficiency, based on the findings below, the facility has not maintained compliance with this regulatory requirement.
Specifically, the facility failed to protect the residents from repeated instances of verbal and mental abuse by Resident #19. Interviews revealed a pattern of abusive behavior including threats of retaliation by Resident #19 toward other residents which contributed to residents feeling fearful, helpless, isolated, anxious, and stressed. Residents reported Resident #19's abusive behavior toward them triggered prior mental health conditions and a feeling that they needed to physically protect themselves against Resident #19.
The facility's failure to recognize the harm created by Resident #19's abusive behavior toward the residents and its failure to develop and implement an effective response created an immediate jeopardy situation of further abuse and resident harm if steps were not taken to immediately correct the situation. Further, the facility's ineffective response contributed to resident distrust and fear of retaliation by both Resident #19 and staff if their concerns were made known.
Cross-reference F742 Failure to provide behavioral/mental health services resulting in psychosocial harm.
Findings include:
I. Immediate jeopardy
A. Findings of immediate jeopardy
Interviews revealed the facility failed to protect residents from repeated instances of verbal and mental abuse by Resident #19. Interviews revealed a pattern of abusive behavior including threats of retaliation by Resident #19 toward other residents which contributed to residents feeling fearful, helpless, isolated, stressed, and anxious. The Resident Council president, Resident #25, reported that Resident #19 called residents derogatory names (stupid, dumb, old man, thief, and obscenity, obscenity and obscenity, and repeatedly cursed at facility residents. Resident #25 said she was scared to death of Resident #19 and was fearful of physical harm. She said when Resident #19 yelled at her, she just wanted to hide in a corner. Resident #25 said, as the Resident Council president, she felt helpless and did not know what to do.
Additional resident interviews confirmed Resident #19's abusive behaviors, including threats of physical harm, and their feelings of isolation and fear. The facility, despite knowledge of Resident #19's abusive behaviors, failed to develop effective preventive interventions, thereby subjecting the residents to on-going abuse.
On [DATE] at 4:05 p.m., the nursing home administrator (NHA) and director of nursing (DON) were informed that the facility's failure to take steps to protect Residents #25, #10, four residents that asked to remain anonymous, as well as Resident #19, from known abusive behavior by Resident #19, created an immediate jeopardy situation that placed the residents at risk for serious harm if the failures were not immediately corrected.
B. Interim plan to ensure resident safety
On 4/20/22 at 5:25 p.m. the NHA implemented an interim plan to ensure the safety of all residents until a formal, final plan could be submitted on 4/21/22. The facility immediately initiated ongoing one-to-one supervision of Resident #19.
C. Facility plan to remove immediate jeopardy
On [DATE] at 4:44 p.m. the facility submitted its final plan to remove immediate jeopardy.
The plan read:
1. Facility initiated one-on-one oversight of Resident #19 on 4/20/2022 at approximately 4:40 p.m. This will continue indefinitely. All staff will be educated prior to providing one-on-one care in the following areas:
a. Safety of all residents, including Resident #19.
b. Redirection options.
c. De-escalation of verbal outbursts.
2. All staff will be educated by 4/22/2022 on specific redirection techniques, that include:
a. Redirection away from the immediate area.
b. If the resident refuses to leave the situation, offer activities of interest, such as smoking or coffee, provide opportunities for positive interaction and attention.
c. If appropriate, staff will discuss the resident's behavior and remind the resident when inappropriate discussions occur, and ask the resident about her rock collection.
3. The facility has reached out to the quality improvement organization (QIO) for guidance. A meeting with several team members from the QIO have been scheduled for 4/22/2022 at noon.
4. Resident was visited by an outside mental health professional on 4/20/22 at approximately 7:20 p.m. without remark. Facility is waiting for documentation of the final report from this provider.
5. Behavior management education will be completed on all new hires and agency staff prior to working their first shift.
6. Facility has purchased cigarettes for Resident #19 and has initiated supervised smoking, per resident's request on 4/20/2022. Staff reports the resident enjoys smoking.
7. Resident 19's care plan was reviewed and updated on 4/21/22. Interventions currently in place include emphasizing positive aspects of compliance related to positive interactions with others, redirecting the resident when necessary, offering activities of choice, such as smoking/coffee. When the resident becomes agitated, attempt to intervene before escalation, and engage calmly in conversation.
8. The facility will complete a facility-wide audit to determine those negatively affected by Resident #19's actions. The facility will complete this facility-wide audit by 04/22/2022. This audit will be used to create the support-based group listed below and will include all residents who want to participate.
9. The facility will develop a support-based group compiled from facility-wide audits. Residents identified with reported trauma will be offered services outside the facility.
D. Removal of immediate jeopardy
On 4/21/22 at 5:20 p.m. the NHA and DON were notified that the facility's plan to remove immediate jeopardy was accepted based on the facility's plan to implement the measures above. However, deficient practice remained at H level, a pattern of actual harm.
II. Facility policy and procedures
The Preventing Resident Abuse policy, initiated 11/1/17, was provided by the NHA on 4/21/22 at 5:52 p.m. The policy read in part:
All residents have the right to be free from abuse, neglect and misappropriation of resident property and exploitation. This includes but is not limited to freedom from corporal punishment, involuntary seclusion, verbal, mental, sexual or physical abuse, and physical or chemical restraint not required to treat the residents symptoms.
As part of Resident Abuse Prevention, the administration will protect our residents from abuse by anyone including but not necessarily limited to: facility staff, other residents, consultants, volunteers, staff from other agencies, family members, legal representatives, friends, visitors, or any other individual .
[Will] develop and implement policies and procedures to aid our facility in preventing abuse, neglect, or mistreatment of our residents.
[Will] require staff training orientation programs that include such topics as abuse prevention, identification and reporting of abuse, stress management, and handling verbally or physically aggressive resident and behavior . identify and assess all possible incidents of abuse .
[Will] establish and implement a QAPI (quality assurance plan of improvement) review and analysis of abuse incidences;
[Will] implement changes to prevent future occurrences of abuse; and involve the resident council in monitoring and in evaluating the facility's abuse prevention program.
The Resident Rights policy, revised August 2009, was provided by the NHA on 4/21/22 at 5:52 p.m. The policy read in part: Federal and state laws guarantee certain basic rights to all residents of this facility .Our facility will make every effort to assist each resident in exercising his/her rights to assure that the resident is always treated with respect, kindness, and dignity.
III. Resident #19
A. Resident status
Resident #19, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included toxic and Wernicke's encephalopathy (brain disease, damage or malfunction) major depressive disorder, anxiety, sleep disorder, and pain.
The 2/8/22 minimum data set (MDS) assessment revealed the resident's cognition was moderately impaired with a brief interview for mental status (BIMS) score of 10 out of 15. The MDS identified the resident had inattention and disorganized thinking. Resident #19 required supervision for bed mobility, transfers, locomotion on and off the unit, personal hygiene, eating and toileting. The MDS indicated Resident #19 exhibited physical behaviors directed at others for one to three days during the MDS seven day look back period. According to the MDS, the resident also had verbal behaviors for four to six days out of the seven day look back period. The resident did not have rejections of care.
B. Observation and interview
1. Prior to facility notice of immediate jeopardy
On 4/18/22 at 5:55 p.m. during the evening meal service. Resident #19 was propelling herself in her wheelchair through the dining room. Resident #34 was yelling out in confusion for her dog. Resident #19 yelled back in a mocking tone, where's my dog, where's my dog. Resident #19 laughed and took herself outside to the courtyard.
On 4/19/22 at 3:50 p.m., Resident #19 approached the surveyor in the hallway. The resident stated to the surveyor, Don't go in that room, he's a [vulgar term]. Licensed practical nurse (LPN) #3 looked at the resident and stated, that wasn't very nice. LPN #3 then said to the surveyor, This is what we have to deal with every day.
On 4/20/22 at 4:17 p.m. Resident #19 was heard down the hallway yelling from her room, the words were not distinguishable.
-At 4:18 p.m. Resident #19 exited her room and entered the dining room. Resident #19 stopped in the middle of an entrance point of the dining room.
-At 4:19 p.m. Resident #10 attempted to navigate around Resident #19 to exit the dining room while in her wheelchair. Resident #10 accidentally bumped the foot peddle of Resident #19 because of the limited space available for her to pass. Resident #10 quickly apologized and backed up her wheelchair. Resident #19 told Resident #10, I wish you would stop running me over, you do it all the time. Resident #10 said she would go the other way and proceeded to propel herself to the other side of the dining room. Resident #19 said as she motioned to residents sitting at a dining table, You will probably just run over them, too.
Resident #19 was interviewed on at 4/20/22 at 4:23 p.m. after she accused Resident #10 of running over her. She did not express interest in the interview or respond to questions. Resident #19 then focused her attention on the television show playing in the dining room.
Resident #10 was interviewed on 4/20/22 at 5:01 p.m. Resident #10 said Resident #19 was always giving her a hard time. She said that was how Resident #19 was. She said sometimes it upset her but she was used to it.
2. After facility notice of immediate jeopardy
On 4/21/22 at 9:48 a.m. the minimum data set coordinator (MDSC) sat in a chair across from the room of Resident #19. Resident #19's room door was closed. The MDSC said she was providing one-to-one supervision of Resident #19.
On 4/21/22 at 3:40 p.m. Resident #19 was observed on 4/21/22 at 3:40 p.m. with the MDSC during her one-to-one supervision as she wheeled throughout the facility. Resident #19 was smiling, and talking to the MDSC. She was not focusing on other residents and seemed to enjoy the positive attention.
IV. Resident interviews
Although Resident #19 did not have any concerns with the facility, interviews with Residents #25, and four residents that asked to remain anonymous revealed they were frustrated, scared and fearful of Resident #19 and felt the facility did not know how to stop her verbal and physical aggression.
A. Resident #19 was interviewed on 4/19/22 at 3:25 p.m. She said she had no concerns with the facility.
B. Resident #25 was interviewed on 4/19/22 at 3:30 p.m. and again on 4/20/22 at 9:03 and 9:55 a.m. Record review revealed Resident #25, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included: cerebral infarction, low back pain, lack of coordination and post-traumatic stress disorder (PTSD). Review of her 2/12/22 MDS revealed the resident was cognitively intact with a BIMS of 15 out 15.
Resident #25 identified herself as the Resident Council president. She said Resident #19 said rude things to residents in the facility and made fun of residents who could not defend themselves. Resident #25 said Resident #19 called her a obscenity and called others obscenity dumb, stupid and idiot. She said these were just some of words Resident #19 used against residents. Although she acknowledged this may affect residents differently, she said she had seen a resident cry because of Resident #19's behavior toward them.
Resident #25 said she had to ask Resident #19 twice to leave a Resident Council meeting on 4/19/22. She said Resident #19 flipped her off and left, but returned to the meeting five minutes later, and called a resident and a housekeeper obscenities. Then, when lost and found clothes were brought before the residents for identification, Resident #19 called another resident a thief when he retrieved a clothing item. Resident #25 said she asked Resident #19 not to call the resident a thief and asked her, again, to leave the meeting. She said Resident #19 then said, You are all a bunch of obscenity.
Resident #19 proceeded to call her an obscenity and left the meeting. Resident #25 said she was so flustered she couldn't continue reading the Resident Council minutes. She did not know what she should do. Resident #25 stated she was frantic and felt like she wanted to go into a corner and hide. Resident #25 said she got scared because she didn't know what to do if Resident #19 came after her. Resident #25 stated, It was bad enough to be called names, but Resident #19 threatens to beat people up.
Resident #25 said about a year ago, Resident #19 had tried to hit her. She said she was backed in a corner and knew Resident #19 was coming directly for her. Resident #25 said she was trying to get out of Resident #19's way. She said her back was turned and then she heard another resident yell out to Resident #19 to stop. Resident #25 said that resident told her she saw Resident #19 raise her hand in an attempt to hit her.
Resident #25 said she gets scared when people yell at her. She said it triggered an old trauma she had, stating that years ago, and had also experienced retaliation when she once reported a staff member. She stated she had PTSD from that incident and Resident #19 brought up those memories; she said she didn't want to experience retaliation again.
Resident #25 said, again, that she was upset about Resident #19 attending the 4/19/22 Resident Council meeting. She said that even though the activity director (AD) and the activity assistant (AA) were at the Resident Council meeting, she was the one who had to tell Resident #19 to leave the meeting. Although the AD spoke to Resident #19, Resident #25 said she thought the AD really was not sure how to handle the situation because she was new to her position.
Resident #25 said she thought she could handle the situation with Resident #19 until her behavior during the Resident Council meeting. She decided then that she'd had enough. She said the residents here were her family and Resident #19 was her family, too, but Resident #19 was out of control. Resident #25 said she was the Resident Council president and it frustrated her to no end that she could not control Resident #19's behavior in the meeting and could not protect the other residents in the meeting or at any time.
Resident #25 said as the Resident Council president, she was supposed to be a resident advocate but she feels useless and does not know what to do about Resident #19's behaviors. She said it keeps occurring: Resident #19 acts out, she is told to leave and then she comes right back, even more angry, and then makes fun of everyone or continues to call them names.
Resident #25 said Resident #19 was disruptive to others during the meals and bingo, too. She said staff remind the resident to not yell out obscenities but that was the only step staff took and it didn't seem to bother Resident #19 or change her behavior. Resident #25 said staff did not know what to do with Resident #19. Resident #25 said she has seen Resident #19 try to hit staff when asked to leave an area and she has seen staff rolling her backwards to her room as she swung at them.
Resident #25 repeated that Resident #19 scared her. She said the resident constantly says she is going to beat someone up. Resident #25 said that, although she is a grown up, she still feels scared to death of Resident #19. She said when Resident #19's anger was directed at her, all she wanted to do was hide in a corner. She said it was really hard to have to feel that way all the time.
Resident #25 said she told the DON on 4/19/22 that she felt scared and fearful of Resident #19. Resident #25 stated she told the DON about Resident #19 attending the 4/19/22 Resident Council meeting, what happened there, and how it made her feel. She stated the DON said, How come this only seems to come up when the State is here? Resident #25 said she told the DON that Resident #19 always calls people names, acts out in bingo, at meals used vulgar language and the certified nurse aides (CNAs) have to tell her that was not proper language. Resident #25 stated the DON asked her if she was afraid of Resident #19 and she said, Yes, I am scared of her.
C. A resident that asked to remain anonymous was interviewed on 4/20/22 at 10:41 a.m. The resident stated s/he had numerous verbal altercations with Resident #19. S/he stated, She'll tell me she's going to beat me up and I'll tell her no you won't. The resident stated Resident #19 is always loud and cussing; the staff just tell her to lower her voice. The resident said it bothers her/him that Resident #19 is loud and yelling when her/his roommate is sleeping. The resident stated, but what can we do about it? What can you do about it?
D. A resident that asked to remain anonymous was interviewed on 4/20/22 at 11:26 a.m. The resident stated Resident #19 had called her names. S/he stated, s/he just lets it roll off because that is just the way she is.
E. Another resident was interviewed on 4/20/22 at 2:10 p.m. The resident requested to remain anonymous. The resident said s/he would like to know what was going to be done about Resident #19 who screamed and yelled all night. The resident said Resident #19 could be heard through the walls, yelling. S/he said Resident #19 screams and speaks nasty to people.
The resident said s/he no longer talks to Resident #19 and said Resident #19 called her/him and everyone, names like obscenity. S/he said when family members hear the cursing, they do not want to come back to visit. The resident said her/his family was approached by Resident #19 when they were visiting the facility. Resident #19 came up to his/her family and said what the obscenity are you doing here. The resident said her/his family told her/him that the facility sounded like a crazy house. The resident said her/his family had not returned again to visit after that. The resident expressed s/he felt isolated, not having her/his family visit.
The resident, referring to Resident #19, asked She won't find out, will she? She won't bother me, (if) she stays away. I'm not worried, I'm just saying somebody may tell her. S/he said Resident #19 was constantly talking about the residents' incontinent briefs and mocking them. Nobody would want to say anything, I guess they're scared or something.
F. A resident was interviewed on 4/20/22 at 5:12 p.m. The resident requested to remain anonymous. The resident said the last time s/he spoke to the State, staff was upset with him/her. S/he said several staff would no longer even talk to her because s/he spoke to the State about facility concerns. The resident said s/he was scared to death that anything s/he said would have negative repercussions for her/him. The resident said the facility might try to kick her/him out of the facility.
The resident said Resident #19 was very disruptive and destructive. The resident said s/he has seen Resident #19 knock items off the dining table when she was upset and she has been kicked out of bingo multiple times. The resident said staff do not know what to do with her; she is asked to leave the area and then she comes back minutes later.
The resident said Resident #19 knew s/he had observed her aggression towards others and she has told her/him that s/he was next, putting her fisted hand into her other hand and re-creating a punching gesture. The resident said s/he had a cane that s/he would use to protect herself/himself against Resident #19, if necessary. The resident said s/he also has given a cane to another resident for protection against Resident #19. The resident said s/he had a bad heart and s/he felt the stress in the facility was going to kill her/him.
V. Group Interview
A resident group interview confirmed Resident #19 was confrontational, mean, cursed at them, tried to hit them and called them derogatory names. They indicated that the staff did not know how to handle the resident. They also feared retaliation by Resident #19 and staff.
A resident group interview was conducted on 4/20/22 at 2:06 p.m. with five residents deemed interviewable by facility assessments.
A. One of the residents said the council did not like the DON or NHA to be regularly involved in the council meetings because they (administration) might not like to hear what the residents have to say. She also did not want staff taking notes during the council meeting. She said residents have asked her not to share names when they complain in council about their concerns. The resident said she was concerned about staff getting mad at her for reporting grievances. She said she was concerned about staff retaliation because of a past trauma she endured when she reported a staff member years ago and he confronted her about the report.
B. Another resident brought up the 4/19/22 Resident Council meeting. She confirmed that the activity director (AD) spoke to Resident #19 because she was cursing and very disruptive in the meeting, but Resident #19 continued the behavior after the AD spoke to her. The resident said she had a bigger voice than the AD so she told Resident #19 to get out. The resident said she did not know what else to do.
C. All residents in the group interview expressed they were subject to direct confrontation with Resident #19, or had to hear her confront other residents.
The residents in the group interview made the several statements regarding their feelings and interactions with Resident #19 and what it was like to have to live with her. Residents stated:
- There are curse words included in every conversation with her.
- She can be heard cursing at people in the hall.
- She was out of control, calling people names and interrupting conversations.
- She was everyone's pain. Sometimes she was nice, sometimes she was a b
- When she calls me names, I just have to try to ignore it.
- When she was being mean and calling people names, that was verbal abuse. The other residents agreed with the statement.
- She felt frustrated, flustered and fearful because she had seen Resident #19 try to take hits at other people and she did not want to be in the midst of that. It's a worry about retaliation. from Resident #19.
-Resident #19 will find out if we complain about her; my worry is that she will find out.
VI. A frequent facility visitor interview confirmed Resident #19's abusive behavior toward other residents and residents' fear of her.
A frequent facility visitor was interviewed on 4/20/22 at 3:15 p.m. She said Resident #19 wanted either good or bad attention from people. She said she had heard in the past of residents complaining about Resident #19's behavior and spoke to Resident #19, thinking her behavior could be reigned in. She said she had never seen her behavior first hand and when she did, it stunned her.
The visitor explained she attended the recent Resident Council meeting when Resident #19 made a lot of noise. Resident #25 asked Resident #19 to remain respectful in the meeting and the AD spoke to Resident #19 twice, telling her if she continued to curse, she would have to leave. Resident #19 then called Resident #25 an obscenity. The resident left the meeting three times but continued to return. She flipped off Resident #25 and said I'm gonna kick somebody's obscenity.
The visitor said the other residents handled the situation well. She said she thought the residents were afraid of Resident #19. She said to the best of her knowledge, Resident #19 had not hit anyone, but hearing the comments from the residents in the group interview (see above), maybe she had. The visitor said she was not aware until after hearing the residents' comments that Resident #19's behaviors also were at night, which could be quite disruptive.
VII. Staff interview
Staff interviews confirmed the facility was aware of Resident #19's aggressive behavior toward other residents but did not recognize the emotional and psychological harm residents felt as a result. Further, although staff were able to articulate interventions to address the resident's behavior, resident interviews (see above) and interview with the frequent facility visitor (see above) revealed these interventions were not effective in protecting the residents from Resident #19's abuse.
A. The MDSC was interviewed on 4/20/22 at 11:31 a.m. The MDSC said all staff were responsible for checking in on residents when they were upset. She said she sometimes can hear Resident #19, loud and upset, from her office located outside of the dining room. She said when Resident #19 exhibits behaviors, staff try to keep residents safe by taking her out of the area, offering to sit and talk with her, offering to do her nails or redirecting her with coffee and by asking her what she needs. The MDSC said sometimes staff let her self-soothe but not when other residents were involved and at risk.
B. The activity director (AD) was interviewed on 4/20/22 at 11:37 a.m. She said Resident #19 would blurt things out. The AD said on 4/19/22 during the Resident Council meeting, Resident #19 was loud and disruptive. The AD said she asked Resident #19 to leave the meeting and Resident #19 left but then came back moments later and called Resident #25 an obscenity. Resident #19 was asked to leave again but she returned and was again loud, rude and confrontational. The AD said Resident #19 called Resident #1 a thief. She said staff interventions to address Resident #19's behaviors were care planned.
C. The social service director (SSD) was interviewed on 4/21/22 at 1:43 p.m. The SSD said part of her role was to provide emotional support for residents. The SSD said if residents were feeling down, she was always available to listen to them. She said she tried to get to know the residents.
The SSD was asked about the plan to address Resident #19's behaviors. She said she has seen staff remove Resident #19 from the situation when her behaviors escalate. The staff try to give her space and explain to her that she can not call residents names, and walk her to her room. The SSD said they have tried offering Resident #19 mental health services but she has refused in the past. The SSD said they also make sure she does not have roommates.
The SSD said residents have said Resident #19 yelled at them, but usually said it did not bother them. The SSD said she has asked the residents if they felt safe in the facility. She said no one has told her they did not feel safe and no one had mentioned they felt afraid. The SSD she said thought said residents were trying to cope with Resident #19.
The SSD said that since (during the survey) the facility had learned the residents were expressing fear of Resident #19, the new plan moving forward was for Resident #19 to be assessed again by mental health services, to offer her medication to help her sleep better, and to give her smoking privileges back. Resident #19 would also be closely supervised for both her smoking and her interactions with other residents. She said Resident #19 has told her that she wants to be left alone and she wants to leave the facility. The SSD said the resident had been turned down for transfer by ten facilities in Colorado and because the resident had an interest in Texas, she would start looking at facilities there.
The SSD said she would continue to communicate with residents and continue having residents complete abuse audit questionnaires. She said she routinely asked residents questions on abuse and would interview each resident at least quarterly. She said if she identified a concern, she would follow up with the DON. The SSD said if residents expressed concerns about a staff member, she would not share that information with the identified staff member but would refer it all the the DON.
She said residents had completed abuse questionnaires between December 2021 and April 2022. According to the questionnaires, residents were interviewed regardless of their cognitive abilities. She said if residents expressed a concern but were not able to fully communicate their concern, she would ask staff if they were aware of any incidents and would monitor and track that resident's behavior, looking for changes. She said she would document the concern and findings.
Review of abuse questionnaires revealed:
-A 12/22/21 questionnaire was completed by Resident #25. The resident had said she did not feel safe and there was a lot of chaos.
The SSD said Resident #25 did not share any more details. She said she did not follow up with the resident at a later time or have another staff member re-approach her. She said she did not document the concern other than in the questionnaire and was not aware if the resident was offered additional support related to her feelings of being unsafe. The SSD said it did not sound like it was an issue.
-A 2/9/22 questionnaire was completed by Resident #26. According to the questionnaire, the resident was asked if she felt safe. Resident #26 said yes and no. The resident identified Resident #19, but the run ins have improved with the addition of another resident. Resident #26 was asked if she had feelings of being afraid. The resident responded she was weary of.
The SSD said Resident [TRUNCATED]
SERIOUS
(G)
Actual Harm - a resident was hurt due to facility failures
Deficiency F0692
(Tag F0692)
A resident was harmed · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to ensure adequate nutrition and assistance to prevent ...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to ensure adequate nutrition and assistance to prevent weight loss for one (#20) of five residents reviewed out of 29 sample residents.
Resident #20 lost seven pounds over an eight day period, and experienced significant weight loss. Resident #20 had a 5% weight loss from 2/7/22 to 2/21/22 and a 7.5% weight loss from 2/7/22 to 4/19/22. The facility failed to assess and implement timely interventions, including dining assistance, to prevent the resident's significant weight loss.
Findings include:
I. Resident status
Resident #20, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included atrial fibrillation; rheumatic disorders of mitral, aortic, and tricuspid valves; and diverticulosis of intestine.
The 2/10/22 minimum data set (MDS) assessment revealed that a brief interview for mental status (BIMS) assessment was not completed as the resident was rarely understood. The MDS revealed the resident required set up help for eating (using utensils to bring food and liquid to the mouth and swallow food and liquid once the meal is placed in front of the resident) and did not indicate a weight loss.
II. Observations
On 4/19/22 at 8:52 a.m., the resident was in his room, slumped in his chair, with his bottom near the edge of the chair and his head was to the left side of the back of the chair. A breakfast plate was in front of him on his side table. The food appeared uneaten and the orange juice was full with plastic covering the top of the glass.
At 12:20 p.m., the resident was observed in his room slumped in his chair with a lunch plate in front of him on his bedside table. The food plate was untouched and the beverage cups were still full. The nursing supervisor/registered nurse (NS) was observed going into the resident's room assisting him a bite of food. The resident did eat the bite; it was meat that looked like stew meat. The NS then left the resident's room. Ten minutes later at 12:30 p.m., the NS was observed going back into the resident's room and assisting him another bite of meat. The resident took that bite and ate the meat. The NS was observed leaving the room after that bite of meat.
At 12:36 p.m. the resident was observed sitting in his room with his lunch plate about two feet in front of him on the bedside table. The resident's tray revealed only a few bites of food were eaten. The NS was observed walking into the resident's room. The resident told the NS he needed to use the restroom and after using the restroom, he would eat the rest of his lunch. The NS was observed asking a certified nurse aide (CNA) to take the resident to the restroom.
At 12:53 p.m., the resident was observed in his chair drinking juice. There were a few more bites of food eaten. It appeared the resident ate about 25% of his meat and vegetables; the macaroni and cheese appeared untouched.
On 4/20/22 at 8:52 a.m., the resident was in the dining room for breakfast. He was sitting in his wheelchair at a table. He had scrambled eggs, pancakes and bacon on his breakfast plate. The breakfast appeared uneaten. The NS was observed walking into the dining room and asked the resident, Are you going to eat? She then assisted the resident a bite of pancake. The NS was observed walking away to assist another resident and Resident #20 was observed sitting in his wheelchair not attempting to eat or drink. At 8:57 a.m., administrative assistant (ADM) #1 was observed walking out of her office and asked the resident if he wanted another bite. The resident shook his head. A CNA then removed the breakfast plate from in front of the resident and did not offer an alternative.
III. Record review
Upon record review of the resident's documented weights, the resident had a 5% weight loss from 2/7/22 to 2/21/22 and a 7.5% weight loss from 2/7/22 to 4/19/22. Upon record review, the resident weighed 124 pounds (lbs) on 2/7/22 and weighed 107 lbs on 4/12/22.
The 2/322 physician ordered Mirtazapine 15 mg once a day, to stimulate appetite.
The 2/3/22 physician ordered half size meal portions if the resident requests.
The nutritional assessment dated [DATE] indicated the resident's weight was 124 lbs. The assessment indicated the resident was on a regular diet and meal intake was 25-50%. The recommendations were to cut down on portion sizes and add more ethnically appropriate foods.
The nutritional progress note dated 2/17/22 at 1:34 p.m. indicated the resident was discussed at a weight meeting as a new admission. The resident lost 4 lbs in one week. There was a concern the portion sizes may have been too large for the resident.
The nutritional progress note dated 3/3/22 at 1:18 p.m. revealed the resident was discussed at a weight meeting for a loss of 5% of the resident's body weight in one month. The note stated the resident ate poorly and consumed less than 50% of meals. The note stated the resident complained about large portions which made it hard for him to eat. The intervention of attempting ethnically appropriate food was documented in the nutritional progress note.
-Although, the resident portion sizes were decreased, previous to 3/10/22 (see below) there was no additional supplementation or interventions added to provide the resident with additional calories and protein with his ongoing weight loss.
The nutritional progress note dated 3/10/22 at 11:08 a.m. revealed the resident was discussed due to a 9.7% weight loss in one month. The note documented the resident ate 26-50% of meals. Interventions included giving the resident Ensure supplements twice a day and offering snacks frequently including at bedtime.
On 3/10/22 the physician ordered Ensure three times a day after meals for nutritional supplementation.
The nutritional progress note dated 3/17/22 at 11:29 a.m. revealed the resident was discussed at a weight meeting due to a 9.7% weight loss in one month. The note stated the resident received supplements three times per day. The note stated the resident only ate 75% of one meal and refused to eat any more food. The intervention was to offer supplements between meals.
The nutritional progress note dated 3/28/22 at 11:56 a.m. indicated the resident was discussed at a weight meeting for a 6.9% weight loss over a month. The note stated the resident ate poorly but appeared to have been eating more. The note indicated the resident's weight seemed to have stabilized.
The nutritional progress note dated 3/31/22 at 12:32 p.m. indicated the resident was discussed at a weight meeting due to a 7.5% weight loss over 90 days. The note stated he ate poorly but had been eating meals to completion more often. The note stated the resident refused ethic cuisine and needed cueing to eat.
-When the resident refused ethnic cuisine, there were no additional measures to determine his food preferences and offer the resident food he liked.
The nutritional progress note dated 4/8/22 at 3:31 p.m. revealed the resident was discussed at a weight meeting for a 5% weight gain in one month and an 8.1% weight loss over 90 days. The note stated the resident ate poorly but had been improving since the CNAs helped the resident set up to eat and assisted him his first bite of food.
The nutritional progress note dated 4/14/22 at 11:33 a.m. indicated the resident was discussed at a weight meeting for a 10% weight loss over 90 days. The note stated the resident ate poorly, less than 50% of his meals. The resident received supplements three times per day, which the resident drank. Interventions included: thicker silverware and discussion the resident may have needed to assisted with meals.
The resident's care plan, initiated on 3/24/22 and revised on 4/19/22 (during the survey), revealed the resident had experienced a significant weight loss of 9.7% in 90 days as of 4/19/22. The interventions included: monitor/record/report to physician any signs and symptoms of emaciation, significant weight loss of three lbs in one week; provided supplements as ordered; served diet as ordered and monitored intake and recorded meals eaten; resident had a preference for Hispanic foods, offered as able.
The nutritional progress note dated 4/19/22 (during survey) at 2:30 p.m. revealed the resident was seen for a weight loss of 9.7% body weight in 90 days. The note indicated the resident's intake was 26-50% of meals and the supplement Ensure which was consumed 75% of the time. The recommendations were: continuing to honor resident preferences, providing supplements as ordered and offering light snacks.
IV. Staff interviews
The NS was interviewed on 4/19/22 at 12:20 p.m. She stated the resident was fully capable of feeding himself. She said he just needed a little cueing. She stated she would assist him a few bites of food, leave, and check on him every five minutes or so. She stated he could be stubborn at times. She said he had a choice of meals and if he did not like something, he would be verbal about that. She stated the cueing had been working, as he started gaining back some weight.
The dietary manager (DM) and registered dietitian (RD) were interviewed on 4/21/22 at 11:01 a.m. The RD stated the resident had been improving, as upon admission he was not eating as much. The RD said the resident was given supplementation and had just started eating in the dining room.
The DM stated the resident was a tough one and he would not speak to the DM or some of the staff. The DM said he had been trying to work with the resident to obtain the resident's food preferences. The DM said he had tried sending the resident ethnically appropriate foods and the resident did not like that. According to the DM, the resident stated he wanted smaller portions so the kitchen cut back on his portion size. The DM said the resident's family asked if they could have tried thicker silverware (which was not observed to be using) that would be easier for the resident to use, which the DM did provide to the resident. The DM stated they have tried several interventions such as having the resident eat in the dining room and providing the resident with the supplement Ensure three times a day, which the resident drank almost 100% of the time.
The RD stated the resident was started on the medication Mirtazapine (an antidepressant) which helped with the resident's appetite. The RD stated the last nutritional assessment was completed on 4/19/22. The recommendations from the nutritional assessment were to promote snacks, supplementation, help the resident understand how important communication was, spend more time with the resident to help him progress forward with thicker silverware to help promote his own plate to mouth if he was willing.
The DM stated he was unsure if the resident received snacks during the day. The DM stated he was willing to try and have a dedicated staff member assist the resident.
SERIOUS
(G)
Actual Harm - a resident was hurt due to facility failures
Deficiency F0742
(Tag F0742)
A resident was harmed · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to ensure one (#19) of two out of 29 sample residents, received appro...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to ensure one (#19) of two out of 29 sample residents, received appropriate treatment and services to attain the highest practicable mental and psychosocial well-being.
Specifically, the facility failed to implement effective interventions for Resident #19 to prevent and appropriately address Resident #19 abusive behaviors towards other residents. The facility failed to protect residents from continued verbal and mental abuse from Resident #19. Interviews revealed a pattern of abusive behavior including threats of retaliation by Resident #19 towards other residents, resulting in feelings of fear, helplessness, social isolation, humiliation, and extreme anxiety.
The staff failed to document the all of Resident #19 behavior, creating a limited management awareness of the frequency of the behaviors towards residents. The facility provided staff education on behavior management but the trainings did not improve the hostile living environment that the residents were subjected to from Resident #19. Interviews identified a staff complacency of Resident #19 behaviors and ineffective interventions to intervene when problems occurred. Facility actions did not show effective results until after an immediate jeopardy situation was identified on 4/20/22 and the facility implemented ongoing one-on-one supervision of staff providing continued mitigation of her behaviors and consistent attention. The facility also allowed her to have smoking privileges again which was identified to calm her nerves.
Cross-reference F600 failure to prevent resident to resident abuse that contributed to the resident experiencing emotional and psychological harm.
Findings include:
I. Facility policy and procedures
The Behavioral Assessment, Intervention and Monitoring policy, revised March 2019, was provided by the nursing home administrator (NHA) on 4/21/22 at 5:52 p.m. According to the policy, a behavior was a response of an individual to a variety of factors. The factors could include medical, physical, functional, psychosocial, emotional, psychiatric or environmental causes. The policy indicated behavior was influenced by past experiences, personality traits, environment, and interactions with other people. The policy identified behavior could always be a way for an individual in distress to communicate an unmet need, indicate discomfort, or express thoughts that could not be articulated.
The policy read in part: As part of the comprehensive assessment, staff will evaluate, based on input from the resident, family and caregivers, review of medical record and general observations: the residents usual pattern of cognition, mood and behavior; the residents usual method of communicating things like pain, hunger, thirst, and other physical discomfort; the residents typical or past responses to stress, fatigue, fear, anxiety, frustration and other triggers; and the residents previous pattern of coping with stress anxiety and depression . new or changes in behavior will be documented regardless of degree of risk to the resident or others . The interdisciplinary team will thoroughly evaluate new or changing behavioral symptoms in order to identify underlying causes and address any modifiable factors .The interdisciplinary team will evaluate behavioral symptoms in residents to determine the degree of severity, distress and potential safety risks to the residents, and develop a plan of care accordingly. Safety strategies will be implemented immediately if necessary to protect the resident and others from harm. Atypical behavior will be differentiated from behavior that is dangerous or problematic for the resident(s) or staff, or behavior that signals underlying distress .Interventions will be individualized and part of an overall care environment that supports physical, functional and psychosocial needs, and strive to understand, prevent or relieve the resident's distress or loss of abilities. Interventions and approaches will be based on detailed assessment of physical, psychological and behavioral symptoms and their underlying causes, as well as the potential situational and environmental reasons for the behavior.
II. Resident status
Resident #19, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included toxic and Wernicke's encephalopathy (brain disease, damage or malfunction) major depressive disorder, single episode, anxiety, sleep disorder and pain.
The 2/8/22 minimum data set (MDS) assessment revealed the resident's cognition was moderately impaired with a brief interview for mental status (BIMS) score of 10 out of 15. The MDS identified the resident had inattention and disorganized thinking. Resident #19 required supervision for bed mobility, transfers, locomotion on and off the unit, personal hygiene, eating and toileting. The MDS indicated Resident #19 exhibited physical behaviors directed at others for one to three days during the MDS seven day look back period. According to the MDS, the resident also had verbal behaviors for four to six days out of the seven day look back period. The resident did not have rejections of care.
III. Resident interviews
Resident interviews conducted 4/19/22 and 4/20/22, identified residents felt they were verbally abused with her yelling and obscenities directed to them. They were fearful of the physical threats Resident #19 made towards them, so much so, several of the residents requested their names not to be identified, expressing worry that the resident would find out. The resident also revealed they saw her attempt to act on her physical aggression towards a resident and staff members. Additional resident concerns included helplessness, humiliation, triggers of post traumatic stress disorder (PTSD), and one resident stated the behaviors of Resident #19 prevented their family members from coming to visit them. Residents indicated staff's inaction to resolve the behaviors of Resident #19 reduced their confidence that the facility/management could and would be able to improve the abusive situation. According to the resident interviews, staff would talk to her reminding her that her behaviors were inappropriate and/or ask her to go to her room, she would leave but the resident would often return to the situation, even more upset, targeting specific residents. The residents identified a recent occurrence during the 4/19/22 Resident Council where she continued to call residents names and flipped off the Resident Council president and continued to return to the meeting with elevated aggression. Interviews identified staff did not know what to do when Resident #19's behaviors escalated. (Cross-reference F600, failure to prevent resident abuse.)
IV. A frequent facility visitor interview confirmed Resident #19's abusive behavior toward other residents and residents' fear of her.
A frequent facility visitor was interviewed on 4/20/22 at 3:15 p.m. She said Resident #19 wanted either good or bad attention from people. She said she had heard in the past of residents complaining about Resident #19's behavior and spoke to Resident #19, thinking her behavior could be reigned in. She said she had never seen her behavior first hand and when she did, it stunned her.
The visitor explained she attended the recent Resident Council meeting when Resident #19 made a lot of noise. Resident #25 asked Resident #19 to remain respectful in the meeting and the AD spoke to Resident #19 twice, telling her if she continued to curse, she would have to leave. Resident #19 then called Resident #25 an obscenity. The resident left the meeting three times but continued to return. She flipped off Resident #25 and said I'm gonna kick somebody's obscenity.
The visitor said the other residents handled the situation well. She said she thought the residents were afraid of Resident #19. She said to the best of her knowledge, Resident #19 had not hit anyone, but hearing the comments from the residents in the group interview (see above), maybe she had. The visitor said she was not aware until after hearing the residents' comments that Resident #19's behaviors also were at night, which could be quite disruptive.
V. Observations
On 4/18/22 at 5:55 p.m. during the evening meal service. Resident #19 was propelling herself with her wheelchair through the dining room. Resident #34 was yelling out in confusion for her dog. Resident #19 yelled back in a mocking tone, where's my dog, where's my dog. Resident #19 laughed and took herself outside to the courtyard.
On 4/20/22 at 4:17 p.m. Resident #19 was heard down the hallway yelling from her room, the words were not distinguishable.
-At 4:18 p.m. Resident #19 exited her room and entered the dining room. Resident #19 stopped in the middle of an entrance point of the dining room.
-At 4:19 p.m. Resident #10 attempted to go navigate around Resident #19 and she tried to exit the dining room in her wheelchair. Resident #10 accidentally bumped the foot peddle of Resident #19 because of the limited space available for her to pass. Resident #10 quickly apologized and backed up her wheelchair. Resident #19 told Resident #10 I wish you would stop running me over, you do it all the time. Resident #10 said she would go the other way and proceeded to propel herself to the other side of the dining room. Resident #19 said as motioned to residents sitting at a dining table, You will probably just run over them too.
On 4/21/22 at 9:48 a.m. the minimal data set coordinator (MDSC) sat in a chair across from the room of Resident #19. Resident #19's room door was closed. The MSDC identified she was providing one to one supervision of Resident #19.
On 4/21/22 at 3:40 p.m. Resident #19 was observed on 4/21/22 at 3:40 p.m. with the MDSC during her one to one supervision as she wheeled throughout the facility. Resident #19 was smiling, and talking to the MDSC. She was not focusing on other residents and seemed to enjoy the positive attention.
VI. Record review
The April 2022 CPO for Resident #19 directed staff to monitor the behaviors of the resident. According to the CPO staff should look for signs of depression, crying, self isolation, feeling alone, restlessness, agitation, hitting, increased complaints, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, refusal of care and verbal and physical aggression. The CPO also directed staff to document the behavior findings in the progress notes if identified.
The April 2022 treatment administration record (TAR) indicated Resident #19 exhibited behaviors between 4/1/22 and 4/20/22. According to the TAR under behaviors, staff should document a Y if staff monitor the resident's behaviors and none of the behaviors of depression, crying, self isolation, feeling alone, restlessness, agitation, hitting, increased complaints, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, refusal of care and verbal and physical aggression were observed. Staff should document a N if staff monitored the residents and observed any of the above behaviors. The TAR indicated Resident #19 had daily behaviors and on multiple shifts.
Progress notes for Resident #19 identified showed limited behavior notes for Resident #19 and only two behavior notes for the month of April 2022, even though the CPO directed staff to document the behaviors in the progress notes which included an undocumented incident on 4/19/22 during Resident Council. On 4/19/22 a behavior note read Resident #19 was heard yelling down the hall. She was redirected to her room with no further incident.
Additional notes were reviewed for the past few months.
-The 10/15/21 behavior note read Resident #19 was teasing and making fun of other residents in the dining room. The resident became verbally abusive and was screaming loudly. According to the note, Resident #19 attempted to strike the nurse with her fists but was not able to make contact
-The 12/5/21 behavior note read Resident #19 was rude and hateful, yelling at residents, telling them to shut up, and mocking other residents that needed assistance. According to the note, Resident #19 looked for weaker residents to pick on.
-The 1/26/22 behavior note read the resident was yelling in the hallway.
-The 4/3/22 behavior note read she was yelling and angry at residents for not allowing her to smoke with them.
The review of the progress notes did not identify all the potentially abuse interactions as described by the as identified by resident and staff interviews,relating to Resident #19. The notes did identify the facility was aware of some of Resident #19's behaviors but allowed the behavior to continue to occur.
The care plan for psychosocial well being, initiated on 3/5/19, identified Resident #19 had psychosocial difficulties related to lack of family support. The care plan indicated there were no new interventions to address her psychosocial difficulties since 3/5/19.
The psychotropic medication care plan, lasted revised 8/16/21, and the anti-anxiety medication care plan, lasted revised on 5/7/2020, identified Resident #19 was administered psychotropic medications for her depression and anti-anxiety medication for her anxiety. The care plan indicated staff should monitor and record occurrences of targeted behavioral symptoms of pacing, wandering, disrobing, inappropriate response to verbal communication, violence/aggression towards staff/others and document per protocol.
The cognition care plan, last revised 3/5/19, indicated Resident #19 had an impaired cognitive function/impaired thought processes. According to the cognition care plan staff should:
-Ask Resident #19 yes and no questions, presenting one thought, idea, question or command at a time.
-Reminisce with the resident using photos of family and friends. However, according to the psychosocial care plan, the lack of family support contributed to her psychosocial difficulties.
-The impaired cognition intervention, initiated on 3/13/22, identified staff should provide one to one visits, redirection, and change environment when she was agitated.
The activities related psychosocial care plan, last revised on 5/27/21 identified Resident #19 was independent with her emotional, intellectual, physical needs. According to the care plan, the resident liked being part of group activities by watching from the sidelines. According to the care plan, staff should thank Resident #19 for her attendance in the activity function. The care plan did not address the resident's behaviors during the activity towards other residents or how staff should address her behaviors during the activity.
The behavior care plan, initiated on 3/5/19, last revised on 3/29/22, read Resident #19, yelled, cursed and was verbally and physically aggressive. Interventions included:
-The intervention, last revised on 3/13/2020, read staff to provide the resident with opportunities for positive interactions and attention. The care plan indicated staff should stop and talk to her as they passed her by.
-The intervention, last revised on 3/13/2020, read staff should discuss the behavior with the resident, explaining and reinforcing why behaviors such as aggression, yelling and cursing, were unacceptable and inappropriate.
-The intervention, last revised on 4/16/21, read staff should remind the resident of the unacceptability of verbal abuse.
The behavior care plan, last revised on 4/16/21, read Resident #19 had a potential for poor impulse control. The care plan indicated all interventions were last initiated and revised on 4/16/21. Interventions included:
-Analyze key times, places, circumstances, triggers, and what de-escalates the behavior. According to the care plan, the analysis should have been documented.
-Assess and anticipate the resident's needs.
-Assess the residents coping skills, support system and understanding of the situation. According to the care plan, staff should allow time for the resident to express herself and the feelings towards the situation.
-Give the resident as many choices as possible about care and activities.
-Intervene as needed to protect the rights and safety of others. According to the intervention, staff should approach the resident in a calm manner and divert her attention. Staff should remove the resident from the situation and take her to a different location as needed.
-Assist Resident #19 with developing more appropriate methods of coping and interacting. According to the intervention, staff should encourage Resident #19 to verbalize appropriately and inform staff when she was upset.
-Minimize the potential disruptive behaviors of resident #19 by offering a task which could divert her attention to positive interactions.
-Maintain separate smoking times and activities between Resident #19 and other resident's to facilitate a safe environment for other residents when Resident #19's verbal aggression increases.
-Monitor the behaviors of Resident #19 q (every) shift and prn (as needed). The care planned intervention directed staff to document the observed behavior and the attempted interventions.
The review of the behavior care plan identified the behaviors of verbal abuse and physical aggression were not new behaviors of Resident #19. The behavior care plan identified there were no new interventions put in place since 4/16/21.
-Despite Resident #19's behavior care plans in place, most of the interventions were over a year old and were either ineffective or not consistently implemented by staff.
The safety care plan, initiated 10/1/21 indicated Resident #19 was a long-term smoker and enjoyed her smoke breaks to calm her nerves. However, interviews with staff identified the resident was no longer allowed to smoke because she exhibited unsafe behaviors. Interventions added on 4/21/22 after the facility was informed of an immediate jeopardy situation related to her behaviors. The interventions included:
-Staff were to provide one to one supervision at all times to ensure interactions with staff and residents were appropriate. Staff was directed to intervene as needed to protect the rights and safety of others.
-Maintain separate smoke times and activities between Resident #19 and other residents to facilitate a safe environment for others.
-Provide opportunities for positive interactions and attention.
-Redirect the resident as needed, removing her from escalating situations. According to the intervention, offer the resident fluids or smoking if she does not want to leave the activity.
The smoking care plan short term goal, initiated on 4/21/22, read the facility would assist the resident with the development of appropriate methods to cope and interact with others.
Facility education in-service training was provided on 4/21/22 by the director of nursing (DON). The education provided indicated staff had both behavior management training and aggressive resident training in the past four months.
-A behavior management training was conducted on 12/17/21. According to the training, staff should: Reduce noise level and stimulation; give residents choices whenever possible; answer call lights promptly; report any signs of pain; and, use appropriate body language when speaking with the residents.
-A aggressive resident training was conducted on 2/7/22. According to the training, staff should:
Try to identify the cause of the aggressive behavior; use a calm voice; change the resident's environment; provide redirection and a one to one visit; and always make sure the resident and other residents were safe.
VII. Staff interview
Staff interviews confirmed the facility was aware of Resident #19's aggressive behavior toward other residents but did not recognize the emotional and psychological harm residents felt as a result. Further, although staff were able to articulate interventions to address the resident's behavior, resident interviews (see above) and interview with the frequent facility visitor (see above) revealed these interventions were not effective in protecting the residents from Resident #19's abuse.
The MDSC was interviewed on 4/20/22 at 11:31 a.m. The MDSC said all staff were responsible for checking in on residents when they were upset. She said she sometimes can hear Resident #19, loud and upset, from her office located outside of the dining room. She said when Resident #19 exhibits behaviors, staff try to keep residents safe by taking her out of the area, offering to sit and talk with her, offering to do her nails or redirecting her with coffee and by asking her what she needs. The MDSC said sometimes staff let her self-soothe but not when other residents were involved and at risk.
The activity director (AD) was interviewed on 4/20/22 at 11:37 a.m. She said Resident #19 would blurt things out. The AD said on 4/19/22 during the Resident Council meeting, Resident #19 was loud and disruptive. The AD said she asked Resident #19 to leave the meeting and Resident #19 left but then came back moments later and called Resident #25 an obscenity. Resident #19 was asked to leave again but she returned and was again loud, rude and confrontational. The AD said Resident #19 called Resident #1 a thief. She said staff interventions to address Resident #19's behaviors were care planned.
The director of nursing (DON) was interviewed on 4/20/22 at 11:26 a.m. The DON said she initiated a verbal abuse investigation on 4/19/22, of Resident #19 based on comments made by Resident #25.
The DON said the physicians have not given Resident #19 any kind of psychiatric diagnosis. The DON said the resident's physician has tried different medications but they have not seemed to make much of a difference.
The DON said the facility has made multiple attempts without success to find alternate placement for Resident #19 around the state, including psychiatric facilities and facilities near her family. The DON said her family had very little contact with Resident #19 or little involvement in her care. The DON said the facility continued to do 15-minute checks on Resident #19, redirecting, taking her out of the situation, and taking her to her room.
The DON said Resident #19 was a tough one. She was alert and oriented. She said her BIMS was 10/15 when assessed in March of 2021. She said it was definitely a behavior with Resident #19 and it almost was like attention-seeking.
The DON said she noticed that Resident #19 takes her anger/behaviors out on the person that was reprimanding her, so they have encouraged residents not to say anything to her because she takes it out on them. The DON said she would rather Resident #19 curse at the staff than at the residents. She said she had been trying for a year to manage Resident #19's behavior.
The DON said there have been some staff-witnessed behaviors. She said on 4/19/22, the AD and a frequent facility visitor were witnesses to Resident #19's behavior during the Resident Council meeting. She said no one reported the incident to her or the NHA at that time. She said she reviewed the charted behavior notes but was not informed by staff what had occurred.
The DON reviewed Resident #19's behavior notes from the past year. She said in July 2021, the resident cursed at staff twice. In August 2021, her behavior again was directed towards staff. There was a behavior identified in October 2021. In December 2021, she was noted to be rude and hateful, yelling at other residents and she attempted to strike a nurse. The DON said there was also one other behavior in April 2022, when the resident was told by staff she could not go outside and smoke because she no longer smoked.
The DON said Resident #19's family would not purchase her cigarettes after the resident was found smoking cigarette butts in her room. The DON said Resident #19 still would go outside but not to smoke. The DON said she thought the decrease in smoking could have contributed to her behavior.
The DON said Resident #19 seemed to get more animated and louder when there were people in the building she did not know. She said when the facility had new floors put in, the DON said Resident #19 was very boisterous and loud, teasing them. The DON said there had also been more families coming in recently. She said she thought that may bother Resident #19 because she did not have visitors or friends at the facility because of her behavior. The DON said the resident was better in the evening and she would sit near the nursing station and talk to the facility's evening nurse who she liked.
The DON said the facility had spoken to Resident #19 about her behavior but the resident said she was raised with older brothers and was rough with them. The DON said the resident also worked with all men as a dispatcher for a trucking company, so she thought her manner of speaking and her behavior was okay because it was the environment she was accustomed to. The DON said Resident #19 said she did not see anything wrong with how she spoke to residents or why it upset them. She said she has been spoken to the same way her whole life.
The DON said the only way they have found to mitigate the situation when Resident #19 exhibited behaviors, she was to have her leave the situation. The DON said she asked the AD why she did not have Resident #19 leave the Resident Council meeting. She said the AD said she did not know she could have her leave because she was fairly new in her position and she thought it was Resident #19's right to be there. She said other staff members did not hear anything that the DON was aware of, referring to behaviors during the 4/19/22 Resident Council. The DON said she was still getting statements from staff regarding the incident in the Resident Council meeting. The DON said she notified the police, the ombudsman, the resident's physician and attempted to reach the family of Resident #19 but had not heard back from them.
The DON said the social service director (SSD) was in the process of interviewing residents and the facility was actively investigating the residents' concerns.
The maintenance assistant (MA) was interviewed on 4/21/22 at 9:45 a.m. He said he was assigned to provide one-to-one supervision of Resident #19 for part of the morning of 4/21/22. He said he had been asked to make sure Resident #19 was not alone if she went out to the resident common areas. He said it was not uncommon for Resident #19 to call him names.
The MDSC was interviewed again on 4/21/22 at 9:50 a.m. She said she had been instructed to monitor the whereabouts of Resident #19 starting on 4/21/22. She said she had a good rapport with Resident #19. The MDSC said Resident #19 was always a smoker, and the MDSC would offer her cigarettes. The MSDC said the one-to-one supervision was to redirect and de-escate Resident #19 if she exhibited any behaviors towards others. She said the goal of the one-to-one supervision was for the safety of Resident #19 and other residents.
The social service director (SSD) was interviewed on 4/21/22 at 1:43 p.m. The SSD said part of her role was to provide emotional support for residents. The SSD said if residents were feeling down, she was always available to listen to them. She said she tried to get to know the residents.
The SSD was asked about the plan to address Resident #19's behaviors. She said she has seen staff remove Resident #19 from the situation when her behaviors escalate. The staff try to give her space and explain to her that she can not call residents names, and walk her to her room. The SSD said they have tried offering Resident #19 mental health services but she has refused in the past. The SSD said they also make sure she did not have roommates.
The SSD said residents have said Resident #19 yelled at them, but usually said it did not bother them. The SSD said she has asked the residents if they felt safe in the facility. She said no one has told her they did not feel safe and no one had mentioned they felt afraid. The SSD she said thought said residents were trying to cope with Resident #19.
The SSD said that since (during the survey) the facility had learned the residents were expressing fear of Resident #19, the new plan moving forward was for Resident #19 to be assessed again by mental health services, to offer her medication to help her sleep better, and to give her smoking privileges back. Resident #19 would also be closely supervised for both her smoking and her interactions with other residents. She said Resident #19 has told her that she wants to be left alone and she wants to leave the facility. The SSD said the resident had been turned down for transfer by ten facilities in Colorado and because the resident had an interest in Texas, she would start looking at facilities there.
The SSD said she would continue to communicate with residents and continue having residents complete abuse audit questionnaires. She said she routinely asked residents questions on abuse and would interview each resident at least quarterly. She said if she identified a concern, she would follow up with the DON. The SSD said if residents expressed concerns about a staff member, she would not share that information with the identified staff member but would refer it all the DON.
Registered nurse (RN) #1 was interviewed on 4/21/22 at 3:40 p.m. RN #1 said Resident #19 will sometimes not get up for the day until the afternoon and sometimes she would seclude herself in her room. But, when she was up, she was very attention seeking and would yell out constantly. The RN said she had heard her yelling in the dining room and would check on her, but usually she was just yelling at the television located in the dining room. She said she was aware of an incident between Resident #19 and Resident #22. She said both residents were yelling at each other and both residents were removed from the dining room. RN #1 said staff assigned to the dining room would usually be the ones to address the residents' behaviors in the dining room.
RN #1 said she has heard Resident #19 call staff members obscenity but that was just how Resident #19 was.
Administrative assistant (ADM ) #1 was interviewed on 4/21/22 at 4:20 p.m. She said Resident #19 had a strong and loud personality. ADM #1 said she usually will just yell at the television in the dining room which will escalate other residents. She said Resident #19 liked to get other people's goat and liked to irritate residents.
She said Resident #19 has to be taken out of activities such as bingo. She said she has heard Resident #19 call another resident an obscenity. She said when that happens, the resident is asked to leave. ADM #1 said Resident #19 knows who she can irritate, such as Resident #25 and Resident #10, and will focus on irritating those residents. ADM #1 said Resident #19 was fully aware of what she was doing; she wanted a response and sought out attention whether it was good or bad.
She said she knew Resident #19 well. She said Resident #19 can be redirected with Pepsi and coffee mixed with hot chocolate and creamers. ADM #1 said Resident #19 enjoyed television and sports. She said Resident #19 likes someone to talk to and someone to take her out for cigarettes. ADM #1 said she had worked at the facility for years and felt she was in tune with the residents. She said it would be good if staff had work groups again. She said before COVID, the facility held staff in-services. Staff used to be able to share information about residents on approaches that were working and a general conversation on what staff was seeing with the residents. ADM #1 said the facility has talked about having small group inservices but it was just in the brainstorming stage right now. She said it could be beneficial for all the new staff to be able to ask questions of the senior staff on how they work best with the residents.
The ADM #1 said [TRUNCATED]
SERIOUS
(G)
Actual Harm - a resident was hurt due to facility failures
Deficiency F0744
(Tag F0744)
A resident was harmed · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to provide person-centered dementia care to five (#33, ...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to provide person-centered dementia care to five (#33, #14, #15, #29 and #91) of five residents reviewed out of 13 residents who resided on the dementia care secured unit (SCU).
Resident #33 had dementia with lewy bodies and behavioral symptoms including repetitive verbalizations that affected her well-being and that of others around her. She had delusions and hallucinations, and talked loudly and often cursed to herself, causing other residents' anxiety to escalate. Resident #16, who was typically very quiet, walked by Resident #33 when she was cursing, yelled at her to shut the (obscenity)! and charged toward her. He would have possibly injured Resident #33 had a staff person not stepped between them and redirected him, apologizing and explaining that Resident #33 was not talking to him. The facility failed to address Resident #33's behavioral symptoms in a manner that effectively calmed and soothed her, and prevented psychosocial harm to herself and others. She was given antianxiety and antidepressant medications.
Resident #15 had Alzheimer's disease, spoke Spanish only, and spent most of his time in his room alone, or sitting at a table in the SCU common area looking out the window or sleeping with his head on his arms. Only one staff person was observed speaking a few phrases of Spanish to him during meal service. Resident #15 was not provided with meaningful activities, music, or opportunities to go outside when the weather was nice. He was given antipsychotic medication.
Resident #14 had dementia with behavioral disturbance and spent most of her days pacing in the hallway and common/dining area, carrying a baby doll, grimacing, moaning and whimpering. She did not like to sit at the dining room table to eat, and staff did not offer her finger foods and drinks that she could carry with her. She was observed taking food and drinks from other residents' tables and walking away with them. She was not provided with meaningful activities, one-to-one activities, tactile or sensory objects to manipulate. She was given antipsychotic and antidepressant medications.
Resident #29 had dementia, delirium and mood symptoms and spent most of her days pacing to and from her room and into the common dining area, asking staff where she should go, what she should do, and what was next. She had purple, blue and red bruising and swelling to her face and eyes from a previous fall (cross-reference F689, falls/accidents). She was not provided with meaningful activities, one-to-one activities, pet visits or opportunities to go outside although the weather was nice. She was given antipsychotic and antidepressant medications.
Resident #91 had Alzheimer's disease and depression. He was observed spending most of his time in his room, the television/dayroom and the common/dining area. He was admitted after a psychiatric hospital stay for treatment for suicidal ideations, and said he had contemplated suicide because he did not want to reside on the SCU. The facility contacted a mental health professional who visited and assessed him, but not until after his statement was reported during the survey. Resident #91 was not provided with meaningful activities or opportunities to go outside, other than for supervised smoke breaks. Resident #91 was given antipsychotic medication.
The facility's failures to provide adequate dementia care services contributed to Resident #33's behavioral symptoms worsening and negatively affecting others, putting her at risk for verbal abuse and injury. The facility failure to provide dementia care and a homelike SCU negatively affected residents' quality of life and prevented residents from reaching their highest practicable psychosocial well-being.
Cross-reference F758, unnecessary antipsychotic medications.
Findings include:
I. Facility policies
The Dementia-Clinical Protocol policy, revised November 2018, was provided by the director of nursing (DON) on the afternoon of 4/21/22. The policy required in pertinent part the following:
For the individual with confirmed dementia, the IDT (interdisciplinary team) will identify a resident-centered care plan to maximize remaining function and quality of life.
-Nursing assistants will receive initial training in the care of residents with dementia and related behaviors. In-services will be conducted at least annually thereafter.
-The facility will strive to optimize familiarity through consistent staff-resident assignments.
-Direct care staff will support the resident in initiating and completing activities and tasks of daily living. Bathing, dressing, mealtimes and therapeutic and recreational activities will be supervised and supported throughout the day as needed.
-The IDT will identify and document the resident's condition and level of support needed during care planning and review changing needs as they arise.
-Resident needs will be communicated to direct care staff through care plan conferences, during change of shift communications and through written documentation (nurses' notes and documentation tools).
-Progressive or persistent worsening of symptoms and increased need of staff support will be reported to the IDT.
-The physician will help define potential benefits and risks of medical interventions (including cholinesterase inhibitors and other medications used to enhance or stabilize cognition) based on individual risk factors, current conditions, history and details of current symptoms.
-The physician will order appropriate interventions to address significant behavioral and psychiatric symptoms, based on pertinent clinical guidelines and consistent with regulatory requirements.
-Medications will be targeted to specific symptoms and will be used in the lowest possible doses for the shortest possible time, unless a clinical rationale for higher doses or longer-term use is documented.
-If a psychiatric consultant is called to help manage behavioral or psychiatric symptoms in the individual with dementia, the IDT will retain an active role by reviewing and implementing the consultant's recommendations, addressing issues that affect mood, cognition, and function, monitoring for complications related to treatment, and evaluating progress.
-The staff will monitor the individual with dementia for changes in condition and decline in function and will report these findings to the physician.
-The IDT will adjust interventions and the overall plan depending on the individual's responses to those interventions, progression of dementia, development of new acute medical conditions or complications, changes in resident or family wishes, and other relevant factors.
-The physician and staff will review the effectiveness and complications of medications used to try to enhance cognition and manage behavioral and psychiatric symptoms and will adjust, stop, or change such medications as indicated.
II. SCU environment observations
The SCU environment had a lingering urine odor, noticeable from the entryway. The environment was not homelike, welcoming or conducive to spontaneous activities. A long hallway led to a television/day room and lounge chairs, but residents rarely entered the room and were not encouraged by staff to do so. The dining/common area was filled with square four-top dining tables. Several residents tended to gather near a table at the doorway where staff typically sat.
There were no magazines, newspapers, puzzles, art supplies or tactile items to invite spontaneous activities or to promote a homelike environment.
There was no private cordless phone. When residents received or made a call, staff removed the phone from the cabinet above the kitchen countertop area, and seated the resident next to the kitchen counter in the middle of the common area. There was no privacy for phone calls, and the room was typically loud, with hard floors and table tops echoing the sounds of residents and staff talking.
There was no independent access to the outdoor secure courtyard. The only door to the outside was a fire door that sounded an alarm if opened. The window looked out onto a sidewalk that was deeply cracked, uneven, and surrounded by landscape rocks, creating an unwelcoming and unsafe environment (cross-reference F689, accident hazards).
The SCU was typically staffed with two certified nurse aides (CNAs). There was no consistent social services or activity programming to promote highest practicable well-being and quality of life for the residents. The nurse entered the SCU only when requested by the CNAs or to give medications. The activity director entered the SCU occasionally to conduct a brief group activity, and then left the SCU.
Review of the facility's resident roster matrix revealed that out of 13 residents who resided on the SCU, 12 residents were given antipsychotic medications and seven had experienced falls.
Review of resident care plans revealed more of a focus on medications than individualized assessments and responses to root causes and unmet needs.
III. Resident #33
A. Resident status
Resident #33, under age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included progressive supranuclear ophthalmoplegia (a brain disorder that causes serious problems with walking, balance, eye movements and later swallowing); major depressive disorder; Parkinson's disease; dementia with lewy bodies; and anxiety disorder.
The 3/18/22 minimum data set (MDS) assessment documented severe cognitive impairment per staff assessment. Resident #33 was unable to complete the brief interview for mental status (BIMS). She had delirium symptoms of hallucinations and delusions, trouble concentrating and poor appetite. She had behaviors that affected others but no care rejection. She had wandering behavior but it was not documented how it affected her or others, or if her behavior put her at risk.
Resident #33 required limited physical assistance with transfers, ambulation, eating and personal hygiene; and extensive assistance with dressing and toilet use. She had unsteady balance and gait. Her fall history was blank. She took antianxiety and antidepressant medications daily.
Her preferences were not documented on the above quarterly MDS assessment, but her 6/15/21 annual MDS documented it was very important to her to have snacks between meals and family involvement. It was somewhat important to her to keep up with the news, do things with groups, go outside in good weather, and participate in religious services.
B. Observations
An initial tour of the SCU on 4/18/22 at 1:15 p.m. revealed Resident #33 was standing in the common area, looking at the floor, talking loudly in a two-way conversation with herself. Nearby, a female resident with a walker was pacing up and down the hallway, circling the common area, talking loudly and disrupting other residents. Certified nurse aide (CNA) #1 was encouraging her to sit down because she had been standing for a long time. A male resident paced in the hallway and common area, walking toward another resident's room until a CNA redirected him back into the hall. Resident #90, who was sitting in a chair in the common area near Resident #33, said, Communication is hard and I don't want to be here. He said he was looking for a phone book and a pencil. (Resident #90 was moved to a room on the open unit at 4:00 p.m. that day.)
CNA #1 said the SCU was typically staffed with two CNAs, which they needed, and the nurse covered the [NAME] hall and the SCU.
Observations of the SCU and Resident #33 were conducted throughout the survey on the afternoon of 4/18/22, and throughout the day on 4/19, 4/20 and 4/21/22, and included the following of note:
On 4/18/22 at 5:00 p.m., Resident #33 was being fed her dinner by a CNA.
On 4/19/22 at 8:21 a.m., Resident #33 was being fed her breakfast by staff. A few minutes later she was saying to herself, You have to eat, honey, you do, as a CNA was scraping off her plate into the trash.
Throughout the day on 4/19/22, Resident #33 remained in the common area, sitting or standing, looking down, constantly talking to herself.
On 4/19/22 at 4:35 p.m., Resident #33 was talking loudly to herself. Resident #13, who was sitting nearby, loudly told her to Stop!
On 4/19/22 at 4:59 p.m., Resident #33 was talking and cursing loudly and approaching other residents aggressively, including Resident #13 who was talking loudly near her. CNA #3 intervened to protect other residents who were standing or sitting nearby.
On 4/19/22 at 5:11 p.m., Resident #33 was still talking loudly and as dinner was served, her voice and her cursing grew even louder. Resident #16, who was walking out of the dining room, yelled in Resident #33's face, Shut the (obscenity! and charged toward Resident #33. CNA #3 stepped between them, apologized to Resident #16 and reassured him, saying, She wasn't talking to you. CNA #3 redirected Resident #16 into the hallway as he said, She was looking right at me!
On 4/19/22 at 5:13 p.m. several residents were eating dinner but Resident #33 was standing up near the dining room entry door, talking loudly to herself. Resident #13 was yelling at Resident #33 to stop it, oh my god! CNA #3 reassured Resident #13 that she would take Resident #33 to her room in a minute. At 5:16 p.m. CNA #3 tried to walk Resident #33 down to her room to eat but she refused, locking her feet and legs firmly in place, looking down at the floor and talking loudly. At 5:19 p.m., she was walking around the dining room, looking down at the floor and talking and cursing loudly to herself while other residents were trying to eat. Resident #13 said to her, Oh, knock it off! CNA #3 continued to separate Resident #33 from other residents who were walking by her while CNA #12 was assisting other residents in their rooms. At 5:23 p.m., Resident #33 was still standing up looking at the floor, talking to herself but more quietly. Resident #13 was watching her, and was not eating. At 5:31 p.m., Resident #33 continued to stand up and talk to herself. Her dinner was in her room where staff had tried to redirect her, and she had not eaten. At 5:32 p.m., CNA #12 asked the residents if they were finished with dinner, and if it was good. One resident responded that it was not very good, and she replied, I'm sorry, hopefully it will be better tomorrow.
On 4/20/22 at 8:45 a.m., Resident #33 and other residents had finished breakfast. Resident #33 had her head down and was talking softly to herself, sitting at a table across from a staff person. Her glass of water was still full and her cranberry juice was two-thirds full. At 8:53 a.m., CNA #10 turned on some music. This was the first time music was observed playing in the common area on the SCU. As the music played, Resident #33 started talking louder.
On 4/21/22 at 10:00 a.m., Resident #33 was standing up in the common area, talking to herself loudly, and very close to other residents and staff. A group of residents was standing around, no activities were happening. A third CNA was coming on duty and getting report from another CNA. She said it was good to have three CNAs.
Resident #33 was observed during the survey from 4/18 through 4/21/22 spending most of her time in the common area, unengaged, standing or sitting with her head down, talking to herself. When she was not visiting with her husband, she talked to herself and looked miserable, either grimacing or with a flat affect. The facility failed to provide adequate dementia care services to help Resident #33 reach her highest practicable level of well-being, and negatively affected the well-being of other residents near her.
C. Staff interviews
On 4/20/22 at 10:30 a.m., Resident #33 was not in the common area. CNA #12 was interviewed and said Resident #33 was in her room, and her husband would be visiting her soon. Regarding the altercation with Residents #33 and #16 the previous day, she said Resident #16 was typically quiet but he responded aggressively to Resident #33 about once every week or two. She said Resident #16's anger toward Resident #33 was easily triggered, but also easily diffused.
She said Resident #13 got escalated with Resident #33 and would usually say hey, stop it! but usually did not get agitated. Resident #6 would often yell at Resident #33 to shut the hell up!
CNA #12 said the staff response to Resident #33's behaviors depended on their training. She said Resident #33 could be redirected by taking her to her room to calm her down with nobody else around, as well as telling other residents she was not directing her words at them. When she was not redirectable and being loud, CNA #12 said she would take other residents into the other common area. She said when Resident #33 was yelling and cursing loudly, she could intervene by taking her for a walk or calling her husband and letting her talk with him. She said Resident #33's husband visited her daily between 10:00 and 11:00 a.m., and he called her twice a day, and told them he was available if they needed him to talk with Resident #33.
CNA #12 said she was used to working on the SCU with just two CNAs but some staff get very frustrated. She said it was a tough situation when staff did not have the correct training to deal with the situations. I usually respond with redirection and then report it to the nurse. CNA #12 said she knew Resident #33 got Ativan (an antianxiety medication) and that does calm her down. She said Resident #33's visits and phone calls from her husband really do help her a lot.
Regarding Resident #33's behavior, CNA #12 said, I do think it overstimulates the other residents and brings a lot of anxiety to have that constant yelling and not knowing if it's directed toward you or not. It can definitely seem like it sometimes. She said Resident #33's behaviors were typically intermittent throughout the day.
On 4/19/22 at 11:15 a.m., Resident #33 was observed sitting in her room next to her husband, who was visiting, and quietly talking with him and not to herself.
The director of nursing (DON) was interviewed on 4/20/22 at 11:30 a.m. She said the incident with Residents #33 and #16 was not reported to her by staff on 4/19/22. She said Resident #33's behaviors had been worse the last month and a half, and she was now on liquid Ativan. She said she had noticed Resident #33 was talking angrily and cursing to herself more, but no staff had told her it was upsetting anybody else.
She said the CNAs had good luck with redirecting her if they could get her to a quieter area, like the TV area or down the hall, separated from others so she was not hearing other people, the television, the reading activities or other people talking. When separated and more quiet, she does tend to calm. She's a totally different person when her husband is here. She will sit and converse with him. She doesn't talk to herself when he's here.
The DON said Resident #33 probably had more psychiatric issues than she had ever been diagnosed with, but it was hard to say because her husband did not observe her behaviors. Her whole personality changes when he's here. She said Resident #33's husband visited daily and called often, which definitely helped to calm her.
The social services director (SSD) was interviewed on 4/21/22 at 3:05 p.m. She said for residents on the SCU, she addressed dental, vision, hearing, mental health or behavioral needs, basically doing everything outside the realm of psychotropics and activities. She said residents would let them know if there were things they needed. She said she thought staff were very observant and met the SCU residents' needs accordingly. She thought residents were kept clean and well taken care of, and said they sent housekeeping back there, and more often than not there were no behavior issues that affected others.
She said she had never noticed anyone really had an issue with Resident #33's behavior. She's not very cognitive, and she's having some delusions and things of that nature. I don't see residents react to things she says and she's never directed it at anyone. You have folks back there humming consistently, and they don't react really to other residents' behaviors.
D. Record review
Record review over the past six months revealed Resident #33 had experienced falls and weight fluctuations, behavioral symptoms and psychoactive medications.
Resident #33's SCU placement care plan, initiated 8/6/2020 and not revised, identified dementia with lewy bodies, wandering, requires low stimuli, exit seeking. The goal was to remain safe within the facility and decreases in behavioral issues. Interventions were: ensure environment is free of hazards; maintain daily routine as much as possible, avoid unfamiliar situations and caregivers as much as possible; activities outside of the unit with appropriate supervision, assess for over-stimulation; redirect as possible to activities or change topic if behaviors evident; evaluate need for SCU placement per facility protocol and as needed; administer medications as ordered; assess/record/report adverse effects/ineffective outcomes to physician; educate and provide family support; pharmacy consult to review medications per facility protocol; report significant changes to physician/family/nurse; assess/record/report behaviors/interventions/outcomes to nurse/physician every shift and as needed.
Resident #33's social needs care plan, initiated on 7/15/2020 and revised on 4/30/21, identified she was dependent on staff for meeting her emotional, intellectual, physical and social needs. The goal was participation in activities of choice one to three times weekly. Interventions included: enjoys listening to late 50s and early 60s music, visiting with her spouse and spending time on the phone talking with him; riddles and jokes both through books and handouts and spontaneous will be shared; access to telephone at her convenience; converse with resident during care; assist with arranging community activities, arrange transportation; assist/escort to activity functions; one-to-one as needed/requested; activities which do not involve overly demanding cognitive tasks; engage in simple, structured activities; encourage ongoing family involvement; invite her family to attend special events, activities, meals; establish and record prior level of activity involvement and interests by talking with her, caregivers, family on admission and as necessary; introduce to residents with similar background, interests and encourage/facilitate interaction; provide a program of activities that is of interest and empowers resident by encouraging/allowing choice, self-expression and responsibility; provide with a variety of snacks/beverages; provide the opportunity to participate in outdoor activities as weather permits; provide opportunity to participate in religious services; review activities needs with the family; and thank resident for attending activity functions.
Resident #33's behavior problem care plan, initiated 7/20/2020 and revised 4/30/21, identified verbal aggression, yelling, impulsive behavior, wandering, resistive to care, throwing self on ground. Interventions included: one-to-one staff redirection, enjoys talking to husband often; administer medications as ordered; intervene as necessary to protect the rights and safety of others, approach/speak in a calm manner, divert attention, remove from situation and take to alternate location as needed; monitor behavior episodes and attempt to determine underlying cause; consider location, time of day, persons involved, and situations; document behavior and potential causes; provide a program of activities that is of interest and accommodates resident's status.
Resident #33's cognitive function/dementia care plan, initiated 7/20/2020 and not revised, included these interventions: administer medications as ordered; communicate with resident and husband regarding capabilities and needs; reduce any distractions: turn off TV, radio, close door etc. Resident understands consistent, simple, directive sentences. Provide her with necessary cues-stop and return if agitated. Keep routine consistent with consistent caregivers to decrease confusion. Reminisce with Resident #33 using photos of family and friends.
Review of Resident #33's interdisciplinary team (IDT) progress notes for the past six months revealed minimal documentation regarding her behavioral symptoms, dementia care needs, and supervision/engagement. The following pertinent notes were documented:
-12/13/21, Resident is active and independent, she has the right to choose which activity she wants to participate in. She participates in 1-3 activities weekly.
-12/16/21 at 7:00 a.m., Resident very agitated and kept pulling her clothes off, pulled pants down and took a step before CNA could get to her she fell landing on buttocks, fall witnessed by CNA. Resident did not hit head, no apparent injury noted at this time.
-1/16/22 at 1:58 p.m., Resident is very combative. She is refusing to take medication, throwing them on the floor, and spitting them out. She is being physically aggressive. She is cussing and screaming while wandering around the unit.
-1/18/22 at 10:36 a.m., Resident continues to act aggressively to staff. Continues to pace, scream, cuss, and yell at staff and other residents. She is refusing to take medication most of the time. She will not redirect. Recommendation: change in medications.
-2/3/22 at 9:59 a.m., Resident doesn't participate much in group activities anymore but we are able to still do one on ones with her at this time.
-2/17/22 at 1:22 p.m., Food is used with her as a behavioral calming method.
-There was no documentation of Resident #33's verbal behaviors, other residents' response to it, or the verbal altercation with Resident #16 on 4/19/22 (see observations above).
Behavior documentation on the April 2022 treatment administration record (TAR) revealed the resident was monitored for the following behaviors: (specify) itching, picking at skin, restlessness (agitation), hitting, increase in complaints, biting, kicking, spitting, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, aggression, refusing care every shift for Zyprexa (antipsychotic), start date 11/10/2020.
-However, the resident was taking Ativan, an antianxiety medication, not Zyprexa. Nonetheless, the behaviors were not specified or resident-centered. Nursing staff marked Yes for behaviors 17 times on the day shift, seven times on evening shift, and none on the night shift.
-No non-pharmacological interventions were documented on the TAR prior to administering as-needed Ativan.
IV. Resident #14
A. Resident status
Resident #14, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia with behavioral disturbance and major depressive disorder, single episode, severe with psychotic features.
According to her 2/3/22 MDS assessment, she had severe cognitive impairment; delirium symptoms including inattention, disorganized thinking and delusions; behavioral symptoms not directed toward others such as pacing, rummaging and disruptive sounds, but no rejection of care. Her balance was unsteady and she required extensive assistance for dressing, toilet use, hygiene; set up help, supervision, oversight, encouragement and cueing for eating; and supervision, oversight, cueing and physical assistance with ambulating in the corridor. She was frequently incontinent and needed extensive assistance with dressing, toilet use and personal hygiene. She took antipsychotic and antidepressant medications.
The preferences that were important to her included caring for her personal belongings, snacks between meals, family involvement, use of the phone in private, reading books/newspapers/magazines, listening to music, being around animals, and spending time away from the nursing home.
B. Family interview
Resident #14's family member was interviewed on 4/20/22 at 9:25 a.m. Regarding the SCU environment, she said she was concerned about Resident #14's roommate (Resident #33) who seemed to be kind of upset and was yelling all the time, more like talking to herself. She said it was disturbing to her because she is my mother's roommate and that's got to be a little tough. My mom won't sleep in her bed anymore. She said she slept on one of the lounge chairs in the dining room/common area. They kind of let her sleep where she wants to, and I don't know if it has anything to do with the roommate either. I got a glimpse of mom's old personality about a month and half ago when that lady was yelling, not yelling at anybody, just herself or an imaginary person. My mom just looked at me and rolled her eyes. I don't think there's anything to be done about it, I think it's the disease of that lady.
She said she was concerned about the antipsychotic medication Resident #14 was taking, and would like to see her off other than pain meds and her antidepressant; I'd like to see how she does off of all of it because I have heard that there are dangers with that stuff and dementia.
Regarding activities, she said Resident #14 was not really interested in anything anymore other than walking. She used to like to just sit outside when she was in the assisted living. My understanding is they have a courtyard so I'll see if she'll sit out there with me. She pretty much doesn't really participate in activities. She used to. She said she suggested to the facility that Resident #14 might like a doll to carry around, because she did that at her previous assisted living facility.
The family member said Resident #14 started moaning and crying at her previous facility. She had chronic back pain and her knees are like bone on bone. She used to get cortisone shots in her knees but that's not possible anymore. She said the doctors put her on oxycodone and she was initially concerned about opioids but, if that's what it takes for her to have a pain free existence, so be it.
She said Resident #14 needed finger foods because she's not one to sit and eat a meal, but needs something she can carry around and [NAME] on.
The family member said when she visited Resident #14 in the facility, she still paced but did not moan and cry, possibly because she spoke with her, walked around with her and engaged her.
C. Observations
Observations of Resident #14 were conducted throughout the survey on the afternoon of 4/18/22, and throughout the day on 4/19, 4/20 and 4/21/22, and included the following of note:
On 4/18/22 at 5:00 p.m., the residents on the SCU had been served their dinner. Resident #14 was sitting at a dining room table moaning, holding a cookie and trying to eat spaghetti with her fingers at the same time, while also holding her baby doll. She had a glass of strawberry supplement near her plate. At 5:05 p.m. she was not eating. At 5:06 p.m. she stood up from the table and CNA #1 helped her sit back down and encouraged her to eat. At 5:08 p.m. Resident #14 had finished her strawberry drink but had not eaten anything. At 5:15 p.m. she was moaning and crying, backing her chair away from the table, and had not eaten anything more. At 5:20 p.m. she was walking around the dining room. She had eaten her cookie and drank her supplement but nothing else, and she was not offered finger foods or a different entree. Her spaghetti and sliced zucchini were left on her plate and a few minutes later were scraped into the trash can.
At 5:24 p.m. Resident #14 was walking throughout the common area and hallway, moaning and crying, une[TRUNCATED]
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0679
(Tag F0679)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to provide meaningful activities for one (#20) of three...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to provide meaningful activities for one (#20) of three residents reviewed out of 29 sample residents.
Specifically, the facility failed to provide meaningful activities according to Resident #20's preferences, to ensure he reached his highest practicable psychosocial well-being.
Findings include:
I. Resident status
Resident #20, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included Alzheimer's disease; atrial fibrillation; rheumatic disorders of mitral, aortic, and tricuspid valves; and diverticulosis of intestine.
The 2/10/22 minimum data set (MDS) assessment revealed that a brief interview for mental status (BIMS) assessment was not completed as the resident was rarely understood. The MDS revealed it was very important for the resident to have books, newspapers, and magazines to read; be around animals such as pets; and go outside for fresh air when the weather was good. The MDS revealed it was somewhat important for the resident to do his favorite activities.
II. Record review
The functional abilities and goals-admission assessment dated [DATE] at 2:39 p.m. revealed the resident needed some help with everyday activities.
The March 2022 activity participation log had check marks on several activities such as music and movies. The category of room visits was checked off every day in March. There was no April 2022 activity participation log located in the resident's chart.
The one-on-one (1:1) list provided by the activity director (AD) indicated the resident only had one 1:1 visit in March: on 3/22/22, an Easter quiz was provided to the resident. No other 1:1 was listed for the resident.
The resident's care plan dated 3/23/22, revealed the resident loved to play bingo, do crossword puzzles, trivia, and hang out with other residents in the dining room. The care plan stated the resident loved to watch his favorite television shows and read the weekly newspaper. The care plan documented the resident was dependent on staff for meeting his emotional, physical and social needs. The care plan intervention was to assist the resident with arranging community activities.
III. Observations
On 4/18/22 at 1:01 p.m., the resident was observed lying in bed on his left side without a television or music on.
On 4/18/22 at 3:00 p.m., the resident was observed lying in bed on his left side without a television or music on.
On 4/18/22 at 3:53 p.m., the resident was observed lying in bed without a television or music on.
On 4/18/22 at 4:03 p.m., the resident was observed lying in bed awake without a television or music on.
On 4/19/22 at 2:30 p.m., the resident was observed sitting in his recliner chair. No television, no music was observed.
On 4/20/22 at 10:45 a.m., the resident was observed sitting in his recliner. The resident's roommate's television was on.
On 4/20/22 at 11:35 a.m., the resident was observed lying in bed on his left side asleep.
On 4/20/22 at 1:45 p.m., the resident was observed lying in bed asleep.
On 4/21/22 at 3:15 p.m., the resident was observed lying in bed on his left side without television or music on.
Observations throughout the survey, conducted 4/18 through 4/21/22, revealed the resident spent most of his time in his room lying in bed without engagement, music or television. He was not observed being invited to activities or participating in group or 1:1 activities. He did not have books, magazines or newspapers to read. He was not observed to be invited outside although the weather was nice, or to have pet visits per his preferences.
IV. Staff interview
The AD was interviewed on 4/21/22 at 3:10 p.m. She stated she took the resident crossword puzzles that day. She said the resident attended an Easter party and would sometimes come to bingo just to listen. She said sometimes he refused to do activities. She said she tried to do as many 1:1 visits with the resident as possible. She stated she made a list of the residents she completed 1:1 visits with, as she liked to make sure every resident stayed involved. She stated the resident liked to attend snack time.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Quality of Care
(Tag F0684)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review, interviews, the facility failed to provide treatment and care in accordance with professio...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review, interviews, the facility failed to provide treatment and care in accordance with professional standards of practice for one (#11) of two residents out of 26 total sample residents.
Specifically, the facility failed to:
-Prevent the worsening of a developing diabetic ulcer which developed an infection, necrotic tissue, and exposed muscle and tendon of the right fourth toe;
-Assess, monitor, and document the skin injuries to the resident's leg; and,
-Create a person-centered care plan identifying Resident #11's current needs to promote the healing of the toe.
The facility failed to consistently monitor, and documented changes weekly for the status of the wound.
Findings include:
I. The Pressure Ulcer/Skin Breakdown-Clinical Protocol, revised April 2018, was provided by the nursing home administrator (NHA) on 4/21/22 at 5:52 p.m. The policy read in pertinent part: The Physician will assist the staff to identify the type for example, (arterial or stasis ulcer and characteristics presence of necrotic tissue, status of wound bed, etc.) of an ulcer .The physician will help identify factors contributing or predisposition disposing residence to skin breakdown; for example, medical comorbidities such as diabetes or congestive heart failure, overall medical instability, cancer or sepsis causing a catabolic state, and macerated or friable skin .The physician will clarify the status of relevant medical issues; for example, whether there is a soft tissue infection or just wound colonization, whether the wound and has necrotic tissue, and the impact of comorbid conditions of healing and existing wound. The physician will order pertinent wound treatments, including pressure reduction services, wound cleansing and debridement approaches, dressings, and applications of topical agents. The physician will help identify medical interventions related to wound management; for example treating a soft tissue infection surrounding an ulcer, removing necrotic tissue, addressing comorbid medical conditions, managing pain related to the wound or to wound treatment, etc .The physician will help staff character as a likelihood of wound healing, based on a review of pertinent factors .As needed, the physician will help identify medical and ethical issues influence wound healing; for example the impact of end-stage heart disease or because the resident or family declines artificial nutrition for and hydration .During resident visit, the physician will evaluate and document the progress of wound healing-especially those with complicated, extensive, or poorly-healing wounds.
II. Resident status
Resident #11, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the April 2022 computerized physician orders (CPO) diagnoses included type two diabetes mellitus with diabetic neuropathy, Type two mellitus (DMII) with other skin ulcer, Alzheimer's disease, unspecified abnormalities of gait and mobility, lack of coordination, muscle weakness and very low level of personal hygiene.
The 1/17/22 minimal data set assessment (MDS) documented the resident had moderate cognitive impairment with a brief interview for mental status (BIMS) of 12 out of 15. He required extensive assistance from one person for dressing. Resident #11 needed limited assistance of one person for personal hygiene and toileting.
According to the MDS, he needed supervision with bed mobility, transfers, locomotion and eating.
The MDS did not identify the resident had skin conditions as of the 1/17/22 MDS assessment.
III. Ulcer/wound to the toe
A. Resident observation and interview
Resident #11 was observed on 4/18/22 at 3:20 p.m. He wore socks without a foot protection boot to his right foot while he sat in his wheelchair in his room.
Resident #11 was observed in the dining room on 4/19/22 at 12:21 p.m. wearing a boot on the right foot.
-At 12:54 p.m., Resident #11 asked an unidentified certified nursing aide (CNA) if she could take off his boot. He told her he would have it put back on in a little bit. The CNA agreed.
Resident #11 was interviewed on 4/19/22 at 1:02 p.m. He said he was praying and hoping that his foot would get better but was concerned about it. He said he already lost one of his toes. The resident said he had been seeing a physician for his fourth right toe.
Resident #11 was interviewed again on 4/21/22 at 5:36 p.m. He wore a boot to his right foot. He said he never had pain related to his toe but occasionally would ask staff to remove the boot to give him a break from it.
B. Record review
The cognition care plan, last revised on 5/1/19, indicated Resident #11 impaired cognitive function/dementia or impaired thought processes related to difficulty making decisions, confusion and forgetfulness.
The skin integrity care plan focus, initiated on 12/11/19, read Resident #11 had a potential/actual impairment to skin integrity r/t (related to) urinary incontinence and poor hygiene.
The care plan identified Resident #11 had diabetic foot ulcer between his fourth and fifth digits. According to the care plan, the resident had a fifth digit amputation.
The resident's short term goals read the resident would have no complication in his skin integrity and his toe amputation would heal without complication.
The diabetic care plan, last revised on 5/27/21, read Resident #11 had diabetes mellitus and was non compliant with his diet. The review of the care plan identified since 9/1/19.
-The care plan did not identify current complications with the management of his diabetes and there were no new interventions to his current diabetic ulcer of his right, fourth toe.
The physician note on 12/22/21 read new wound was identified on Resident #11 right foot. According to the note, the resident's right fourth toe rubs against his wheelchair creating a new thickened callus the size of dime which was shallow but not erythematous, hot, drawing or red. The note indicated the plan for healing included new orders for therahoney twice a day while the wound was left open to air. The physician instructed the foot to be cushioned where it hit the wheelchair to avoid pressure.
The 1/12/22 CPO read the resident had orders for Puricol dressing on the right toe in the afternoon for the pressure injury.
An order note written on 1/12/2022 revealed staff were to administer Keflex capsule/Cephalexin at 500 milligrams (MG) four times per day for ten days for a right foot infection on his fourth toe.
The 1/14/2022 nutrition/dietary note read Resident #19 had a callus to his fourth right toe. According to the nutrition note, a supplement was recommended if the resident had less than 50% intake at meals related to his diabetes.
The 1/16/22 health status note read the resident continued on antibiotics for his right fourth toe infection.
The health status notes between 1/19/22 and 1/22/22 identified Resident #11 remained on antibiotics for his toe infection with no side effects. According to the notes, staff were to continue with the resident's plan of care.
The 1/23/22 health status note read the resident's treatment of antibiotics for his toe infection was completed.
The 1/23/22 wound note documented the wound measured 1.5 cm x 1 cm x .15 cm.
The 1/25/22 CPO read bacitracin,wrapped with gauze and coban daily was ordered for a pressure injury.
The 1/25/22 late entry skin/wound note read Resident #11 had an initial podiatry appointment for the wound to his right fourth toe. According to the note, the resident had new orders for the application of bacitracin,wrapped with gauze and coban daily.
The 2/1/22 wound note documented the wound measured 1.5 cm x 1 cm x .1 cm. The comments read the resident continued with podiatry orders to use bactrim, gauze,and coban daily. According to the documentation, there were no new orders. The documentation identified the wound exudate changed from purulent to serosanguinous. There was healthy graduation tissue appearing and staff was changing dry gauze to prevent peri-tissue from moisture.
The 2/8/22 wound note documented the wound measured 1.5 cm x 1 cm x .08 cm. The comments read the resident went to podiatry and came back with no new orders. Staff will continue to keep it dry and clean.
The 2/15/22 wound note documented the wound measured 1.5 cm x 1 cm x .1 cm. The comments read the wound had improved in the last week. There was healthy granulation tissue visible in the wound bed. The wound bed was clean and dry and scabbing was beginning to form. The peri-tissue was intact with no maceration. The wound had redness extending about 2.5 cm from the wound border. Keeping the wound clean and dry with NS, bacitracin and dry gauze.
The 2/22/22 wound note documented the wound measured 1.5 cm x 1 cm x .8 cm. The comments read the resident went to podiatry and returned with dressing intact. There are no new orders. The resident was offered an air mattress but refused to use it. The resident would not wear the foot protector. The resident was not compliant with any orders.
The 2/23/22 physician note read the resident's wound was now healing well.
The treatment administration record (TAR) for March 2022 indicated Resident #11 wore the ordered boot in the evenings but frequently refused to wear a boot during the day and at night.
-Not other interventions were documented for each refusal. The doctor was not notified of the resident refusals to identify the need for new orders or new interventions.
The 3/1/22 weekly wound note documented the wound measured 1.5 cm x .75 cm x .1 cm. The comments read the resident continues with podiatry appointment and orders. The borders of the wound are decreasing in width. The resident refuses to wear the heel protection. Treatments continued with bacitracin, gauze and coban daily. The wound has healthy, clean, dry tissue. The healthy Peri-tissue, it's slightly red.
The 3/8/22 weekly wound note documented the wound measured 1 cm x 1.5 cm x .15 cm. The comments read the resident had an appointment on 3/8/22 with the physician and no new orders were sent.
The 3/23/22 wound clinic note read Resident #11 was concerned his wound opened up about two weeks revealing a large deep wound prior to the 3/23/22 appointment. According to the note, the resident ambulated with dragging feet and resting his foot on the side of his wheelchair pedal. The physician noted the nurses at the facility felt bacitracin made the wound worse, however, the physician identified the resident had not a dressing over his right toe wound which was covered by only a sock with a hole in it.
The physician diagnosed the wound as a skin ulcer of the right toe with necrosis of the muscle. The note revealed the muscle of the toe was exposed. The wound measured 2.5 x 1 cm.
According to the note, the physician's plan was to order x-rays for the possibility of osteomyelitis, and order labs. The physician indicated a second physician requested a CAM walker boot to protect the toes. The wound clinic note identified Resident #11's blood sugar levels have been well controlled.
-Nursing staff were not following the treatment dressing orders that were currently in place.
The 3/24/22 weekly wound documentation did not include facility measurements. The comments read the resident went to podiatry and got orders for a boot. The resident would not wear the boot. The resident refused to keep it on. The resident was non-compliant with the orders.
The 3/27/22 health status note read Resident #11 continued to refuse wearing his boot on foot. According to the care plan, staff would continue to encourage use of the boot.
The 3/31/2022 health status note indicated Resident #11 had new orders to leave dressing in place to ulcer on right fourth toe until there was follow up at the wound clinic on Monday (4/4/22) for a dressing change.
The 3/31/22 weekly wound documentation identified the wound on his toe measured 1.5 cm x 1.5 cm x .2 cm. The comments read the resident was referred to wound care, initial appointment was on 3/31/22. The wound was slightly more macerated with increased draining. The resident had orders to leave dressing on until 4/4/22. There were no orders to cleanse the wound.
The treatment administration record (TAR) for April 2022 indicated Resident #11 wore the ordered boot in the evenings but frequently refused to wear a boot during the day and at night.
The April 2022 CPO, start date 3/25/22, directed staff to keep the boot on when awake and a soft boot on during the night, every shift for type two mellitus with other skin ulcer.
The 4/4/22 weekly wound documentation identified the wound on his toe measured 1.5 cm x 1 cm x .2 cm. The comments read the resident's toe was quite macerated and moist with increased purulent. The resident had new orders to clean with normal saline, cover with gauze and keep dry. The dressing was to be left in place per wound care. The resident continued to use foot protection. An ultrasound/ magnetic resonance imaging (MRI) was scheduled, with orders to remove the bandage at that time.
The 4/6/22 therapy minutes of service in the assessment period was provided by the director of rehabilitation (DOR) on 4/21/22 at 10:51 a.m. The minutes identified Resident #11 considered for a potential therapy evaluation on 4/6/22.
The 4/7/22 weekly wound documentation did not include facility measurements. The comments read the resident was seeing wound care for the wound on his fourth toe. He had orders for the toe to remain covered at all times . He also had orders for xeroform, foam and tegaderm if the dressing comes off. According to the documentation, the lateral side of the toe was macerated and moist. The borders of the wound were difficult to measure.
The 4/11/22 wound clinic note read the resident has had a fourth toe ulcer for the past three months. The wound clinic note described Resident #11 ambulation status as wheelchair-bound and able to transfer by dragging his feet and placing weight on the tips of his toes. The physician note revealed the bandage/dressing over the wound was not in place when he arrived at the appointment. According to the note, his dressing was removed prior to arterial duplex (ultrasound scan) a week prior to the 4/11/22 and was not replaced. The note indicated the wound was significantly worse in the past four days since review and there was concern for infection. The physician described the wound as full thickness, 50% necrotic tissue, 50% slough, measuring 1.9 cm x 2.8 cm x.02 cm. The muscle remained exposed with exposed tendon at 50% of the wound. The wound was debrided with the removal of necrotic tissue and the new measurement post debridement was 1.9 cm x 2.8 cm x.03 cm. The note indicated the resident stated he did not put weight on his toes.
The new plan was to obtain a wound culture and an erythrocyte sedimentation rate (ESR) collection due to the worsening of the wound and concern for an infection. The plan also included minimal compression placed with retainer netting and medigrip tubular dressing size D from foot to ankle. According to the note, the bandage needed to be kept in place until follow up at the clinic in three days.
The note revealed a phone call was made to the facility regarding the condition of Resident #11's toe. Per the phone conversation, the nursing staff was educated on the importance of leaving dressing in place and to contact the physician 24 hours a day, seven days a week. if they had questions or concerns. The note identified the physician reiterated the importance of calling if they had questions or concerns.
Verbal orders were given to start moist gauze dressing daily if the dressing came off but according to the note, the expectation was to have the dressing removed at the clinic.
The 4/12/22 skin/wound note read Resident #11 dressing checked and remained in place. According to the note, the wound care physician ordered staff not to remove dressing or cleanse the wound. The note indicated there was no improvement to the condition of the fourth toe and the resident two plus pitting edema to foot, ankle of right foot.
The 4/14/22 wound clinic note read Resident #11's wound has developed a worse odor and has worsened overall the past four days. According to the note, a new bandage was in place at time of the arrival to the appointment.
The note identified the diabetic foot ulcer of the right toe as significantly worsening in the past week. The wound culture identified MSSA and the physician assistant (PA-C) was concerned about trauma to the toe related to a toe nail abrasion and significant worsening of the wound.
The wound measured 2.0 cm x 2.8 cm x .03 with 50% exposed tendon, redness, drainage and was 50% necrotic.
The plan was to start doxycycline at 100 milligrams. The bandage should be kept in place until follow up at the wound clinic for a dressing change. The physician gave verbal orders to staff to replace the bandage with alginate Ag+ and mediplex if the dressing became saturated, wet or fell off. Additional x-rays to the toes were ordered, a partial unna boot was applied to the foot and the primary physician would follow up in five days.
A 4/14/22 order note read doxycycline hyclate tablet at 100 mg was ordered. Staff should give Resident #11, 100 mg by mouth twice a day for 14 days for an infection in his right foot.
The 4/17/22 health status not read Resident #11 dressing was intact on the resident's foot per physician's orders without any complaints voiced by the resident or side effects noted from the antibiotics.
The 4/18/22 weekly wound documentation did not include facility measurements. The comments read Resident continues to see wound care and podiatry for the right 4th toe. Staff continues to follow care instructions to leave the dressing and place unless it falls off. The resident was adamant about not completing the MRI. He refuses to wear a protective boot during the day. The resident continued to refuse showering and personal hygiene routine.
The 4/18/22 wound clinic note read Resident #11 arrived at the appointment with the original bandage from 4/14/22. The note read the wound looked better but not by much. The wound measured 2.1cm x 2.8cm x.3 cm. According to the note, the odor to the wound was mild and the doxycycline seemed to be helping clear the infection.
A 4/19/22 faxed communication from the orthopodspine center read: (Resident #11) would need to put on his walking boot that he has. (Resident #11) states he has one in the home (facility). Please locate this and make sure he wears this 24/7 (24 hours a day 7 days a week) and it can come off for dressing changes once a day .
The 4/19/22 health status note read Resident #11 continued on antibiotics with no ill effects. The note indicated the resident received new orders for iodosorb gauze with cobanto to the right foot last toe. The orders directed staff to tape daily and encourage the resident to wear his boot
The weekly wound documentation was provided by the facility on 4/20/22. The wound was identified as vascular to his right toe.
The 4/20/22 and 4/21/22 health status notes identified the resident continued to refuse to wear his boot.
The skin care plan focus was updated and revised on 4/20/22. The care plan read Resident #11 had a full thickness diabetic foot ulcer to his right fourth digit. He was followed and treated by the wound care clinic. The 4/20/22 care plan focus identified read the resident had a history of osteomyelitis with a right fifth toe tarsometatarsal amputation. Resident #11 had potential for further skin integrity compromise and pressure injury r/t poorly controlled DMII, incontinence, impaired mobility, and other comorbidities. The added goal indicated the resident would have no complications related to his right fourth digit diabetic ulcer and would show improvement in size and characteristics by the next review date. According to the goal, any further compromised skin integrity would heal without complications through the next review date.
The following skin care plan interventions were lasted initiated on 12/11/19:
-Avoid scratching and keep hands and body parts from excessive moisture. Keep fingernails short.
-Educate resident/family/caregivers of causative factors and measures to prevent skin injury.
-Encourage good nutrition and hydration in order to promote healthier skin.
-Follow facility protocols for treatment of injury.
-Identify/document potential causative factors and eliminate/resolve where possible.
-Resident #11 needed time options and encouragement to shower. Schedule shower time based on his preference that day.
The following interventions were initiated on 4/28/2020:
-Keep skin clean and dry and use lotion on dry skin. Do not apply between toes.
-Monitor/document location, size and treatment of skin injury. Report abnormalities, failure to heal, s/sx of infection, maceration etc. to MD.
-Weekly treatment documentation to include measurement of each area of skin breakdown's width, length, depth, type of tissue and exudate and any other notable changes or observations.
The following care plan interventions were initiated after a callus was identified on the fourth right toe of Resident #11 which developed into a necrotic diabetic ulcer with exposed muscle and tendon.
-Follow up appointments with the wound clinic with any new concerns of worsening wound characteristics or complications right away.
The skin care plan revealed no new interventions were identified on the care plan addressing the right toe of Resident #11 including how to address his frequent refusal of his boot, other pressure relieving interventions, or how to ensure physician ordered interventions such as dressings were in placed as prescribed.
The behavior care plan, revised on 4/20/22 identified Resident #11 had several behaviors including resistive to care. The care plan did not include the protective boot refusal or additional interventions on how to address the refusal of the boot and promote the use of the boot.
The 4/21/22 health status note read Resident #11 continued on antibiotics and treatment of the resident's fouth right toe. According to the note, the prescribed dressing was intact prior to wound care appointment. The Boot was also placed on and the resident was encouraged to keep it in place throughout the day.
The 4/21/22 nutrition/dietary note pertaining to skin identified multiple vitamins and Prostat were ordered. According to the note recommendations included the promotion of protein intake to mechanical texture at meals and fluids related to the increased protein needs/intake. According to the nutrition note, staff can provide Prostat supplementation in the drink of choice for best acceptance for wound healing.
A 4/21/22 plan to avoid skin breakdown on the right lower extremity due to pressure on the wheelchair leg rest was provided by the DOR on 4/21/22 at 4:40 p.m. The plan read: Right lower extremity was currently protected by an aircast (boot.) The resident does not keep the right leg right on the wheelchair during the day to prevent contact with the right lower extremity. The resident would still be able to use his foot to propel his wheelchair. The leg rest will be available for transport out of the facility or at other times it is required.
The skin breakdown plan did not include how the facility would when the foot was not protected by the boot because of his refusal of the boot.
IV. Right leg injury
A. Resident observation and interview
On 4/18/22 at 3:20 p.m. Resident #11 said he fell and had hurt his leg. The resident lifted his pant leg to reveal several large scabs on the top of his knee and multiple small scabs all on down his shin. He said it happened when she attempted to self-transfer from his bed to his chair
On 4/21/22 at 10:12 a.m Resident #11 said the scabs on his leg were when he scratched himself with his nails. The resident's nails were observed to be long with much debris along the nail beds.
B. Record
The ADL care plan, revised on 4/29/19, read under the bathing intervention, Resident #11 had an activity of daily living (ADL) self-care performance deficit related to his dementia. The ADL care plan identified under the bathing intervention, staff should check the resident's nail length, trim, and clean on bath days and as necessary. Staff should report any changes to his nurse.
The ADL care plan, under skin inspection read Resident #11 required skin inspections every week. Staff should observe the resident's skin for redness, open areas, scratches, cuts, bruises and report changes to the nurse.
The skin care plan, initiated on 12/11/19, read Resident #11 should avoid scratching and keep hands and body parts from excessive moisture. According to the care plan, staff should keep his fingernails short.
The review of the fall incidents identified the resident had not had a documented fall since October 2021.
The review of the progress notes did not identified any injuries to the resident's legs that could have resulted in injury was in December 2021:
-The 12/8/2021 health status note read Resident #11 had been scratching his right knee and left leg. According to the note, the resident had ecchymosis on left lower extremity and scratches on right knee. Staff would report to the wound/skin nurse and day nurse for FU.
-The 12/9/21 health status note A&D ointment was applied to bilateral lower extremities on Resident #12. The resident was educated about scratching legs.
The review of the above weekly wound documentation between 1/23/22 and 4/18/22 did not identify the scabs to the right leg of Resident #11 as the ADL care plan indicated.
The April 2022 CPO directed staff to document in the skin assessment every week on every day shift.
V. Staff interviews
The DOR was interviewed on 4/21/22 at 10:13 a.m. He said staff communicate requests to see residents in the morning meetings or verbal requests by staff or residents. The DOR said they recently discussed picking up the resident for therapy because he would be very appropriate because he needs to work on safety when self-transferring, refusal to use his call light and because of his compromised foot related to his wound on his toe.
The DOR said he spoke to Resident #11 and he refused. He said he did not like to do therapy. The DOR said the resident has also refused him in the past. The DOR was asked if he had approached him just to try a transfer evaluation. The DOR said he would be happy just to try to ask him if would just be open to a transfer evaluation.
The DOR said over the past few months he has looked at Resident #11 wheelchair at foot position. They have tried his foot pedals on and off and added cushioning to the pedal side where he rested his toe but the padding does not stay in place. He said the resident possibly removes it. He said his attempt to help make his wheelchair more comfortable was not documented because it was done on his own time. He said he would write up a plan.
Licensed practical nurse (LPN) #3 was interviewed on 4/20/22 at 5:03 p.m. The LPN identified himself as Resident #11's nurse. He said he was not aware of the multiple scabs on the resident's leg or how they occurred. He said it was possible the resident scraped himself when he self-transferred. The LPN said Resident #11 had not had a recent fall but he was unsteady and transferred himself very hard onto his wheelchair. LPN #3 said Resident #11 was a bad historian and may not know how he injured himself. The LPN said all skin related injuries should be documented on skin assessments and progress notes.
Certified nurse aide (CNA) #3 was interviewed at 4/20/22 at 5:10 p.m. She said she noticed the scabs today (4/20/22) when she gave him a shower. She said she asked the resident what happened to his leg and he said he fell.
CNA #1 said had noticed the scabs for a while. She said she thinks it was because he scratched his legs. The CNA exited the interview, walked into the dining room and spoke to the resident. She returned and said Resident #11 said the scabs were from him stretching his legs.
The director of nursing (DON) was interviewed on 4/21/22 at 3:02 p.m. She said her wound nurse was no longer at the facility. The DON said she was not aware of the scabs on the resident leg but it should be documented on the weekly skin notes, and progress notes. She said registered nurse RN # 1 would know more about it. She said she was aware the resident did not have a fall since October 2021. She said the skin injuries would not be related to a fall. The DON said the resident scratched himself frequently and also slammed himself down on his wheelchair when he transferred himself. She said when there was a skin injury, staff would normally request orders from the physician or see how the physician wanted to treat it. The DON was informed of resident's observed long fingernails with debris under them. She said she would ask the staff to trim his nails.
The DON said she was aware of only the ulcer identified on Resident #11's toe but the former wound nurse was the one who directly followed his wound care within the facility. She said the resident was followed by his physician and currently had appointments with the wound clinic. She said it was documented the resident was sometimes resistant to interventions. She said he refuses the air mattress and continues to self transfer and does not always wear his boot to protect his toe.
The DON said the wound to his toe was originally thought the wound was a pressure ulcer but now the physician identified it as a diabetic ulcer. She said he had orders for staff to leave his dressings in place which has been shared with the nurses. She said she was not aware the resident arrived at his appointments without his ordered dressings in place. She said she was not aware the physician assistant (PA-C) documented on 4/11/22 she a made a phone call to the facility nursing staff to discuss the importance of leaving the dressing in place until the follow up at the wound clinic, provided them his her phone number and reiterated the importance of calling if there were any questions.
RN #1 was interviewed on 4/21/22 at 3:18 p.m. She said the wound to his toe was vascular. She said her role Resident #11's wound care was to follow the physician's orders. He has had ongoing treatments to his toe since it was identified. She said the wound had been ongoing for a while. She said he already lost his fifth toe about a year ago. The RN said he has had new orders almost weekly to address the fourth toe wound. She said he has seen podiatry and goes to the wound clinic. RN #1 said the resident was not compliant with his diabetic diet. She said they tried padding his foot pedal for protection of the toe but the padding continued to come off. She said he kicked off his heel protector.
She said she was aware the resident arrived at the wound clinic without his ordered dressings in place. She said the first time it occurred was when the dressing was removed for X-Ray. The dressing was not then replaced. She said the second time it occurred was when he went to the appointment before she had a chance to look at it. RN #1 said the dressing must have fallen off.
RN #1 said was aware of the scabs to his leg. She said he scratched them chronically. She said the scabs on his leg should be in his skin notes. The RN said she clipped his nails one to two weeks ago. She said the CNA's should clip them as needed and in the shower. RN #1 said the resident sometimes refuses his showers.
The RN #1 said the resident could be resistant to care and sometimes refuses showers. She said they verbally try to convince him to be[TRUNCATED]
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Accident Prevention
(Tag F0689)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to prevent falls and accidents with injuries and potential for injuri...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to prevent falls and accidents with injuries and potential for injuries resulting in hospitalizations, steri-strips and a fracture for five (#20, #29, #25, #1, and #24) of eight residents reviewed for falls out of 29 sample residents.
Specifcally, the facility failed to:
Resident #20 was identified as a high fall risk but experienced two falls with injury. Due to the facility's failure to provide assistance to the resident, the resident fell in his bedroom on 2/6/22 and suffered a two-inch by two-inch hematoma to the right parietal lobe (was not sent to the hospital) and fell on 3/29/22 and suffered a one centimeter laceration above the right eye and abrasions to both knees.
Resident #25 was identified as a high fall risk, but failed to prevent a fall with injury. Due to the facility's failure to provide the resident assistance, the resident fell in her bedroom on 2/22/22 and suffered a left wrist fracture.
Resident #1 was identified as a moderate fall risk but failed to prevent a fall. Due to the facility's failure to ensure the resident had a way to summon help outside, the resident fell outside in the snow and had to crawl to a door and knock on it for help.
Resident #24 was identified as a high fall risk upon admission, but failed to prevent several falls. Resident fell on 3/10/22 in his bedroom and suffered a left middle finger sprain; the resident fell on 3/11/22 in his room and suffered a bruise on the right side of his head, skin tear to his right elbow and bruise to his right knee; resident fell on 3/14/22 in his bedroom; and resident fell on 3/21/22 in his bedroom and suffered a skin tear to his right elbow, knee, and top of left hand.
Resident #29 was identified as a high fall risk upon admission and needed staff assistance for ambulation. Due to the facility's lack of supervision and assistance, Resident #29 suffered an unwitnessed fall resulting in a head injury, a visit to the emergency room for staples, and bruising and swelling to her face and eyes.
Findings include:
I. Facility policy
The Fall Prevention policies and procedures, revised in March 2018, read in pertinent part, based on previous evaluations and current data, the staff will identify interventions related to the resident's specific risks and causes to try and prevent the resident from falling and try to minimize complications from falling. The staff will monitor and document each resident's response to interventions intended to reduce falling or risk of falling. If interventions have been successful in preventing falling, the staff will continue the interventions. If the resident continues to fall, staff will re-evaluate the situation and whether it is appropriate to continue or change current interventions. As needed, the attending physician will help the staff reconsider possible causes that may have not been previously identified.
II. Resident #20
A. Resident status
Resident #20, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included atrial fibrillation, rheumatic disorders of mitral, aortic, and tricuspid valves; and diverticulosis of intestine.
The 2/10/22 minimum data set (MDS) assessment revealed that a brief interview for mental status (BIMS) assessment was not completed as the resident was rarely understood. The MDS revealed the resident required a one-person physical assist with transferring to or from bed, chair, wheelchair, and standing position; required a one-person physical assist walking in his room (between locations in his room); and used a walker.
B. Observations
On 4/19/22 at 8:52 a.m., the resident was observed slumped in his chair (with his bottom near the edge of the chair and his head was to the left side) with his breakfast tray in front of him.
On 4/19/22 at 12:20 p.m., the resident was observed slumped in his chair in the same position as 8:52 a.m. with a lunch tray in front of him. The registered nurse supervisor (NS) was observed entering the resident's room and lifted him up in the chair.
On 4/20/22 at 8:52 a.m., the resident was observed in the dining room sitting in his wheelchair.
Throughout much of the survey from 4/18/22-4/21/22, the resident was observed in bed outside of meal times. He was not observed being engaged in activities to keep him engaged and free from falls per his care plan (see below).
C. Record review
The functional abilities and goals assessment upon admission dated 3/18/22, revealed the resident needed some help (partial assistance from another person) for ambulation, used a walker upon admission, required supervision or touching assistance from sit to stand, and required partial/moderate assistance to put on and take off footwear.
The fall risk assessment completed on 3/29/22 revealed the resident was a high fall risk. The resident's fall risk score was 80; 45 and higher indicated a high fall risk.
A risk for falls care plan was initiated on 2/17/22 and revised on 3/24/22. The interventions included: be sure the resident's call light was within reach, ensure that the resident was wearing appropriate footwear when ambulating, use front wheeled walker for ambulation with stand by assistance as needed, and offered activities that minimized the potential for falls.
Resident falls with injury
According to the interdisciplinary team (IDT) report, the resident was heard yelling for help on 2/6/22 at 10:15 a.m. The resident was found on the floor in his bathroom. According to the IDT report, the resident stated he was trying to change his brief and slipped. The resident was helped back up with assistance. The resident suffered a two-inch by two-inch hematoma to the right parietal lobe. The IDT post-fall recommendations were to continue physical therapy and encourage call light use.
According to the IDT report, the resident had a fall on 3/29/22 at 2:42 p.m. The resident was found face down on his bedroom floor. The resident suffered a one centimeter laceration above the right eye and abrasions to both knees. The IDT post-fall recommendations were to continue physical therapy and keep the resident in a bedroom close to the nurses ' station.
-Although the resident was at high risk for falls and both falls were unwitnessed, the facility did assess and implement a plan for increased supervision and assistance.
D. Resident roommate interview
The resident's roommate was interviewed on 4/20/22 at 11:32 a.m. He stated the resident almost fell out of bed the night before and he had to go get help for the resident. He said a staff member came into the bedroom and helped the resident straighten out in bed. The roommate said he did not sleep at night as he worried the resident would fall out of bed and said he had told numerous staff about it. The roommate said he was afraid to help the resident because he did not want to do something wrong and injure the resident. At the time of this interview, the resident was observed lying in bed on his left side about an inch from the edge of the bed.
E. Staff interviews
The registered nurse supervisor (NS) was interviewed on 4/21/22 at 2:25 p.m. She stated the resident was able to transfer independently. She stated lately he had been requiring more assistance and one person would help him. She stated the resident was a high fall risk.
Certified nurse aide (CNA) #3 was interviewed on 4/21/22 at 4:30 p.m. She stated she sometimes just had to figure out how the residents transferred as she did not know specifically where to look for transfer information. She said she just assisted the residents.
CNA #5 was interviewed on 4/21/22 at 4:43 p.m. She stated she found out how residents transferred when they were admitted . She also stated she could look at the white board at the nurses ' station which showed her who needed a Hoyer (mechanical) lift transfer.
III. Resident #25
A. Resident status
Resident #25, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included cerebral infarction, low back pain, and lack of coordination.
The 2/12/22 MDS revealed the resident did not have cognitive impairment with a BIMS assessment score 15 out of 15. The MDS revealed the resident required supervision transferring to or from bed, chair, wheelchair and standing position, and used a wheelchair.
B. Resident interview
The resident was interviewed on 4/20/22 at 9:03 a.m. The resident stated she got up to turn on her diffuser, twisted her ankle turning the corner back to bed, fell into her wheelchair and hit her wrist on the side of the chair. She stated she went to bed and woke up the next morning with pain in her wrist, but thought she just slept wrong on it. She went to physical therapy that morning and she told her physical therapist she hurt her wrist. She said her physical therapist used biofreeze and the transcutaneous electrical nerve stimulation (TENS) unit and when he turned on the TENS unit, it started shooting pain up her elbow and she had excruciating pain. The resident stated she told her physical therapist she fell, but it was into the chair and not the floor so she did not tell anyone. She stated the physical therapist said we are going to take you back to the nurses ' station right away. She said the physical therapist told the nurses he thought she may have fractured her wrist. She stated she told the nurses she fell but did not think to say anything because she fell into her wheelchair. She said she went to the radiology department at the hospital for x-rays and found out she fractured her left wrist.
C. Record review
The fall assessment dated [DATE] revealed the resident was a high risk for falls.
The care plan dated 3/1/18, revealed the resident was at risk for falls due to unsteady gait, pain, history of falls, and muscle weakness. The interventions were to ensure the resident's call light was within reach, allow for rest periods for increased fatigue, ensure a safe environment with even floors, call light in reach, and personal items within reach.
-The care plan was not updated to include the fall and assess current interventions. The fall risk assessment was not done immediately after the resident's fall.
D. Staff interviews
The director of nursing (DON) was interviewed on 4/21/22 at 12:46 p.m. The DON stated a fall investigation was not conducted as the resident did not fall to the ground.
The physical therapist (PT) was interviewed on 4/21/22 at 4:29 p.m. The PT stated when he went to pick up the resident for her scheduled physical therapy session on 2/22/22 at 9:00 a.m., the resident told him her left wrist was significantly sore and painful. The PT stated he told the resident that he could work on it in physical therapy. He said he asked the resident if anything happened to make her wrist sore and she stated she fell into her wheelchair hitting her wrist on the side of the wheelchair. He stated the resident told him she did not fall on the floor but he told her that was a fall. He stated he tried biofreeze and then suspected the resident had a wrist fracture when she experienced significant pain during the biofreeze treatment. He stated he took the resident to the nurses ' station and the resident was sent for x-rays. He said the x-rays indicated the resident had a fractured wrist.
-The facility failed to provide monitoring, supervision, and placement of personal items within reach to prevent a fall with fracture.
IV. Resident #1
A. Resident status
Resident #1, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included muscle weakness, epilepsy and chronic obstructive pulmonary disease.
The 2/12/22 MDS revealed the resident was cognitively intact with a BIMS assessment score of 13 out of 15.
B. Resident interview
The resident was interviewed on 4/20/22 at 3:00 p.m. The resident stated she fell out of her wheelchair sometime during the winter at night while outside smoking. She stated she could not remember the date but remembered there was snow on the ground. She stated she crawled in the cold and snow to a door where she pounded on it. She stated a staff member answered the door, went outside and got her wheelchair, brought it inside and assisted her back into the wheelchair and into the building.
C. Observations
Observations during the survey, conducted 4/18/22 through 4/21/22, revealed the sidewalk outside the facility, which led from the main dining room entry doors to the gazebo and then to the secure unit doorway, had multiple cracks with uneven surfaces, creating an accident hazard for residents.
D. Record review
The care plan dated 1/19/22 and revised on 4/21/22, indicated the resident was at high risk for falls related to weakness and unsteadiness. The interventions included ensure the resident's call light is within reach and ensure the room is free of clutter.
The fall risk assessment dated [DATE] indicated the resident was a moderate fall risk.
-There were no nursing notes regarding the resident's fall from her wheelchair on the sidewalk.
E. Staff interviews
The DON was interviewed on 4/21/22 at 12:46 p.m. She stated there was not a fall investigation completed as she was not aware the resident had a fall.
-She acknowledged that whoever helped the resident back into her wheelchair and back into the building after her fall should have reported the incident.
V. Resident #24
A. Resident status
Resident #1, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included Parkinson's disease, muscle weakness and lack of coordination.
The 3/7/22 MDS revealed the resident was moderately cognitively impaired with a BIMS assessment score of 10 out of 15. The MDS revealed the resident required a one-person physical assist with transferring to or from bed, chair, wheelchair, and standing position; required a one-person physical assist talking in his room (between locations in his room); and used a wheelchair.
B. Observations
On 04/18/22 at 1:50 p.m. the resident was observed sitting on the edge of his bed trying to tie the strings on his pants. The call light was observed lying on the floor close to the wall. When asked if he needed help, he said yes and began leaning forward trying to reach for the floor. The RN was notified and assistance requested.
On 4/20/22 at 10:34 a.m., the resident was observed in his room on the side of the bed eating breakfast. The resident's call light was observed on the floor to the left of the resident, out of his reach.
On 4/21/22 at 10:02 a.m., the resident was observed lying perpendicular on his bed. His legs and feet were dangling off the bed and his head was against the wall.
On 4/21/22 at 12:13 p.m., the resident was observed lying perpendicular on his bed. The resident's call light was observed on the floor, out of his reach.
C. Record review
The fall assessment dated [DATE] revealed the resident had a history of falling, had impaired gait, and could overestimate or forget limitations. The assessment revealed the resident was a high fall risk with a score of 75; a score over 45 was considered a high fall risk.
A falls care plan was initiated on 9/15/21. The care plan documented the resident was at high risk for falls due to gait/balance problems related to Parkinson's disease. The interventions were to ensure the resident's call light was within reach, ensure the resident was wearing appropriate footwear when ambulating or mobilizing in his wheelchair, and follow the facility fall protocol.
-The care plan was not updated with the resident's recent falls.
Falls with injuries
Upon review of the IDT post-fall report, the resident had an unwitnessed fall on 3/10/22 at 10:12 a.m. walking to the bathroom; the resident fell into a wall. The resident reported a head strike and complained of left middle finger pain. The resident suffered a left middle finger sprain. Neurology checks were completed and were normal. The recommendations were to ensure call light was within reach, keep the resident in a room close to the nurses ' station, and continue physical therapy. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall and interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21.
Upon review of the IDT post-fall report, on 3/11/22 at 1:15 p.m. the resident was found on his buttocks in front of his bed. The resident suffered a bruise on the right side of his head, skin tear to the right elbow and a bruise to the right knee. The IDT post-fall assessment recommended to continue with physical therapy, keep the resident in a room close to the nurse's station and encourage call light use. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall prevention interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21.
Upon review of the IDT post-fall report, on 3/14/22 at 1:30 p.m., the resident was found in his room on the floor on his buttocks. The resident reported no injury. The post-fall assessment recommendations were to continue with physical therapy and keep the resident in a room close to the nurse's station. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall prevention interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21.
Upon review of the IDT post-fall report, the resident had a on 3/29/22. The PT reported the resident reached for a drink and fell forward off of his bed, landing on his knees. The resident suffered a skin tear to the right elbow, skin tear to the right knee and skin tear to the top of the right hand which required steri-strips. The IDT report revealed a post-fall assessment was not completed. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall and interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21.
-Although three of the resident's four accidents were unwitnessed and his call light was frequently out of reach per observations, his care plan was not revised to include monitoring and supervision to prevent further accidents with injuries.
E. Staff interviews
The NS was interviewed on 4/21/22 at 2:25 p.m. She stated the resident was independent. She said he had good days and bad days. She stated they wanted to keep him in his wheelchair as he was a huge fall risk. She said he did know how to use his call light.
-This was not documented in his care plan (see above).
CNA #3 was interviewed on 4/21/22 at 4:30 p.m. She stated she sometimes just had to figure out how the residents transferred as she did not know specifically where to look for transfer information. She said she just assisted the residents.
CNA #5 was interviewed on 4/21/22 at 4:43 p.m. She stated she found out how residents transferred when they were admitted . She also stated she could look at the white board at the nurses' station which showed her who was a hoyer lift.
VI. Resident #29
A. Resident status
Resident #29, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia without behavioral disturbance and delirium due to known physiological condition.
According to the 3/7/22 MDS assessment, Resident #29 had severe cognitive impairment with a BIMS score of five out of 15 with delirium symptoms including inattention. She needed limited physical assistance with transfers and ambulation, extensive assistance with personal hygiene and toilet use, was incontinent, had no falls before her admission, and took antipsychotic and antidepressant medication.
Resident #29 resided on the dementia care secure unit (SCU).
B. Observations
Resident #29 was observed during the survey from 4/18 through 4/21/22. She had purple, blue and red bruising and swelling to her face and eyes from a previous fall. She spent her days pacing to and from her room and into the common dining area, asking staff where she should go, what she should do and what was next.
She was not provided with meaningful activities, one-to-one activities, pet visits or opportunities to go outside although the weather was nice (cross-reference F744, dementia care).
C. Record review
The care plan, initiated 3/11/22 and not revised, identified a falls/safety risk due to a diagnosis of dementia and delirium which made her unaware of her safety needs. She was weak and unsteady on her feet and incontinent of bowel/bladder putting her at high risk for falls/injury. She wandered aimlessly and resided in the unit to accommodate her safety needs.
The goal was no serious injury through the review date. Interventions were: anticipate and meet needs, encourage participation in activities that promote exercise, physical activity for strengthening and improved mobility; ensure appropriate footwear when ambulating or mobilizing; follow facility protocol; offer frequent trips to the bathroom, assist to stay clean, dry and comfortable; pharmacy med review per facility protocol as needed; evaluate and treat as ordered or as needed; review information on past falls and attempt to determine cause of falls; record possible root causes; alter/remove any potential causes if possible; educate resident/family/caregivers/IDT as to causes; the resident needs activities that minimize the risk for falls while providing diversion and distraction; the resident needs a safe environment with even floors free from spills and/or clutter, glare-free light, a working and reachable call light, the bed in low position.
-Although she had three falls since admission, the resident's falls, dates and circumstances surrounding those falls were not documented in her care plan. Her care plan was not updated after her falls, including the fall that sent her to the emergency room for treatment (see below).
-Resident #29 was given antipsychotic and antidepressant medication, but this was not added to her fall risk care plan.
Review of IDT notes revealed the following in pertinent part:
-On 2/25/22 at 10:45 a.m., she was acclimating to SCU, does need to be reoriented to place and time, will continue to monitor.
-On 2/26/22 at 4:34 a.m., resident wanders, incontinent of urine, assist with ADLs and redirect PRN (as needed), no complaints voiced, resting in bed most of night.
-On 4/7/22 at 11:07 a.m., resident was observed on the hallway floor. She had a small head laceration, bleeding subsided quickly. Wound appeared to be boggy and sunken in. Resident transported to ED (emergency department) via facility transport at (11:00 a.m.). Guardian notified as well as (physician).
-On 4/7/22 at 1:41 p.m., resident returned from ED with 3 staples on skull laceration. CT scan was unremarkable.
-On 4/11/22 at 2:48 a.m., called to resident's room by CNA. He states that he found resident sitting on floor next to bed. VSS (vital signs stable), scrape noted to mid lower back. Neuros intact. CNA to do 15 minute checks due to resident being confused and getting out of bed without assistance. No other injury or deficit noted.
-On 4/11/22 at 6:03 a.m., resident was walking in room and turned and fell. No apparent injuries noted.
-On 4/11/22 at 9:49 a.m., scrape noted to mid back, Tylenol given for mild pain, ROM (range of motion) same x4, neuros intact, will continue to monitor.
The bruising to the resident's face and eyes was not documented in nursing notes, nor was follow-up monitoring for the injuries to her face or the scrape on her back. There was no evidence of increased supervision, monitoring, assistance, and anticipation of the resident's needs in response to her falls although she needed physical assistance with transfers and ambulation. (see MDS above).
D. Staff interviews
CNA #12 and #3 were interviewed on 4/19/22 at 5:38 p.m. They said this was a good day because there were two CNAs on the SCU. They said there were times when there was only one CNA to staff the SCU and it was really hard to ensure residents' needs were met.
The DON, NHA and corporate clinical consultant were interviewed on 4/21/22 at 6:17 p.m. They said they discussed falls during every monthly quality assurance meeting, but they had not developed any specific action plans for fall prevention.
-The facility failed to provide adequate monitoring and supervision to prevent Resident #29's falls and injury.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Medication Errors
(Tag F0758)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** VII. Resident #91
A. Resident status
Resident #91, age [AGE], was admitted on [DATE]. According to the April 2022 computerized p...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** VII. Resident #91
A. Resident status
Resident #91, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included chronic ischemic heart disease, Alzheimer's disease and depression.
A minimum data set (MDS) assessment was not completed. The 3/31/22 admission assessment revealed the resident was alert, oriented to person and time, and verbally appropriate. The secure unit admission placement authorization form was signed by Resident #91 on 4/1/22.
B. Record review
The psychoactive medication informed consent, signed by Resident #91 on 3/31/22, revealed the resident was prescribed Haloperidol (an antipsychotic) one milligram (mg) by mouth in the evening. The diagnosis listed for the Haloperidol was anxiety related to Alzheimer's disease. The proposed course of the Haloperidol revealed it was prolonged treatment/indefinite.
The resident's care plan, dated 4/15/22 and revised on 4/20/22, revealed the resident was prescribed the antipsychotic medication, Haldol, for dementia with behavioral disturbance. Interventions were not person-centered, and instructed nursing staff to monitor the following target symptoms: Specify: pacing, wandering, disrobing, inappropriate response to verbal communicatiaon, violence/aggression towards staff/others, etc. and document per facility protocol.
-The behavioral symptoms were not specified in the care plan, and were not documented as monitored (see below).
The April 2022 medication administration record (MAR) and CPO revealed the following orders and administration for Haldol: Haloperidol 1 mg by mouth at bedtime for behaviors starting 3/30/22 and discontinued on 4/20/22; Haloperidol 0.5 mg by mouth in the morning for behaviors starting 4/6/22 and discontinued on 4/20/22; and Haloperidol 1 mg by mouth two times a day for behaviors starting on 4/20/22. The MAR revealed the resident was administered the Haldol as scheduled and did not include monitoring for behavioral symptoms or documentation of non-pharmacological interventions.
C. Staff interviews
The director of nursing (DON) was interviewed on 4/21/11 at 11:41 a.m. She stated when the resident was first admitted to the facility, he had some behaviors. She said he broke a door trying to escape the facility. She stated they were trying the Haldol to help the resident get through an adjustment period. She stated she was unsure if other interventions, such as redirection, had been used other than the Haldol.
The social services director (SSD) was interviewed on 4/21/22 at 12:28 p.m. She stated when the resident was first admitted he tried to escape the facility and broke a door. She said the triggers for his behaviors were his suitcase, smoking schedule as he was not used to that, and that his roommate had moved. She stated the resident was on a scheduled dose of Haldol at his prior facility, and the dose he received at this facility was a lower dose. She stated that when the resident was redirected, he became aggressive when first admitted . She stated no other medications had been tried for the resident. She stated they used Haldol for anxiety to help the resident adjust to the facility. She stated the resident was cognitive enough to know he had to live at the facility but did not want to live there. She stated they might try to reduce the Haldol at some point in the future.
Based on record review and interviews, the facility failed to ensure five (#33, #14, #15, #29, #9) of five residents reviewed out of 29 sample residents were free from unnecessary antipsychotic or psychoactive medications.
Specifically:
-Resident #33 was ordered Ativan (antianxiety medication) as-needed without instructions for frequency, a stop date within 14 days, non-pharmacological measures to implement before administration, or specific behavior monitoring;
-Residents #14 and #15 were given antipsychotic medications with dementia diagnoses. Behavioral symptoms were not specifically assessed and documented, and non-pharmacological interventions were not assessed and implemented prior to administration.
-Resident #15 was given an antipsychotic for a diagnosis of dementia.
-Resident #29 was given antipsychotic medication with a dementia diagnosis. She did not have a care plan, non-pharmacological interventions, behavior monitoring or side effect monitoring for the use of antipsychotic medication.
-Resident #91 had diagnoses of Alzheimer's disease and depression, and was given antipsychotic medication for a diagnosis of behaviors. He did not have a specific care plan, or documentation of monitoring for side effects, specific behavioral symptoms, or non-pharmacological interventions for the use of antipsychotic medication.
Cross-reference F744, dementia care services on the dementia care secure unit (SCU), resident observations and resident and family interviews regarding behavioral symptoms and antipsychotic medication use.
Findings include:
I. Facility policy
The Medication Utilization and Prescribing - Clinical Protocol, revised April 2018, was provided by the director of nursing (DON) on the afternoon of 4/21/22. The policy included:
When a medication is prescribed for any reason, the physician and staff will identify the indications considering the resident's age, medical and psychiatric conditions, risks, health status, and existing medication regimen.
-Symptoms should be characterized in sufficient detail to help identify whether a problem exists or whether a symptom is just a variation of normal.
-A symptom may have diverse causes, so it is usually relevant to try to identify likely causes and pertinent non-pharmacologic interventions.
-A diagnosis by itself may not be sufficient justification for prescribing a medication.
-As part of the overall review, the physician and staff will evaluate the rationale for existing medications that lack a clear indication or are being used intermittently on a PRN (as needed) basis.
II. Professional reference
According to the Very Well Mind website regarding black box warnings for antipsychotic medication use in the elderly, https://www.verywellmind.com/antipsychotic-medications-black-box-warning-379657, 3/4/21, accessed 4/28/22:
Black box warnings are the most serious warnings the FDA (Food and Drug Administration) issues. They warn doctors and patients about serious or life-threatening adverse drug reactions. Antipsychotics earned a black box warning because they are associated with increased rates of stroke and death in older adults with dementia.
III. Resident #33
A. Resident status
Resident #33, under age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included progressive supranuclear ophthalmoplegia (a brain disorder that causes serious problems with walking, balance, eye movements and later swallowing); major depressive disorder; Parkinson's disease; dementia with lewy bodies; and anxiety disorder.
The 3/18/22 minimum data set (MDS) assessment documented severe cognitive impairment per staff assessment. Resident #33 was unable to complete the brief interview for mental status (BIMS). She had delirium symptoms of hallucinations and delusions, trouble concentrating and poor appetite. She had behaviors that affected others but no care rejection. She had wandering behavior but it was not documented how it affected her or others, or if her behavior put her at risk.
Resident #33 required limited physical assistance with transfers, ambulation, eating and personal hygiene; and extensive assistance with dressing and toilet use. She had unsteady balance and gait. Her fall history was blank. She took antianxiety and antidepressant medications daily.
B. Record review
Resident #33's care plan, initiated 7/20/2020 and not revised, identified she used psychotropic medications related to bipolar disorder. Interventions included to administer medications as ordered, and educate the resident and her family about the risks, benefits and side effects of the medications.
-The diagnosis of bipolar disorder was not included in the resident's diagnosis list although it was documented on her care plan. The specific psychotropic medication was not documented, and non-pharmacological interventions were not included in the care plan.
Review of the April 2022 physician orders and medication administration record (MAR) revealed orders for:
-Lorazepam Concentrate (Ativan, an antianxiety medication) 2 mg/ml, give 0.5 ml by mouth in the evening for anxiety with behaviors, start date 3/2/22.
-Lorazepam Concentrate 2 mg/ml, give 0.3 ml by mouth as needed (PRN) for anxiety, start date 4/14/22.
-No frequency of dosage for the as-needed Ativan was documented and there was no stop date.
The PRN Ativan was administered on 4/20/22 at 7:54 a.m. and documented as effective, and on 4/21/22 at 7:41 a.m. and was ineffective.
-The order was discontinued on 4/21/22 at 3:00 p.m. and a new order provided with parameters and a stop date of 4/28/22, during the survey after it was brought to the facility's attention.
-There was no evidence of clarification for this self-administration order.
Behavior documentation on the April 2022 treatment administration record (TAR) revealed the resident was monitored for the following behaviors: (specify) itching, picking at skin, restlessness (agitation), hitting, increase in complaints, biting, kicking, spitting, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, aggression, refusing care every shift for Zyprexa (antipsychotic), start date 11/10/2020.
-However, the resident was taking Ativan, an antianxiety medication, not Zyprexa. Nonetheless, the behaviors were not specified or resident-centered. Nursing staff marked Yes for behaviors 17 times on the day shift, seven times on evening shift, and none on the night shift.
-No non-pharmacological interventions were documented on the TAR prior to administering as-needed Ativan.
-Antianxiety side effects were monitored and documented on the MAR regarding drowsiness, slurred speech, dizziness, nausea, aggressive/impulsive behavior and coded to hold/see progress notes seven times. However, there were no corresponding progress notes on 4/2, 4/3, 4/8, 4/5, 4/16, or 4/17/22 on the day shift, or 4/17/22 on the evening shift to explain what side effects Resident #33 was experiencing.
C. Staff interviews
The director of nursing (DON) was interviewed on 4/20/22 at 11:30 a.m. She said the Ativan order should have had a dosage frequency and a stop date within 14 days. She said she would follow up on it.
The nursing supervisor was interviewed on 4/21/22 at 2:40 p.m. She said she took the Ativan order by phone and should have gotten clarification and a stop date on it.
There was no evidence the facility clarified the Ativan self-administration order, and the PRN order was not clarified until after the survey started.
IV. Resident #14
A. Resident status
Resident #14, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia with behavioral disturbance and major depressive disorder, single episode, severe with psychotic features.
According to her 2/3/22 MDS assessment, she had severe cognitive impairment; delirium symptoms including inattention, disorganized thinking and delusions; behavioral symptoms not directed toward others such as pacing, rummaging and disruptive sounds, but no rejection of care. Her balance was unsteady and she required extensive assistance for dressing, toilet use, hygiene; set up help, supervision, oversight, encouragement and cueing for eating; and supervision, oversight, cueing and physical assistance with ambulating in the corridor. She took antipsychotic and antidepressant medications.
B. Record review
The care plan, initiated 2/9/21 and revised 4/19/22 (during the survey), identified psychotropic medication use for diagnoses of depression and dementia with behaviors for which I take psychotropic medications Trazodone and Seroquel. Interventions included: monitor/record occurrence of/for target behavior symptoms pacing, wandering, disrobing, inappropriate response to verbal communication, violence/aggression toward staff/others and document per facility protocol (2/9/21). Offer activities of choice daily (4/19/22)
-The behavioral symptoms documented above did not match the monitored behaviors (below) and had not been updated for more than a year.
The April 2022 CPO and MAR documented the following pertinent medications:
-Trazodone HCI (antidepressant) tablet, 25 mg by mouth at bedtime for depression, started 2/23/22; and
-Seroquel (antipsychotic) tablet 25 mg in the evening for dementia with behaviors, started 11/18/21.
The treatment administration record (TAR) documented to monitor the following behaviors every shift for Seroquel: itching, picking at skin, restlessness (agitation), hitting, increase in complaints, biting, kicking, spitting, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, aggression, refusing care.
From 4/1 through 4/21/22, nursing staff documented Yes the behaviors were exhibited, but not which one or more from the list above, on the day shift 13 times, evening shift seven times, and night shift one time. Otherwise no behaviors were documented as exhibited. There were no corresponding nursing notes to provide further detail about what behaviors the resident exhibited.
-There was no documentation of non-pharmacological interventions.
-There was no documentation of behaviors associated with the use of Trazodone.
-There was no documentation to explain why both medications were given at bedtime, and how this would benefit Resident #14.
-The two different medications, an antidepressant and antipsychotic, were not care planned or monitored separately for the symptoms they were used to treat.
V. Resident #15
A. Resident status
Resident #15, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included Alzheimer's disease.
According to the 1/25/22 MDS assessment, he had severe cognitive impairment and delirium symptoms including inattention and disorganized thinking. MDS resident interviews were not completed because he was rarely or never understood, no interpreter was needed or wanted, and his preferred language was left blank. He had no behavioral symptoms including rejection of care. No preferences were documented. He needed limited physical assistance with ambulation and extensive assistance with toilet use and dressing. He took antipsychotic medications and had no gradual dose reductions.
B. Record review
The care plan, initiated 7/26/21 and not revised, documented use of psychotropic medications related to dementia. The goal was for Resident #15 to be free of psychotropic-related medications. Interventions included: monitor/record occurrence of target behavior symptoms pacing, wandering, disrobing, inappropriate response to verbal communication, violence/aggression towards staff/others, etc. and document per facility protocol.
-This behavior list was the same as Resident #14's (above) and was not person centered for Resident #15, nor did the care plan identify antipsychotic medication, the reason it was given, or identify non-pharmacological interventions to implement before use of medications.
The April 2022 CPO and MAR documented the resident received olanzapine (Zyprexa, an antipsychotic) 5 mg by mouth in the evening for dementia, started 11/17/21.
-Dementia is a risk, not an approved diagnosis, for antipsychotic use.
-No behavioral symptoms were documented to monitor for the use of Zyprexa.
-No non-pharmacological interventions were documented.
VI. Resident #29
A. Resident status
Resident #29, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia without behavioral disturbance and delirium due to known physiological condition.
According to the 3/7/22 MDS assessment, Resident #29 had severe cognitive impairment with a BIMS score of five out of 15 with delirium symptoms including inattention. Her mood symptoms included little interest in doing things; feeling down, depressed, hopeless; feeling bad about herself; trouble concentrating; moving or speaking slowly; feeling she would be better off dead or wanting to hurt herself. She needed limited physical assistance with transfers and ambulation; extensive assistance with personal hygiene and toilet use; and took antipsychotic and antidepressant medication.
B. Record review
Resident #29 did not have a care plan for the use of antipsychotic medications.
According to her April 2022 CPO and MAR, she received the following pertinent medications:
-Zoloft (antidepressant) tablet 100 mg one time a day for depression, started 2/25/22; and
-Seroquel (antipsychotic) tablet 50 mg two times daily for dementia with behaviors, started 2/24/22.
There was no documentation of the specific behaviors for Zoloft or Seroquel. There was no evidence of monitoring for side effects. There was no documentation of non-pharmacological interventions to use prior to medications.
VI. Staff interviews
The nursing supervisor was interviewed on 4/21/22 at 2:40 p.m. She said they tried to get residents off antipsychotic and psychoactive medications as soon as they could.
The social services director was interviewed on 4/21/22 at 3:05 p.m. She said psychoactive medication review was a nursing function.
The director of nursing, nursing home administrator (NHA) and corporate clinical consultant were interviewed on 4/21/22 at 6:15 p.m. They said unnecessary medications had not been a focus for improvement at the facility, they had mostly new staff including the NHA who had been there less than three months, but unnecessary medications would be a focus going forward.
CONCERN
(F)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0726
(Tag F0726)
Could have caused harm · This affected most or all residents
Based on staff interview and record review, the facility failed to ensure nurses and certified nurse aides (CNAs) were evaluated for competency and skill sets necessary to care for residents' needs as...
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Based on staff interview and record review, the facility failed to ensure nurses and certified nurse aides (CNAs) were evaluated for competency and skill sets necessary to care for residents' needs as identified through residents' assessments and care plans.
Specifically, the facility failed to complete competency and skill sets with licensed nurses and CNAs within the previous 24 months.
Findings include:
The director of nursing (DON) was interviewed on 4/21/22 at 10:40 a.m. She provided evidence of nursing staff training over the past 12 months, and the documentation was reviewed and verified.
-However, the DON said she did not bring in the nursing staff during the pandemic to do competencies, either for CNAs or nurses. She confirmed that competency evaluations had not been done for nursing staff within the past 24 months. She acknowledged that these competency evaluations could have been conducted with individual nursing staff.
CONCERN
(F)
Potential for Harm - no one hurt, but risky conditions existed
Food Safety
(Tag F0812)
Could have caused harm · This affected most or all residents
Based on observations, record review and staff interviews, the facility failed to prepare, distribute and serve food in a sanitary manner in one of one kitchen.
Specifically, the facility failed to:
-...
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Based on observations, record review and staff interviews, the facility failed to prepare, distribute and serve food in a sanitary manner in one of one kitchen.
Specifically, the facility failed to:
-Prevent potential cross contamination during meal preparation and meal delivery;
-Demonstrate appropriate use of gloves when handling ready-to-eat foods;
-Sanitize and wash hands between meal delivery.
Findings include:
I. Prevent potential cross contamination during meal preparation and meal delivery
A. Professional reference
The Centers for Disease Control and Prevention https://www.cdc.gov/handwashing/handwashing-kitchen.html last reviewed 4/25/22, read in pertinent part: Handwashing is one of the most important things you can do to prevent food poisoning when preparing food for yourself or loved ones. Your hands can spread germs in the kitchen. Some of these germs, like salmonella, can make you very sick. Washing your hands frequently with soap and water is an easy way to prevent germs from spreading around your kitchen and to other foods. According the CDC, handwashing was especially important during some key times when germs could spread easily:
-Before, during, and after preparing any food.
-After handling uncooked meat, poultry, seafood, flour, or eggs.
-Before and after using gloves to prevent germs from spreading to your food and your hands.
-Before eating.
-After touching garbage.
-After wiping counters or cleaning other surfaces with chemicals.
-After touching pets, pet food, or pet treats.
-After coughing, sneezing, or blowing your nose.
According to CDC guidance, Handwashing: Clean Hands Save Lives, https://www.cdc.gov/handwashing/campaign.html last reviewed on 4/25/22 read in part Germs are everywhere. Make handwashing with soap and water a healthy habit.
-Everything you touch has germs that stay on your hands.
-Your hands carry germs you can't see.
-Handwashing can help prevent one (1) in five (5) respiratory illnesses .
Additional CDC guidance for food safety, retrieved from
https://www.cdc.gov/foodsafety/people-at-risk-food-poisoning.html, last reviewed 4/25/22, read:
Anyone can get food poisoning, but certain groups of people are more likely to get sick and to have a more serious illness. Their bodies ' ability to fight germs and sickness is not as effective for a variety of reasons .Adults aged 65 and older have a higher risk because as people age, their immune systems and organs don ' t recognize and get rid of harmful germs as well as they once did. Nearly half of people aged 65 and older who have a lab-confirmed foodborne illness from salmonella, campylobacter, listeria or E. coli are hospitalized .People with weakened immune systems due to diabetes, liver or kidney disease, alcoholism, and HIV/AIDS; or receiving chemotherapy or radiation therapy cannot fight germs and sickness as effectively. For example, people on dialysis are 50 times more likely to get a listeria infection.
II. Observations
The dinner meal was observed on 4/19/22 between 4:50 p.m. and 5:37 p.m, continuously. The cook wore gloves throughout the meal service and a face mask pulled under his nose and mouth, resting under his bottom lip as he plated the ready-to-eat food. The dietary manager (DM) prepared meals with utensils and beverages. During the observation there were multiple incidents where hand hygiene was not performed after touching potentially contaminated surfaces.
-At 4:56 p.m. the cook placed plated meals into a metal enclosed food cart used for meal delivery.
-At 4:58 p.m. the cook touched his face mask. The DM instructed the cook to change his gloves and wash his hands. The cook left the steamline, doffed his gloves, washed his hands with soap and water and donned new gloves.
Between 5:00 p.m. and 5:10 p.m. the DM touched his face mask numerous times without performing hand hygiene by way of soap and water at the sink or by use of the two alcohol based hand rub (ABHR) dispensers he stood between. The DM did not consistently perform hand hygiene before he touched the handles on the metal enclosed food cart, placed utensils on meal trays, poured resident beverages, and placed small sheets of plastic wrap over the drinking surface of the pre-poured beverage glasses.
-At 5:10 p.m. The cook left the steam line, walked to the back of the kitchen, opened the freezer touching the handles and returned with a small container of ice cream. He did not doff his gloves and did not perform hand hygiene before returning to the steamline and proceeded to plate resident meals.
-At 5:31 p.m. the DM touched his face mask, lifted up two beverage glasses by the drink surface rims to read the meal tickets placed underneath the glasses. He did not perform hand hygiene between touching his mask and touching the drinking surfaces of the two glasses designated for resident use.
-At 5:35 p.m. the DM touched his mask as continued to prepare meal trays with beverages and utensils.
-At 5:36 p.m. the DM pulled his face mask under his nose and mouth as he prepared the final meal trays with beverages and utensils. He did not perform hand hygiene after pulling his mask down with his hands.
III. Staff interview
The cook was interviewed on 4/19/22 at 5:40 p.m. The cook said he used gloves to prevent cross-contamination. He said gloves need to be changed anytime you touch an unclean surface. He said he would put his mask over his mouth and nose for proper mask placement if people were in the kitchen. He said the mask should cover the nose and mouth. The cook said he should wash his hands after adjusting his mask.
The DM was interviewed on 4/19/22 at 5:45 p.m. The DM said for proper glove use when working with food, hands should be washed before and after each use of gloves. Gloves should be changed when switching tasks or touching anything that could contaminate the gloves. He said hand hygiene should be done anytime you touch a surface such as face, hair, trash, ect. because of the risk of cross-contamination. The DM confirmed a face mask was a contaminated surface and was why he asked the cook to perform hand hygiene and don new gloves after he observed the cook touching his mask. The DM said face masks tend to shift on the face when used over facial hair so they continually have to be readjusted.
The DM was interviewed again on 4/21/22 at 12:14 p.m. The Registered dietitian (RD) was present for the interview. He said the cook needed coaching and more reminders to change gloves when he touched his face mask and to perform hand hand hygiene between donning and doffing gloves. The DM said he did not notice the cook's mask was not over his mouth and nose as he plated the food. The DM said the kitchen was often hot so staff have been told they do not have to have a mask covering both nose and mouth if they were all in the kitchen but doing the meal service, the cook was not alone in the kitchen and should have worn the mask properly regardless if it was warm in the kitchen. The DM was informed of the additional observations with the DM's mask use and touching.
The DM said anytime he was aware he touched his face or face mask, he would perform hand hygiene by use of ABHR. He said he will try to be more aware not touching his face mask. The DM said his face masks shifts anytime he talked because of his facial hair. The DM said the face masks did not fit his face well and frequently shifted around on his face. He said he would return to the use of a N-95 mask because it stayed securely on his face without the continued need to adjust with his hands. The RD confirmed touching a face mask while preparing resident food and beverages would be a cross-contamination risk.
The DM said for proper glove use when working with food, hands should be washed before and after each use of gloves. Gloves should be changed when switching tasks or touching anything that could contaminate the gloves such as door, appliance handles or picking something off the floor.
IV. Record review
A hand washing in-service outline, undated, was provided by the DM on 4/21/22 at 10:01 a.m. According to the DM he used the inservice when training staff on hand hygiene The in-service, identified why hand washing was important, when to wash hands, and the proper hand washing technique. The in-service read in pertinent part: The quality and the variety of microbes that we carry on our hands everyday is astounding. Many illnesses like diarrhea, colds, and more threatening diseases can be transferred from the hands to the food. Hand-washing, when done correctly and often, can help us stay healthy and avoid spreading disease. The in-service indicated hand washing should be completed during food preparation as often as necessary to prevent contamination, especially when working with raw food or when changing tasks. The in-service identified staff should perform hand hygiene after touching their face or hair.
V. Facility follow-up
The dietary timeline was provided by the nursing home administrator (NHA) on 4/28/22 at 2:16 p.m. According to the timeline, dietary staff will be in-serviced by 5/4/22 on infection control and face mask usage, including options of N-95 use, loops on surgical masks, or shaving facial hair.
CONCERN
(F)
Potential for Harm - no one hurt, but risky conditions existed
Administration
(Tag F0835)
Could have caused harm · This affected most or all residents
Based on observations, interviews and record review, the facility was not administered in a manner that enabled it to use its resources efficiently and effectively to attain and maintain the highest p...
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Based on observations, interviews and record review, the facility was not administered in a manner that enabled it to use its resources efficiently and effectively to attain and maintain the highest practicable physical, mental and psychosocial well-being of each resident.
Specifically, the resources of the facility were not effectively and efficiently utilized as evidenced by findings that revealed in part systemic problems in the areas of resident-to-resident verbal and mental abuse by Resident #19 directed toward multiple other residents who voiced they were traumatized and feared retaliation by Resident #19 and staff who failed to address their concerns. Administration likewise failed to meet Resident #19's needs by ensuring her behavioral and psychosocial needs were met.
These failures contributed to an environment where residents suffered physical, mental and psychosocial harm and the potential for harm. Cross-reference F600 for abuse.
Findings include:
I. Verbal and mental abuse
During the recertification survey, conducted 4/18/22 through 4/21/22, it was identified that multiple residents were verbally and mentally abused by Resident #19. Multiple residents reported that Resident #19 cursed at them, called them names, made fun of residents with dementia, and cursed their family members and staff members. Residents reported they were fearful of retaliation from Resident #19 and staff who did not protect them from verbal abuse. Residents indicated in their interviews that they were traumatized by a two-year history of verbal abuse and threats of physical abuse. Several residents were so fearful they requested anonymity. The most recent incident occurred during the survey, where Resident #19 yelled at residents and called them names in the main dining/activity room where residents were gathered for a resident council meeting and two activities that immediately followed.
II. Leadership interview
The nursing home administrator (NHA) was interviewed on 4/21/22 at 6:15 p.m. with the corporate consultant and director of nursing. The NHA had worked in the facility for less than three months.
The NHA said he was aware of Resident #19's verbal and mental abuse directed toward other residents. He was also aware that abuse had been cited at harm level during the previous recertification survey, and again on the revisit, regarding Resident #19's abuse of other residents. Because of the findings in the previously cited deficiency, he was aware residents had been subjected to Resident #19's verbal abuse for at least two years.
-However, there was no evidence to show the facility responded appropriately to assess, identify and develop interventions to redirect Resident #19's behavior and meet her needs, to keep other residents in the facility safe.
After immediate jeopardy was called and the facility developed a removal plan, the NHA said he and the corporate consultant/vice president of operations had delved in to address the abuse concerns. He said Resident #19 received one-on-one supervision and they were addressing her behavioral needs. They were in the process of conducting education for the newer staff and department heads because they had mostly new staff.
The corporate consultant said the deficiencies identified during the survey would require an increased corporate presence in order to support and assist the NHA.
They voiced understanding that the priority was to protect all their residents, address the needs of Resident #19 and the residents who had been traumatized by her behavior, and to prevent recurrence.
CONCERN
(F)
Potential for Harm - no one hurt, but risky conditions existed
QAPI Program
(Tag F0867)
Could have caused harm · This affected most or all residents
Based on observations, record review and interviews, the facility failed to develop and implement an effective quality assurance and process improvement system to effect change at the system level to ...
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Based on observations, record review and interviews, the facility failed to develop and implement an effective quality assurance and process improvement system to effect change at the system level to prevent quality of care, quality of life and safety problems, and ensure improvements were sustained.
The facility failed to identify quality deficiencies and develop effective action plans to ensure systemic and lasting change and improvements in the areas of abuse, behavioral care, dementia care, fall and accident prevention, unnecessary medications, nutrition, quality of care regarding skin and wound care, activities, nursing competencies, kitchen sanitation, and infection control.
These failures contributed to physical, mental and psychosocial harm to residents and prevented residents from reaching their highest practicable physical, mental and psychosocial well-being.
Findings include:
I. Abuse
Cross-reference F600. The facility failed to ensure residents were free from resident-to-resident verbal and mental abuse and fear of retaliation. On the recertification survey ending 4/21/22, this deficiency was cited at a K level, immediate jeopardy, pattern level. This deficiency was previously cited at a G, isolated harm level, during the recertification survey, and again during the revisit at a D, isolated potential for more than minimal harm. The facility failed to develop an action plan to effectively address and prevent recurrence of this deficient practice, creating a situation of immediate jeopardy during the current survey.
II. Activities
Cross-reference F679. The facility failed to ensure residents had a program of meaningful activities to ensure their psychosocial needs were met. This deficiency was cited at a D, isolated potential for more than minimal harm. It was cited at the same level during the previous recertification survey. The facility failed to develop an action plan to prevent recurrence.
III. Quality of care
Cross-reference F684. The facility failed to investigate, assess and adequately treat skin conditions resulting in a resident developing a necrotic toe wound that progressed to osteomyelitis (bone infection). It was cited at a D, isolated with a potential for more than minimal harm. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
IV. Falls/accidents
Cross-reference F689. The facility failed to assess, identify and implement effective interventions to prevent falls and accidents with injuries. This was cited at a E level, pattern, potential for more than minimal harm, although multiple residents suffered falls/accidents with injuries. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
V. Nutritional parameters
Cross-reference F692. The facility failed to provide adequate nutrition and assistance to prevent significant weight loss. This was cited at a G level, isolated harm. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
VI. Nursing competencies
Cross-reference F726. The facility failed to ensure nursing staff demonstrated competence in the provision of resident care and services. This was cited at an F level, widespread potential for more than minimal harm. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
VII. Behavioral care and services
Cross-reference F742. The facility failed to provide adequate behavioral care and services to ensure residents' behavioral needs were met and that other residents were not affected by the behavioral symptoms of others. This was cited at a G, isolated harm, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
VIII. Dementia care and services
Cross-reference F744. The facility failed to provide adequate dementia care services to ensure residents with dementia had an environment and the assistance needed to meet their highest practicable physical, mental and psychosocial well-being. This was cited at a G, isolated harm, level, although multiple residents were affected. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
IX. Unnecessary medications
Cross-reference F758. The facility failed to ensure residents were not given unnecessary psychoactive and antipsychotic medications. This was cited at an E, pattern for potential harm, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. This was a repeat deficiency, cited on the previous recertification survey.
X. Kitchen sanitation
Cross-reference F812. The facility failed to ensure food was prepared and served in a sanitary manner. This was cited at an F, widespread potential, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. This was a repeat deficiency, cited on the previous recertification survey.
XI. Infection control
Cross-reference F880. The facility failed to implement an effective infection control program to prevent the spread of infections. This was cited at an F, widespread potential, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence.
XII. Leadership interview
The director of nursing (DON), nursing home administrator (NHA) and corporate consultant were interviewed on 4/21/22 at 6:15 p.m.
The DON said, regarding abuse, the social services director had been interviewing residents every month and asking them all the abuse questions. Any concerns were brought to the DON. During the process, they did a lot of staff education on interventions for redirection and de-escalation. She said although there were still verbal outbursts, they had not seen resident-to-resident physical outbursts recently.
The DON said they reviewed falls in every QAPI meeting but had not developed an action plan.
Regarding dementia care and behavioral care, she said they had not been focusing on that, and had developed no action plans.
She said their QAPI action plans focused on emergency preparedness, vaccinations, their general immunization program, and the majority was related to COVID-19.
As each of the above cited areas from the current survey were discussed, the DON and NHA shook their heads no, responding they did not have action plans for those systems.
The NHA said he and the corporate consultant had delved in to address the abuse concerns, and had done lots of education for the newer staff and department heads because they had mostly new staff.
The corporate consultant said their corporation had seen a trend downward in the mass evacuation from long term care. He said they would develop a more effective needs-based and proactive approach to the outcomes at the facility. He said it had been tough over the last couple of years so they wanted to encourage former staff to return.
The corporate consultant said there would be an increased corporate presence at the facility to support and assist the NHA and the facility's QAPI program.
CONCERN
(F)
Potential for Harm - no one hurt, but risky conditions existed
Infection Control
(Tag F0880)
Could have caused harm · This affected most or all residents
Based on observations, interviews and record review, the facility failed to ensure infection control practices were established and maintained to provide a safe, sanitary and comfortable environment t...
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Based on observations, interviews and record review, the facility failed to ensure infection control practices were established and maintained to provide a safe, sanitary and comfortable environment to help prevent the possible development and transmission of Coronavirus (COVID-19) and other communicable diseases, and infections.
Specifically, the facility failed to:
-Ensure staff offered residents hand hygiene appropriately;
-Ensure staff appropriately donned personal protective equipment (PPE) correctly while providing resident cares; and,
-Prevent infection control breaks on the dementia care secure unit to prevent potential cross-contamination.
Findings include:
I. Ensure staff offered residents hand hygiene appropriately
A. Professional reference
The Centers for Disease Control (CDC) Hand Hygiene updated 5/17/2020, retrieved on 12/12/21 from: https://www.cdc.gov/coronavirus/2019-ncov/hcp/hand-hygiene.html, revealed in part, Hand hygiene is an important part of the U.S. response to the international emergence of COVID-19. Practicing hand hygiene, which includes the use of alcohol-based hand rub (ABHR) or handwashing, is a simple yet effective way to prevent the spread of pathogens and infections in healthcare settings. CDC recommendations reflect this important role.
The exact contribution of hand hygiene to the reduction of direct and indirect spread of coronaviruses between people is currently unknown. However, hand washing mechanically removes pathogens, and laboratory data demonstrate that ABHR formulations in the range of alcohol concentrations recommended by CDC, inactivate SARS-CoV-2.
ABHR effectively reduces the number of pathogens that may be present on the hands of healthcare providers after brief interactions with patients or the care environment.
The CDC recommends using ABHR with greater than 60% ethanol or 70% isopropanol in healthcare settings. Unless hands are visibly soiled, an alcohol-based hand rub is preferred over soap and water in most clinical situations due to evidence of better compliance compared to soap and water. Hand rubs are generally less irritating to hands and are effective in the absence of a sink.
B. Facility policy and procedure
The Handwashing/Hand Hygiene policy was provided by the director of nursing (DON) on 4/18/22 at 2:00 p.m. The policy, revised in August 2019, read in pertinent part, All personnel shall be trained and regularly in-serviced on the importance of hand hygiene in preventing the transmission of healthcare-associated infections; all personnel shall follow the handwashing/hand hygiene procedures to help prevent the spread of infections to other personnel, residents and visitors; and residents, family members and visitors will be encouraged to practice hand hygiene.
C. Observations
On 4/18/22 at 5:13 p.m., certified nurse aide (CNA) #1, CNA #18, CNA #12 and the dietary manager (DM) were delivering food trays to the east and west halls. No hand hygiene was observed being offered to the residents prior to starting to eat their meal.
On 4/18/22 at 5:23 p.m., meal trays were being delivered in the main dining room. Hand hygiene was not being offered to the residents once their dinner was presented to them.
On 4/19/22 at 11:40 a.m., meal trays were being delivered in the dining room. Hand hygiene was not being offered to the residents once their lunch was presented to them.
On 4/20/22 at 7:58 a.m., breakfast trays were being delivered on the west hallway. No hand hygiene was observed being offered to the residents prior to starting to eat their meal.
D. Staff interviews
CNA #3 was interviewed on 4/21/22 at 3:05 p.m. She said she had infection control training on handwashing, hand sanitizer, how to don and doff personal protective equipment (PPE), and keeping masks on. She stated she just did what she was told. She said the last time she had infection control training was sometime in 2021.
CNA #5 was interviewed on 4/21/22 at 3:18 p.m. She stated she had not had any infection control training at the facility. She said she took an online course on infection control.
The director of nursing (DON) was interviewed on 4/21/22 at 3:32 p.m. She stated she had conducted some in-services but had not completed any nursing competencies in two years. She said nursing competencies were not conducted due to COVID-19 and she had not completed them since 2020.
E. Record review
Upon review of the in-service training records provided by the DON on 4/21/22 at 3:23 p.m., the staff had an in-service on infection control on 6/23/21. The in-service included proper donning of PPE and hand hygiene. No other in-services on infection control had been completed since 6/23/21.
II. Ensure staff were appropriate donning PPE
A. Facility policy
The Standard Precautions policy was provided by the DON on 4/18/22 at 2:00 p.m. The policy was revised in October 2018 and read in pertinent part, Standard precautions are used in the care of all residents regardless of their diagnoses, suspected or confirmed infections status. Personnel are trained in the various aspects of standards precautions to ensure appropriate decision-making in various clinical standards. Masks and eye protection are worn to protect mucous membranes of the eyes, nose, and mouth during procedures and resident-care activities that are likely to generate splashes or sprays of blood, body fluids, secretions and excretions.
B. Observations
On 4/18/22 at 5:13 p.m., the DM was observed delivering dinner trays on the west hallway with his mask below his nose.
On 4/19/22 at 11:50 a.m., housekeeper (HK) #2 was observed mopping hallways with his mask on his chin, not covering his mouth or nose.
On 4/19/22 at 12:17 p.m., HK #3 was observed cleaning a resident's room with her mask below her nose and mouth.
On 4/20/22 at 9:20 a.m., HK #3 was observed knocking on a resident's door to enter and clean the room. HK #3 had her mask on below her chin.
On 4/21/22 at 8:40 a.m., HK #2 was observed in the east hallway mopping the floor with his mask below his nose.
On 4/21/22 at 08:47 a.m., HK #2 was observed in the east hallway mopping the floor with his mask below his chin.
On 4/21/22 at 10:42 a.m., the DM walked into the conference room to meet with surveyors with his mask below his nose.
On 4/21/22 at 6:11 p.m., registered nurse (RN) #1 was observed at her med cart talking to the DON with her mask below her chin. III. Dementia care secure unit (SCU) infection control concerns
A. Blood pressure checks
On 4/19/22 at 8:43 a.m., in the dining/common area on the dementia care secure unit (SCU), a certified nurse aide (CNA) said to her co-worker that she was going to check residents' vital signs. She approached a resident who refused, and said she would come back later. She approached a second resident who was sitting at a dining room table. The CNA removed her blood pressure cuff from her pocket and applied it to the resident's wrist, resting it on the table. The CNA removed the cuff, thanked the resident, and walked down the hall, knocked and entered the residents' room and asked them if she could take their vital signs. She had not wiped down or cleaned the blood pressure cuff after removing it from her pocket, after checking a resident's blood pressure, or before entering another resident room, creating the potential for cross-contamination.
B. Urine on furniture
On 4/19/22 at 8:21 a.m., the dining/common area of the SCU smelled of urine.
On 4/19/22 at 5:10 p.m., the dining/common area smelled of urine. Resident #14 had been sitting in a black vinyl recliner by the piano. She stood up at 5:17 p.m. and began walking around the common area. The back of her pants was wet from urine that had leaked through her incontinence brief. The recliner she had been sitting in had a wet spot of foul-smelling urine. At 5:20 p.m., Resident #29 was observed walking around with a sagging, wet brief from urine that left a wet spot on the back of her pants. At 5:26 p.m., a CNA Resident #14 and then Resident #29 to their rooms to be changed.
-However, no staff cleaned and sanitized the urine off the vinyl furniture which by 5:30 p.m. had dried. Observation of the vinyl chairs in the dining room revealed several had dried, odorous urine on the seats that had not been cleaned.
Observations of the SCU during the survey, conducted from 4/18/22 through 4/21/22, revealed lingering urine odors throughout the resident living areas.
C. Resident drinking and eating from other residents' glasses and plates
On 4/19/22 at 4:15 p.m., Resident #14 walked by another resident's table, picked up their glass of juice, and drank from it.
On 4/19/22 at 4:38 p.m., Resident #14 walked from the hallway into the dining/common area, picked up another resident's cup of juice, drank out of it, set it back down on the table, and walked away.
On 4/19/22 at 5:26 p.m., Resident #14 was walking throughout the SCU dining/common area while other residents ate their dinner. She approached another resident's table and began eating from her plate with her fingers. At 5:31 p.m., the approached another resident's table, picked up his almost-empty glass of cranberry juice, drank it, and placed the empty glass back on his table.
On 4/21/22 at 11:53 a.m., lunch was arriving in the dining/common area. Resident #14 walked up to another resident's table, picked up his container of Ensure, tipped it back into her mouth and finished it, then set it back down on the table in front of him.