SANDROCK RIDGE CARE & REHABILITATION

943 W 8TH DR, CRAIG, CO 81625 (970) 826-4100
For profit - Corporation 58 Beds Independent Data: November 2025 1 Immediate Jeopardy citation
Trust Grade
0/100
#199 of 208 in CO
Last Inspection: November 2024

Within standard 12-15 month inspection cycle. Federal law requires annual inspections.

Overview

Sandrock Ridge Care & Rehabilitation has received a Trust Grade of F, indicating poor performance with significant concerns about care and safety. It ranks #199 out of 208 facilities in Colorado, placing it in the bottom half, and #1 out of 1 in Moffat County, meaning there are no better local options. While the facility's trend is improving, having reduced issues from 16 in 2024 to just 1 in 2025, it still faces serious concerns, including $147,859 in fines, which is higher than 99% of state facilities, pointing to repeated compliance problems. Staffing is average with a 66% turnover rate, significantly above the state's average of 49%, which could affect continuity of care. Specific incidents include a failure to protect residents from verbal abuse, leading to emotional harm, and not ensuring that residents received proper nutrition, resulting in severe weight loss for one individual. Overall, while there are some signs of improvement, families should carefully weigh these strengths against the serious weaknesses.

Trust Score
F
0/100
In Colorado
#199/208
Bottom 5%
Safety Record
High Risk
Review needed
Inspections
Getting Better
16 → 1 violations
Staff Stability
⚠ Watch
66% turnover. Above average. Higher turnover means staff may not know residents' routines.
Penalties
⚠ Watch
$147,859 in fines. Higher than 78% of Colorado facilities, suggesting repeated compliance issues.
Skilled Nurses
✓ Good
Each resident gets 45 minutes of Registered Nurse (RN) attention daily — more than average for Colorado. RNs are trained to catch health problems early.
Violations
⚠ Watch
37 deficiencies on record. Higher than average. Multiple issues found across inspections.
★☆☆☆☆
1.0
Overall Rating
★★★☆☆
3.0
Staff Levels
★☆☆☆☆
1.0
Care Quality
★★☆☆☆
2.0
Inspection Score
Stable
2024: 16 issues
2025: 1 issues

The Good

  • Full Sprinkler Coverage · Fire safety systems throughout facility
  • No fines on record

Facility shows strength in fire safety.

The Bad

1-Star Overall Rating

Below Colorado average (3.1)

Significant quality concerns identified by CMS

Staff Turnover: 66%

20pts above Colorado avg (46%)

Frequent staff changes - ask about care continuity

Federal Fines: $147,859

Well above median ($33,413)

Significant penalties indicating serious issues

Staff turnover is elevated (66%)

18 points above Colorado average of 48%

The Ugly 37 deficiencies on record

1 life-threatening 8 actual harm
Aug 2025 1 deficiency
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0561 (Tag F0561)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to honor resident choices for six (#4, #10, #11, #14, #15 and #18) of...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to honor resident choices for six (#4, #10, #11, #14, #15 and #18) of 10 residents reviewed out of 18 sample residents.Specifically, the facility failed to offer Resident #4, Resident #10 and Resident #11, Resident #14, Resident #15 and Resident #18's preferred community activities outside of the facility. Findings include:I. Resident #4A. Resident statuResident #4, age less than 65, was admitted on [DATE]. According to the August 2025 computerized physician orders (CPO), diagnoses included acquired absence of the left leg (above the knee), neuromuscular dysfunction of the bladder, Spina Bifida and Osteochondrodysplasia (a genetic disorder affecting the legs). The 3/31/25 minimum data set (MDS) assessment revealed the resident was cognitively intact with a brief interview for mental status (BIMS) score of 15 out of 15. She was dependent on staff assistance with repositioning, transfers, toileting, dressing and showering.B. Resident interviewResident #4 was interviewed on 8/5/25 at 9:15 a.m. Resident #4 said the bus the facility used to transport residents broke down around August last year (2024). Resident #4 said the bus was not replaced and the facility did not provide a community activity outside of the facility until June 2025. Resident #4 said she attended resident council meetings to complain about the lack of activities and filed a grievance with the facility. Resident #4 said the facility used to offer multiple trips to the store each month and activities at a local lake. She said the facility offered a group stroll and roll activity to a park down the road, but it was not the same since staff can only push so many wheelchairs and it was too far for most residents to walk independently. Resident #4 said she would like to be able to go into town for events or to the store again. C. Record reviewResident #4's care plan, initiated on 5/20/24 and last revised on 1/29/25, indicated Resident #4 was dependent on staff meeting the emotional, intellectual, and social needs of Resident #4 due to their physical limitations. Pertinent interventions included assistance with arranging community activities and arranging transportation. II. Resident #10A. Resident statusResident #10, age less than 65, was admitted on [DATE]. According to the August 2025 CPO, diagnoses included left sided hemiplegia (loss of function of one side of the body), lupus (autoimmune disease) and rheumatoid arthritis. The 4/29/25 MDS assessment revealed the resident was cognitively intact with a BIMS score of 15 out of 15. Resident #10 required touching assistance with transferring to and from the shower/tub and was independent with all other activities of daily living (ADL).B. Resident interviewResident #10 was interviewed on 8/5/25 at 09:38 a.m. Resident #10 said the facility had not offered her any community activities outside of the facility since her admission. Resident #10 said until they recently hired the new staff for activities, the facility was only offering Bingo. Resident #10 said she would like to be able to go to the store and activities in town. III. Resident #11A. Resident status Resident #11, age greater than 65, was admitted on [DATE]. According to the August 2025 CPO, diagnoses included chronic obstructive pulmonary disease (COPD), Bipolar disorder (mental illness), anxiety and vitamin D deficiency. The 7/21/25 MDS assessment revealed the resident was cognitively intact with a BIMS score of 13 out of 15Resident #11 required moderate assistance with bathing, and required set up and clean up assistance with eating, oral hygiene, and personal hygiene. Resident #11 ambulated independently. B. Resident interviewResident #11 was interviewed on 8/5/25 at 2:38 p.m. Resident #11 said he used to go all over the community for outings and really enjoyed going out. He said the facility stopped the outings on the bus, which added to his feelings of being trapped. He said there was a roll and stroll sheet to sign up but then they took the sign up sheet down. He said he would like more opportunities to spend time outside the facility on outings.C. Record reviewResident #11's care plan, initiated on 4/20/22 and last revised on 2/14/25, indicated Resident #11 preferred activities included going outside and walking around when the weather permitted. Interventions included inviting Resident #11 to group activities providing activities suited to his interest and to read, listen to music, or go outside if Resident #11 did not want to participate in the group activity in order to provide social and sensory stimulation. IV. Resident #14A. Resident statusResident #14, age greater than 65, was admitted on [DATE]. According to the August 2025 CPO, diagnoses included COPD, cerebral infarction (stroke), Bipolar disorder, anxiety and post-traumatic stress disorder (PTSD). The 6/6/25 MDS assessment revealed the resident was cognitively intact with a BIMS score of 15 out of 15.Resident #14 required moderate assistance with bathing and toileting; and required set up and clean up assistance with eating, dressing, oral hygiene, and personal hygiene. Resident #14 was able to ambulate small distances with moderate assistance and able to use a wheelchair to wheel herself independently at least 50 feet, but less than 150 feet. B. Resident interviewResident #14 was interviewed on 8/5/25 at 02:42 p.m. Resident #14 said she recently became the resident council president and heard from the other residents previous requests for a vehicle to go on resident outings. Resident #14 said she participated in the stroll and roll event, but she was not sure all residents would be able to participate and Resident #14 said she would like variety in the outings provided by the facility.V. Resident #15A. Resident statusResident #15, age greater than 65, was admitted on [DATE]. According to the August 2025 CPO, diagnoses included coronary artery disease, chronic venous insufficiency, muscle weakness, impaired gait, and vitamin D deficiency. The 6/9/25 MDS assessment revealed the resident was cognitively intact with a BIMS score of 14 out of 15.Resident #15 required assistance with bathing, dressing, hygiene, toileting, and transfers. Resident #15 used a wheelchair and were able to wheel themselves independently over 150 feet. B. Resident interviewResident #15 was interviewed on 8/5/25 at 3:08 p.m. Resident #15 said she was the resident council president until recently. Resident #15 said she lived at the facility for years and the facility used to provide a variety of outings including trips to the dollar store or fishing down at the local river. Resident #15 said the bus broke down last August and the facility stopped providing outings. Resident #15 said she brought up the lack of outings or the request for a new bus every month at the resident council meeting but nothing changed. VI. Resident #18A. Resident status Resident #18, age less than 65, was admitted on [DATE]. According to the August 2025 CPO, diagnoses included cerebral infarction (stroke), epilepsy (seizure disorder), abnormal gait and mobility and depression. The 5/5/25 MDS assessment revealed the resident had impaired speech, but was usually understood and able to understand others per staff assessmentResident #15 required assistance with bathing, hygiene, toileting, and transfers. Resident #15 used a wheelchair and were able to wheel themselves independently over 150 feet. B. Resident interviewResident #18 was interviewed on 8/5/25 at 5:41 p.m. Resident #18 said he had not gone on any outings since admission to the facility. Resident #18 said he wanted to go to the store when offered different options of possible outings. VII. Record reviewThe nursing home administrator (NHA) provided the resident council meeting minutes on 8/4/25 at 1:50 p.m. The minutes revealed the following:The resident council meeting minutes, dated 5/20/25, documented the residents requested to go on outings. The facility documented response was hiring a new activities director and the addition of stroll and roll activities. The resident council meeting minutes, dated 6/17/25, documented a repeated request for a bus to go on outings. The resident council meeting minutes, dated 7/15/25, documented another repeated request for a bus to go on outings. The meeting minutes documented the next stroll and roll activity planned 7/15/25.The director of nursing (DON) provided a grievance filed by Resident #4 on 8/5/25 at 2:12 p.m. The grievance, dated 7/1/25, documented Resident #4 complained that the facility felt like a prison, the facility was not providing activities other than bingo and did not have an activity director. The resolution of the grievance was the facility hired a new activities director and was in the process of hiring a new activities associate. VIII. Staff interviews The activities assistant was interviewed on 8/5/25 at 3:31 p.m. The activity assistant said she started at the facility approximately three weeks ago. She said the facility also recently hired an activities director but they took leave shortly after starting and have not returned. She said she had coordinated resident activities since she started including the most recent stroll and roll event. She said she was aware the facility used to have a bus for resident outing, but to her knowledge there were no current plans to replace the bus. She said she used the van to take residents to appointments, but the van could only accommodate one resident in a wheelchair. She said she would be able to drive the bus for resident outings if the facility acquired a new one. She said the stroll and roll events were not a full replacement for resident outings since most residents can not ambulate far enough independently to walk to the park, limiting the number who can participate by the number of wheelchairs and staff available to leave the facility to push them. She said outings involving other people in the community would greatly improve the quality of life of the residents in the facility. The maintenance director (MTD) was interviewed on 8/5/25 at 12:21 p.m. The MTD said the facility bus broke down before he started working at the facility, but to his knowledge, there were no plans to replace the bus after it broke despite multiple requests from residents and staff members. The MTD said the city offers a bus for senior activities to the independent living facilities in the area. The MTD said the van used for appointments was not an adequate replacement for the bus because the van can only accommodate one resident. The NHA and the DON were interviewed together on 8/5/25 at 5:51 p.m. The DON said the bus broke down on the interstate last August (2024). The DON said after it was evaluated by a mechanic, the bus could not be repaired and the bus was sent to a salvage yard. The DON said the requests for a bus were brought up to her management but a new bus purchase was not approved by the time of the interview. The DON said due to the remote location of the facility and the lack of sister facilities in the area, the facility had not been able to find an affordable replacement. The DON said she was aware of the multiple requests for resident outings, but felt not all residents who expressed interest in previous outings attended them when offered.
Nov 2024 4 deficiencies 1 Harm
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Deficiency F0692 (Tag F0692)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure two (#26 and #5) of six residents out of 16 s...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure two (#26 and #5) of six residents out of 16 sample residents received the care and services necessary to meet their nutrition needs to maintain their highest level of physical well-being. Resident #26 was admitted to the facility for long term care on 1/4/23 with diagnoses of dementia, hypotension (low blood pressure), hypokalemia (low potassium), hypothyroidism (low thyroid function) and depression. Upon admission on [DATE], Resident #26 weighed 152 pounds (lbs) and she reported she liked to eat eggs, coffee and sweets. Resident #26 had gradual weight gain until 4/12/24 when she weighed 190 lbs. At this time, the resident started gradually losing weight. On 9/4/24 the resident weighed 182 lbs. The resident sustained 12 lbs (6.5%) weight loss in one month, from 9/4/24 to 10/3/24, which was considered severe. The facility failed to implement effective person-centered nutrition interventions to address the resident's decreased oral intake and severe weight loss. On 9/27/24, Resident #26 weighed 174 lbs, which indicated the resident had lost eight lbs in 20 days. The registered dietitian (RD) recommended implementing a house nutrition supplement, however, the facility failed to obtain a physician's order for the house supplement and track the resident's acceptance of the intervention. Due to the facility's failures, Resident #26 continued to lose weight and weighed 168 lbs on 11/4/24, which indicated the resident lost 22 lbs (11.6%) in six months. Additionally, Resident #5 was admitted to the facility on [DATE] with diagnoses of chronic obstructive pulmonary disease (COPD), chronic respiratory failure with hypoxia, type 2 diabetes mellitus with diabetic chronic kidney disease, anxiety, anemia (low red blood cell count) and dysphagia. Resident #5 sustained a weight loss of 12.8% (24 lbs) from admission on [DATE] through 11/4/24, which was considered severe. According to Resident #5's nutrition care plan, pertinent interventions were initiated on 8/28/24 which included a house shake once a day. The facility failed to implement additional person-centered effective nutritional interventions for Resident #5 and meet the resident's dietary preferences to prevent significant weight loss. Review of the physician progress notes revealed no documentation of Resident #5's significant weight loss and poor nutritional status. There was no documentation on expected or unplanned weight loss, or updated care plan goals and appropriate interventions to improve resident's nutritional status. Findings include: I. Facility policy and procedure The Weight Assessment and Intervention policy, revised March 2022, was provided by the nursing home administrator (NHA) on 11/7/24 at 10:00 a.m. It read in pertinent part, Any weight change of five pounds or more since the last weight assessment is retaken the next day for confirmation. If the weight is verified, nursing will immediately notify the dietitian in writing. The threshold for significant unplanned and undesired weight loss will be based on the following criteria one month - five % weight loss is significant; greater than five % is severe. Three months - 7.5% weight loss is significant; greater than 7.5% is severe. Six months - 10% weight loss is significant; greater than 10% is severe. II. Resident #26 A. Resident status Resident #26, over the age of 65, was admitted on [DATE]. According to the November 2024 computerized physician orders (CPO), diagnoses included dementia, hypotension , hypokalemia, hypothyroidism and depression. The 10/1/24 minimum data set (MDS) assessment revealed the brief interview for mental status (BIMS) was not conducted because the resident was rarely or never understood. She experienced hallucinations and wandering and required setup and clean up assistance with eating. The assessment documented the resident was 70 inches (five foot, ten inches) tall and weighed 174 lbs. It indicated the resident had weight loss and was not on a physician prescribed weight loss program. B. Observations During a continuous observation of the lunch meal service on 11/5/24, beginning at 12:01 p.m. and ending at 1:24 p.m., the following was observed: Resident #26 was served lunch consisting of the regular menu which consisted of grilled fish, parmesan noodles, sliced zucchini, wheat bread and a chilled fruit cup and ate approximately 50% of the meal. When the resident finished eating, she stood up from the table and walked to her room. -The resident was not encouraged by staff to continue eating or offered any additional snacks or food items. C. Record review The nutrition care plan, initiated on 1/18/23 and revised on 9/22/24, revealed Resident #26 had a potential nutritional problem related to hypothyroidism (low thyroid function), dementia and depression. The interventions included administering medications as ordered, (1/18/23), observing/documenting/reporting as needed any signs of dysphagia such as pocketing, chocking, coughing, drooling, holding food in mouth, several attempts at swallowing, refusing to eat, appears concerned during meals (1/18/23), providing and serving diet as ordered and recording intake (1/18/23), providing daily menu assistance with making menu choices (1/18/23), RD to evaluate and make diet change recommendations as needed (1/18/23) and weighing the resident per facility protocol (1/18/23). -Review of the resident's comprehensive care plan did not reveal the facility implemented new person centered nutritional interventions after Resident #26 had sustained significant weight loss on 10/3/24 and on 1/4/24. Resident #26's weights were documented in the resident's electronic medical record (EMR) as follows: -On 4/12/24, the resident weighed 190 lbs; -On 4/16/24, the resident weighed 188 lbs; -On 5/7/24, the resident weighed 188 lbs -On 6/4/24, the resident weighed 186 lbs; -On 7/1/24, the resident weighed 186 lbs; -On 8/5/24, the resident weighed 188 lbs; -On 9/4/24, the resident weighed 182 lbs; -On 9/24/24, the resident weighed 174 lbs; -On 10/3/24, the resident weighed 170 lbs; -On 10/15/24, the resident weighed 169 lbs; -On 10/22/24, the resident weighed 168 lbs; -On 10/28/24, the resident weighed 167 lbs; and, -On 11/4/24, the resident weighed 168 lbs. -The resident lost 22 lbs from 8/5/24 to 11/4/24, in three months, which was considered severe. -The resident lost 12 lbs from 9/4/24 to 10/3/24, in one month, which was considered severe. -The resident lost 23 lbs from 4/12/24 to 11/4/24, in six months, which was considered severe. The 5/4/24 mini nutritional assessment (MNA) documented Resident #26 had no decrease in food intake or weight loss over the past three months. -However, Resident #26 had lost two lbs during the past three months. The 7/15/24 RD assessment documented Resident #26 was eating a regular diet and more than 75% of her meals. The recommendation was to continue with the current plan of care. A nutrition progress note, dated 9/20/24, documented the resident was discussed at the nutrition at risk (NAR) meeting because the resident had weight loss, however, her intake was adequate but due to her wandering during the day she needed to be encouraged to eat. Weekly weights were initiated. A nutrition progress note, dated 9/27/24, documented the resident was discussed at the NAR meeting because she had lost eight lbs. The note revealed she was sleeping more, pale and laboratory (lab) testing had been ordered. It was recommended to add house supplements to her diet once the lab results were obtained. -Review of the November 2024 CPO did not reveal a physician's order was implemented for a house supplement. The 9/28/24 progress note documented Resident #26 tested positive for COVID-19. -However, Resident #26 had already lost eight lbs prior to a COVID-19 diagnosis. The 10/4/24 RD assessment documented Resident #26 had a recent significant weight loss due to COVID-19 and poor intake while she was sick. The recommendation was for RD to monitor the resident as needed. -However, the facility failed to implement interventions to combat the residents' decreased intake while she had COVID-19. The 10/15/24 progress note documented Resident #26 was moved to the secured unit. The 10/21/24 certified dietary manager (CDM) nutritional assessment documented Resident #26's weight was trending down and that the resident liked to eat almost everything. -After the CDM identified the resident's weight was trending down, the facility failed to implement person-centered effective nutritional interventions to meet the resident's dietary preferences after the resident sustained a 11.6% (22 lbs) weight loss in six months, from 4/12/24 to 11/4/24, to address the resident's significant weight loss and decline in oral intake. D. Staff interviews NA #1 was interviewed on 11/5/24 at 1:26 p.m. NA #1 said it was difficult to get the residents on the secure unit to eat if they did not want to. She said the residents consumed more food if they were able to hold the food and walk around the unit. -However, observations did not reveal residents were given finger foods to walk around the unit with (see observations above). The NHA was interviewed on 11/6/24 at 2:27 p.m. The NHA said she had been watching over the kitchen for the past two months since the dietary manager left. She said the facility had been trying to hire someone to fill the position but it had been difficult since it was a small town. She said the RD visited the facility about twice a month. Cross reference: F801 failure to employ a full time dietitian or a qualified dietary manager. The RD was interviewed on 11/6/24 at 2:30 p.m. The RD said residents' preferences and nutrition interventions were not included in the care plan because she was directed not to include detailed information like that by another consultant. She said the nurse notified the physician and the residents' representatives of any weight loss. She said food preferences were communicated to the staff on the residents' food cards. She said she did not like the current form the facility was using to obtain the residents' preferences because it focused on the residents' dislikes and not their preferences. She said she would like to change it. The RD said when a resident was admitted to the facility, the admissions clerk collected the food preference information and if the resident was not able to identify likes and dislikes, she contacted the family for the information. She said the house supplements should only be given at meal times if the resident continued to eat the meal. She said if the resident started eating less at meal times, the supplement should be given outside of meal times. The RD said Resident #26 sustained significant weight loss since she had COVID-19. III. Resident #5 A. Resident status Resident #5, age [AGE], was admitted on [DATE]. According to the October 2024 CPO, diagnoses included chronic obstructive pulmonary disease (COPD), chronic respiratory failure with hypoxia, type 2 diabetes mellitus with diabetic chronic kidney disease, anxiety, anemia (low red blood cell count) and dysphagia (difficulty swallowing). The 8/12/24 MDS assessment revealed the resident was cognitively intact with a BIMS score 14 out of 15. She required supervision with eating, and substantial/maximal assistance with transfers and ADLs. The MDS assessment documented the resident was 64 inches (five foot, four inches) tall and weighed 188 lbs. The resident did not have any swallowing disorders. The MDS assessment documented the resident had not had any recent significant weight loss or weight gain or nutritional approaches were documented. The MDS assessment documented Resident #5 was prescribed an anticoagulant, antibiotic, diuretic, opioid and hypoglycemic medication. B. Resident interview and observation Resident #5 was interviewed on 11/4/24 at 4:45 p.m. Resident #5 said she did not like the food that was served most of the time. She said I wish I had soup (cream of potato) every evening. She said she did not like rice. She said she liked potatoes. She said she was not aware of foods that were always available in case she did not like what was served. During the interview, the cook (CK) approached Resident #5 and said the kitchen did not have soup in the kitchen to serve to residents. C. Record review The nutrition care plan, dated 8/8/24 revealed the resident was at risk for weight loss because of poor food intake at meals which was on average 25% to 50%. Interventions included eight oz of house shake once a day (8/28/24) and her food preferences included soups. -Despite the resident's food preferences, she was not served soup (see observation above). Resident #5's weights were documented in the resident's EMR as follows: -On 8/6/24, the resident weighed 188 lbs; -On 8/12/24, the resident weighed 186 lbs; -On 9/4/24, the resident weighed 176 lbs; -On 10/9/24, the resident weighed 170 lbs; and, -On 11/4/24, the resident weighed 164 lbs. -The resident lost 12 lbs (6.4%) from 8/6/24 to 9/4/24, in one month, which was considered severe. -The resident lost 24 lbs (12.8%) from 8/6/24 to 11/4/24, in three months, which was considered severe. A review of the November 2024 CPO revealed the following physician's orders related to nutrition: House shake 8 oz in the morning, one time a day with breakfast for decreased meal intake, ordered on 8/28/24. Spironolactone oral tablet 25 mg (diuretic medication), give 25 milligrams (mg) by mouth in the morning for edema, ordered on 9/5/24. Torsemide oral tablet 20 mg (diuretic medication), give one tablet by mouth two times a day related to unspecified diastolic (congestive) heart failure, ordered on 8/27/24. On 8/8/24, the RD documented the resident was new to the facility. The RD would monitor the resident's weights while she adjusted to the facility. The resident had one plus (1+) edema to her bilateral lower extremities. The resident's weight may fluctuate. The resident's current weight was 188 lbs. The resident was at increased nutritional risk related to COPD, chronic kidney disease, diabetes and gastro esophageal reflux disease (GERD). On 8/27/24 the RD documented, the resident was at increased nutritional risk for weight loss as evidence by poor meal intake. She had recently gained weight related to edema. The RD documented the resident's weights may fluctuate related to diuretic use. The resident was recently started on a house shake eight oz one time a day. The RD documented the resident's recent weight gain was related to edema to her lower extremities. The RD tried to contact the physician several times. The RD documented she would continue to monitor. -However, the resident had lost two lbs from 8/6/24 to 8/12/24. On 9/5/24 the RD documented, the resident had lost weight. The resident had edema and was on diuretics. She was not eating well. The resident was at increased nutritional risk related to COPD, dementia, chronic kidney disease, diabetes and GERD. The resident's meal intake was poor. -However, review of the resident's EMR did not indicate changes in the resident's 1+ edema to her bilateral lower extremities. On 11/5/24 the RD documented, Resident #5 had 1+ edema to her bilateral lower extremities. The resident was on diuretics. She has been losing weight since admission, which could be related to fluid loss. The resident was receiving a house supplement with breakfast. The resident was at risk for weight loss as evidenced by poor intake at meals. The resident was consuming an average of 25% to 50% of her meals. The resident's weight had been trending down related to edema and diuretic use. The resident liked soup. The resident was encouraged to ask for an alternate meal option if she did not like what was being served. The RD documented she would continue to monitor as needed. -A review of Resident #5's EMR did not reveal physician notes related to the resident's nutritional status and weight loss. D. Staff interviews The RD was interviewed on 11/6/24 at 3:45 p.m. The RD said she did not observe Resident #5 eating her meals as she was not in the facility often. She said she participated in the NAR meetings remotely. E. Facility follow-up The facility provided documentation on 11/8/24 indicating Resident #5 was on two diuretics, she was reviewed weekly in the NAR meeting and interventions were in place. -However, review of Resident #5's EMR did not reveal documentation indicating the resident's edema had worsened or improved from 1+ on her bilateral lower extremities and did not include efficient supplementation to improve nutritional status.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0761 (Tag F0761)

Could have caused harm · This affected 1 resident

Based on observations and interviews, the facility failed to ensure medications and biologicals were stored in accordance with accepted professional standards for one of one medication refrigerator. ...

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Based on observations and interviews, the facility failed to ensure medications and biologicals were stored in accordance with accepted professional standards for one of one medication refrigerator. Specifically, the facility failed to ensure controlled medications were in a locked storage container that was permanently secured to the refrigerator. Findings include: I. Facility policy and procedure The Medication Labeling and Storage policy and procedure, revised February 2023, was provided by the nursing home administrator (NHA) on 11/6/24 at 3:40 p.m. It read in pertinent part, Controlled substances (listed as Schedule II-V of the Comprehensive Drug Abuse Prevention and Control Act of 1976) and other drugs subject to abuse are separately locked in permanently affixed compartments, except when using single unit package drug distribution systems in which the quantity stored is minimal and a missing dose can be readily detected. II. Observations On 11/5/24 at 11:09 a.m., the medication refrigerator was observed with licensed practical nurse (LPN) #1. Two vials of liquid Ativan (a benzodiazepine and a schedule IV controlled substance used to treat anxiety) were in a plastic container on the shelf. -The Ativan was not in a permanently affixed locked compartment inside of the refrigerator. III. Staff interviews LPN #1 was interviewed on 11/5/24 at 11:09 p.m. LPN #1 said the plastic container on the shelf in the refrigerator contained two vials of liquid Ativan two milligrams (mg), which was provided by the pharmacy for emergency use. She said anyone with access to the refrigerator could just take the Ativan out of the refrigerator because it was not locked in a separate compartment. The clinical nurse consultant (CNC) was interviewed on 11/6/24 at 3:11 p.m. The CNC said controlled medications should always be kept in secure compartments and double-locked. She said when controlled medications were not secured they could be taken by unauthorized persons. The director of nursing (DON) was interviewed on 11/6/24 at 3:15 p.m. The DON said she was not aware that the controlled medications should be in a permanently affixed locked container inside the refrigerator. She said she would speak with her maintenance supervisor and make sure it was fixed as soon as possible.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Infection Control (Tag F0880)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to maintain an infection control program designed to pr...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to maintain an infection control program designed to provide a safe, sanitary and comfortable environment to help prevent the possible development and transmission of infectious diseases. Specifically, the facility failed to ensure housekeeping staff followed proper infection control procedures for cleaning resident rooms. Findings include: I. Professional reference According to the Centers for Disease Control and Prevention (CDC) Hand Hygiene in Healthcare Settings (1/18/21), retrieved on 11/7/24 from https://www.cdc.gov/handhygiene/providers/index.html, Cleaning your hands reduces the spread of potentially deadly germs to patients. Alcohol-based hand sanitizers are the most effective products for reducing the number of germs on the hands of healthcare providers. Alcohol-based hand sanitizers are the preferred method for cleaning your hands in most clinical situations. Wash your hands with soap and water whenever they are visibly dirty, before eating, and after using the restroom. When cleaning your hands with soap and water, wet your hands first with water, apply the amount of product recommended by the manufacturer to your hands, and rub your hands together vigorously for at least 15 seconds, covering all surfaces of the hands and fingers. Rinse your hands with water and use disposable towels to dry. Use a towel to turn off the faucet. Avoid using hot water, to prevent drying of skin. According to the Fabuloso Original Orange with Baking Soda Safety Data Sheet (SDS) (6/14/24), retrieved on 11/19/24 from blob:https://sdsportal.ext.colpal.cloud/d49f16ab-af24-4b78-81f0-3a9cdf800118, Recommended use: all-purpose cleaner for household use. -The SDS did not indicate the cleaning product was approved for disinfection purposes in healthcare settings. II. Facility policy and procedure The Cleaning and Disinfecting of Environmental Surfaces policy and procedure, revised August 2019, was received from the nursing home administrator (NHA) on 11/6/24 at 3:40 p.m. It read in pertinent part, Housekeeping surfaces (floors, tabletops) will be cleaned on a regular basis, when spills occur, and when these surfaces are visibly soiled. Environmental surfaces will be disinfected (or cleaned) on a regular basis (daily, three times per week) and when surfaces are visibly soiled. Manufacturer's instructions will be followed for proper use of disinfecting (or detergent) products. Walls, blinds, and window curtains in resident areas will be cleaned when these surfaces are visibly contaminated or soiled. Perform hand hygiene after removing gloves. Floors shall be maintained in a clean, safe, and sanitary manner. All floors shall be mopped/cleaned/vacuumed daily in accordance with our established procedures. Mop heads shall be washed with a disinfectant and rinsed well after each use. Clean mop heads must be applied when changing areas of mopping and when used in isolation rooms. Procedures for the cleaning of mop heads are maintained by the director of housekeeping services. III. Manufacturer's guidelines The manufacturer's guidelines for the Virex II 256 disinfectant used by the facility were retrieved on 11/15/24 from https://1source.diversey.com/see3/PSS064-VirexII256-LTR-env3-HRNC.pdf. It read in pertinent part, Virex II 256 is a one-step, quaternary disinfectant cleaner and deodorant to clean and disinfect hard surfaces. To disinfect, all surfaces must remain wet for 10 minutes. IV. Observations On 11/5/24 from 10:27 a.m. until 10:42 a.m. housekeeper (HSK) #1 and HSK #2 were cleaning the secure unit. The two were working together to sweep and mop the floors of the unit. HSK #1 was sweeping resident rooms and HSK #2 was mopping the rooms. HSK #2 mopped three rooms (rooms #27, #30 and #32), the living room and the dining room with the same mop head and mop water. At 10:42 a.m. HSK #2 exited the secure unit and emptied the mop bucket. -HSK #2 did not change the mop water or the mop head in between cleaning each resident room, the living or the dining room, despite using a non-healthcare approved cleaning product, which was not a disinfectant, in her mop bucket water (see Fabuloso Orange SDS Sheet above and interviews below). On 11/6/24 at 8:31 a.m. HSK #2 was cleaning room [ROOM NUMBER]. HSK #2 put on gloves and entered the resident's room. -HSK #2 did not perform hand hygiene prior to putting on the gloves and beginning cleaning the room. HSK #2 entered the resident's bathroom and sprayed the toilet, grab bars, towel bar, sink and cabinet with Virex II 256 disinfectant. She immediately wiped the grab bars, towel bar, toilet and sink. -HSK #2 did not allow the disinfectant to remain wet on the surfaces in the bathroom for the manufacturer's recommended amount of time (see manufacturer's guidelines above). Using the same rag she used to wipe down the toilet and other surfaces in the bathroom, HSK #2 went into the resident's bedroom and wiped down the resident's two dressers. -HSK #2 did not change her gloves or perform hand hygiene after cleaning the toilet and bathroom before wiping the resident's dressers. -HSK #2 did not change rags after cleaning the toilet and bathroom before wiping the resident's dressers. -HSK #2 did not spray disinfectant on the dressers. At 8:39 a.m. HSK #2 returned to her cart and placed the Virex disinfectant on the cart. She disposed of the first rag and got a new rag. HSK #2 returned to the resident's room and wiped down the overbed table and both nightstands. -HSK #2 did not change her gloves or perform hand hygiene prior to returning to the room to wipe down the overbed table and nightstands. -HSK #2 did not spray disinfectant on the overbed table and nightstands. HSK #2 returned to the cart and removed her gloves and put on new ones before returning to the resident's bathroom to clean the toilet with the toilet brush. -HSK #2 did not perform hand hygiene after removing her gloves prior to returning to the bathroom to clean the toilet. HSK #2 put Fabuloso Original Orange with Baking Soda in the toilet and cleaned the toilet. She returned the toilet brush to the cart and got a rag then went back to the resident's bathroom and wiped down the outside of the toilet. -HSK #2 did not change her gloves or perform hand hygiene prior to returning to the bathroom and wiping down the outside of the toilet. -HSK #2 did not clean the toilet bowl with a disinfectant or spray disinfectant on the outside of the toilet. At 8:45 a.m. HSK #2 went back to the cart, removed her gloves and used hand sanitizer. She put on new gloves and went back to the resident's room and picked up the floor and removed the trash. She placed a water bottle that was sitting on the floor on the dresser she had previously cleaned. -HSK #2 did not disinfect the bottom of the water bottle prior to placing it on the dresser. At 8:49 a.m. HSK #2 swept the bathroom floor into the resident's room and continued sweeping the pile to the doorway of the resident's room where she swept it into the debris container. At 8:54 a.m. HSK #2 went to room [ROOM NUMBER], a double occupancy room, where HSK #1 had been cleaning. HSK #2 began mopping the floor in room [ROOM NUMBER]. She mopped one side of the room and most of the other side of the room before returning to the cart to change mop pads. -HSK did not change mop pads in between cleaning each side of the residents' room. HSK #2 mopped the remaining portion of room [ROOM NUMBER] and returned to the cart. HSK #2 changed her gloves and used hand sanitizer before returning to room [ROOM NUMBER]. At 8:55 a.m. HSK #2 got a new mop pad and began mopping the bathroom floor in room [ROOM NUMBER]. She continued mopping half of the resident's room then returned to the cart and replaced the mop pad before mopping the other half of the resident's room. -HSK #2 did not change mop pads after mopping the bathroom floor before mopping the first half of the resident's room. At 8:59 a.m. HSK #2 knocked the resident's oxygen nasal cannula off of the bed and onto the floor. She picked up the nasal cannula, placed it back on the resident's bed and continued to mop the floor where the nasal cannula had fallen. -HSK #2 did not sanitize the resident's oxygen nasal cannula prior to putting it back on the resident's bed. HSK #2 completed cleaning the room at 9:00 a.m. V. Staff interviews HSK #2 was interviewed on 11/5/24 at 10:39 a.m. HSK #2 said she began working for the facility as a housekeeper three days ago (11/2/24). She said HSK #1 trained her. HSK #2 said she used Fabuloso Original Orange with Baking Soda in the mop water. HSK #1 was interviewed on 11/6/24 at 8:30 a.m. HSK #1 said she had been in the position of housekeeper for one month. She said she used Virex II 256 disinfectant in the wet rag bucket, Virex II 256 disinfectant spray in the spray bottles and Fabuloso Original Orange with Baking Soda in the mop water. She said no one trained her on how to clean the facility when she started, so she just did her own thing when cleaning. The NHA was interviewed on 11/6/24 at 9:39 a.m. The NHA said the previous housekeeper quit without notice over a month ago and HSK #1 took over the housekeeping position to help out. She said housekeepers should change mop pads between the bathroom and different resident areas of the residents' rooms. She said cleaning rags should be changed between the same areas to prevent the spread of germs which could increase infections in the facility. The NHA said there was no reason for the housekeepers to use an unapproved residential cleaning agent such as Fabuloso Original Orange with Baking Soda because the facility had the appropriate healthcare-approved cleaning/disinfecting products available for use. The clinical nurse consultant (CNC) was interviewed on 11/6/24 at 3:06 p.m. The CNC said it was important to follow specific instructions when cleaning residents' rooms so as not to spread germs or infections. She said it was not appropriate to use a rag that was used to clean a residents' bathroom to clean any other areas in the residents' rooms, such as the dresser.
CONCERN (F)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0801 (Tag F0801)

Could have caused harm · This affected most or all residents

Based on observations, record review and interviews, the facility failed to designate a person to serve as the director of food and nutrition services who was a qualified dietitian, certified dietary ...

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Based on observations, record review and interviews, the facility failed to designate a person to serve as the director of food and nutrition services who was a qualified dietitian, certified dietary manager (DM), or a certified food service manager. Specifically, the facility failed to employ a qualified DM or have a full time registered dietitian (RD). Findings include: I. Observations The 11/4/24 at 11:37 a.m. kitchen tour revealed there was no dietary manager (DM) currently employed at the facility. II. Record review -The facility was unable to provide documentation that indicated there was an individual that was employed by the facility that was a qualified dietary manager. II. Staff interviews The nursing home administrator (NHA) was interviewed on 11/4/24 at 12:04 p.m. The NHA said the facility did not have a DM. She said the facility was advertising this open position, however at that moment there were no candidates that had applied for the job. She said the registered dietitian (RD) was on a consultant basis and came to the facility two times a month. The cook (CK) and the dietary aide (DA) were interviewed on 11/4/24 at 1:00 p.m. The CK and the DA said the last DM left more than a month ago and currently the facility did not have a qualified DM. The RD was interviewed on 11/5/24 at 12:00 p.m. The RD said she was not employed full or part time in the facility. She said she was on a consultant basis, coming to the facility two times a month and when needed. She said she helped with food ordering. She said the NHA ordered the food.
Aug 2024 1 deficiency 1 Harm
SERIOUS (G) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Actual Harm - a resident was hurt due to facility failures

Free from Abuse/Neglect (Tag F0600)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure residents were kept free from abuse for three...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure residents were kept free from abuse for three (#1, #2 and #3) of six residents reviewed for abuse out of six sample residents. Resident #1, who had a diagnosis of Alzheimer's disease and a tendency to wander, had a plan of care which documented the resident had impaired safety awareness and wandered aimlessly. The interventions were to offer Resident #1 pleasant diversions, structured activities, food, conversation, television and card games. On 2/28/24 Resident #1 wandered into Resident #2's room. Resident #2 told Resident #1 he was in the wrong room and told him to leave. Resident #1 refused to leave the room which caused Resident #2 to push Resident #1 to the floor. A staff member, who was informed that Resident #1 went to the wrong room, rushed to the room but she was unable to open the door. Resident #1 was on the floor in front of the door and was moaning in pain. The staff member eventually opened the door. Resident #1 and Resident #2's roommate informed the staff member that Resident #2 pushed Resident #1. Resident #1 was sent to the hospital and was diagnosed with a fracture to his right femoral neck (the thigh bone below the hip joint). Resident #1 was admitted to the hospital and required surgical repair to heal the fracture. On 3/8/24 Resident #1 re-admitted to the facility. The resident was placed on 15-minute checks for supervision related to Resident #1 being non-weight bearing when he returned to the facility. On 7/9/24 Resident #1, who remained on 15-minute safety checks, went into Resident #3's room. Resident #3 and his roommate asked Resident #1 to leave the room. Resident #1 refused and Resident #3 attempted to push Resident #1's wheelchair out of the room. Resident #1 hit Resident #3 in the face and pulled Resident #3's hair. A staff member intervened and removed Resident #1 from the room after the altercation occurred. Due to the facility's failure to prevent Resident #1 from wandering into another resident's room, Resident #1 was involved in a resident to resident altercation with Resident #2, which resulted in Resident #1 sustaining a right hip fracture and being sent to the hospital for surgical repair of his hip. Additionally, after the resident to resident altercation with Resident #2, the facility again failed to implement person-centered interventions to prevent Resident #1 from wandering into other resident's rooms, which resulted in a resident to resident altercation between Resident #1 and Resident #3. Findings include: I. Facility policy and procedure The Abuse, Neglect, Exploitation and Misappropriation Prevention Program policy, revised April 2021, was provided by the nursing home administrator (NHA) on 8/6/24 at 3:00 p.m. It read in pertinent part, Residents have the right to be free from abuse. The resident abuse prevention program consists of a facility-wide commitment and resource allocation to support the following objectives: -Identify and investigate all possible incident of abuse; -Investigate and report any allegations within timeframes required by federal requirements; -Protect residents from any further harm during investigations; -Establish and implement a quality assurance and performance improvement (QAPI) review and analysis of reports, allegations or findings of abuse; and, -Involved the resident council in monitoring and evaluating the facility's abuse prevention program. The Abuse and Neglect Clinical protocol, revised March 2018, was provided by the NHA on 8/6/24 at 3:00 p.m. It read in pertinent part, The facility management and staff will institute measures to address the needs of residents and minimize the possibility of abuse and neglect. The physician and staff will order measures required to address the consequence of an abuse situation. The physician and staff will address appropriately causes of problematic resident behavior where possible. The staff and physician will monitor individuals who have been abused to address any issues regarding their medical condition, mood and function. The medical director will advise facility management and staff about ways to ensure that basic medical, functional and psychosocial needs are being met and that potentially preventable or treatable conditions affecting function and quality of life are addressed appropriately. The physician will advise the facility and help review and address abuse and neglect issues as part of the quality assurance process. II. Incident of physical abuse between Resident #1 and Resident #2 on 2/28/24 The facility abuse investigation documented that on 2/28/24 at 7:08 p.m. a resident informed the nurse that Resident #1 wandered into Resident #2's room. Resident #2 and his roommate asked Resident #1 to leave the room. Resident #1 refused to leave the room. Resident #2 got out of his recliner, walked over to Resident #1 and pushed Resident #1 to the floor. When staff arrived to the room, Resident #1 was on the floor in front of the room door moaning in pain. Resident #2 said Resident #1 fell. Resident #2's roommate and Resident #1 motioned that Resident #2 pushed Resident #1. The summary of the incident documented Resident #1 had a history of wandering and wandered into Resident #2's room and refused to leave. Resident #1 was sent to the hospital via an emergency ambulance. Resident #1 sustained a right femur fracture and required surgery to repair the injury. Upon Resident #1's return to the facility on 3/8/24, 15-minute safety checks were implemented for Resident #1. The facility substantiated the incident. III. Incident of physical abuse between Resident #1 and Resident #3 on 7/9/24 The 7/29/24 facility abuse investigation documented Resident #1 ambulated via his wheelchair into Resident #3's room. Resident #3 and his roommate told Resident #1 he was in the wrong room, but Resident #1 refused to leave. Resident #3 attempted to push Resident #1's wheelchair backwards out the door. Resident #1 swung at Resident #3 with his hands and hit Resident #3 in the face. Resident #1 then pulled Resident #3's hair. Resident #3 yelled out and staff entered Resident #3's room. Resident #1 was sitting in his wheelchair with his head down and Resident #3 was standing next to Resident #1. Both residents were assessed and no injuries were noted. Resident #1 did not answer questions about the incident. Resident #3 and his roommate were interviewed on 7/29/24 and said Resident #1 wandered into their room and refused to leave. Resident #3 and his roommate said Resident #1 hit Resident #3 and pulled Resident #3's hair before staff entered the room. The investigation documented the previous interventions included Resident #1 was on 15-minute safety checks. The investigation documented no new recommendations or interventions were implemented. -The facility failed to implement a new effective person-centered intervention to prevent Resident #1 from wandering into other resident's rooms in order to prevent an additional resident to resident altercation. The facility did not substantiate this allegation because it was not identified as abuse. -However, physical abuse occurred due to Resident #1 willfully hitting and pulling Resident #3's hair. IV. Observations During a continuous observation on 8/7/24, beginning at 10:50 a.m. and ending at 11:15 a.m. The following was observed: At 10:50 a.m., Resident #1 was laying on his bed with his head under a blanket. At 10:52 a.m., licensed practical nurse (LPN) #1 walked down one of the two hallways and completed 15-minute checks on other residents. LPN #1 failed to go down the hallway where Resident #1's room was located to complete a 15-minute check for the resident. At 11:00 a.m., Resident #1 was laying on his bed with his head under a blanket. At 11:05 a.m. LPN #1 assisted a resident and passed by Resident #1's room but did not look in Resident #1's room. At 11:15 a.m., Resident #1 was laying on his bed with his head under a blanket. Staff did not complete a 15-minute check. -The facility failed to complete a 15-minute check on Resident #1 from 10:50 a.m. to 11:15 a.m. V. Resident #1 A. Resident status Resident #1, age [AGE], was admitted on [DATE]. According to the August 2024 computerized physician orders (CPO), diagnosis included Alzheimer's disease. The 6/19/24 minimum data set (MDS) assessment revealed Resident #1 was unable to complete a brief interview for mental status (BIMS). A staff assessment for mental status revealed the resident was rarely understood, had moderate cognitive impairments, and was unable to identify the current season, the location of his room and staff names or faces. B. Resident #1's representative interview Resident #1's representative was interviewed on 8/7/24 at 11:58 a.m. The resident's representative said he understood the facility was not able to provide one on one attention to each resident but he felt Resident #1 needed a little more supervision. He said Resident #1 worked his entire life and did not like to sit still. The resident's representative said Resident #1 needed fulfilling activities such as being helpful instead of arts, crafts or games. The resident's representative said when he visited Resident #1 he took the resident outside on walks and it helped with limiting the resident from attempting to self-transfer. The resident's representative said he felt the supervision the facility provided for the resident could have been better. He said he was not sure what the facility did for Resident #1 when he was not at the facility visiting regarding care, activities and supervision. The resident's representative said he did not see staff complete 15- minute checks when he visited the facility. He said he felt Resident #1 did not get enough activities that he enjoyed or to keep him busy. C. Record review The elopement care plan, revised 2/5/24, revealed Resident #1 was an elopement risk and wandered. The intervention included Resident #1 had a wander guard for safety. -The facility failed to update Resident #1's care plan to include an intervention to keep Resident #1 from wandering into other residents' rooms after the resident to resident altercations on 2/28/24 and 7/29/24. The behavior care plan, revised 7/25/24, revealed the resident had behavioral issues that were due to his diagnosis of dementia, aggression and exit seeking behaviors. Interventions included the following: administering medications as ordered (7/26/21), anticipating and meeting the resident's needs (7/26/24), being aware of the resident's triggers and which of his behaviors triggered other residents (5/9/22), providing the opportunity for positive interactions and attention (8/18/22), explaining all procedures to the resident before starting cares and allowing him a few minutes to adjust to changes (7/26/21), intervening as necessary to protect the rights and safety of others (7/26/21), monitoring behavior episodes and attempting to determine an underlying cause (7/26/21) and providing an activities program that was of interest and accommodated the resident's status. -However, the facility failed to implement new interventions following the resident to resident altercations on 2/28/24 and 7/9/24. The care plan last had new interventions implemented on 6/18/22. The intervention documented on 7/25/24 had was already been implemented on 6/18/22. The 2/28/24 progress note documented the NHA was notified of an incident and arrived at the facility to start an investigation. The 2/29/24 progress note documented the staff were directed to a resident's room that Resident #1 had entered. Resident #1 was on the floor in front of the room door and was yelling out in pain. The staff opened the door and Resident #2's roommate pointed at Resident #2 and motioned that the resident pushed Resident #1. Resident #1 said Resident #2 pushed him to the floor. Resident #2 denied pushing Resident #1. The staff called 911 and Resident #1 was transferred to the emergency room for medical treatment. The 2/29/24 progress note documented the hospital notified the facility that Resident #1 had fractured his right hip and the resident was being admitted to the hospital. The 3/8/24 progress note documented the resident was admitted back to the facility. VI. Resident #2 A. Resident status Resident #2, age greater than 65, was admitted on [DATE] and discharged to a hospital on 4/14/24. According to the April 2024 CPO, diagnoses included heart failure and dementia. The 4/15/24 MDS assessment documented, based on staff assessment, the resident had a memory problem, experienced inattention and disorganized thinking. The assessment documented Resident #2 had physical behaviors directed towards others and verbal behaviors directed at others. B. Record review Resident #2's cognitive care plan, revised 3/5/24, revealed he was at risk for impaired thought process due to dementia. Interventions included asking yes or no questions to determine the resident's needs, communicating with the resident and his family regarding his capabilities and needs and monitoring for changes in his cognitive function. Resident #2's behavioral care plan, revised 3/5/24, revealed the resident displayed conflictual and difficult behaviors with other residents due to adjusting to his living situation and his diagnosis of dementia. Interventions included intervening when the resident demonstrated inappropriate behaviors, helping the resident identify his stressors which led to behaviors and referring to counseling as needed. -The facility failed to update Resident #2's care plan after the resident to resident incident occurred on 2/28/24 and failed to inform staff the resident had a problem with other residents wandering into his room. A review of Resident #2's electronic medical record (EMR) did not reveal documentation regarding the resident to resident altercation with Resident #1 on 2/28/24. VII. Resident #3 A. Resident status Resident #3, age greater than 65, was admitted on [DATE]. According to the August 2024 CPO, diagnoses included Huntington's disease (neurological disorder that causes nerve cells in the brain to break down), muscle weakness and abnormalities of gait and mobility. According to the 7/18/24 MDS assessment, Resident #3 was cognitively intact with a brief interview for mental status (BIMS) score of 14 out of 15. B. Record review Resident #3's communication care plan, revised 7/12/19, documented he had a communication problem due to Huntington's disease and was slow to find his words. Interventions included anticipating and meeting the resident's needs, being conscious of the resident's position when in groups to promote proper communication with others, discussing the resident's concerns or feelings regarding his communication difficulty and validating Resident #3's message by repeating what he said out loud. Resident #3's cognitive care plan, revised 7/12/19, documented he had an impaired thought process due to Huntington's disease. Interventions included administering medications as ordered, asking yes or no questions in order to determine the resident's needs and presenting just one thought at a time. Resident #3's neurological care plan, revised 7/16/19, documented he had an alteration in his neurological status due to Huntington's disease. Interventions included completing assessments for side effects of psychotropic medications, cueing and reorienting the resident as needed, giving medications as ordered and obtaining and monitoring lab or diagnostic work as ordered. -A review of Resident #3's EMR did not reveal documentation regarding the resident to resident altercation with Resident #1 on 7/9/24. VIII. Staff interviews The NHA was interviewed on 8/7/24 at 10:00 a.m. The NHA said Resident #1 constantly wandered. She said Resident #1 wandered into the storage closet in the NHA's office when Resident #1 had to use the restroom. The NHA said she wondered if Resident #1 wandered into other rooms when he needed to use the restroom. The NHA said Resident #1 was placed on 15-minute checks when he returned from the hospital on 3/8/24. She said the facility felt 15-minute checks were a good intervention for Resident #1's wandering and because he was a high fall risk because it provided increased rounding and supervision for the resident. The activity director (AD) was interviewed on 8/7/24 at 1:43 p.m. The AD said she updated the activity calendar for each month and scheduled four to five group activities each day. She said she updated the activity care plans but she was pretty far behind. The AD said she reviewed the residents' diagnoses and cognitive levels to determine if a resident was independent or dependent upon staff of activities. The AD said Resident #1 was dependent upon staff to meet his emotional, intellectual, physical and social needs. The AD said she had not updated Resident #1's care plan. The AD said she was not aware Resident #1 enjoyed working. She said she planned to update his preferred activities to job-like activities. She said Resident #1 enjoyed participating in the ball toss groups but other activities did not interest him. The director of nursing (DON) and the NHA were interviewed together on 8/7/24 at 1:59 p.m. The DON said if a resident sustained several falls the facility implemented 15-minute safety checks. The DON said Resident #1 was a high fall risk and wandered which was why he was placed on an enhanced supervision level. The DON said the nurses and the CNAs completed the 15-minute checks. She said all of the staff were aware of the supervision levels for each resident and which residents were on 15-minute safety checks. The DON said the staff included Resident #1 in as many activities as possible and Resident #1 enjoyed walking. She said the staff were told if Resident #1 started walking then staff needed to follow behind him with his wheelchair. The DON said she was not aware Resident #1's care plan was not updated. The NHA said Resident #1 understood English but preferred speaking Spanish. The NHA said the facility had quite a few staff members who were fluent in Spanish and it helped when communicating with Resident #1. She said Resident #1 did not respond well to female staff whether the female staff spoke Spanish or not. She said Resident #1 usually only spoke to male staff who spoke Spanish. The NHA said she was not aware the staff who did not speak Spanish did not attempt to communicate with Resident #1 at all and just asked the male staff to translate for them. She said all staff needed to attempt to communicate with the resident. The NHA said she did not think to add the resident's preferred communication and staff to the resident's care plan. The DON said she was not aware the staff signed off on the 15-minute checks without looking at the residents each time. The NHA said she was not aware the staff signed off on the15-minute checks without looking at the residents each time.
Feb 2024 11 deficiencies 1 Harm
SERIOUS (G) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Actual Harm - a resident was hurt due to facility failures

Deficiency F0692 (Tag F0692)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure one (#11) of two residents reviewed received ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure one (#11) of two residents reviewed received the care and services necessary to meet their nutritional needs and maintain their highest physical well-being level out of 25 sample residents. Resident #11 was at nutritional risk with diagnoses of gastroesophageal reflux disease, muscle weakness and dementia. The registered dietitian (RD) implemented measures for the resident's nutrition risk and weight. Observations during the survey revealed the resident was not provided finger foods or fortified foods at meals, a brightly colored plate and alternatives offered when Resident #11's intake was poor. The facility failed to implement nutritional recommendations at mealtimes. Furthermore, the nutritional recommendations were for the interdisciplinary (IDT) team to follow up with the physician regarding her weight loss on multiple occasions and a reweight when Resident #11 lost weight and those recommendations were not followed up on. Due to the facility's failure to implement the nutritional recommendations, Resident #11 sustained a weight loss of eight pounds between 11/3/23 and 11/17/23, 6.8% which was considered significant weight loss. In addition, the resident continued to lose weight in total of 14 pounds in two months, 11.9% which was considered significant weight loss. Findings include: I. Facility policies The Weight Assessment and Intervention policy, revised March 2022, was provided by the nursing home administrator (NHA) on 2/8/24 at 8:57 a.m. It documented in pertinent part, Any weight change of 5% or more since the last weight assessed is retaken the next day for confirmation. If the weight is verified, nursing will immediately notify the dietitian in writing. The Nutrition/unplanned Weight Loss policy, revised September 2017, was provided by the NHA on 2/8/24 at 8:57 a.m. It documented in pertinent part, The staff will report to the physician significant weight losses or any abrupt or persistent change from baseline appetite or food. The physician will review medical causes of anorexia and weight loss before ordering interventions. The staff and physician will identify pertinent interventions based on identified causes and resident conditions. The physician and staff will monitor nutritional status and response to interventions. II. Resident #11 A. Resident status Resident #11, age [AGE], was admitted on [DATE]. According to the February 2024 computerized physician orders, diagnoses included glaucoma (eyesight problem), gastro-esophageal reflux disease (backflow of stomach acid into to the esophagus), muscle weakness, vascular dementia (impaired blood flow to brain causing problems with memory, reasoning, judgment and planning) and psychotic and mood disturbances. The minimum data set (MDS) from 1/10/24 documented Resident #11 was rarely/never understood. The MDS showed the resident required substantial/maximal assistance with activities of daily living (ADLs), which included eating, dressing, toileting and mobility. The resident was 68 inches tall (five foot eight inches) and weighed 108 pounds. B. Observation Resident #11 was observed continuously on 2/5/24 from 4:40 p.m. to 6:30 p.m. The observations were as follows: -At 4:55 p.m. the resident was assisted to the dining room table. -At 5:30 p.m. the resident received her meal. The food was served on white plates and not on bright colored plates (see care plan below). The meal consisted of a vegetable soup, cottage cheese with fruit and dessert. There was no supplement or cranberry juice served with the meal. There were no finger foods or fortified foods that she was supposed to be served (see record review below). -At 5:40 p.m. an unidentified certified nurse aide (CNA) assisted the resident with her meal. She took two bites of her dinner. She then took two bites of her dessert. -There were no other food choices offered to the resident for having eaten less than 50% of her meal. Resident #11 was observed continuously on 2/6/24 from 11:30 a.m. to 1:15 p.m. The observations were as follows: -At 12:24 p.m. the resident received her meal. The food was served on white plates and there was no cranberry juice served with the meal. The meal consisted of mashed potatoes, broccoli, a pork chop and slice of cake. There were no finger foods or fortified foods served to her. -At 12:30 p.m. an unidentified CNA assisted Resident #11 with her eating her meal. -The resident ate one bite of food and pushed the plate away from her. -There was no other food offered to this resident. -The interventions from the care plan were not followed based on these observations (see below). B. Facility assessment of resident's nutritional status on admission The care plan, updated on 11/21/23, identified that this resident had a nutritional problem related to dementia. Pertinent interventions included encouraging the resident to have snacks in the dining room, provide fortified foods, drinks and desserts, bright colored plates used to encourage intake and cranberry juice served at meals. The RD assessed this resident on 12/20/24. She assessed the resident's weight was trending downwards. She documented the resident's low intake of meals at 55%. C. Resident's weight record Resident #11's weight record showed the resident lost eight pounds which occurred between 11/3/23 and 11/17/23, 6.8% which was considered significant. The resident's weight on 11/3/23 was 118 pounds and the weight recorded on 11/17/23 was 110 pounds. The wheelchair scale was used in each weight. -There was no reweigh documented for confirmation of a loss the following day (as indicated by the RD assessment). The next weight entered was 108 pounds on 11/30/23. The resident's current weight was 104 pounds on 1/30/24. The resident lost 14 pounds over a two month period, 11.9% which was considered sginficant weight loss. D. Registered dietitian recommendations The registered dietitian (RD) recommended the resident was offered fortified foods and desserts, offered a supplement twice daily, had meals served on brightly colored plates, had meal assistance from nursing staff, was offered a sweet snack between meals (ice cream, cookies), was offered cranberry juice at meals and was brought out of her room for snacks and activities. This RD note was documented on 11/17/23. The progress note from nutrition/dietary services dated 11/17/23 documented this resident had a 12 pound weight loss in two weeks and meal intake was low at 52%. A reweigh was requested. The nursing team was going to discuss it with the physician. The nursing team was to continue with the recommendations (see above) from the RD. -However, the reweigh was not documented. -There was no documentation that the nursing staff had this discussion with the physician in the medical record. The nutrition/dietary services progress note dated on 12/15/23 showed nursing staff was to inform the physician of additional weight loss and to discuss appetite-stimulating medications. The nutrition/dietary services progress note on 12/22/23 documented nursing staff was to follow up with the physician on appetite stimulants. The nutrition/dietary services progress note on 1/5/24 documented the nursing staff was to discuss the resident with the physician. -There was no documentation in the medical record the nursing staff had discussions with the physician. III. Staff interviews The cook was interviewed on 2/6/24 at 12:30 p.m. The cook said that the tray line did not have any food which contained fortified food (powder protein). -An observation of the puree vegetable during the interview revealed there was no protein added to the pureed vegetables when they were supposed to be fortified. The dietary manager (DM) was interviewed on 2/6/24 at 12:40 p.m. The DM said the whey protein powder was added to the resident's meal (who consumed fortified foods) after the meal was served. The corporate registered dietitian (CRD) was interviewed on 2/8/24 at 9:50 a.m. She said residents with weight loss were reviewed weekly in nutrition risk meetings by a registered dietitian (RD). She said the RD was onsite typically for one day each month. She said she did not know Resident #11's nutrition plan of care. The director of nursing (DON) was interviewed on 2/8/24 at 11:18 a.m. The DON said there was an offsite dietitian who completed the weekly nutrition assessment report (NAR) for at-risk residents. She said it was the dietary manager's responsibility to follow up and ensure the fortified foods were in place for the appropriate residents. She said every resident should always be offered an alternative to their meal if they ate less than 50%. She said nurses were to enter progress notes of when and what they have communicated with physicians about.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Free from Abuse/Neglect (Tag F0600)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interviews and record review, the facility failed to protect one (#23) resident from abuse out of 25 sample residents. ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interviews and record review, the facility failed to protect one (#23) resident from abuse out of 25 sample residents. Specifically, the facility failed to: -Ensure Resident #23 was protected from physical abuse by Resident #24 on 11/25/23; and, -Conduct a thorough investigation of a resident to resident altercation, including documentation of staff interviewed, which resulted in the appropriate authorities not being notified of physical abuse of Resident #23. Findings include: I. Facility policy The Abuse and Neglect policy, revised March 2018, was received on 2/9/24 at 9:07 a.m by the corporate nurse consultant. The policy read in pertinent part, Abuse is defined as the willful infliction of injury. The nurse will report findings to the physician. The Abuse, Neglect, Exploitation and Misappropriation Prevention program, revised April 2021, was received on 2/9/24 at 9:07 a.m. by the corporate nurse consultant. The policy read in pertinent parts, the resident abuse, neglect and exploitation prevention program consists of a facility-wide commitment and resource allocation to support the following objectives. Protect residents from abuse by anyone including facility staff, other residents. II. 11/25/23 incident between Resident #23 and Resident #24 A. Facility investigation The 11/25/23 investigation summary documented Resident #23 was in Resident #24's room going through his belongings. Resident #24 requested for the resident to leave the room. Resident #24 said he did not push the resident, but he placed his hand on her back and walked her out of his room. Once out of the room, Resident #23 was walking in the hallway going towards the nurses station stumbled and fell onto the floor. The summary documented after speaking with staff and residents it was determined that Resident #23 did fall in the hallway witnessed by a resident who stated Resident #24 was in his room when she fell. Interventions were to educate the resident on not entering other resident rooms and use handrails while walking down the hallway. Resident #23 had a small cut over left eye, a bump below right knee and a small abrasion on left. elbow. -However, according to staff interviews during the survey (see interviews below), Resident #24 admitted at the time of the incident on 11/25/23, he had pushed Resident #23 because she was in his room and would not leave. III. Resident #23 A. Resident status Resident #23, age [AGE], was admitted to the facility on [DATE] and discharged on 12/13/23. According to the December 2023 computerized physician orders (CPO), diagnoses included dementia with behavioral disturbances and generalized anxiety. The 10/13/23 minimum data set (MDS) assessment showed the resident had moderate cognitive impairment with a score of eight out of 15 on the brief interview for mental status (BIMS). The resident was independent in ambulation and showed no behaviors. B. Record review The care plan, initiated on 10/15/23, identified the resident was a high risk for elopement and wandering related to being disoriented to place. She had attempted to leave the facility unattended, wandered aimlessly and significantly intruded on the privacy of others by searching through and removing personal belongings. Pertinent interventions included to distract the resident from wandering by offering pleasant diversions, structured activities, television and books and to monitor location every 15 minutes. The 10/24/23 progress note documented the resident had been confused all evening and trying to find her dog, she kept wandering into other residents' rooms. IV. Resident #24 A. Resident status Resident #24, age [AGE], was admitted on [DATE]. According to the February 2024 CPO, diagnoses included schizophrenia and bipolar disorder. The 1/23/24 MDS assessment documented the resident had a score of 15 out of 15 for the BIMS. The resident was independent in activities of daily living. The resident had no behavior problems. B. Record review The 10/30/23 progress note documented the resident had an altercation with another resident. Both residents were redirected. The care plan, updated 11/30/23, identified the resident had behavior problems. The resident care plan documented his diagnosis put him at risk for abusing others and being abused by others. He became aggravated with loud noises. Pertinent interventions included, his behavior was deescalated by taking him to a quiet environment, encourage him to write poetry, go outside and listen to music. The progress note dated 1/22/24 documented the resident returned to the facility from the facility van, he was very manic and out of sorts related to having a roommate. The progress note dated 1/23/24 showed the resident was saying inappropriate statements to the roommate. Redirected the resident and moved the roommate to another room. V. Staff interviews The social worker (SW) was interviewed on 2/8/24 at 10:26 a.m. The SW said Resident #23 no longer resided in the facility. She said the resident had dementia and that she would wander throughout the building and exit seek. She said she was not involved with the investigation. She said Resident #24 did not like for other residents to enter his room. She said she had heard that it was a verbal altercation between the two residents and not physical. She said verbal altercations were to have a thorough investigation. Registered nurse (RN) #1 was interviewed on 2/8/24 at 1:52 p.m. RN #1 said he was the charge nurse when the resident to resident incident occurred. The RN said he heard screaming and saw Resident #23 laying on the floor in the hallway on her left side. Resident #24 was standing in the doorway and said he shoved Resident #23 because she was in his room and would not leave. He said the resident's injury on her knee showed force and the skin tear showed the direction she fell with force. A staff member, who wished to be anonymous, was interviewed on 2/7/24. The staff member said they had heard Resident #24 admit to pushing Resident #23 as she would not leave his room. Licensed practical nurse (LPN) #2 was interviewed on 2/9/24 at 11:00 a.m. LPN #2 said Resident #24 had a history of not getting along with other residents. She said he had a history of manic behavior. She said he did not like having a roommate or other residents entering his room and he would not get physical with the roommate but he would say mean and inappropriate things to the resident. The nursing home administrator (NHA) was interviewed on 2/9/24 at approximately 10:00 a.m. The NHA said she was notified of the incident. She said she came into the building and she asked Resident #24 if he pushed Resident #23 and he denied it. The NHA said she had spoken to the staff working, however, it was not included in the investigation. The NHA said she did not substantiate it as abuse. She said she viewed the cameras and did not see anything which indicated abuse. The NHA said she had no record of the video recordings.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Pressure Ulcer Prevention (Tag F0686)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** IV. Resident #4 A. Resident Status Resident #4, age [AGE], was admitted to the facility on [DATE]. According to the February 202...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** IV. Resident #4 A. Resident Status Resident #4, age [AGE], was admitted to the facility on [DATE]. According to the February 2024 CPO, diagnoses included dementia, type 2 diabetes and glaucoma. The 7/12/23 MDS assessment revealed the resident was significantly cognitively impaired and unable to complete all aspects of the brief interview for mental status (BIMS). The resident required one person assistance with eating, hygiene, dressing, bathing, turning in bed and two person assistance with toileting and transfers. The assessment documented the resident had no pressure ulcer wounds on admission and required interventions to prevent pressure ulcers. B. Observation On 2/7/24 at 1:17 p.m., Resident #4's skin was observed with a staff member who wished to remain anonymous. The resident had an open wound on his medial scrotum. The wound was approximately 1.5 centimeters (cm) long by 1 cm wide by 0.1 cm deep. -There was no dressing covering the wound. C. Record review The Braden scale assessment (a tool utilized to predict pressure injury risk), completed on 1/3/24, showed the resident was at risk for developing a pressure injury. The care plan, initiated 12/7/23, identified the resident was at risk for pressure injury due to requiring assistance with turning and transfers. Pertinent interventions included assisting the resident with positioning and repositioning the resident in bed every two hours. A weekly skin check, dated 1/3/24, documented Resident #4's skin was warm, dry and intact. -Review of the resident's electronic medical record (EMR) failed to show any other weekly skin checks were completed after 1/3/24. -The February 2024 CPO failed to show Resident #4 had a physician's order for treatment for the pressure injury on the resident's medial scrotum. -Review of the resident's EMR contained no documentation to indicate the pressure injury was being monitored. D. Staff Interviews A staff member, who wished to remain anonymous, was interviewed on 2/7/24 at 9:51 a.m. The anonymous staff member said the resident had a wound on his scrotum. The staff member said the wound had been present for several weeks. The DON was interviewed on 2/8/24 at 1:21 p.m. The DON said she was personally involved in wound care for all residents in the facility. The DON said she had briefly assessed the skin of Resident #4 in January 2023 but the resident did not want her involved in his skin care and therefore she did not pursue further evaluations of his skin. She did not follow up with any other nurses to ensure they were assessing his skin consistently. The DON said weekly skin checks needed to be documented for all wounds. She said she preferred for one nurse to perform wound measurements. She said she was the nurse responsible for measuring all wounds currently. The DON said the nurses should document and monitor wounds and pressure injuries on a consistent basis. She confirmed weekly wound assessments with measurements were not completed for Resident #4. The DON was interviewed a second time on 2/9/24 at 9:09 a.m. The DON said the facility did not have a wound physician but could call for a consultation if a wound was not healing. The DON said all wound treatments needed to have a physician's order. The nursing home administrator (NHA) was interviewed on 2/9/24 at approximately 10:00 a.m. The NHA said the facility had no pressure injuries. -However, the DON said Resident #18 had two pressure injuries (see DON interview regarding Resident #18 above). Based on observation, record review and interviews, the facility failed to ensure residents received care consistent with professional standards of practice to prevent pressure injuries for two (#18 and #4) of four residents reviewed for pressure injuries out of 25 sample residents. Specifically, the facility failed to: -Consistently assess and document a pressure injury for Resident #18; -Obtain physician orders for the treatment of a pressure injury Resident #18; -Consistently assess and document a wound for Resident #4; -Obtain physician orders for the treatment of a wound for Resident #4; and, -Conduct weekly skin assessments for Resident #4. Findings include: I. Professional Reference According to the National Pressure Injury Advisory Panel, European Pressure Injury Advisory Panel and Pan Pacific Pressure Injury Alliance Prevention and Treatment of Pressure Injuries: Clinical Practice Guideline, third edition, [NAME] Haesler (Ed.), EPUAP/NPIAP/PPPIA: 2019, retrieved from https://www.internationalguideline.com/guideline on 2/12/24, Pressure ulcer classification is as follows: Category/Stage 1: Nonblanchable Erythema (discoloration of the skin that does not turn white when pressed, early sign of tissue damage) Intact skin with nonblanchable redness of a localized area usually over a bony prominence. Darkly pigmented skin may not have visible blanching; its color may differ from the surrounding area. The area may be painful, firm, soft, warmer or cooler as compared to adjacent tissue. Category/Stage 1 may be difficult to detect in individuals with dark skin tones. May indicate 'at risk' individuals (a heralding sign of risk). Category/Stage 2: Partial Thickness Skin Loss Partial thickness loss of dermis presenting as a shallow open ulcer with a red pink wound bed, without slough. May also present as an intact or open/ruptured serum filled blister. Presents as a shiny or dry shallow ulcer without slough or bruising. This Category/Stage 2 should not be used to describe skin tears, tape burns, perineal dermatitis, maceration or excoriation. Category/Stage 3: Full Thickness Skin Loss Full thickness tissue loss. Subcutaneous fat may be visible, but bone, tendon or muscle are not exposed. Slough may be present but does not obscure the depth of tissue loss. May include undermining and tunneling. The depth of a Category/ Stage 3 pressure ulcer varies by anatomical location. The bridge of the nose, ear, occiput and malleolus do not have subcutaneous tissue and Category/Stage 3 ulcers can be shallow. In contrast, areas of significant adiposity can develop extremely deep Category/Stage 3 pressure ulcers. Bone/tendon is not visible or directly palpable. Category/Stage 4: Full Thickness Tissue Loss Full thickness tissue loss with exposed bone, tendon or muscle. Slough or eschar may be present on some parts of the wound bed. Often include undermining and tunneling. The depth of a Category/Stage 4 pressure ulcer varies by anatomical location. The bridge of the nose, ear, occiput and malleolus do not have subcutaneous tissue and these ulcers can be shallow. Category/Stage 4 ulcers can extend into muscle and/ or supporting structures (fascia, tendon or joint capsule) making osteomyelitis possible. Exposed bone/tendon is visible or directly palpable. Unstageable: Depth Unknown Full thickness tissue loss in which the base of the ulcer is covered by slough (yellow, tan, gray, green or brown) and/or eschar (tan, brown or black) in the wound bed. Until enough slough and/or eschar is removed to expose the base of the wound, the true depth, and therefore Category/ Stage, cannot be determined. Stable (dry, adherent, intact without erythema or fluctuance) eschar on the heels serves as 'the body's natural (biological) cover' and should not be removed. Suspected Deep Tissue Injury: Depth Unknown Purple or maroon localized area of discolored intact skin or blood-filled blister due to damage of underlying soft tissue from pressure and/or shear. The area may be preceded by tissue that is painful, firm, mushy, boggy, warmer or cooler as compared to adjacent tissue. Deep tissue injury may be difficult to detect in individuals with dark skin tones. Evolution may include a thin blister over a dark wound bed. The wound may further evolve and become covered by thin eschar. Evolution may be rapid, exposing additional layers of tissue even with optimal treatment. II. Facility Policy The Pressure Ulcers/Skin Breakdown policy was obtained from the corporate nurse consultant (CNC) on 2/8/24 at 9:12 a.m. The policy documented in pertinent part: The Nurse shall describe and document pressure sore location, stage, length, width, depth, and presence of exudates or necrotic tissue; and, The physician will guide care when new wounds develop. III. Resident #18 A. Resident status Resident #18, age [AGE], was admitted on [DATE]. According to the February 2024 computerized physician orders (CPO) diagnoses included macular degeneration, legal blindness and displaced fracture of the greater trochanter (top of the femur). The 1/24/24 minimum data set (MDS) assessment showed the resident had cognitive impairments. The resident had both short and long term memory impairments and had moderate impairment for decision making. He required substantial assistance with activities of daily living. He was at risk for pressure injury. -The MDS failed to code that the resident had a pressure injury. B. Observations On 2/8/24 at 2:52 p.m., Resident #18 was observed to have a dressing in place over his lower medial spine. The dressing was dated 2/7/24. The resident had a gauze bandage on his right foot. C. Record review The care plan, revised on 1/31/24, identified the resident had a potential for pressure ulcer development. Pertinent interventions included administering treatments as ordered and monitoring for and informing the resident and his family and care givers of any new skin breakdown. Review of Resident #18's February 2024 CPO revealed the following physician's order for the resident's right heel: Cleanse with normal saline or soap and water and pat dry with gauze. Apply sure prep to peri wound area. Apply collagen to bed of wound and cover with foam dressing. Change dressing three days a week or if accidentally removed or soiled. The start date of the order was 1/22/24. -The February 2024 CPO failed to have an order for the treatment of the lower medial spine wound. The 2/2/24 skilled charting documentations showed the resident had a right heel pressure ulcer. -However there were no measurements documented for the wound. The 2/7/24 skilled charting documentation included a skin condition section, however, there was nothing documented regarding Resident #4's right heel wound or the medial spine wound. D. Director of nursing (DON) interview The DON was interviewed on 2/9/24 at 9:09 a.m. The DON said Resident #18 had a pressure injury on his right heel. She said the dressing was scheduled every three days and as needed. The DON reviewed the medical record and confirmed there were no recent skin assessments which documented the measurements or the assessment of the pressure ulcer. She said that the resident had not been seen by a wound physician. The DON said Resident #18 had a pressure injury on his medial spine. She said he had a foam padded dressing to help protect the wound. She said any type of wound treatments needed to have a physician's order. The DON confirmed there was no assessment in Resident #18's EMR about the pressure wound on his medial spine. The DON said she had documented the measurements of the wound on the resident's right heel, however, she said the documentation did not save in the EMR.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Accident Prevention (Tag F0689)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to provide an environment free from accident hazards fo...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to provide an environment free from accident hazards for one (#3) out of 25 sample residents. Specifically, the facility failed to: -Investigate a fall Resident #3 on 1/17/24; -Properly secure Resident #3 in the facility van when going to an appointment on 1/24/24; -Ensure two staff assisted Resident #3 with a mechanical lift transfer. Findings include: I. Resident #3 Resident #3, under the age of 65, was admitted on [DATE]. According to the February 2024 computerized orders (CPO), diagnoses included chronic pain, hemiplegia (paralysis to one side of the body), and hemiparesis (weakness to one side of the body) following cerebral infarction (stroke) that affected her left side. The 11/4/23 minimum data (MDS) assessment showed the resident had no cognitive impairments with a score of 15 out of 15 on the brief interview for mental status (BIMS). The resident required total assistance of two staff with activities of daily living (ADLs) which included showers, positioning and transfers. She had no behaviors or refusal of care. II. Failure investigation a fall and properly secure Resident #3 A. Resident interview Resident #3 was interviewed on 2/6/24 at 2:15 p.m. She said she suffered a fall on 1/17/24. She said two certified nursing aides (CNA) dropped her during a transfer and she fell on her left side. She said her left ankle was hurting and the director of nursing (DON) came in to assess her. Resident #3 said she was transported to a doctor's appointment via the facility van. She said during her van ride, she was not strapped in properly and there was an accident that occurred on 1/24/24. She said she suffered bruised ribs to her left side from the accident. B. Record review 1. 1/17/24 -Review of the medical record revealed there was no documentation regarding the fall on 1/17/24. The fall occurred according to the resident and staff interview (see interviews). -Fall records for Resident #3 on 1/17/24 were requested from the nursing home administrator (NHA) on 2/7/24 and the facility failed to provide them by exit of the survey on 2/9/24. 2. 1/24/24 Records for facility van maintenance were requested on 2/7/24 at 3:00 p.m. and were not received by the exit on 2/9/24. The 1/24/24 investigation summary report and police report were obtained from the NHA on 2/8/24 at 11:00 a.m. The investigation summary included the name of the facility, date the incident occurred, resident name, description of what happened, interventions and signature of NHA. -However, the investigation was not included in the medical record. C. Staff interview Hospitality aide (HA) #1 was interviewed on 2/7/24 at 2:30 p.m. She said it was her first time driving the facility's van and she received a five minute training on the van from the facility maintenance director. The facility maintenance director showed her how to turn the van on and strap in the wheels of the wheelchair to the van. She said she felt pressured into signing the training form given to her by the nursing home administrator (NHA). HA #1 said while she was driving Resident #3 to a doctor appointment, the van was side swiped and as a result the resident flipped out of the wheelchair since she was not properly secured. She said the seatbelt to go across the chest of the resident in the wheelchair was broken and it was not fixed. The maintenance director was interviewed on 2/7/24 at 2:45 p.m. He said there were two seatbelts for the wheels on the wheelchair and one seatbelt that strapped across the chest of a resident in a wheelchair. He said he did the training course for staff operating the van that included utilizing the three belts when transporting a resident. He said the broken seatbelt was fixed right away after the accident on 1/24/24. He demonstrated the three working seatbelts for the wheelchair. An anonymous staff member was interviewed on 2/8/24 at 9:00 a.m. She said she was assisting in the transfer with Resident #3 when she was dropped and suffered a fall on 1/17/24. The resident fell on her left side and was complaining of left ankle pain. The staff member told the DON right away and the DON came in to assess Resident #3. III. Failure to use two staff for a mechanical lift transfer A. Facility policy and procedure The Mechanical Lifting Machine policy and procedure, dated July 2017, was provided by the director of nursing (DON) on 2/9/24 at approximately 9:00 a.m. It documented in pertinent part, At least two nursing assistants are needed to safely move a resident with a mechanical lift. B. Observations On 2/8/24 at 4:15 p.m. certified nurse aide CNA #6 operated a Hoyer (mechanical) lift to transfer Resident #3. There was no other staff member in the resident's room assisting with the transfer. C. Record review The 8/14/23 ADL care plan documented the resident had a self care deficit related to activity intolerance, impaired balance and chronic pain. Pertinent interventions included the resident requiring one person extensive assistance with all transfers. -However, based on observations and interviews, she required a mechanical lift for transfer with two staff. D. Staff interviews CNA #4 was interviewed on 2/8/24 at 2:37 p.m. CNA #4 said she had heard of staff members using the Hoyer lift with one staff member instead of two as required. CNA #4 said she saw this with Resident #3 in the past. CNA #4 said she had seen the physical therapist transfer residents alone who required two person assistance. The physical therapist (PT) was interviewed on 2/8/24 at 5:10 p.m. The PT said staff should be using two staff members to transfer residents who require a mechanical lift.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Pharmacy Services (Tag F0755)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to provide appropriate pharmaceutical services to meet the needs of r...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to provide appropriate pharmaceutical services to meet the needs of residents for one (#1) of three residents reviewed for pharmacy services out of 25 sample residents. Specifically, the facility failed to ensure medications were available to prevent missed doses of Prostat liquid (a protein supplement for wound healing) for Resident #1. Findings include: I. Facility policy and procedure The Medication Ordering and Receipt policy, revised June 2017, was received from the nursing home administrator (NHA) on 2/8/24 at 8:57 a.m. The policy documented in pertinent part, Routine (tab/capsule) medication orders will be cycle filled every 24 hours and delivered to the facility on a daily basis. Unit dose bulk medications (liquids, creams, patches, ophthalmic, inhalers) and controlled substances must be reordered by the facility when there is no more than a four day supply of medication remaining. II. Resident #1 A. Resident status Resident #1, age greater than 65, was admitted on [DATE]. According to the February 2024 computerized physician orders (CPO), diagnoses included muscles weakness, Parkinson's disease (progressive disorder affecting the nervous system and parts of the body controlled by the nervous system) with dyskinesia (abnormal movements), gait (walking) abnormalities, muscle wasting and cerebral infarction (stroke). The 1/19/24 minimum data set (MDS) assessment documented the resident was rarely/never understood. It documented that the resident required substantial/maximal assistance for activities of daily living (ADLs) which included bathing, toileting, dressing and mobility. B. Record review Review of the January 2024 CPO revealed Resident #1 had a physician's order for Prostat liquid 30 milliliters (ml) to be given twice daily. -The medication had an order date of 12/15/23 and was discontinued on 1/31/24. -Review of Resident #1's January 2024 medication administration record (MAR) revealed the resident did not receive the Prostat liquid protein nutritional supplement from 1/2/24 through 1/13/24, 1/15/24, 1/23/24, 1/24/24, 1/28/24 and 1/29/24. The administration code for the dates of the missed medication doses was documented as Other/See progress notes. The progress notes for the dates of the missed medication doses documented the following reasons for the missed doses: -Prostat liquid 30 ml two times a day for supplement was unavailable; -Waiting on order; -On order; -Waiting for medication from pharmacy; -Needs to be ordered; and, -Waiting on pharmacy. -There was no documentation in Resident #1's electronic medical record (EMR) to indicate the resident's family or physician was notified regarding the medication being unavailable and/or the resident missing several doses of medication. C. Staff interview The director of nursing (DON) was interviewed on 2/8/24 at 11:18 a.m. The DON said nurses were instructed to order medications in a timely fashion (two to three days before the medication ran out) so medication administration did not get missed. She said she was aware of Resident #1's missing Prostat. She said the Prostat was not ordered because the nursing staff was new and the nurse who used to order medications was no longer working at the facility. The DON said there was a gap in communication that was never closed on who was to reorder the medication. She said she did not know of a backup pharmacy the facility used when medications were unavailable. She said the bedside nurse should always notify the family of the resident and the physician when medications were not given.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

ADL Care (Tag F0677)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to ensure five (#3, #13, #20, #10 and #9) of six reside...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to ensure five (#3, #13, #20, #10 and #9) of six residents reviewed for activities of daily living (ADLs) out of 25 sample residents received appropriate treatment and services to maintain or improve his or her abilities. Specifically, the facility failed to ensure Residents #33, #13, #20, #10 and #9, who were dependent on staff for bathing care, were provided bathing consistently with their plan of care. Findings include: I. Resident #3 A. Resident status Resident #3, under age [AGE], was admitted on [DATE]. According to the February 2024 computerized orders (CPO), diagnoses included chronic pain, hemiplegia (paralysis to one side of the body) and hemiparesis (weakness to one side of the body) following cerebral infarction (stroke) that affected her left side. The 11/4/23 minimum data (MDS) assessment showed the resident had no cognitive impairments with a score of 15 out of 15 on the brief interview for mental status (BIMS). The resident required total assistance of two with activities of daily living which included showers. She had no behaviors or refusal of care. B. Resident interview Resident #3 was interviewed on 2/8/24 at 9:00 a.m. Resident #3 said she wanted to receive two showers each week, however, she received only one a week and sometimes less than that. She said her family had never showered her (as indicated by the record, see below). C. Record review The care plan, initiated 8/14/23, identified the resident had an ADL self-care performance deficit related to activity intolerance, impaired balance, and chronic pain. Pertinent interventions included the resident required extensive assistance for bathing/showering and was to receive two showers/baths a week and as needed. The bathing record from 1/9/24 to 2/5/24 showed the resident received only two showers out of eight opportunities. The shower record showed the activity of bathing did not occur or family and/or non-licensed facility staff provided care 100% of the time for the missed opportunities. II. Resident #13 A. Resident status Resident #13, over age [AGE], was admitted on [DATE]. According to the February 2024 CPO, diagnoses included muscle weakness, lack of coordination and unspecified abnormalities of gait (walking) and mobility. The 1/2/24 MDS assessment documented the resident had no cognitive impairment with a BIMS score of 15 out of 15. The resident required substantial/maximal assistance with bathing and showering. She had no behaviors or refusal of care. B. Resident interview Resident #13 was interviewed on 2/6/24 at 1:35 p.m. She said she had showers scheduled twice weekly in the morning. She said she was not offered showers that frequently. She said she preferred to take showers in the morning when she was not tired. Instead, the nursing staff only offered showers to her late afternoon or during the evening. The resident said her family had never showered her in this facility (as indicated by the record, see below). C. Record review The bathing record from 1/9/23 to 2/5/24 showed the resident received only one shower out of eight opportunities. The shower record showed the activity itself did not occur or family and/or non-licensed facility staff provided care 100% of the time for the missed opportunities. IV. Resident #10 A. Resident status Resident #10, age [AGE], was admitted on [DATE]. According to the February 2024 CPO, diagnoses included chronic obstructive pulmonary disease (COPD), anxiety and generalized muscle weakness. The 2/1/24 minimum data set (MDS) assessment revealed the resident had no noted cognitive impairment with a brief interview for mental status (BIMS) score of 15 out of 15. No mood or behavior symptoms were noted. She required assistance for transfers, personal hygiene and toilet use, medications, and had no rejection of care. She was rarely incontinent of bowel or bladder. B. Resident interview Resident #10 was interviewed on 2/6/24 at 10:51 a.m. Resident #10 said she would like to have three showers per week, but would consider two showers per week acceptable. Resident #10 said she personally informed the nursing home administrator (NHA) that on one occasion she was not bathed for three weeks. Resident #10 recounts that it took another week after that conversation to receive a shower. C. Record review The care plan dated 11/18/23 identified the resident was to receive one person assistance with showers. The bathing record from 1/9/24 to 2/5/24 showed the resident received only two showers out of 17 opportunities. V. Resident #9 A. Resident status Resident # 9, over the age of 65, was admitted on [DATE]. According to the Februray 2024 CPO, diagnoses included myasthenia gravis (chronic autoimmune disorder), heart disease, osteoarthritis, osteoporosis and generalized muscle weakness. The 12/16/22 minimum data set (MDS) assessment revealed the resident had minimal cognitive impairment with a brief interview for mental status (BIMS) score of 13 out of 15. She had no behaviors. She required assistance for transfers, and personal hygiene. B. Resident interview Resident #9 was interviewed on 2/5/24 at 4:10 p.m. Resident #9 said she was not getting regular showers. Resident #9 said she would like to be bathed three times per week, however would receive one bath per week. Resident #9 explained one time that staff was so short on one busy bath day, she told staff not to worry about her bath so someone else who needed it more could get it. Resident #9 explained she felt forgotten and unimportant when the promised twice a week showers did not happen. C. Record review The bathing record from 1/9/24 to 2/5/24 showed the resident received only four showers out of 19 opportunities. The care plan, dated 12/11/23, identified the resident was to receive one person assistance with showers, or a sponge bath if the resident cannot tolerate a shower. VI. Staff interviews A staff member who wished to stay anonymous was interviewed on 2/6/24.The staff member said showers were not provided to residents as there was not enough staff. Licensed practical nurse (LPN) #2 was interviewed on 2/7/24 at 9:51 a.m. LPN #2 said regular care, such as showers and wound care for residents were not being done consistently. A staff member who wished to stay anonymous was interviewed on 2/7/24. The staff member said they had to skip showers because there was not enough staff. A staff member who wished to stay anonymous was interviewed on 2/8/24. The staff member said there was not enough staff to assist residents with showers. The director of nursing (DON) was interviewed on 2/8/24 at 11:18 a.m. The DON said residents were scheduled to receive showers two times a week, unless otherwise requested. She said the nursing staff used shower sheets that documented showers were completed. -When the shower sheets were requested for Residents #3, #13, #20, #10 and #9, the DON did not provide the documentation by the exit of the survey on 2/9/24. III. Resident #20 A. Resident status Resident #20, age [AGE], was admitted on [DATE]. According to the February 2024 CPO diagnoses included chronic pulmonary embolism and chronic obstructive pulmonary disease. The 12/5/23 MDS assessment documented the resident had moderate cognitive impairment with a score of nine out of 15. The MDS coded the resident as requiring partial to moderate assistance with activities of daily living which included bathing. She had no behaviors. B. Resident interview The resident was interviewed on 2/5/24 at 3:00 p.m. The resident said there was not enough staff and she did not receive her showers as scheduled. She said she would prefer to have three showers a week. The resident's palms of her hands had dark substance on them, from wheeling her wheelchair. C. Record review The care plan, updated on 10/26/23, identified the resident had activities of daily living (ADL) self care performance related to dementia, confusion. Pertinent interventions included the resident required a one person assist with bathing/showering two times a week and as necessary. The bathing record from 1/9/24 to 2/5/24 showed the resident received only three showers out of eight opportunities.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Respiratory Care (Tag F0695)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interviews, observations and record review, the facility failed to ensure three (#25, #3 and #10) of three out of 25 sa...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interviews, observations and record review, the facility failed to ensure three (#25, #3 and #10) of three out of 25 sample residents who required respiratory care were provided such care consistent with professional standards of practice. Specifically, the facility failed to ensure oxygen concentrators had distilled water to humidify the oxygen concentrators for Resident #25, #3 and #10. Findings include: I. Professional reference According to the [NAME] Advantage for Basic Nursing handbook, third edition, retrieved from Treas, [NAME] S., et al. [NAME] Advantage for Basic Nursing: Thinking, Doing, and Caring. F. A. [NAME] Company, 2022., Key concepts of administering oxygen included, in relevant part, Attach the flow meter to the oxygen source. Attach the humidifier to the flow meter. The humidifier is a small plastic container containing normal saline. The humidifier adds moisture in with the oxygen, which can dry the nasal or oral cavity. II. Facility policy and procedure The Oxygen Administration policy and procedure, dated October 2010, was provided by the corporate nurse consultant (CNC) on 2/8/24 at 8:57 a.m., read in pertinent part, Check the mask, tank, humidifying jar, etc., to be sure they are in good working order and are securely fastened. Be sure there is water in the humidifying jar and that the water level is high enough that the water bubbles as oxygen flows through. Periodically re-check water level in the humidification jar. Documentation includes how the resident tolerated the procedure. III. Resident #25 status Resident #25, age [AGE], was admitted on [DATE]. According to the January 2024 computerized physician orders (CPO), diagnoses included COVID-19, weight loss, mild dementia, hypertension (high blood pressure), and anxiety. The 2/2/24 minimum data set (MDS) assessment documented that the resident was cognitively intact with no short-term or long-term memory impairment. A. Observation On 2/6/24 at 4:00 p.m., Resident #25 was observed sitting on her bed in her room receiving oxygen therapy. The oxygen concentrator indicated that the resident was receiving oxygen at 3 liters per minute (LPM) by nasal cannula. The concentrator had a jar connected to it for distilled water, which was empty. B. Record review The February 2024 CPO documented: -Oxygen by nasal cannula at 3 LPM continuously - ordered 1/22/24. A review of the resident's medical record did not indicate that a comprehensive care plan had been developed for the resident's use of oxygen therapy. IV. Resident #3 status Resident #3, under the age of 65, was admitted on [DATE]. According to the February 2024 CPOs, diagnoses included chronic pain, hemiplegia (paralysis to one side of the body), and hemiparesis (weakness to one side of the body) following a cerebral infarction (stroke) that affected her left side. The 11/2/23 MDS assessment revealed the resident was cognitively intact with a brief interview for mental status (BIMS) score of 15 out of 15. The resident required total assistance of two people with all activities of daily living. A. Resident interview and observation Resident #3 was interviewed on 2/8/24 at 8:45 a.m. The resident said her nose felt dry and was hurting. She said the jar on her oxygen concentrator had been empty for a couple of days. Resident #3 had a nasal cannula in her nose and her oxygen concentrator was set to 2 LPM The oxygen concentrator had a jar for distilled water connected to it, however the jar was empty. B. Record review According to the February 2024 CPO, the resident's oxygen saturation was to be kept greater than 90% - ordered on 8/4/23. A review of Resident #3's medical record did not reveal documentation that a comprehensive care plan had been developed for the resident's use of oxygen therapy. V. Resident #10 status Resident #10, older than 65, was admitted on [DATE]. According to the February 2024 CPO, diagnoses included chronic obstructive pulmonary disease (COPD), anxiety, obstructive sleep apnea (OSA), generalized muscle weakness, and hypertension (high blood pressure). The 2/1/24 MDS assessment revealed the resident did not have cognitive impairment with a brief interview for mental status score of 15 out of 15. She required one person assistance for transfers, personal hygiene and toileting. It indicated that the resident required continuous oxygen. A. Resident interview Resident #10 was interviewed on 2/6/24 at 10:51 a.m. Resident #10 said that her oxygen concentrator was always out of water. She said that her oxygen concentrator had been empty for a week or longer. B. Observations On 2/6/24 at 10:51 a.m., 2/7/24 at 2:58 p.m. and 2/8/24 at 8:12 a.m., Resident #10's oxygen concentrator was empty of distilled water. C. Record review The February 2024 medication administration record (MAR) documented that the resident required oxygen via nasal cannula at 3 LPM related to her diagnosis of COPD - ordered on 11/23/2018. VI. Staff interviews The director of nursing (DON) was interviewed on 2/6/24 at 4:30 p.m. She said the nurses and certified nursing aides (CNA) were responsible for refilling the jars with distilled water for the oxygen concentrators. She observed the empty jar in Resident #25s room. She took the empty jar to the nurse's station, refilled the jar with distilled water and then reattached it to the oxygen concentrator. She said the facility did not have a process in place to ensure oxygen concentrator jars remained full of distilled water. She said the facility had eight gallons of distilled water, which was kept at the nurse's station. She said all residents wearing oxygen received humidification through the oxygen concentrators. The DON said there was an empty jar of distilled water on Resident #3's oxygen concentrator. She refilled the jar and connected it to the concentrator. CNA #6 was interviewed on 2/7/24 at 3:55 p.m. She said that CNAs or nurses were able to refill oxygen concentrators. CNA #6 said the supply room had several bottles of unopened distilled water intended for oxygen humidification containers. She said she did not know whose responsibility it was to ensure the oxygen concentrators had distilled water. The DON was interviewed on 2/8/24 at 9:00 a.m. She acknolwedged the empty jar of distilled water on Resident #3's oxygen concentrator. She refilled the jar and connected it to the concentrator.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0725 (Tag F0725)

Could have caused harm · This affected multiple residents

Based on observations, interviews and record review, the facility failed to provide sufficient nursing staff with the appropriate competencies and skills to ensure the residents received the care and ...

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Based on observations, interviews and record review, the facility failed to provide sufficient nursing staff with the appropriate competencies and skills to ensure the residents received the care and services they required as determined by resident assessments and individual plans of care. Specifically, the facility failed to consistently provide adequate nursing staff which considered the acuity and diagnoses of the facility's resident population in accordance with the facility assessment, resident census and daily care required by the residents. Cross-reference citations: -F677 activities of daily living for dependent residents; and, -F689 accident hazards. Findings include: I. Resident care needs The facility census was 38 residents. Licensed practical nurse (LPN) #2 was interviewed on 2/9/24 at 10:30 a.m. LPN #2 said there were two residents who required a two person transfer using a mechanical Hoyer lift. She said there were five residents who required extensive assistance with eating. She said out of the 38 residents there were only five residents who required minimal assistance with activities of daily living. She said all 38 residents required supervision and assistance with showering. II. Staffing requirements for each station (east and west) The director of nurses (DON) was interviewed on 2/8/24 at 11:19 a.m. The DON said the facility had 38 residents. She said the staffing structure was two licensed nurses on the day shift and four certified nurse aides (CNAs) on the day shift. She said an extreme low would be three CNAs. Evening shift typically had two licensed nurses one of which was an registered nurse (RN) and three CNAs for the evening shift. The night shift one licensed nurse and one CNA. III. Resident council minutes The 11/21/23 resident council meeting documented the residents had concerns in regards to call lights taking too long to be answered and showers not being completed timely. IV. Resident interviews Resident #8 was interviewed on 2/5/24 at 3:00 p.m. Resident #8 said the facility did not have enough staff. He said he had to wait a long period of time for assistance. V. Resident group interview A resident group interview was conducted on 2/7/24 at 9:30 a.m. with six alert and oriented residents (#9, #10, #17, #20, #21 and #22). All residents in the group interview said there was not enough nursing staff. Some of the comments were as follows: -Showers, making beds, brushing teeth and washing their faces got skipped because there was not enough staff. -Answering call lights took 25 minutes and longer. -There were typically two CNAs during the day, two during the evening and one at night during the week, which was not enough to take care of them. -There were typically two nurses during the day, one during the evening and one at night during the week, which was not enough to take care of them. -Weekends had even less staff than listed above. -When they brought this concern to the administration, they were told there was a shortage of staff everywhere. -There was traveling nursing staff used in the past however, it was not used any longer. -Some of the residents have resorted to checking on one another when they have noticed call lights were on. VI. Observations On 2/7/24 at 8:15 a.m. there was a certified nurse aide (CNA) and the restorative aide working the floor for 38 residents. At 8:35 a.m., there was only one CNA assisting five residents with their meals. The DON was working the mediation cart. On 2/8/24 at 8:05 a.m. three CNAs and one RN were scheduled. The DON was working the medication cart. At 4:00 p.m. the DON was working the medication cart. She said she had a nurse on vacation and therefore had to work the medication cart. On 2/9/24 at 8:00 a.m., the nursing home administrator, who was a RN, was working the floor as a CNA. The DON was working the medication cart. VII. Interviews The facility staff who were interviewed wished to stay anonymous. Numerous staff said they were told not to discuss staffing issues or other concerns with the survey team. The interviews were as follows: Anonymous staff member #1 was interviewed on 2/6/24. The staff member said the facility was always short on staff. The staff member said it was difficult to get all showers for residents completed and to provide timely meal assistance to dependent residents. Anonymous staff member #2 was interviewed on 2/7/24. The staff member said the past weekend there was only one CNA assigned on the day shift. Anonymous staff member #3 was interviewed on 2/7/24. The staff member said call lights were not answered timely because not enough staff. Lunch and dinner breaks were not taken as there was not enough time. Showers were not completed as scheduled and incontinence care was not performed timely. The facility had staffed five CNAs during the survey inspection on 2/6/24 which was not a normal situation. Anonymous staff member #4 was interviewed on 2/8/24. The staff member said it was difficult to perform good care to residents as they did not have enough time. The staff member said there was no one they felt comfortable talking to the administration. The staff member said Hoyer lifts were completed with one staff member when they were supposed to have two staff. Licensed practical nurse (LPN) #2 was interviewed on 2/9/24 at 8:40 a.m. The LPN said the facility currently had two CNAs on the floor and the NHA was working the floor. She said she could not leave only two CNAs on the floor to take care of all the residents. She said they had three scheduled, however, one CNA called and quit. The DON was interviewed on 2/8/24 at 11:18 a.m. The DON said three CNAs scheduled during the day was considered an extreme minimum. The DON said she started her employment 12/13/23. She said she did identify areas in nursing care which needed to be addressed, however, she did not have enough time to put together plans to fix them. She said she had been addressing the showers not happening as scheduled. She said she was always available to help the CNAs with care but if they did not ask she could not help. She said she had been working the medication cart a lot this past week as she had a nurse on vacation. She said the facility was actively working on hiring staff. The DON did not respond when asked how the CNAs were able to get the resident cares and responsibilities done during meal times with two CNAs. The corporate nurse consultant (CNC) was interviewed on 2/9/24 at 8:50 a.m. The CNC said the facility was attempting to hire two RNs and currently had four NA in the certification program.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0760 (Tag F0760)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to ensure residents were free from significant medication errors for ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to ensure residents were free from significant medication errors for two (#10 and #14) of two residents reviewed for medication errors out of 25 sample residents. Specifically, the facility failed to ensure: -Resident #10 was administered her chronic obstructive pulmonary disease (COPD) medications ordered for nearly a week; and, -Resident #14 was administered his medication for Huntington's disease. Findings include: I. Facility policy and procedure The Medication Ordering and Receipt policy and procedure, dated 6/21/17, was provided by the director of nursing (DON) on 2/8/24 at 8:57 a.m. It documented in pertinent part, Non-dose bulk medications such as inhalers, liquids, creams, and patches must be reordered by the facility when there is no more than a four day supply of medication remaining. II Resident #10 A. Resident status Resident #10, age [AGE], was admitted on [DATE]. According to the February 2024 computerized physician orders (CPO), diagnoses included COPD, anxiety, obstructive sleep apnea, generalized muscle weakness and hypertension (high blood pressure). The 2/1/24 minimum data set (MDS) assessment revealed the resident had no cognitive impairment with a brief interview for mental status (BIMS) score of 15 out of 15. No mood or behavior symptoms were noted. She required assistance for transfers, personal hygiene and toilet use, medications and had no rejection of care. B. Resident interview Resident #10 was interviewed on 2/6/24 at 10:51 a.m. Resident #10 said she did not receive her medication for COPD for a week. Resident #10 said she remembered that not receiving her medication affected her by making her very tired. She did not participate in any activities all week as she usually did. Resident #10 said she just ate breakfast, lunch and dinner and laid down in her bed as she was too weak and tired to do anything else. C. Record review The February 2024 CPO showed an order for Anoro Ellipta one inhalation. Inhale orally one time a day for COPD. Ordered 12/29/23. The January 2024 medication administration record (MAR) showed the Anoro Ellipta medication was not administered on 1/5/24, 1/7/24, 1/8/24, 1/9/24, 1/10/24, 1/11/24 and 1/12/24. -A review of the progress notes revealed the medication was not available from the pharmacy on each day. III. Resident #14 A. Resident status Resident #14, age [AGE], was admitted on [DATE]. According to the February 2024 CPO, diagnoses included generalized weakness and Huntington's disease. The 1/26/24 MDS assessment showed the resident had no cognitive impairment with a score of 13 out of 15 on the BIMS assessment. The resident required partial to moderate assistance with activities of daily living. B. Record review The February 2024 CPO documented the following orders: -Gabapentin 600 mg three times a day for Huntington's disease, ordered 7/5/19. -Tetrabenazine 25 mg two times a day for Huntington's disease, ordered 8/12/19. -Austedo 12 mg twice a day for Huntington's disease, ordered 1/14/24. The January and February 2024 MAR and progress notes revealed: -Two doses of Gabapentin out of five ordered doses were administered between 1/13/23 to 1/14/23. -A review of the progress notes revealed Gabapentin was not available from the pharmacy on 1/13/24 and 1/14/24. -Tetrabenazine 25mg was not administered out of three medication administration opportunities between 1/13/24 and 1/14/24. -A review of the progress notes revealed Tetrabenazine was not available from the pharmacy on each day. -Austedo 12mg was missed for a total of 10 doses on 1/17/24, 1/18/24, 1/9/24, 2/4/24, 2/5/24, 2/6/24 and 2/7/24. -A review of the progress notes documented the Austedo was not available from the pharmacy on 1/17/24, 1/18/24, 1/19/24, 2/4/24, 2/5/24, 2/6/24 and 2/7/24. IV. Staff interviews Licensed practical nurse (LPN) #2 was interviewed on 2/7/24 at 8:51 a.m. LPN #2 said bedside nursing staff were not responsible for ordering medications. LPN #2 said the facility administration ordered medications for residents. The pharmacist was interviewed on 2/7/24 at 12:21 p.m. The pharmacist said Resident #14 had two fill orders for his Austedo on 1/17/24 and 2/3/24, both of which were filled on those days. The pharmacist said orders were not sent to the pharmacy for Resident #14's Gabapentin or Tetrabenazine. The director of nursing (DON) was interviewed on 2/7/24 at 2:06 p.m. The DON said medication orders by the physician should always be followed. The DON said that if a resident with Huntington's disease did not receive their medication, the doctor to be notified, the resident's family to be notified, herself to be notified and an assessment of the resident should be conducted. The DON said the information should be documented in the resident's progress notes. The medical director (MD) was interviewed on 2/7/24 at 2:52 p.m. The MD said Resident #10's Anoro Ellipta was an important medication for chronic obstructive pulmonary disorder (COPD) management and keeping the resident out of the hospital. The MD said he had not been notified the resident did not get this medication for six days and said he should be notified if a resident could not receive their Anoro Ellipta medication.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0804 (Tag F0804)

Could have caused harm · This affected multiple residents

Based on interviews, observations and record review, the facility failed to consistently serve food that was palatable and attractive at the appropriate temperatures. Specifically, the facility faile...

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Based on interviews, observations and record review, the facility failed to consistently serve food that was palatable and attractive at the appropriate temperatures. Specifically, the facility failed to ensure resident food was palatable in taste, texture, temperature and appearance. Findings include: I. Resident group interview A resident group interview was conducted on 2/7/24 at 9:30 a.m. with six cognitively intact residents (#9, #10, #17, #20, #21, and #22). All the residents in the group said the food was not palatable. Additional resident concerns and comments from the group interview included: -The food was not seasoned well, it was either not seasoned at all or very salty; -Residents had to bring their own seasoning to the dinner table; -The evening cook and weekend cook were inconsistent with the addition of seasoning and the food was worse on evenings and weekends; -One resident said she often bought her own ravioli and would ask for that for dinner if she did not like what was being served for dinner; -The food was always served cold; -The vegetables were cooked but served cold and there were always raw carrots in the mix of cooked vegetables; -Room trays did not always come with condiments; and, -Residents said they would like to have ice cream anytime rather than just on Saturdays. -The residents said they had been told for months by the food committee that they were working on the residents' complaints. II. Resident interviews Resident #8 was interviewed on 2/5/24 at 3:00 p.m. Resident #8 said that he had resided at the facility for a while. He said the food was not good. He said it was not seasoned and it was served cold. He said he purchased his own food so he could eat it if the meal was not palatable. Resident #19 was interviewed on 2/5/24 at approximately 3:30 p.m. Resident #19 said the food was served cold and the food did not have enough seasoning. III. Resident council minutes The 11/21/23 food committee minutes showed the residents had concerns with the vegetables being served cold and not fully cooked. The residents requested ice cream more often and not just on Saturdays. The 12/19/23 resident council minutes showed the residents had concerns with vegetables being served cold. Residents requested to be served ice cream more often. IV. Observation The evening meal was observed on 2/6/24 beginning at 5:15 p.m. in the dining room. The plates used to serve the residents' food were only slightly warm. The chocolate pie did not have any mechanism to keep it cold such as refrigeration or ice. On 2/6/24 at 5:35 p.m., the room trays arrived on the floor. There were nine trays on the cart. -There was no salt, pepper or other condiments provided with the room trays. V. Test tray A test tray, regular diet was evaluated on 2/6/23 at 5:50 p.m. The following observations were made: -The steak sandwich was 105.6 degrees fahrenheit (F) and was cold to the palate; -The mixed vegetables were 112.6 degrees F and were cold to the palate; and, -The chocolate pudding was 62.6 degrees F and was lukewarm to the palate. VI. Interview Cook (CK) #1 was interviewed on 2/6/24 at 12:30 p.m. CK #1 said the facility no longer ordered ice cream in the small ready to serve containers. She said she had been told ice cream was not to be served except on Saturdays. The dietary manager (DM) was interviewed on 2/7/24 at 2:00 p.m. The DM said the facility did not have the heating element which went with the thermal plate cover. She said the plate warmer was not working properly and therefore the food was not put onto hot plates. She said she was aware of the residents' food complaints. She said she had been working with the cooks on knife skills and cooking standards. She said the cart with the room trays had condiments on it and the server needed to offer the condiments to the residents when the trays were delivered. The social worker (SW) was interviewed on 2/8/24 at 10:26 a.m. The SW said she had heard the food needed some improvement. The nursing home administrator (NHA) was interviewed on 2/9/24 at 10:04 a.m. The NHA said the reason ice cream was not being served to residents other than Saturdays, was because the residents were not eating their meals and eating too much ice cream. She said the facility was going through a gallon of ice cream a day. The NHA said ice cream floats or other treats were served during activities.
MINOR (C) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Minor Issue - procedural, no safety impact

Deficiency F0574 (Tag F0574)

Minor procedural issue · This affected most or all residents

Based on observation and interviews, the facility failed to ensure residents received notice orally and in writing which included a written description of their legal rights. Specifically, the facili...

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Based on observation and interviews, the facility failed to ensure residents received notice orally and in writing which included a written description of their legal rights. Specifically, the facility failed to: -Information of how to file a complaint with the State Agency; -Post local contact agency for information about returning to the community; -Post information on Medicaid fraud; and, -Post a list of names, addresses (mailing and email) and telephone numbers of all pertinent State Agencies in the facility. Findings include: I. Resident group interview The resident group interview was conducted on 2/7/24 at 9:30 a.m. The group consisted of six alert and oriented residents selected by the facility. All six residents (#9, #10, #17, #20, #21 and #22) said they did not know where the facility posted information in regard to State Agencies contact information. II. Observations Observations throughout the building on 2/7/24 at approximately 1:30 p.m. revealed there was no statement for how a resident could file a complaint with the State Survey Agency concerning any suspected violation of state or federal nursing facility regulation. There was no email address for the State Survey Agency included in the posting. The posting included a mailing address and phone number for the State Survey Agency and was in a glass compartment which was over six feet high in approximately a font of 12. The posting did include the phone number to the Center of Medicare and Medicaid. The posting failed to have the Adult Protective Services, where State law provides jurisdiction in long-term care facilities, the local contact agency for information about returning to the community and Medicaid fraud unit and a statement that the resident may file a complaint with the State Survey agency concerning and suspected violation of State or Federal nursing facility regulations. III. Staff interview The social worker (SW) was interviewed on 2/7/24 at 2:00 p.m. The SW said she was unsure who originally made the posting on how to get in touch with the State Agencies because it was long before she had worked there. She said she was not aware of what specifically was required for the postings.
Jun 2023 7 deficiencies 2 Harm
SERIOUS (G) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Actual Harm - a resident was hurt due to facility failures

Accident Prevention (Tag F0689)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure adequate supervision and provide assistance d...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to ensure adequate supervision and provide assistance devices to prevent falls for one (#20) of six residents reviewed for falls out of 24 sample residents. The facility failed to ensure Resident #20, who had nine falls within six months, had effective interventions, supervision and assistance in place to prevent further falls. Resident #20 suffered multiple falls with injuries including lacerations to his face and his head, including an emergency room visit where he received six stitches and he continued to fall. Findings include: I. Facility policy The Nursing Services Policy and Procedure Manual for Long-Term Care, revised April 2018, was provided on 6/15/23 at 3:07 p.m. by the nursing home administrator (NHA). It read in pertinent part, The staff and physician will monitor and document the individual's response to interventions intended to reduce falling or the consequences of falling. II. Resident #20 A. Resident status Resident #20, age [AGE], was admitted on [DATE]. According to the June 2023 computerized physician orders (CPO), diagnoses included Parkinson's disease, chronic pain, muscle weakness, lack of coordination, unspecified abnormalities of gait and mobility, dementia and other abnormalities of gait and mobility. The 6/6/23 minimum data set (MDS) assessment showed that Resident #20 had severe cognitive impairment with a brief interview for mental status (BIMS) score of nine out of 15. The MDS assessment indicated Resident #20 required extensive assistance with transfers and toilet use and limited assistance from caregivers for walking around his room. His balance was unsteady and he needed assistance to balance himself. He used a walker or wheelchair for ambulation. Resident #20 was listed as having one fall since admission or most recent assessment. -However, Resident #20 had nine falls within a six-month period (see record review below). B. Resident interview Resident #20 was interviewed on 6/14/23 at 2:52 p.m. He stated he was supposed to use his call light when he wanted to get up. Resident #20 said the caregivers did not respond in a timely manner to call lights, especially when he had to use the restroom. I got to do what I got to do, so I would walk to the bathroom alone and fall. Resident #20 had signage around his room that documented, Please remember to use your wheelchair or walker at all times. He explained how previous falls led to his placement at the facility and he kept falling during his stay. He said staff kept his wheelchair out of reach so he would not use it without calling for assistance but he still got up anyway when he could not wait any longer to use the restroom. Resident #20 stated he used to have a walker but the facility did not want him to use it anymore due to falling a lot and removed it from his room. -The use of a wheelchair and no walker and keeping the wheelchair out of the resident's reach so he would ask for assistance was not included in the care plan (see below). C. Observations On 6/12/23 at 2:00 p.m., Resident #20 was observed walking out of his room into the hallway. A staff person approached and asked him why he was walking, then helped him back into his room and closed the door. During the resident interview on 6/14/23 at 2:52 p.m. (above), no walker was observed in his room. He was in bed and his wheelchair was at the foot of his bed facing away from him toward the wall. Resident #20 was observed throughout the survey, from 12:00 p.m. to 6:00 p.m. on 6/12/23 and from 8:30 a.m. to 6:00 p.m. on 6/13, 6/14 and 6/15/23. He spent most of his time in his room with his door closed, except for meals and going outside to smoke. He ambulated in his wheelchair independently wheeling himself through the facility to the back door and received assistance from staff to exit the back door to the smoking area. D. Record review According to the fall risk care plan, initiated on 9/15/21 and most recently revised on 4/18/23, Resident #20 was listed as weight-bearing and he needed assistance from one staff member to ambulate. Resident #20 also needed limited assistance from one staff for when he walked around and as needed (PRN) in his wheelchair. Resident #20 was listed as a high fall risk due to a diagnosis of Parkinson's disease which would affect his coordination and gait. Interventions were the following: -Anticipate and meet the resident's needs (9/15/21). -Be sure the resident's call light is within reach and encourage the resident to use it for assistance as needed. The resident needs prompt response to all requests for assistance (9/15/21). -Resident #20 forgets to use his walker or wheelchair and needs reminders to use his call light and allow staff to assist with transfers (undated). -Encourage the resident to participate in activities that promote exercise, physical activity for strengthening and improved mobility (10/12/21). -Ensure proper positioning when in wheelchair (4/18/23). -Ensure the resident is wearing appropriate footwear when ambulating or mobilizing in a wheelchair (9/15/21). -Follow facility fall protocol (9/15/21). - 'I like to get myself up and into my wheelchair, please make sure my wheelchair is within easy reach' (6/13/23, during the survey). -Offer frequent assistance to the bathroom, assist in keeping clean, dry, and comfortable (10/1/21 and 6/13/23). -Signage placed in room to remind resident to use his wheelchair and walker when ambulating (9/21/22). -Place signage around my room to remind me to use my call light and wait for assistance (11/15/22). -Place wheelchair wedge with support to help with falling (4/17/23). -Push wheelchair when outside (4/18/22). -The resident's actual falls with injury were not documented in his care plan. -There was no evidence of tracking and trending the times of day or night the resident had fallen, in order to develop more effective fall prevention measures. -The care plan did not define how frequently the resident should be offered assistance to the bathroom. -New interventions following each fall were not added to the care plan. -No wedge cushion was observed in the resident's wheelchair during the survey. -No signage was observed in the resident's room to remind him to use his call light for assistance. -The resident's wheelchair was not within his reach in keeping with the care plan, per observation and resident interview. Review of nursing progress notes and fall investigations for the previous six months revealed: 1. Unwitnessed fall on 1/17/23 Resident #20 had an unwitnessed fall on 1/17/23 at 1:49 a.m. He was found on the bed on his hands and knees, cursed at staff, and said he had fallen to the floor. No injuries were noted. -No fall investigation was provided. 2. Witnessed fall on 2/9/23 Resident #20 had a witnessed fall on 2/9/23 at 4:45 p.m., with an injury that led to an emergency room visit. He had a laceration to the right eyebrow and received six stitches in the hospital. He had been ambulating in the hall behind his wheelchair, tripped and fell, hitting the right side of his face. -The facility failed to correct how Resident #20 was utilizing his wheelchair which resulted in an injury. The facility failed to provide limited assistance with walking due to the resident being unsteady and supervision to ensure timely assistance to prevent falls with injury. 3. Unwitnessed fall on 2/17/23 Resident #20 had an unwitnessed fall on 2/17/23 at 5:15 p.m. (late entry documented at 9:28 p.m.) He came out of his room and told staff he fell while he was walking across the room. He had a laceration to the right side of his forehead, no bleeding or swelling and no other injuries. Witnessed fall, staff involved, on 3/16/23 Resident #20 had a witnessed fall on 3/16/23 at 6:57 p.m. Staff were pushing him in after smoking, his wheelchair caught on the door threshold, pitching him from the wheelchair to his knees. He had abrasions on both knees. 4. Unwitnessed fall on 3/27/23 Resident #20 had an unwitnessed fall on 3/27/23 at 9:33 p.m. according to nursing notes which documented no further details other than that neurological checks were initiated. No injuries were noted. 5. Witnessed fall on 4/13/23 Resident #20 had a witnessed fall on 4/13/23 at 9:35 p.m. He was outside in his wheelchair, hit a groove in the concrete causing him to fall. He hit his head and suffered a laceration above his right eye. The nurse cleaned, steri-stripped, provided an ice pack and initiated neurological checks. The resident later had swelling to the right side of his face. Review of the facility investigation revealed the interdisciplinary team (IDT) recommendation for a new intervention was education. The facility documented in the report they updated the care plan to reflect the recommendation. -However, the care plan was not updated regarding education. -The type of education to be provided and to whom was not documented in the investigation. -The care plan intervention to supervise the resident for safety when he was outside was not updated until 4/18/23, five days later. 6. Unwitnessed fall on 4/16/23 On 4/16/23 at 1:35 p.m., Resident #20 fell and sustained an abrasion to his hand. The fall investigation determined Resident #20 fell out of his chair onto his knees and scraped his hand. The previous intervention was listed as a wedge (cushion) for Resident #20's wheelchair. A new intervention was documented to ensure proper positioning in the wheelchair. The facility documented in the report they updated the care plan to reflect the recommendation. -The care plan was not updated until after the resident's second fall outside although the 4/16/23 fall was caused by staff. -The care plan was updated regarding the wedge cushion, but it was not observed in the resident's wheelchair (see observations above). 7. Unwitnessed fall on 5/17/23 On 5/17/23 at 12:42 a.m., Resident #20 was found sitting on the floor in front of his bed. The fall investigation determined he was getting up to go to the bathroom, slipped, and fell onto his buttocks. Previous interventions were documented as education and signage. A new recommendation was entered as a referral to physical therapy (PT). The facility documented in the report they did not update the care plan based on the new intervention. He suffered two skin tears on his right hand. -Although, the resident was going to the bathroom without assistance, the care plan was not updated with specific interventions about anticipating the resident's bathroom assistance needs and how often to provide the assistance. -He was already receiving PT at the time of this fall according to therapy notes. -The care plan was not updated after the 5/17/23 fall. 8. Unwitnessed fall on 6/8/23 On 6/8/23 at 9:28 p.m., Resident #20 was found sitting on the floor (with no noted injuries) in his room, holding his knees. The resident's roommate had to use his call light for assistance. The resident's wheelchair was four to five feet away from him. The fall investigation determined Resident #20 was headed to the bathroom when he slid down onto the floor off his bed. Previous interventions were documented as education and signage. A new recommendation was entered to maintain his wheelchair within easy reach of Resident #20. The facility documented in the report the care plan was updated with this recommendation. -However, observation and resident interview (above) revealed the resident's wheelchair was not consistently kept within his reach. -The care plan was not updated regarding timely bathroom assistance, although the resident fell attempting to go to the bathroom without assistance. -There was no recommendation for, or evidence of, PT or restorative services following this fall. Therapy notes revealed he was discharged from PT on 6/5/23, where he had been working on training in wheelchair propulsion and maneuvering within his environment. Resident #20's fall assessment completed 6/8/23 showed he had a fall risk score of 55, indicating high fall risk. -No further fall risk assessments were provided. -Review of the times Resident #20 fell revealed most of his falls happened late at night or early morning. However, there was no evidence the facility identified this trend to identify root causes, meet the resident's needs, and implement measures to meet those needs. Review of IDT notes on 6/13/23 revealed Resident #20 had many falls. Resident #20 utilized his wheelchair as a walker and agreed to utilize it how it was meant to be used. III. Staff interviews Certified nurse aide (CNA) #1 was interviewed on 6/15/23 at 8:40 a.m. CNA #1 explained occasionally the facility was short staffed and they worked with what they had but it delayed the time it took to answer call lights. We manage the best way we can when we are understaffed. CNA #1 said Resident #20 fell a lot due to his Parkinson's disease and not waiting for the nursing staff to answer his call light. CNA #1 explained Resident #20's fall precautions were signs posted in his room and that staff needed to stop him if they saw him ambulating. Staff located fall precautions and care instructions in the care plan but CNA #1 did not know how to find care plans so she relied on signs posted in the residents' rooms. Nurse aide (NA) #3 was interviewed on 6/15/23 at 9:14 a.m. NA #3 stated a lot of falls occurred because call lights were not answered in a timely manner and residents would get impatient waiting for a response. She stated the facility was usually understaffed therefore staff did not answer call lights. She explained Resident #20 would get up independently and staff constantly needed to remind him to use his call light and wheelchair. Resident #20 typically did not like to wait for staff to answer his call light so he would walk himself where he needed to go. He was on hourly checks and staff reminded him not to walk around on his own. NA #3 did not know how to look up care plans and relied on signs posted in the residents' rooms or asked other floor staff what each resident needed specifically. Physical therapy aide (PTA) #1 was interviewed on 6/15/23 at 3:30 p.m. regarding Resident #13's fall and recovery. PTA #1 stated Resident #20 had just been discharged from physical therapy (PT) in June 2023. He was still being treated by restorative therapy because he had reached his maximum physical capability due to his diagnosis of Parkinson's disease and there was nothing more to be done with PT. The nursing home administrator (NHA) was interviewed at 2:00 p.m. on 6/15/23 and Resident #20's fall investigations were requested. The NHA said it would be a huge stack of documentation since the resident had frequent falls. She did not say why the resident fell so frequently or what prevention measures the facility was taking. At 2:30 p.m. on 6/15/23 she provided only four fall investigations: for 4/13/23, 4/16/23, 5/17/23 and 6/8/23.
SERIOUS (G) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Actual Harm - a resident was hurt due to facility failures

Deficiency F0692 (Tag F0692)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** IV. Resident #4 A. Resident status Resident #4, age [AGE], was admitted on [DATE] with diagnoses of chronic obstructive pulmonar...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** IV. Resident #4 A. Resident status Resident #4, age [AGE], was admitted on [DATE] with diagnoses of chronic obstructive pulmonary disease (COPD), emphysema and chronic respiratory failure with hypoxia (low oxygen level). The annual MDS assessment dated [DATE] showed the resident had a BIMS score of 14 out of 15, indicating intact cognitive status. The patient health questionnaire (PHQ) indicated depression. He had no hallucinations or delusions, but exhibited verbal behavioral symptoms directed toward others and rejected care one to three days. He needed supervision, cueing and set-up for meals. He weighed 160 pounds, his weight loss was no or unknown and he had experienced weight gain without a plan to do so. B. Record review Resident #4's physician orders as of 6/14/23 showed an order for a regular diet, regular texture, regular consistency, ordered on 8/12/19, and supplement of choice for when resident refuses meals, ordered on 1/25/23. According to the June 2023 medication administration record (MAR) no nutritional supplements were documented as given as indicated in his care plan (see below). -However, 13 meal intakes documented Resident #4 ate nothing or 25% of his meals during June 2023 and he was not offered a supplement of choice (see below). The nutritional risk care plan was initiated 8/23/19 and last revised on 4/12/23 with a target date of 7/29/23. Interventions included monitor and record weights per facility protocol, offer snacks daily, provide supplementation as ordered, and registered dietician (RD) to evaluate and make recommendations. -The resident's preferences and frequency of weights and RD evaluations were not listed in the care plan. According to the resident weight records for March, April, May and June 2023, the following weights were recorded: 3/15/23 4:12 p.m. 166 Lbs (Wheelchair Scale) 3/23/23 1:24 p.m. 166 Lbs 3/31/23 2:58 p.m. 162 Lbs (Standing Scale) 4/3/23 4:54 p.m. 166 Lbs (Standing Scale) 4/11/23 12:02 p.m. 168 Lbs (Standing) 4/17/23 4:15 p.m. 164 Lbs (Standing Scale) 4/24/23 3:07 p.m. 168 Lbs (Standing Scale) 5/4/23 6:53 p.m. 162 Lbs 5/15/23 7:52 p.m. 162 Lbs (Standing) 5/22/23 12:25 p.m. 154 Lbs (Standing) 5/30/23 11:54 a.m. 148 Lbs (Wheelchair) 6/8/23 2:36 p.m. 154 Lbs (Wheelchair Scale) 6/9/23 9:36 a.m. 154 Lbs (Standing) 6/12/23 2:37 p.m. 158 Lbs (Standing) -There was no evidence of a re-weigh when the resident's weight dropped eight pounds from 162 lbs to 154 lbs between 5/15 and 5/22/23, or when the resident's weight dropped from 154 lbs to 148 lbs between 5/22 and 5/30/23, then increased again to 154 lbs on 6/8/23. There was no evidence of an RD assessment of the resident's weight loss from 166 lb to 158 lbs over the previous three months. 1/5/23 dietary notes documented the resident had weight loss of 7.5% and was averaging 30% of meals. He had returned from the hospital on [DATE] with weight loss. Dietary manager works with the resident to honor preferences regularly when he lets us know what he wants. -The resident's weight was not recorded in this dietary note. 1/26/23 dietary notes documented the resident had 12 pound weight loss in 90 days and had variable intake of 50% of meals, usually behavioral. Dietary manager works with the resident to honor preferences regularly when he lets us know what he wants. -The resident's weight was not recorded in this note. 3/10/23 dietary notes documented the resident had a 20 pound increase in weight in two months. He had variable intake around 70% of meals and some meals at 0-25%, usually behavioral. The resident was ordering Dominos pizza every day. Dietary manager works with the resident to honor preferences regularly when he lets us know what he wants. Recommend to stabilize at this weight. -No weight was recorded in this note. 3/23/23 dietary notes documented the resident had weight fluctuations and his weight increased 18 pounds in three months. He is at his baseline weight. He had variable intakes of 70% of meals, and some meals at 0-25%, usually behavioral. The resident was ordering dominos every day. Dietary manager works with the resident to honor preferences regularly when he lets us know what he wants. Recommend to stabilize at this weight. -No weight was recorded in this note. The certified dietary manager (CDM) assessment on 3/27/23 showed the resident's average meal intake was 39% and his current weight was 166 lbs and trending upward significantly. He had no difficulty eating and had preferences of bratwurst, milk, hard-boiled eggs and hot sauce. The RD assessment on 4/12/23 showed a weight of 168 lbs from 4/11/23. 6/15/23 dietary notes documented the resident had weight loss of 8.6% in 30 days on 5/30/23. Resident's weight on 5/30 seems inaccurate and the resident is now back up ten pounds. Intakes vary daily. The resident prefers Dominos pizza daily, and will refuse meals and drink supplements instead. Recommend meal alternatives and provide supplements when meals are refused. -However, per interview with the RD (below) the resident had run out of money and was unable to order pizza every day. His documented meal intakes (see below) were frequently zero to 25%, and there was no documentation (see physician orders above) that a supplement of choice was provided/offered when he refused meals. Review of Resident #4's meal intake records for June 2023 revealed he ate zero to 25% for the following meals: 6/1/23: Breakfast and Lunch 6/2/23: Lunch 6/3/23: Breakfast and lunch 6/4/23: Breakfast and lunch 6/5/23: Breakfast, lunch and dinner 6/7/23: Breakfast 6/10/23: Dinner 6/11/23: Lunch 6/12/23: Breakfast, lunch and dinner June 13: Dinner No amount was recorded for the following meals (left blank): 6/6/23: Breakfast and lunch 6/8/23: Breakfast and lunch 6/9/23: Lunch -There was no documentation the resident received a supplement of choice when he did not eat his meals. C. Staff interviews Certified nurse aide (CNA) #1 was interviewed 6/14/23 at 10:10 a.m. She stated a weight discrepancy would trigger her to reweigh the resident. She stated she did not know if there was a specific weight change which required the nurse to be notified. The registered dietitian (RD) was interviewed 6/15/23 at 3:58 p.m. She stated Resident #4 had purchased Dominos pizza every day until he ran out of funds. He then refused to eat anything but Dominos pizza. He did like the supplements provided but he used them to supplement meals all the time. The current recommendation was to offer nutritional supplements if he refused meals to ensure that he had made an attempt to eat food first. She stated psychosocial behaviors are most related to his weight fluctuations and felt the facility was doing all they could within his preferences but refusing food had become a behavioral problem to get what he wanted such as Dominos pizza. He was able to get what he wanted when he wanted. She stated she tracked all resident preferences for foods and had a big board in the kitchen where it was visible for all staff to reference. Resident #4 had preferences for Polish sausages, hard boiled eggs and milk. He was responsive when she discussed his preferences with him but he often refused his preferred foods. She stated he had a history of weight loss and fluctuations, and that his weight seemed to be inaccurately documented at times. She stated if resident weights seemed abnormal, staff should be re-weighing the residents. She stated that the nutritional assessment should be done weekly with the director of nursing (DON) and dietary staff. Nurse aide (NA) #1 was interviewed on 6/15/23 at 4:26 p.m. She stated the process for weighing a resident was to assist the resident to the scale, zero the scale, ensure they were safe and have them hold onto the bar and then have them step off. She stated weights were recorded in the weight book and they wrote wheelchair next to the weight. Wheelchair weights were subtracted by the nurse before she documented the weight. The dietary aide (DA) #1 was interviewed in the kitchen on 6/15/23 at 4:30 p.m. She pointed out the white board and clipboard in the kitchen where resident preferences were documented. -However, she looked and confirmed that Resident #4 and his preferences were not listed on the whiteboard or clipboard. She said staff who knew him knew he really liked grilled cheese and Polish sausage. He will sometimes take the sides and will sometimes have two grilled cheese with a side of Polish sausage, but he prefers Domino's pizza. -DA #1 did not indicate awareness that ordering pizza daily was no longer an option for Resident #4. The DON was interviewed on 6/15/23 at 4:18 p.m.She stated a CNA could not see weight trends, should notify the registered nurse (RN) and offer nutritional supplements if Resident #4 refused his meals. She stated a consistent weight method was expected but sometimes residents refuse to stand or they did not feel good so they honor their choice and weigh them in their wheelchair. Every resident's wheelchair was weighed and documented on the weight form to be subtracted before the weight was documented. The wheelchairs were re-weighed periodically or if there are weight discrepancies to ensure accuracy. She stated RNs will notify her if they trend a weight loss, but she tracked all resident weights weekly and would request a resident be re-weighed with a five pound weight loss. She runs a weight report weekly and it is discussed with the RD at the weekly nutritional assessments. When asked who subtracted the wheelchair weight, the DON stated sometimes the CNA subtracts the wheelchair weight, sometimes the RN. III. Resident #13 A. Resident status Resident #13, age [AGE], was admitted on [DATE]. According to the June 2023 CPO, diagnoses included hypothyroidism, muscle weakness, a fractured tailbone with two other fractures in the pelvis, noninfective gastroenteritis and colitis, age-related osteoporosis and stage three chronic kidney disease. According to the 3/28/23 MDS assessment, Resident #13 had no cognitive impairment with a BIMS score of 15 out of 15. The MDS assessment indicated Resident #13 only needed assistance from staff for set up during meals. B. Record review A nutritional assessment was completed, upon admission, on 12/15/22. It documented Resident #13 was on a regular diet and not on any nutritional supplements. Meal intakes were marked at 70% with her current weight at 172 lbs. No concerns were noted for her weight. Her food preferences were listed as she liked gluten-free options, like oranges and tangerines and overall was not very picky. According to the resident's care plan initiated on 1/2/23, weight loss was not listed as a specific focus area with interventions in place. Resident #13 had an activity of daily living (ADL) self-care deficit referring to limited mobility from a fracture to the sacrum, sacral wing, and pubic ramus sustained on 1/7/23 from a fall in the facility. Interventions were entered for staff to provide milkshakes or liquid food supplements when the resident refused or had difficulty with solid food or provide nutritious foods that could be taken from a cup or mug where appropriate. The care plan documented the resident had osteoporosis and osteoarthritis. Interventions included to encourage adequate nutrition and hydration and encourage the resident to maintain weight in a normal range for her height. A review of Resident #13's weights since her admission, documented in the weights and vitals record revealed: 12/21/23, her first weight after being admitted was documented at 172 pounds (lbs). 1/23/23, after she returned to the facility from the hospital, Resident #13 had a weight of 172 lbs. Resident #13's weight was not obtained for February 2023. 3/10/23 Resident #13 had a weight of 150 lbs with a 12.8% weight loss within 90 days. Resident #13's weight was not obtained for April 2023. 5/22/23 Resident #13 weighed 152 lbs. 5/30/23 Resident #13 had a weight of 150 lbs. 6/9/23 Resident #13 had a weight of 120 lbs with a 20% weight loss within 30 days. -There was no evidence of a re-weight to determine if the weight loss was accurate. Resident #13 was added to the NAR meeting discussion on 3/10/23. Meeting minutes for 3/10/23 read, Resident #13 was reviewed at NAR for significant weight loss of 12.8% across 90 days. Resident was admitted with a weight of 172 lbs on 12/21 and now weighs 150 lbs. Resident is finally eating a bit better - previous weeks she had multiple fractures and was not eating much. Recommend interviewing the resident to understand if weight loss was intentional. Recommend weight maintenance. We will continue to follow at NAR for weight stability. NAR meeting minutes for 3/16/23 read, Resident #13 was reviewed at NAR for significant weight loss of 6.4% across 30 days. Resident is fixated on her weight. Resident is finally eating a bit better - previous weeks she had multiple fractures and was not eating much. Registered dietitian (RD) discussed weight loss with resident and she states she has not been wanting to eat as much because she had been laying around. Resident is getting out more and coming to activities so we expect to see intakes improve. Supplement initiated. Recommend weight maintenance. We will continue to follow at NAR for weight stability. A nutritional assessment was completed on 3/17/23. It documented Resident #13 was on a regular diet and received a nutritional supplement of choice twice a day. Meal intakes were marked at 58% with her current weight at 146 lbs. Her weight status was documented as trending downward significantly. Her food preferences were listed as she liked gluten-free options, was not a fan of chocolate, and liked beef and vegetable soup. An order was entered into the medication administration record from 3/15/23-5/16/23 documented to offer supplement nutrition (preferred vanilla) two times a day if her intake is below 100%. The resident only had three meals in May 2023 which were documented at less than 100% eaten and supplement shake was administered. The order was discounted on 5/17/23 due to the resident maintaining her weight. NAR meeting minutes for 3/23/23 read, Resident #13 was reviewed at NAR for significant weight loss of 12.8% across 90 days. Resident is coming out to eat more often and her intakes have improved dramatically. Expect weight to stabilize. We will continue to follow at NAR for weight stability. NAR meeting minutes for 4/13/23 read, Resident #13 was reviewed at NAR for previous significant weight loss. Resident is coming out for meals now and her intakes have improved dramatically. Weight has stabilized near 150#. We will d/c (discontinue) following at NAR. -The resident was not reviewed in NAR meetings when she had 30 lbs weight loss from 5/30/23 to 6/9/23 (see weights above). C. Staff interviews Certified nurse aide (CNA) #1 was interviewed on 6/15/23 at 8:40 a.m. She stated CNAs weighed the residents and the registered nurse (RN) charted the weights. If the weights looked inaccurate, the CNAs would inform the nurses and see if they needed to get the weight again. The CNAs charted the percentages of meals consumed by residents and if they did not eat enough they would ask the nurse for an Ensure (nutritional supplement). The CNAs did not know who routinely got Ensures since the nurses handed them out. Residents who requested an Ensure would get one as well. Nurse aide (NA) #3 was interviewed on 6/15/23 at 9:14 a.m. She stated the nurses provided the nutritional supplements and residents usually drank them. All alternative meals (other meal options for those who did not want what was on the menu) were kept at the nurses' station. She was not sure how the nurses knew who got a nutritional supplement when residents received them and who did not. Dietary aide (DA) #2 was interviewed on 6/15/23 at 4:30 p.m. She said residents' diets, consistencies and preferences were written on the whiteboard or in the clipboard in the kitchen. -However, she reviewed the whiteboard and the clipboard and said Resident #13's preferences were not listed. DA #2 explained the nurses handled nutritional supplements for the residents who did not eat enough. Based on observations, record review and staff interviews, the facility failed to ensure three (#4, #13 and #31) of five residents reviewed for nutrition/hydration maintained acceptable parameters of nutritional status to avoid unintended weight loss out of 24 sample residents. Specifically, the facility failed to timely assess the residents at risk for nutrition to ensure interventions were appropriate and implemented to prevent significant weight loss, consistently review residents identified at a nutritional risk as an interdisciplinary team, and effectively determine the accuracy of residents' weights. Resident #31 had chronic kidney disease and nephrotic syndrome that caused fluid retention and fluid loss, creating fluctuation in her weight. The resident had little appetite. Towards the end of May 2023 and consistently in June 2023, the resident complained of nausea and vomiting. The resident was placed on comfort care on 6/14/23. Resident #31 was weighed daily between 4/17/23 and 5/30/23. On 5/15/23 Resident #31 weighed 154 lbs. The resident was admitted to the hospital on [DATE]. The resident weighed 139 lbs on 5/20/23, indicating a 15 lb weight loss of 9.74%, which was severe. A 5/20/23 progress note identified the hospital did not remove excess fluid during her hospital stay. Record view identified Resident #31 was not reassessed after the significant weight loss to determine if additional interventions could be implemented. On 5/27/23, Resident #31 weighed 136 lbs. On 5/28/23 the resident weighed 118 lbs, identifying a weight loss of 18 lbs at 13.24%, which was severe. Progress notes identified the resident had periods of nausea and was prescribed medication to reduce the symptoms; however, record review identified the resident was not reassessed or reviewed to determine if nutritional interventions could be implemented. Resident #31 was weighed again on 5/29/23. The resident weighed 114 lbs, indicating an additional four lbs weight loss in a day and a two lb loss on 5/30/23 resulting in a weight of 112 lbs. The resident was weighed again on 6/2/23 and the resident gained back the two lbs. Between 6/2/23 and 6/13/23, the resident complained of nausea almost daily and had incidents of documented vomiting. The prescribed medication for the nausea was usually effective after administration. She reported little to no appetite. Even though the resident had a significant weight loss and had nausea, vomiting and loss of appetite, Resident #31 was no longer weighed daily and was not weighed again until 6/8/23 with a weight result of 100 lbs. The resident was not re-weighed to determine the weight's accuracy. According to the weight record the resident lost a total of 14 lbs in six days at 12.28% (considered severe) between 6/2/23 and 6/8/23. Resident #31 lost a total of 39 lbs with a 28.6% (considered severe) weight loss between 5/20/23 and 6/8/23. The resident was not reassessed or reviewed by the registered dietitian (RD) until 6/14/23, during the survey. New nutritional interventions to promote weight stabilization and appetite were not recommended from the RD until 6/14/23 and 6/15/23. Resident #13 experienced significant weight loss since her admission to the facility. The facility failed to ensure her weights were obtained timely. The resident admitted to the facility with a weight of 172 lbs. She sustained significant weight loss of 22 lbs in three months from 12/21/22 to 3/10/23. From 5/30/23 to 6/9/23 the resident sustained an additional 30 lbs weight loss. There were no additional measures implemented when the resident sustained an additional 30 lbs weight loss. For Resident #4, the facility failed to maintain adequate nutritional parameters by ensuring weights and weight loss/gain were accurately assessed, physician-ordered nutritional supplements were provided and documented when the resident refused meals and evaluate the care plan to determine if nutritional interventions were implemented and effective. Findings include: I. Facility policy and procedure The Nutrition Assessment policy, revised October 2017, was provided by the registered dietitian (RD) on 6/15/23. The policy read in pertinent part: As part of the comprehensive assessment, a nutritional assessment, including current nutritional status and risk factors for impaired nutrition, shall be conducted for each resident. The dietitian, in conjunction with the nursing staff and healthcare practitioners, will conduct a nutritional assessment for each resident on admission and as indicated by change of condition that places the resident at risk for impairment. As part of the comprehensive assessment, the nutritional assessment will be a systematic, multidisciplinary process that includes gathering interpreting data and using the data to help define meaningful interventions for the resident at risk for or with impaired nutrition .Once current conditions and risk factors for impaired nutrition are assessed and analyzed, individual care plans will be developed that address or minimize to the extent possible the residents risk for nutritional complications. Such interventions will be developed with the context of the resident's prognosis and personal preferences. The Weighing and Measuring the Resident policy, revised March 2011, was provided by the nursing home administrator (NHA) on 6/15/23 at 3:07 p.m. According to the policy, the facility needed to determine the resident's weight and height to provide an ongoing record of the resident's body weight as an indicator of nutritional status and medical condition of the resident and determine the ideal weight of the resident. The policy identified the following guidelines to to promote an accurate weight assessment every time the resident was weighed, when possible: -Weigh the resident at the same time of day; -Use the same scale; -Use the same amount of clothing as prior weighing: and, -Ensure the weight scale was calibrated. The weighing and measuring policy directed staff to report significant weight loss or gain to the nurse supervisor. The policy identified the threshold for significant, unplanned, and undesired weight loss based on the following criteria: -In one month, 5% weight loss was significant; greater than 5% in a month was severe. -In three months, 7.5% weight loss was significant; greater than 7.5% in three months was severe. -In six months, 10% weight loss was significant; greater than 10% was severe. II. Resident #31 A. Resident status Resident #31, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the June 2023 computerized physician orders (CPO), diagnoses included chronic kidney disease, stage 4 (severe), type 2 diabetes mellitus with diabetic neuropathy, congestive heart failure (CHF), nephrotic syndrome with unspecified morphologic changes (severe swelling), pleural effusion (fluid build up in the chest and lung cavity), aplastic anemia (lack of production of blood cells, and acidosis (too much acid in the body fluids). The 5/16/23 minimum data set (MDS) assessment revealed Resident #31 had short term memory problems. The MDS assessment indicated the resident had modified independence in decision making regarding tasks of daily life. According to the MDS assessment, Resident #31 exhibited fluctuating disorganized thinking and a continuous altered level of consciousness. The resident had an acute change in mental status for her baseline. The MDS assessment indicated Resident #31 was independent with eating and weighed 154 pounds (lbs). She had no known weight loss of more than 5% in one month or 10% weight loss in six months. The resident did not have a condition or chronic disease that may result in a life expectancy of less than six months. B. Record review The 2/24/23 weight and vital summary record read the resident's admission weight was 156 lbs. The 3/10/23 nutrition/dietary note read Resident #31 was followed at NAR (nutrition at risk) meeting for four weeks as a new resident to establish weight baseline. She was down 14 lbs in two weeks. According to the note, the resident had excess fluid that required draining at the hospital, every two weeks. The note indicated the facility expected weights to go up and down related to disease progression of nephrotic syndrome. The note read intakes were extremely variable with an average intake of 40% of meals. The note identified the staff would continue to monitor in NAR for weight fluctuations. The 3/10/23 NAR meeting minutes record identified the resident had a 9% weight loss since her admission on [DATE]. The weight and vital summary record between 3/12/23 and 3/15/23 identified the resident's weight fluctuated between 150 lbs and 162 lbs. The nutrition at risk care plan, initiated 3/15/23, read Resident #31 was at a nutritional risk related to diagnosis of CHF, anemia, type 2 diabetes mellitus, vitamin D deficiency, hyperkalemia (increased blood potassium), chronic kidney disease, hypertension and reported lower appetite. According to the care plan, the resident was prescribed diuretic therapy which may cause fluctuations in weight. Interventions initiated on 3/15/23 included the following: -Administer medications as ordered by MD (medical doctor). Observe for and document any side effects. -Monitor and record labs as ordered. -Monitor and record weights per facility protocol or as ordered. -Offer snacks daily. -RD to evaluate and make recommendations PRN (as needed). -Serve diet as ordered. -The care plan did not identify additional nutritional interventions after the resident lost significant weight when the resident had a decrease in appetite related to nausea and vomiting (see below). The 3/16/23 nutrition/dietary note read Resident #31 was eating approximately 50% of her meals. The resident reported a low appetite. According to the note, the RD discussed a high calorie dietary supplement with the resident and she was receptive to the supplement. The nutrition note indicated staff would continue to monitor at the NAR meeting for weight fluctuations. The 3/16/23 NAR meeting record, provided by the facility on 5/15/23, read the resident was on a diet of no added salt (NAS) and controlled carbohydrates (CCHO). The NAR record indicated the resident was down a total of five lbs in 30 days. The resident was provided a supplement of choice once a day related to a low appetite, eating a variable amount of 50%. The 3/23/23 nutrition/dietary note identified the resident continued to be followed in the NAR meeting for weight fluctuations and had an intake of 50% at meals. Resident #31 continued to be receptive to her supplements and drank about half of it. -The 3/23/23 NAR record did not identify changes to the resident's weight or intake. The NAR meeting record under current weight was left blank. The 4/10/23 administration note identified the resident had an order to provide the resident with a supplement of choice, once a day for low appetite/intakes. The order directed staff to provide the resident the supplement as a p.m. snack. The 4/13/23 NAR record identified the resident's weight as of 4/13/23 was 150 lbs and she ate 50% to 75% of her meals. The 4/14/23 nutrition/dietary note read Resident #31 was followed in NAR with weight fluctuations related to fluid retention and weight drain at the hospital. According to the note, the resident accepted her supplement well and was on daily weights to monitor fluid retention. The note revealed the resident would be discontinued from NAR. -Review of the progress notes and assessments, identified Resident #31's nutritional status was not assessed or reviewed by the RD between 4/14/23 and 6/14/23 when she was having nausea, vomiting and weight loss (see below). The 4/22/23 health status note read the resident had complained of nausea and vomiting. Resident #31 was prescribed Zofran to help reduce the symptoms nausea and vomiting. The 5/15/23 weight and vital summary record identified she weighed 154 lbs. The 5/16/23 transfer to the hospital note read the resident was transferred to hospital related to low oxygen saturation levels, low resident response when spoken to and convulsions. The resident had three plus edema to bilateral lower extremities. The 5/19/23 admission summary note read the resident returned from the hospital after she had two blood transfusions. The note identified the hospital did not remove fluid from the resident. The 5/20/23 weight and vital summary record identified she weighed 139 lbs after her return from the hospital. -The record review identified the resident was not assessed by the RD after the change in condition and weight loss. The 5/21/23 health status note identified the resident's condition after hospitalization and blood transfusions. According to the note, the resident continued to sleep almost 20 hours a day. She had a despondent affect. The note identified the resident continued to drink water, tea and soda and had a fair appetite, eating 60% of her meals. The weight and vital summary record between 5/21/23 and 5/30/23 identified the resident was weighed daily. The 5/24/23 administration notes identified the resident vomited. She was provided with Zofran and it was effective. The resident's weight and vital summary record, by use of the wheelchair scale, identified weight fluctuation between 5/21/23 and 5/27/23: -137 lbs on 5/21/23 -126 lbs on 5/24/23 -136 lbs on 5/27/23 The weight and vital summary record on 5/28/23 indicated the resident weighed 118 lbs by use of the wheelchair scale, revealing an 18 lb loss in a day. The weight and vital summary record on 5/29/23 indicated the resident weighed 114 lbs by use of the wheelchair scale, revealing a 4 lb loss in a day. The weight and vital summary record on 5/30/23 indicated the resident was weighed and reweighed. Both weights on 5/30/23 indicated the resident weighed 112 lbs. -The weight record identified that the resident lost six lbs between 5/28/23 and 5/30/23. The weight and vital summary record identified the resident was weighed again on 6/2/23. The resident weighed 114 lbs. The 6/2/23 administration notes identified the resident vomited. She was provided Zofran which was effective. The 6/3/23 administration note identified the resident was nauseated and had dry heaves. She was provided Zofran which was ineffective. The 6/4/23 administration note read daily weights in the morning related to nephrotic syndrome with unspecified morphologic changes were no longer indicated. The 6/6/23 health status note read the resident complained of nausea. She was provided zofran. According to the note, the resident was educated on taking small sips of fluid. The note identified the resident had temporal wasting (loss of muscle mass around the temple caused by nutritional deficiency, weight loss). The 6/6/23, 6/7/23 and 6/8/23 administration notes read Zofran was effective for her nausea. The weight and vital summary record identified the resident was not weighed again until 6/8/23. The record identified the resident weighed 100 lbs, a loss of 14 lbs in a week, between 6/2/23 and 6/8/23. The review of the weight record between 6/8/23 and 6/15/23, did not identify the resident was reweighed after the identification of a 14 lb weight loss. The 6/9/23 health status note read the resident was not eating, slept 22 to 23 hours a day and had temporal wasting. According to the note, the physician spoke to the resident and she did not want hospic[TRUNCATED]
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Pressure Ulcer Prevention (Tag F0686)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review, and interviews, the facility failed to implement appropriate and timely interventions to e...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review, and interviews, the facility failed to implement appropriate and timely interventions to ensure one (#17) of four residents reviewed for pressure ulcers out of 24 sample residents received the necessary care and treatment to prevent the development of a pressure injury to prevent reoccurring pressure ulcers. Specifically, the facility failed to implement precautions to prevent Resident #17's pressure ulcers from reoccurring on his heels and his bottom. Findings include: I. Professional reference The National Pressure Injury Advisory Panel, https://npiap.com/page/PressureInjuryStages accessed on 6/28/23 read in pertinent part: Pressure Injury: A pressure injury is localized damage to the skin and underlying soft tissue usually over a bony prominence or related to a medical or other device. The injury can present as intact skin or an open ulcer and may be painful. The injury occurs as a result of intense and/or prolonged pressure or pressure in combination with shear. The tolerance of soft tissue for pressure and shear may also be affected by microclimate, nutrition, perfusion, co-morbidities and condition of the soft tissue. Stage 1 Pressure Injury: Non-blanchable erythema of intact skin Intact skin with a localized area of non-blanchable erythema, which may appear differently in darkly pigmented skin. Presence of blanchable erythema or changes in sensation, temperature, or firmness may precede visual changes. Color changes do not include purple or maroon discoloration; these may indicate deep tissue pressure injury. Stage 2 Pressure Injury: Partial-thickness skin loss with exposed dermis Partial-thickness loss of skin with exposed dermis. The wound bed is viable, pink or red, moist, and may also present as an intact or ruptured serum-filled blister. Adipose (fat) is not visible and deeper tissues are not visible. Granulation tissue, slough and eschar are not present. These injuries commonly result from adverse microclimate and shear in the skin over the pelvis and shear in the heel. This stage should not be used to describe moisture associated skin damage (MASD) including incontinence associated dermatitis (IAD), intertriginous dermatitis (ITD), medical adhesive related skin injury (MARSI), or traumatic wounds (skin tears, burns, abrasions). Deep Tissue Pressure Injury: Persistent non-blanchable deep red, maroon or purple discoloration Intact or non-intact skin with localized area of persistent non-blanchable deep red, maroon, purple discoloration or epidermal separation revealing a dark wound bed or blood filled blister. Pain and temperature change often precede skin color changes. Discoloration may appear differently in darkly pigmented skin. This injury results from intense and/or prolonged pressure and shear forces at the bone-muscle interface. The wound may evolve rapidly to reveal the actual extent of tissue injury, or may resolve without tissue loss. If necrotic tissue, subcutaneous tissue, granulation tissue, fascia, muscle or other underlying structures are visible, this indicates a full thickness pressure injury (Unstageable, Stage 3 or Stage 4). Do not use DTPI to describe vascular, traumatic, neuropathic, or dermatologic conditions. The National Pressure Injury Advisory Panel (NPIAP), Prevention and Treatment of Pressure Ulcers reads that steps to prevent the emergence of pressure ulcers in individuals identified as being at high risk include scheduled repositioning to avoid individuals being in a position that places pressure on a vulnerable area for a long period of time. The following steps should be taken to prevent the worsening of existing pressure ulcers and promote healing: -Positioning that places pressure on the pressure ulcer should be avoided. -The pressure ulcer should be assessed upon development and reassessed at least weekly. The results of assessments should be documented. -The ulcer should be observed with each dressing change for signs of infection, improvement, deterioration, or other complications. -Signs of deterioration in the wound should be addressed immediately. -The assessment should include: location, category/stage, size, tissue type, color, peri-wound (skin around the wound) condition, wound edges, exudate, undermining/tunneling, order. II. Resident status Resident #17, age [AGE], was admitted on [DATE]. According to the 6/14/23 computerized physician's order (CPO) diagnoses included dementia, depression, unspecified sequelae of cerebral infarction (depression/anxiety that is a residual effect of a stroke) and peripheral neuropathy (damage to the nerves around the brain and spinal cord). According to the 5/25/23 minimum data set (MDS) assessment showed that Resident #17 had a severe cognitive impairment with a brief interview for mental status (BIMS) score of three out of 15. Resident #17 needed extensive assistance from at least one staff member for activities of daily living (ADLs), repositioning and transfers. The resident utilized a wheelchair for mobility. Resident #17 was documented as at risk for pressure ulcers. He was documented as having the following: -Pressure reducing device for chair; -Pressure reducing device for bed; -Nutrition or hydration intervention to manage skin problems; -Pressure ulcer care; and, -Applications of ointments or medications other than to feet. III. Observations and interviews On 6/12/23 at 2:27 p.m. Resident #17 was sleeping supine (on his back) in his bed with both of his knees bent and both of his feet were on his mattress pad. No heel protectors were observed. On 6/14/23 at 9:00 a.m. Resident #17 was in the dining room eating breakfast. A blue heel protector was on his left foot; however, there was no heel protector on his right heel. He had a history of pressure wounds on his right heel (see record review below). Registered nurse (RN) #1 was providing wound care to Resident #17 at 10:28 a.m. His left heel (wound first documented on 4/27/23) had a reddened area approximately 1.5 inches in diameter. The wound was dry and not opened. RN #1 stated the wound occurred from the resident using his feet to propel himself in his wheelchair. A heel protector was applied and stayed on at all times. The resident's coccyx (tailbone) wound (first documented on 6/15/23) was approximately one centimeter (cm) in diameter and was a hardened, unopened scab. The gluteal cleft had a wound (first documented 5/3/23) that was around one inch in diameter with a white slough (dead tissue separated from the living tissue) documented on the wound. RN #1 stated pressure ulcer precautions included turning and incontinence care on a two-hour schedule; she said however, Resident #17 moved a lot in bed and did not stay in the positions staff placed him in. At 10:46 a.m. Resident #17 was changed and staff assisted him to the dining room in his wheelchair for lunch. A blue heel protector was observed on his left foot and not on his right heel. At 2:45 p.m. Resident #17 was sleeping supine in his bed with both of his heels on his mattress. No heel protectors were observed. At 5:20 p.m. Resident #17 was sitting in the dining room for dinner. His blue heel protector was on his left foot and not on his right heel. On 6/15/23 at 9:14 a.m. Resident #17 was sleeping supine with both of his knees bent. Both of his feet were on his mattress and no heel protectors were observed. IV. Record review According to the care plan, last revised 3/21/22, Resident #17 was documented as weight-bearing and independent with ambulation, however, it also documented he had limited physical mobility referring to his disease process. The facility implemented the following interventions for Resident #17's skin problems: -Keep resident clean and dry, encourage movement to promote perfusion (passage of fluid through the circulatory system), initiated 2/28/22 and revised 4/24/23; -Avoid scratching and keep hands and body parts free from excessive moisture. Keep fingernails short, initiated 2/28/22; -Encourage good nutrition and hydration in order to promote healthier skin, initiated 2/28/22; -Follow facility protocols for treatment of injuries, initiated 2/28/22; -Keep skin clean and dry. Use lotion on dry skin. Do not apply between toes, initiated 2/28/22 and revised 5/19/23; -Monitor or document location, size, and treatment of skin injury. Report abnormalities, failure to heal, signs and symptoms of infection, maceration, to MD (medical doctor), initiated 2/28/22; -Use caution during transfers and bed mobility to prevent striking arms, legs, and hands against any sharp or hard surface, initiated 2/28/22; and. -Weekly treatment documentation to include measurement of each area of skin breakdown's width, length, depth, type of tissue and exudate, and any other notable changes or observations, revised 2/28/22. Repositioning was indicated under the musculoskeletal focus of the care plan, due to the potential for alteration in musculoskeletal status, referring to weak or unsteady gait and falls. The intervention documented was to change positions frequently and alternate periods of rest with activity out of bed in order to prevent respiratory complications, dependent edema (swelling of body parts affected by gravity like hands, legs, and feet), flexion deformity (inability to full straighten the leg) and skin pressure areas. This was initiated on 2/28/22 and revised on 5/19/22. According to the Braden scale for predicting pressure sore risk, most recently completed 8/27/22, Resident #17 scored a 16 which indicated he was at risk for pressure ulcers. Resident #17 was marked for a potential problem referring to friction and shear since he moved feebly (moved without ensuring his feet were off the ground due to weakness) and during a move skin slid to some extent against other objects. Weekly skin assessments showed Resident #17 had numerous different pressure sores and were not documented as healed. On 2/23/23 at 6:18 p.m. a skin assessment documented a SDTI (suspected deep tissue injury) to the resident's right heel. On 3/9/23 at 3:45 p.m. a skin assessment documented a SDTI still present on the resident's right heel. On 3/16/23 at 6:34 p.m. a skin assessment documented a SDTI still present on the resident's right heel. On 3/23/23 at 8:38 p.m. a skin assessment documented a sDTI still present on the resident's right heel. On 4/6/23 at 9:14 p.m. a skin assessment documented a sDTI still present on the resident's right heel. On 4/13/23 at 12:52 p.m. a skin assessment documented Resident #17 had a stage I pressure ulcer wound to his right heel. Measurements were 1.0x0.6x0.0. No drainage was noted. The wound bed was red and almost healed. No odor was present. On 4/21/23 at 12:46 p.m. a skin assessment documented Resident #17 had a stage I pressure ulcer to his right heel. The wound measurements were 1.0x0.4x0.0. No drainage was noted. Wound bed was red and almost healed. No odor was present. The wound bed was cleaned and sure prep (ointment) was applied. Resident #17's heel was placed in a soft heel protector. On 4/27/23 at 10:03 p.m. a skin assessment documented a new SDTI to Resident #17's left heel that measured 2.5x2.0x0.0. On 5/3/23 at 11:45 a.m. a skin assessment documented a SDTI still present to Resident #17's left heel and a new stage 1 pressure wound to his right intergluteal cleft. On 5/4/23 at 10:23 p.m. a skin assessment documented a SDTI still present on the resident's left heel and a stage 1 pressure wound was still present on his right intergluteal cleft. On 5/11/23 at 9:22 p.m. a skin assessment documented a SDIT was still present on the resident's left heel and a stage 1 pressure wound was still present on his right intergluteal cleft. On 5/18/23 at 6:38 p.m. a skin assessment documented a SDIT was still present on the resident's left heel and a stage 1 pressure wound was still present on his right intergluteal cleft. On 5/25/23 at 9:35 p.m. a skin assessment documented a SDTI was still present on the resident's left heel and a stage 1 pressure wound was still present on his right intergluteal cleft. On 6/1/23 at 1:58 p.m. a skin assessment documented a SDIT was still present on the resident's left heel and a stage 1 pressure wound was still present on his right intergluteal cleft. On 6/8/23 at 2 p.m. a skin assessment documented a SDIT was still present on the resident's left heel and a stage 1 pressure wound was still present on his right intergluteal cleft. On 6/12/23 at 7:42 p.m. a skin assessment documented Resident #17's pressure wound on his left heel had healed. The hard protective layer was removed and the skin underneath was pink and viable. No discoloration or pain was noted. On 6/15/23 at 1:40 p.m. a skin assessment documented Resident #17's pressure wound on his left heel had healed. Sure prep (ointment) was applied to his left and right heel for preventative reasons. The nurse kept the resident's heel protector on his left heel until the tissue was no longer soft. No pain was noted and the resident handled the care provided well. The nurse provided education on heel floating (having heels kept off of surfaces) while in bed and his heel protector. The wound on his right intergluteal cleft was documented as a stage 2 pressure wound. Measurements were documented as 0.7x0.7x0.0. The wound was cleaned and opti-foam (bandage) was applied to the wound. Resident #17 had a pressure wound documented on his coccyx (tailbone) and the measurements were 1.5x0.8x0.0. Opti-foam was applied to wound on his coccyx. The peri area of the wounds were red and viable. No pain was documented and the resident did not complain of treatments. The nurse re-educated the resident on his wounds and treatments for them. -The facility failed to have an updated care plan for Resident #17's pressure wounds or treatments that were needed to treat/prevent the wounds from reoccurring. Based on observations (see above) the facility was not implementing intervention/preventative measures with his history of pressure ulcers. IV. Staff interviews Certified nurse aide (CNA) #1 was interviewed on 6/15/23 at 8:40 a.m. She said if she saw any sort of skin impairment she notified the nurse of it. Nurse aide (NA) #3 was interviewed on 6/15/23 at 9:14 a.m. NA #3 said pressure ulcers occurred due to staff not implementing measures put in place, such as heel protectors or floating heels. She said treatment for residents with pressure ulcers were inconsistent among the nurses. She said care plan interventions for prevention of resident pressure ulcers were not consistently followed. She said pressure ulcers were only treated when they developed.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0742 (Tag F0742)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews the facility failed to ensure one (#10) of two residents reviewed for approp...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews the facility failed to ensure one (#10) of two residents reviewed for appropriate mental health services out of 24 sample residents received proper treatment and services to attain their highest practicable mental and psychosocial well-being. Specifically, the facility failed to: -Ensure alternative services were offered, besides only therapy when the resident refused it; -Assist the resident with positive coping skills and ensure staff members knew what positive coping skills versus negative coping skills looked like; and, -Ensure the care plan reflected the services for the resident's needs and how staff could better assist with her mental well-being. Findings include: I. Resident status Resident #10, under age [AGE], was admitted on [DATE]. According to the June 2023 computerized physician orders (CPO), diagnoses included major depressive disorder, bipolar disorder and dissociative and conversion disorder. The 4/1/22 minimum data set (MDS) assessment showed Resident #10 had no cognitive impairment from a brief interview for mental status (BIMS) assessment completed with a score of 15 out of 15. She had verbal behavioral symptoms directed towards others (threatened others, screamed at others and cursed at others) and she wandered. II. Resident interview Resident #10 was interviewed on 6/14/23 at 1:02 p.m. She said she self-isolated due to I get angry around too many people, as long as I am in here (in the bedroom) they (the other residents) are safe and I do not get in trouble. Resident #10 explained she yelled a lot when she was angry and the facility was helping by doing the bare minimum. She said she did not want therapy but would vent to the nursing home administrator (NHA) and administrative assistant (AA) when they were available to listen. She enjoyed being able to vent to the NHA and AA but they appeared busier and she was unable to meet with them. Resident #10 said she was happy with her medication regimen because she had a say in what she received. Resident #10 said she slept a lot and stayed in her room due to her mental illnesses. She stated she had verbal outbursts and made threats in the heat of the moment too. She preferred to vent to someone she knew versus a psychiatrist or therapist. She said she tried to keep her mind busy by isolating herself in her room since she had no other options that interested her. III. Record review According to the care plan, initiated on 9/26/18 and last revised on 7/8/22, Resident #10 was independent in meeting her emotional, intellectual, physical, and social needs. One focus care planned for Resident #10 was that she had behavioral issues related to resisting care, verbal aggression, excessive sleeping (slept all day and up all night) and refused medications at scheduled times. Resident #10's condition placed her at risk of being abused and abusing other residents. This focus area was initiated on 10/16/2020 and last revised on 5/18/22. The facility implemented the following interventions for her behavioral issues: -One-to-one redirection when agitated (initiated on 4/30/21); -15-minute checks every shift for safety and as needed (initiated on 4/27/21 and revised on 1/11/23); -Administer medications as ordered. Monitor for/document for side effects and effectiveness (initiated on 10/16/2020); -Assist to develop more appropriate methods of coping and interacting by communicating with staff. Encourage to express feelings appropriately (initiated on 10/16/2020 and revised on 10/16/2020); -Be aware of triggers and which of her behaviors may trigger other residents around her. If any behaviors are observed, engage in activities of choice, assess for pain or other physical needs, offer food or fluids, provide items of comfort, etc (initiated on 10/16/2020); -Caregivers are to provide opportunities for positive interactions and attention. Stop and talk with him/her as passing by (initiated on 10/16/2020); -Explain all procedures before starting and allow her a few minutes to adjust to changed (initiated on 10/16/2020 and revised on 10/16/2020); -If reasonable, discuss the resident's behaviors and explain/reinforce why her behavior is inappropriate and/or unacceptable to her (initiated on 10/16/2020 and revised on 10/16/2020); -Intervene as necessary to protect the rights and safety of others. Approach/speak in a calm manner. Divert attention. Remove from the situation and take to an alternate location as needed (initiated on 10/16/2020); -Resident #10 enjoys to play games on Ipad or visit with staff reminiscing about family and animals (initiated on 4/30/21); -Monitor behavior episodes and attempt to determine underlying cause. Document behavior and potential causes (initiated on 10/16/2020); -Praise any indication of progress of improvements in behavior (initiated on 10/16/2020 and revised on 10/16/2020); and, -Provide a program of activities that is of interest and accommodates her status (initiated on 10/16/2020 and revised on 10/16/2020). Another focus care planned for Resident #10 documented she had a mood problem related to bipolar disorder and discharge was not indicated because she needed more assistance with daily care (initiated on 3/4/21 and revised on 7/7/22). The goal was documented as Resident #10 would have improved mood, calmer appearance, no signs or symptoms of depression, anxiety or sadness; and no anger or yelling episodes through the next review date of 4/17/23. -However, the care plan was not updated since 7/7/22. Resident #10's mental illness care plan documented she used psychotropic medications related to diagnoses of bipolar disorder and dissociative and conversion disorders. The medications utilized were listed as seroquel (an antipsychotic) and duloxetine (antidepressant). The goal was the resident would be free of psychotropic drugs related to complications like a movement disorder, discomfort, hypotension, gait disturbance, or cognitive/behavioral impairment through the next review date. This was initiated on 12/3/2020 and revised on 4/13/22. The goal date was set to be reviewed on 4/17/23. -However, the facility had not updated the care plan since 7/7/22. -The facility failed to implement a care plan that specifically guided caregivers on what Resident #10's triggers were, what type of reinforcement needed to be provided, guidance on positive and negative coping skills, how the facility helped the resident recognize positive coping skills, what Resident #10's diagnoses meant, what potential behaviors looked like besides yelling and angry outbursts. Guidance was not provided to caregivers for excessive sleeping and activities (outside of participation in independent activities in her bedroom) or programs were not documented in the resident's medical record. IV. Staff interview Nursing aide (NA) #3 was interviewed on 6/15/23 at 9:14 a.m. She stated the facility did not handle mental illness or Resident #10's behaviors adequately. Some staff would not explain what care tasks they needed to complete with Resident #10 and it increased her verbal aggression and verbal threats of aggression.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Safe Environment (Tag F0584)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations and interviews, the facility failed to ensure residents had safe, clean, comfortable and homelike environm...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations and interviews, the facility failed to ensure residents had safe, clean, comfortable and homelike environments in two of two resident hallways and one of two shower/tub rooms. Specifically, the facility failed to ensure: -Resident rooms were clean and in good repair; -Resident rooms were stocked with clean bath linens; -Room temperatures were maintained for resident comfort; -The shower room was safe, clean and in good repair; and, -The bath tub was in working order and available for resident use. Findings include: I. Facility policy and procedure Although requested on 6/15/23 from the maintenance director, the facility did not provide policies related to general maintenance, housekeeping or linens. II. Observations The following was observed during the initial tour of the facility beginning at 12:35 p.m. on 6/12/23: A. East Hall room [ROOM NUMBER]: The temperature felt warm. room [ROOM NUMBER]: The closet smelled of urine, there were no linens in the room. The room temperature felt hot. room [ROOM NUMBER]: The floor was sticky with a yellow hue and the room smelled of urine. The bathroom floor and sink had spots and smudges and no linens were in the room. There were two televisions side by side. One television had no sound and words across the screen and the other television was loud. The resident by the window said the room was too noisy because of his roommate's television, his own television did not work and he could not find the remote. room [ROOM NUMBER]: The temperature felt hot. room [ROOM NUMBER]: The temperature felt hot and only one hand towel was in the bathroom. room [ROOM NUMBER]: There were no linens in the room and the room temperature felt hot. room [ROOM NUMBER]: There was one hand towel and one washcloth for two residents. The room temperature felt hot. B. [NAME] Hall room [ROOM NUMBER]: The room temperature felt warm and the resident's window had no screen. C. Additional observations 6/13/23 at 9:11 a.m. room [ROOM NUMBER] smelled of urine and the floor was sticky and had a yellow hue. At 9:08 a.m. the temperature in room [ROOM NUMBER] felt hot. At 1:21 p.m. the temperature in room [ROOM NUMBER] felt hot. Throughout the survey, conducted from 12:30 p.m. to 6:00 p.m. on 6/12/23, and from 8:00 a.m. to 6:00 p.m. on 6/13, 6/14 and 6/15/23, it was observed throughout the facility that residents did not consistently have towels and washcloths in their rooms. Some rooms had no linens at all, only soap and paper towels. The shared rooms did not have sufficient linens according to observations during the survey. III. Resident interviews Resident #25 was interviewed on 6/12/23 at 1:53 p.m. He said his room was too warm and he would like something done about it. Resident #16 was interviewed on 6/12/23 at 2:22 p.m. He stated if he needed linens he had to call staff and request more linens. Resident #26 was interviewed on 6/12/23 at 2:50 p.m. She said her room was so hot, she had to borrow a fan from another resident. She said she had complained to staff about the temperature of the room but was told that she just needed to go along with it. She said she had brought a small air conditioner but was waiting to have it installed in her window. She said she has to keep her door and window open for the airflow. She said her window did not currently have a screen in it. She said she was concerned that bugs may come into her room. The resident's window was observed not to have a screen. Resident #6 was interviewed on 6/12/23 at 4:35 p.m. She stated her room was 63 degrees Farenheit in the winter and she was freezing. Now the temperature is too warm and I have to use a fan. She stated she had to purchase a window air conditioner and the facility would be installing it soon. Resident #30 was interviewed on 6/13/23 at 9:08 a.m. He had two fans going in his room. He said his room got very hot during the day. Resident #30 said he had told staff that his room was too hot. He said staff told him that they had the ability to cool the facility but then other residents would be too cold. He said he had to get his own fans for the room to help cool it down. Resident #13 was interviewed on 6/13/23 at 1:03 p.m. She said her room gets really hot, especially if she had to close her door. Resident #3 was interviewed on 6/13/23 at 1:21 p.m. She said she liked to have her door closed but when the door was shut, her room got too hot. The resident requested the door be left partially open after the interview. IV. Resident group interview The resident group interview was conducted on 6/13/23 at 9:45 a.m. with five interviewable residents: #6, #11, #13, #24 and #25. Several residents said the facility did not provide sufficient towels and washcloths in their rooms. Resident #13 said she used her own towels and washcloths from home because she had asked for them and did not receive them from the facility. Resident #11 said she had one small towel in her room but no washcloths. Resident #24 said, There seems to be a problem with sufficient linens. Regarding room temperatures, several residents said their rooms were too hot. Resident #6 said she just got her air conditioner installed that morning. Resident #25 asked how she got it and Resident #6 said she bought it herself. Resident #25 said the first thing people said to him when they visited him was, Is your room always this hot? Resident #11 said if she kept her door shut her room got too hot. Resident #25 said the heating system was the problem: You can open the windows and it won't change the balance of the heat and cold. Resident #11 said it was cool in the hall but not in the rooms. V. Staff interviews A housekeeper was interviewed on 6/12/23 at 1:54 p.m. She said the resident rooms were warm and she was not sure if the maintenance department had adjusted the thermostat. The maintenance director was interviewed on 6/14/23 at 9:30 a.m. He said he would install window air conditioner units in Resident #25's and Resident #3's rooms within the next hour and a half. He said he would also explore ways to turn off the heat during the day and back on at night or move the thermostat location so the heater would not be triggered by the swamp cooler vents, for the comfort of all the residents. During a follow-up interview at 10:00 a.m. he said the better solution was to turn down the thermostat to 60 degrees so it would not kick on during the day and would kick on at night for resident comfort since it was still getting down to 44 degrees at night. He said he did not have an ambient thermometer to measure the temperatures in residents' rooms. IV. Environmental tour observations and interviews The environmental tour was conducted on 6/15/23 at 9:00 a.m. with the MSD who was in charge of maintenance and housekeeping in the facility. room [ROOM NUMBER] The room was very hot and the newly installed air conditioner (AC) window unit was set at 90 degrees. The maintenance director (MSD) turned it to high cool when the resident said his room was too warm. The MSD said he did not have an ambient thermometer to check the room temperature. The two baseboard wall heater units were warm to the touch and the MSD said the heat was on because it was still 55 degrees outside. The MSD explained to the resident how to control the temperature in his room using the window AC unit. The resident told the MSD, They have one bath tub here and it isn't working. The MSD confirmed it was not working, and said the mechanisms that sealed the tub were badly damaged. The lock that locked the tub down was stripped and broken. The MSD said the estimated time on getting the tub repaired was two to three weeks. The resident reiterated, It's the only tub and it's broken. The resident said he could not use the showers (see observation of the shower below). Regarding the resident complaints about room temperatures being too hot, the MSD said the facility boiler was repaired around January 2023 to keep room temperatures comfortable when it was 38 degrees below zero outside. The MSD said the facility established temperatures were a problem when the therapy room was too cold at 68-69 degrees. He said the only ambient thermometer they had was in the therapy room. To ensure residents' rooms were comfortable, he said he was now installing AC units for residents who were too hot. He said residents should not have to pay for their own AC units or fans. He said he was going to install programmable thermostats next week so the heat would go on at night when needed, and go off during the day when needed. room [ROOM NUMBER] There was one hand towel and one washcloth for the two residents who lived in this room. The MSD said each resident should have a bath towel, hand towel and washcloth which staff should be checking and replacing at least once daily. room [ROOM NUMBER] The floors in the room and the bathroom were sticky underfoot. The bedside tables were soiled with dried fluids. There were no linens in the bathroom, only paper towels. There was one used, wadded and visibly soiled washcloth on a bedside table. The blinds did not close. The resident by the window was sleeping and the resident by the door said the blinds needed to be repaired because he did not like being on display especially at night when the lights were on in their room. Their room faced the front lawn and the street. The resident said it had been that way since he moved in a month ago. The MSD acknowledged the concerns and said the housekeeping staff needed to pay more attention to detail. He said he would replace the blinds. room [ROOM NUMBER] There were no towels or washcloths in the room or bathroom. One resident was sleeping and the other resident said the room was too hot. The MSD acknowledged the concerns and said their plan to repair the thermostat and provide AC units for resident rooms should help alleviate the problem. room [ROOM NUMBER] There were two bath towels and one hand towel in the room where two residents lived. The MSD said the linen situation was better than in some rooms but not what the residents should have. room [ROOM NUMBER] There were no towels or washcloths in the room where two residents lived. Two unlabeled, undated urinals were hanging from the towel racks in the bathroom, one had a black substance in the bottom. One of the residents was in the room lying on his bed. He said he used paper towels to wipe his face. room [ROOM NUMBER] There were washcloths and two hand towels on the same rod. The resident said she shared the towels with her husband, who was her roommate. She said she had to use her own towels from home because the staff forgot to provide clean bath linens. The white window blinds were soiled with dark fingerprints and stains, and the wall near the head of the resident's bed by the window was damaged and needed touch-up paint. room [ROOM NUMBER] The resident in this single occupancy room said she got a window AC unit in her room yesterday and it was wonderful and her room was cool. However, she said her fan needed to be cleaned and it was observed to be covered with dusty. The MSD said he would take it to the shop and clean it for her. room [ROOM NUMBER] There was only one hand towel for the two residents who lived in the room. One of the residents said the room was too hot right now, which was observed. The MSD said the programmable thermostat and maybe adding an air conditioner would help. The resident said the internet and phone service were a problem in this room. The MSD responded they had put something in place, but the resident responded, It doesn't work. The MSD said, It's been mentioned. room [ROOM NUMBER] The resident by the window said her room was hot and asked the MSD to turn on the window AC unit that the MSD had installed two days ago. The resident pointed out that her window coverings needed to be adjusted because the area above the newly-installed AC unit left half her window exposed. Her window faced the front yard and the street. The MSD said they would install curtains above the AC units so the windows would not be exposed. East hall shower room There were broken tiles at the entrance and by the drain where a resident could cut their toe. A black substance covered the bottom edges of the shower, where caulking was missing. The privacy curtain was soiled at the top and had a two-inch diameter brown spot in the middle. There was a gallon of disinfectant on the floor. The door to the sharps container on the wall was hanging open creating a safety hazard, as the container was full of disposable razors and could have fallen from the wall. The director of nursing (DON) was notified at 11:00 a.m. She removed the sharps container and instructed staff not to use the shower room until it was repaired. She said she thought the shower room needed to be completely redone. The MSD said he would repair it all. The MSD said their plan of correction would address all the concerns above in a timely manner. He said they used the TELS system where staff could notify him of concerns, but other than the room temperature issues, none of the above concerns had been brought to his attention via the TELS system. He said for housekeeping issues they had used more detailed checklists in the past and may need to go back to that. He said he would work on addressing as many of the AC window unit and privacy issues as soon as possible that day. He said they would do a linen audit to ensure residents had sufficient clean bath linens in their rooms available to them, because they had plenty of linens. We will address all these items in our plan of correction.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0659 (Tag F0659)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, record review and interviews, the facility failed to ensure that services provided or arranged are deliver...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, record review and interviews, the facility failed to ensure that services provided or arranged are delivered by individuals who have the skills, experience and knowledge to do a particular task or activity which included proper licensure or certification. Specifically, the facility failed to ensure nurse aide (NA) #1 and NA #2 had the appropriate certifications to perform scheduled tasks for resident care. Findings include: I. Record review The employee list was provided by the nursing home administrator (NHA) on [DATE] at 4:00 p.m. According to the employee list nurse aide (NA) #1 was a certified nurse aide (CNA). The employee list identified NA #2 as a NA. The [DATE] nursing staff working schedule was provided on [DATE] by the facility. The nursing staff schedule identified NA #1 worked as a CNA on [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE] and [DATE]. The nursing staff schedule identified NA #2 was scheduled as a CNA. NA #2 worked on [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE], [DATE] and [DATE]. According to Colorado Division of Professions and Occupations, NA #1's CNA license expired on [DATE] and NA #2 did not have a CNA license in the State of Colorado. II. Staff interview NA #3 was interviewed on [DATE] at 9:14 a.m. NA #3 said she had been asked to perform CNA tasks when she had not been fully trained and was not certified for. She said she was afraid to fail her skills test to become certified because she had not been fully trained. The director of nursing (DON) was interviewed on [DATE] at 4:40 p.m. She said she was responsible for checking when licenses/certifications were about to expire and let the nurse/CNA know of the expiration date so it could be renewed. The DON said she missed the expiration date of NA #1 and was not aware NA #1's license had expired until [DATE], during the survey. The DON said NA #1 has been scheduled and completed duties as a CNA after her certification had expired. The DON said NA #2 had failed her skills certification test twice and was scheduled to take the test a third time. The DON said because she was scheduled to retest she could continue to perform duties as a CNA. She said NAs had 120 days from the time they get their NA certificate, to become a certified nursing aide. The DON said both NA #1 and NA #2 were suspended, effective [DATE]. She said she needed a better system to check nursing staff licenses/certifications and was working on putting a new plan in place. She said she would do a complete nursing staff audit and start a tracking system. She said she would have a second verifier to make sure the licenses/certifications were up to date.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Infection Control (Tag F0880)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to maintain an infection control program designed to pr...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to maintain an infection control program designed to provide a safe, sanitary and comfortable environment to prevent the development and transmission of communicable diseases and infections for residents. Specifically, the facility failed to ensure: -Ensure staff offered residents hand hygiene appropriately; and, -Ensure proper hand hygiene standards were followed by staff during dining service. Findings include: I. Facility policies and procedures The Handwashing and Hand Hygiene policy, revised August 2019, provided by the nursing home administrator 6/15/23 at 3:07 p.m. read in part: This facility considers hand hygiene the primary means to prevent the spread of infections. 1. All personnel shall be trained and regularly in-serviced on the importance of hand hygiene in preventing the transmission of healthcare-associated infections. 2. All personnel shall follow the hand washing/hand hygiene procedures to help prevent the spread of infections to other personnel, residents, and visitors. Use of alcohol-based (ABHR) hand rub containing at least 62% alcohol; or, alternatively, soap (antimicrobial or non-antimicrobial) and water for the following situations: -Before and after direct contact with residents; -After contact with a resident ' s intact skin; -After contact with objects (e.g. medical equipment) in the immediate vicinity of the resident; -Before and after eating or handling food; -Before and after assisting a resident with meals. II. Observations On 6/12/23 at 12:40 p.m. an unidentified nurse aide (NA) was observed sitting between two residents and assisting them with eating. She wiped off a resident ' s mouth and used her same hand to pick up the spoon of the other resident and assisted her without sanitizing her hands in between residents. On 6/12/23 at 12:45 p.m. staff were observed passing out room trays. There were no hand wipes on the trays and staff stated they would have to find them in the kitchen. The residents were not offered hand hygiene at the time of room tray service. At 12:50 p.m. in the dining room, an unidentified certified nurse aide (CNA) was observed assisting two residents to eat and was touching her own face and hair in between assisting the residents without using alcohol-based hand rub (ABHR) in between assisting each resident. The CNA was observed gripping the top of the cup to assist the resident to drink. She assisted another resident at the table to eat and did not perform hand hygiene after assisting the previous resident. At 12:55 p.m. the same CNA opened a nutritional supplement bottle, unwrapped a straw, touched the drinking surface of the straw and began to assist a resident to drink without first performing hand hygiene. At 12:58 p.m. the CNA opened a nutritional supplement bottle, unwrapped the straw and held it in her hand before inserting it into the bottle and assisting the resident to drink. No hand hygiene was observed beforehand. She threw the straw paper in the trash and used ABHR on the wall after assisting the resident. She assisted a resident with a bite of food and offered a drink while holding the straw at the drinking surface with her fingers. She then offered food to another resident and assisted him with a drink without performing hand hygiene in between assisting residents. She pushed his plate away, picked up trash from the table, wiped the surface of the table with her hand, touched her hair and face, then assisted a resident at the table to eat with a spoon. No hand hygiene was observed after she cleaned the table with her hand. She then continued to alternate between feeding the two residents at the table without performing hand hygiene in between each resident. Resident room tray deliveries were observed during the breakfast meal on 6/14/23. The following breakfast trays were delivered by the dietary aide (DA) #1 and the registered dietitian (RD). -At 8:33 a.m. two room trays were delivered to the residents in room [ROOM NUMBER]. The residents were not offered hand hygiene before they were offered their breakfast. -At 8:35 a.m. one room tray was delivered to the resident in room [ROOM NUMBER]. The resident was not offered hand hygiene before he was offered his breakfast. -At 8:36 a.m. two room trays were delivered to the residents in room [ROOM NUMBER]. The residents were not offered hand hygiene before they were offered their breakfast. -At 8:40 a.m. one room tray was delivered to the resident in room [ROOM NUMBER]. The resident was not offered hand hygiene before she was offered her breakfast. -At 8:44 a.m. one room tray was delivered to the resident in room [ROOM NUMBER]. The resident was not offered hand hygiene before she was offered her breakfast. -At 8:46 a.m. one room tray was delivered to the resident in room [ROOM NUMBER]. The resident was not offered hand hygiene before she was offered her breakfast. -At 8:48 a.m. a certified nurse aide (CNA) delivered a room tray to a resident in room [ROOM NUMBER]. The resident was not offered hand hygiene before she was offered her breakfast. At 8:53 a.m. DA #1 was observed preparing the delivery of three room trays in the kitchen. The DA scratched the side of her nose and proceeded to cover each plate with plate covers, touch the ice scoop, pour coffee in mugs, cover the tops of the beverages with small plastic bags/sleeves and place napkin rolled utensils on the trays. The DA placed the three room trays on the cart for room delivery in the [NAME] hall. The DA performed hand hygiene with ABHR when she entered the hallway. At 12:36 p.m. a CNA assisted two residents with eating and did not perform hand hygiene in between each resident. The CNA used a napkin to wipe a resident ' s mouth and then used the same hand to pick up a utensil and give a bite of food to another resident without performing hand hygiene. On 6/15/23 at 12:03 p.m. kitchen staff were serving bowls with their thumbs on the top edges. At 12:06 p.m. a CNA was observed wiping her hands on her pants while feeding two residents and did not perform hand hygiene between residents or after wiping her hands on her pants. III. Resident interviews Resident #6 was interviewed on 6/15/23 at 1:17 p.m. She said staff were not consistent in offering residents hand wipes or encouraging hand hygiene before meals unless the facility had a COVID outbreak. Resident #26 was interviewed on 6/15/23 at 1:23 p.m. Resident #26 was observed eating lunch in her room. She said she was not offered or encouraged before she was provided her meal. She said eats in her rooms sometimes but was only encouraged to clean her hands when she ate in the dining room but not when she ate in her room. IV. Staff interviews Nursing aide (NA) #4 was interviewed on 6/14/23 at 5:37 p.m. She said residents who eat in their rooms should be offered hand hygiene before they eat. The director of nursing (DON) was interviewed on 6/15/23 at 10:54 a.m. She stated staff should be using hand hygiene between serving each resident and after they touched any objects while assisting the resident to eat. Staff should offer residents handwashing or hand sanitizer prior to dining service. She stated she performed rounds to ensure hand hygiene protocol and procedures were being followed. She stated staff were provided hand hygiene training annually. She stated she would look for documentation for staff in-service and training, but did not usually document on the spot education for hand hygiene. She stated she would arrange further hand hygiene training for staff. CNA #1 was interviewed on 6/15/23 at 1:13 p.m. She said residents in the dining room should have hand hygiene provided to them before and after meals with hand wipes or ABHR. She said was not sure when residents who eat in their rooms were offered hand hygiene. She said some of the residents were independent and could perform their own hand hygiene. The RD was interviewed on 6/15/23 at 1:26 p.m. The RD identified herself as the current dietary manager. The RD said staff should perform hand hygiene before meals, between resident meal assistance and anytime they touch potential contaminated surfaces, to avoid potential cross-contamination. The RD said staff perform hand hygiene before and after entering resident rooms. She said residents should be offered hand hygiene before they are served their meal. The RD said residents were offered hand hygiene when the residents entered the dining room to eat. She said she did not know when residents were offered hand hygiene in their rooms. She said all residents should be offered hand hygiene. The RD said the kitchen staff had been responsible for delivering the breakfast and lunch room trays to the residents for the last two to three months. She said the CNAs used to pass out the room trays. The RD said the kitchen staff rely on nursing staff to assist and offer hand hygiene for residents before meals in the dining room and in the resident rooms. Observations of inconsistent hand hygiene were shared with the RD. She said she would collaborate with the nursing department to create a plan to improve staff and resident hand hygiene. She said the facility could look at placing ABHR at each table or offering staff pocket sized/personal ABHR for use in the dining room when assisting residents. The RD said she would look at hand wipes packets to be placed on the room trays for residents eating in their rooms. The RD said all staff received inservice training on the importance of hand hygiene. The RD said the dietary staff was trained to perform hand hygiene anytime their hands were visibly soiled, enter the kitchen, change a task, deliver meals or touch potentially contaminated surfaces such as anything on the face, body or skin. The RD said she would continue to review hand hygiene with the kitchen staff. She said she conducted a meal observation of the meals monthly, but could start weekly observations to ensure staff were following appropriate infection control practices. DA #1 was interviewed on 6/15/23 at approximately 1:45 p.m. The DA said the kitchen staff did not offer hand hygiene to residents when they delivered meals. She said she thought the nursing staff would provide the residents with hand hygiene. She said the kitchen staff ' s focus was to deliver the food timely so the food could maintain appropriate temperature. The DA said she had not been trained to offer or assist residents with hand hygiene when she passed room trays. She said she just delivered the room trays. DA #1 said she should perform hand hygiene anytime she touched potentially contaminated surfaces, including her face, when handling resident meals.
Apr 2022 13 deficiencies 1 IJ (1 affecting multiple)
CRITICAL (K)

Immediate Jeopardy (IJ) - the most serious Medicare violation

Free from Abuse/Neglect (Tag F0600)

Someone could have died · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to protect seven of seven residents (#19, #25, #10 and ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review and interviews, the facility failed to protect seven of seven residents (#19, #25, #10 and four residents who asked to remain anonymous) out of 29 sample residents, from resident-to-resident abuse that contributed to the residents experiencing emotional and psychological harm. This deficiency was cited previously during a recertification survey on 3/25/21. Although the facility corrected the deficiency, based on the findings below, the facility has not maintained compliance with this regulatory requirement. Specifically, the facility failed to protect the residents from repeated instances of verbal and mental abuse by Resident #19. Interviews revealed a pattern of abusive behavior including threats of retaliation by Resident #19 toward other residents which contributed to residents feeling fearful, helpless, isolated, anxious, and stressed. Residents reported Resident #19's abusive behavior toward them triggered prior mental health conditions and a feeling that they needed to physically protect themselves against Resident #19. The facility's failure to recognize the harm created by Resident #19's abusive behavior toward the residents and its failure to develop and implement an effective response created an immediate jeopardy situation of further abuse and resident harm if steps were not taken to immediately correct the situation. Further, the facility's ineffective response contributed to resident distrust and fear of retaliation by both Resident #19 and staff if their concerns were made known. Cross-reference F742 Failure to provide behavioral/mental health services resulting in psychosocial harm. Findings include: I. Immediate jeopardy A. Findings of immediate jeopardy Interviews revealed the facility failed to protect residents from repeated instances of verbal and mental abuse by Resident #19. Interviews revealed a pattern of abusive behavior including threats of retaliation by Resident #19 toward other residents which contributed to residents feeling fearful, helpless, isolated, stressed, and anxious. The Resident Council president, Resident #25, reported that Resident #19 called residents derogatory names (stupid, dumb, old man, thief, and obscenity, obscenity and obscenity, and repeatedly cursed at facility residents. Resident #25 said she was scared to death of Resident #19 and was fearful of physical harm. She said when Resident #19 yelled at her, she just wanted to hide in a corner. Resident #25 said, as the Resident Council president, she felt helpless and did not know what to do. Additional resident interviews confirmed Resident #19's abusive behaviors, including threats of physical harm, and their feelings of isolation and fear. The facility, despite knowledge of Resident #19's abusive behaviors, failed to develop effective preventive interventions, thereby subjecting the residents to on-going abuse. On [DATE] at 4:05 p.m., the nursing home administrator (NHA) and director of nursing (DON) were informed that the facility's failure to take steps to protect Residents #25, #10, four residents that asked to remain anonymous, as well as Resident #19, from known abusive behavior by Resident #19, created an immediate jeopardy situation that placed the residents at risk for serious harm if the failures were not immediately corrected. B. Interim plan to ensure resident safety On 4/20/22 at 5:25 p.m. the NHA implemented an interim plan to ensure the safety of all residents until a formal, final plan could be submitted on 4/21/22. The facility immediately initiated ongoing one-to-one supervision of Resident #19. C. Facility plan to remove immediate jeopardy On [DATE] at 4:44 p.m. the facility submitted its final plan to remove immediate jeopardy. The plan read: 1. Facility initiated one-on-one oversight of Resident #19 on 4/20/2022 at approximately 4:40 p.m. This will continue indefinitely. All staff will be educated prior to providing one-on-one care in the following areas: a. Safety of all residents, including Resident #19. b. Redirection options. c. De-escalation of verbal outbursts. 2. All staff will be educated by 4/22/2022 on specific redirection techniques, that include: a. Redirection away from the immediate area. b. If the resident refuses to leave the situation, offer activities of interest, such as smoking or coffee, provide opportunities for positive interaction and attention. c. If appropriate, staff will discuss the resident's behavior and remind the resident when inappropriate discussions occur, and ask the resident about her rock collection. 3. The facility has reached out to the quality improvement organization (QIO) for guidance. A meeting with several team members from the QIO have been scheduled for 4/22/2022 at noon. 4. Resident was visited by an outside mental health professional on 4/20/22 at approximately 7:20 p.m. without remark. Facility is waiting for documentation of the final report from this provider. 5. Behavior management education will be completed on all new hires and agency staff prior to working their first shift. 6. Facility has purchased cigarettes for Resident #19 and has initiated supervised smoking, per resident's request on 4/20/2022. Staff reports the resident enjoys smoking. 7. Resident 19's care plan was reviewed and updated on 4/21/22. Interventions currently in place include emphasizing positive aspects of compliance related to positive interactions with others, redirecting the resident when necessary, offering activities of choice, such as smoking/coffee. When the resident becomes agitated, attempt to intervene before escalation, and engage calmly in conversation. 8. The facility will complete a facility-wide audit to determine those negatively affected by Resident #19's actions. The facility will complete this facility-wide audit by 04/22/2022. This audit will be used to create the support-based group listed below and will include all residents who want to participate. 9. The facility will develop a support-based group compiled from facility-wide audits. Residents identified with reported trauma will be offered services outside the facility. D. Removal of immediate jeopardy On 4/21/22 at 5:20 p.m. the NHA and DON were notified that the facility's plan to remove immediate jeopardy was accepted based on the facility's plan to implement the measures above. However, deficient practice remained at H level, a pattern of actual harm. II. Facility policy and procedures The Preventing Resident Abuse policy, initiated 11/1/17, was provided by the NHA on 4/21/22 at 5:52 p.m. The policy read in part: All residents have the right to be free from abuse, neglect and misappropriation of resident property and exploitation. This includes but is not limited to freedom from corporal punishment, involuntary seclusion, verbal, mental, sexual or physical abuse, and physical or chemical restraint not required to treat the residents symptoms. As part of Resident Abuse Prevention, the administration will protect our residents from abuse by anyone including but not necessarily limited to: facility staff, other residents, consultants, volunteers, staff from other agencies, family members, legal representatives, friends, visitors, or any other individual . [Will] develop and implement policies and procedures to aid our facility in preventing abuse, neglect, or mistreatment of our residents. [Will] require staff training orientation programs that include such topics as abuse prevention, identification and reporting of abuse, stress management, and handling verbally or physically aggressive resident and behavior . identify and assess all possible incidents of abuse . [Will] establish and implement a QAPI (quality assurance plan of improvement) review and analysis of abuse incidences; [Will] implement changes to prevent future occurrences of abuse; and involve the resident council in monitoring and in evaluating the facility's abuse prevention program. The Resident Rights policy, revised August 2009, was provided by the NHA on 4/21/22 at 5:52 p.m. The policy read in part: Federal and state laws guarantee certain basic rights to all residents of this facility .Our facility will make every effort to assist each resident in exercising his/her rights to assure that the resident is always treated with respect, kindness, and dignity. III. Resident #19 A. Resident status Resident #19, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included toxic and Wernicke's encephalopathy (brain disease, damage or malfunction) major depressive disorder, anxiety, sleep disorder, and pain. The 2/8/22 minimum data set (MDS) assessment revealed the resident's cognition was moderately impaired with a brief interview for mental status (BIMS) score of 10 out of 15. The MDS identified the resident had inattention and disorganized thinking. Resident #19 required supervision for bed mobility, transfers, locomotion on and off the unit, personal hygiene, eating and toileting. The MDS indicated Resident #19 exhibited physical behaviors directed at others for one to three days during the MDS seven day look back period. According to the MDS, the resident also had verbal behaviors for four to six days out of the seven day look back period. The resident did not have rejections of care. B. Observation and interview 1. Prior to facility notice of immediate jeopardy On 4/18/22 at 5:55 p.m. during the evening meal service. Resident #19 was propelling herself in her wheelchair through the dining room. Resident #34 was yelling out in confusion for her dog. Resident #19 yelled back in a mocking tone, where's my dog, where's my dog. Resident #19 laughed and took herself outside to the courtyard. On 4/19/22 at 3:50 p.m., Resident #19 approached the surveyor in the hallway. The resident stated to the surveyor, Don't go in that room, he's a [vulgar term]. Licensed practical nurse (LPN) #3 looked at the resident and stated, that wasn't very nice. LPN #3 then said to the surveyor, This is what we have to deal with every day. On 4/20/22 at 4:17 p.m. Resident #19 was heard down the hallway yelling from her room, the words were not distinguishable. -At 4:18 p.m. Resident #19 exited her room and entered the dining room. Resident #19 stopped in the middle of an entrance point of the dining room. -At 4:19 p.m. Resident #10 attempted to navigate around Resident #19 to exit the dining room while in her wheelchair. Resident #10 accidentally bumped the foot peddle of Resident #19 because of the limited space available for her to pass. Resident #10 quickly apologized and backed up her wheelchair. Resident #19 told Resident #10, I wish you would stop running me over, you do it all the time. Resident #10 said she would go the other way and proceeded to propel herself to the other side of the dining room. Resident #19 said as she motioned to residents sitting at a dining table, You will probably just run over them, too. Resident #19 was interviewed on at 4/20/22 at 4:23 p.m. after she accused Resident #10 of running over her. She did not express interest in the interview or respond to questions. Resident #19 then focused her attention on the television show playing in the dining room. Resident #10 was interviewed on 4/20/22 at 5:01 p.m. Resident #10 said Resident #19 was always giving her a hard time. She said that was how Resident #19 was. She said sometimes it upset her but she was used to it. 2. After facility notice of immediate jeopardy On 4/21/22 at 9:48 a.m. the minimum data set coordinator (MDSC) sat in a chair across from the room of Resident #19. Resident #19's room door was closed. The MDSC said she was providing one-to-one supervision of Resident #19. On 4/21/22 at 3:40 p.m. Resident #19 was observed on 4/21/22 at 3:40 p.m. with the MDSC during her one-to-one supervision as she wheeled throughout the facility. Resident #19 was smiling, and talking to the MDSC. She was not focusing on other residents and seemed to enjoy the positive attention. IV. Resident interviews Although Resident #19 did not have any concerns with the facility, interviews with Residents #25, and four residents that asked to remain anonymous revealed they were frustrated, scared and fearful of Resident #19 and felt the facility did not know how to stop her verbal and physical aggression. A. Resident #19 was interviewed on 4/19/22 at 3:25 p.m. She said she had no concerns with the facility. B. Resident #25 was interviewed on 4/19/22 at 3:30 p.m. and again on 4/20/22 at 9:03 and 9:55 a.m. Record review revealed Resident #25, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included: cerebral infarction, low back pain, lack of coordination and post-traumatic stress disorder (PTSD). Review of her 2/12/22 MDS revealed the resident was cognitively intact with a BIMS of 15 out 15. Resident #25 identified herself as the Resident Council president. She said Resident #19 said rude things to residents in the facility and made fun of residents who could not defend themselves. Resident #25 said Resident #19 called her a obscenity and called others obscenity dumb, stupid and idiot. She said these were just some of words Resident #19 used against residents. Although she acknowledged this may affect residents differently, she said she had seen a resident cry because of Resident #19's behavior toward them. Resident #25 said she had to ask Resident #19 twice to leave a Resident Council meeting on 4/19/22. She said Resident #19 flipped her off and left, but returned to the meeting five minutes later, and called a resident and a housekeeper obscenities. Then, when lost and found clothes were brought before the residents for identification, Resident #19 called another resident a thief when he retrieved a clothing item. Resident #25 said she asked Resident #19 not to call the resident a thief and asked her, again, to leave the meeting. She said Resident #19 then said, You are all a bunch of obscenity. Resident #19 proceeded to call her an obscenity and left the meeting. Resident #25 said she was so flustered she couldn't continue reading the Resident Council minutes. She did not know what she should do. Resident #25 stated she was frantic and felt like she wanted to go into a corner and hide. Resident #25 said she got scared because she didn't know what to do if Resident #19 came after her. Resident #25 stated, It was bad enough to be called names, but Resident #19 threatens to beat people up. Resident #25 said about a year ago, Resident #19 had tried to hit her. She said she was backed in a corner and knew Resident #19 was coming directly for her. Resident #25 said she was trying to get out of Resident #19's way. She said her back was turned and then she heard another resident yell out to Resident #19 to stop. Resident #25 said that resident told her she saw Resident #19 raise her hand in an attempt to hit her. Resident #25 said she gets scared when people yell at her. She said it triggered an old trauma she had, stating that years ago, and had also experienced retaliation when she once reported a staff member. She stated she had PTSD from that incident and Resident #19 brought up those memories; she said she didn't want to experience retaliation again. Resident #25 said, again, that she was upset about Resident #19 attending the 4/19/22 Resident Council meeting. She said that even though the activity director (AD) and the activity assistant (AA) were at the Resident Council meeting, she was the one who had to tell Resident #19 to leave the meeting. Although the AD spoke to Resident #19, Resident #25 said she thought the AD really was not sure how to handle the situation because she was new to her position. Resident #25 said she thought she could handle the situation with Resident #19 until her behavior during the Resident Council meeting. She decided then that she'd had enough. She said the residents here were her family and Resident #19 was her family, too, but Resident #19 was out of control. Resident #25 said she was the Resident Council president and it frustrated her to no end that she could not control Resident #19's behavior in the meeting and could not protect the other residents in the meeting or at any time. Resident #25 said as the Resident Council president, she was supposed to be a resident advocate but she feels useless and does not know what to do about Resident #19's behaviors. She said it keeps occurring: Resident #19 acts out, she is told to leave and then she comes right back, even more angry, and then makes fun of everyone or continues to call them names. Resident #25 said Resident #19 was disruptive to others during the meals and bingo, too. She said staff remind the resident to not yell out obscenities but that was the only step staff took and it didn't seem to bother Resident #19 or change her behavior. Resident #25 said staff did not know what to do with Resident #19. Resident #25 said she has seen Resident #19 try to hit staff when asked to leave an area and she has seen staff rolling her backwards to her room as she swung at them. Resident #25 repeated that Resident #19 scared her. She said the resident constantly says she is going to beat someone up. Resident #25 said that, although she is a grown up, she still feels scared to death of Resident #19. She said when Resident #19's anger was directed at her, all she wanted to do was hide in a corner. She said it was really hard to have to feel that way all the time. Resident #25 said she told the DON on 4/19/22 that she felt scared and fearful of Resident #19. Resident #25 stated she told the DON about Resident #19 attending the 4/19/22 Resident Council meeting, what happened there, and how it made her feel. She stated the DON said, How come this only seems to come up when the State is here? Resident #25 said she told the DON that Resident #19 always calls people names, acts out in bingo, at meals used vulgar language and the certified nurse aides (CNAs) have to tell her that was not proper language. Resident #25 stated the DON asked her if she was afraid of Resident #19 and she said, Yes, I am scared of her. C. A resident that asked to remain anonymous was interviewed on 4/20/22 at 10:41 a.m. The resident stated s/he had numerous verbal altercations with Resident #19. S/he stated, She'll tell me she's going to beat me up and I'll tell her no you won't. The resident stated Resident #19 is always loud and cussing; the staff just tell her to lower her voice. The resident said it bothers her/him that Resident #19 is loud and yelling when her/his roommate is sleeping. The resident stated, but what can we do about it? What can you do about it? D. A resident that asked to remain anonymous was interviewed on 4/20/22 at 11:26 a.m. The resident stated Resident #19 had called her names. S/he stated, s/he just lets it roll off because that is just the way she is. E. Another resident was interviewed on 4/20/22 at 2:10 p.m. The resident requested to remain anonymous. The resident said s/he would like to know what was going to be done about Resident #19 who screamed and yelled all night. The resident said Resident #19 could be heard through the walls, yelling. S/he said Resident #19 screams and speaks nasty to people. The resident said s/he no longer talks to Resident #19 and said Resident #19 called her/him and everyone, names like obscenity. S/he said when family members hear the cursing, they do not want to come back to visit. The resident said her/his family was approached by Resident #19 when they were visiting the facility. Resident #19 came up to his/her family and said what the obscenity are you doing here. The resident said her/his family told her/him that the facility sounded like a crazy house. The resident said her/his family had not returned again to visit after that. The resident expressed s/he felt isolated, not having her/his family visit. The resident, referring to Resident #19, asked She won't find out, will she? She won't bother me, (if) she stays away. I'm not worried, I'm just saying somebody may tell her. S/he said Resident #19 was constantly talking about the residents' incontinent briefs and mocking them. Nobody would want to say anything, I guess they're scared or something. F. A resident was interviewed on 4/20/22 at 5:12 p.m. The resident requested to remain anonymous. The resident said the last time s/he spoke to the State, staff was upset with him/her. S/he said several staff would no longer even talk to her because s/he spoke to the State about facility concerns. The resident said s/he was scared to death that anything s/he said would have negative repercussions for her/him. The resident said the facility might try to kick her/him out of the facility. The resident said Resident #19 was very disruptive and destructive. The resident said s/he has seen Resident #19 knock items off the dining table when she was upset and she has been kicked out of bingo multiple times. The resident said staff do not know what to do with her; she is asked to leave the area and then she comes back minutes later. The resident said Resident #19 knew s/he had observed her aggression towards others and she has told her/him that s/he was next, putting her fisted hand into her other hand and re-creating a punching gesture. The resident said s/he had a cane that s/he would use to protect herself/himself against Resident #19, if necessary. The resident said s/he also has given a cane to another resident for protection against Resident #19. The resident said s/he had a bad heart and s/he felt the stress in the facility was going to kill her/him. V. Group Interview A resident group interview confirmed Resident #19 was confrontational, mean, cursed at them, tried to hit them and called them derogatory names. They indicated that the staff did not know how to handle the resident. They also feared retaliation by Resident #19 and staff. A resident group interview was conducted on 4/20/22 at 2:06 p.m. with five residents deemed interviewable by facility assessments. A. One of the residents said the council did not like the DON or NHA to be regularly involved in the council meetings because they (administration) might not like to hear what the residents have to say. She also did not want staff taking notes during the council meeting. She said residents have asked her not to share names when they complain in council about their concerns. The resident said she was concerned about staff getting mad at her for reporting grievances. She said she was concerned about staff retaliation because of a past trauma she endured when she reported a staff member years ago and he confronted her about the report. B. Another resident brought up the 4/19/22 Resident Council meeting. She confirmed that the activity director (AD) spoke to Resident #19 because she was cursing and very disruptive in the meeting, but Resident #19 continued the behavior after the AD spoke to her. The resident said she had a bigger voice than the AD so she told Resident #19 to get out. The resident said she did not know what else to do. C. All residents in the group interview expressed they were subject to direct confrontation with Resident #19, or had to hear her confront other residents. The residents in the group interview made the several statements regarding their feelings and interactions with Resident #19 and what it was like to have to live with her. Residents stated: - There are curse words included in every conversation with her. - She can be heard cursing at people in the hall. - She was out of control, calling people names and interrupting conversations. - She was everyone's pain. Sometimes she was nice, sometimes she was a b - When she calls me names, I just have to try to ignore it. - When she was being mean and calling people names, that was verbal abuse. The other residents agreed with the statement. - She felt frustrated, flustered and fearful because she had seen Resident #19 try to take hits at other people and she did not want to be in the midst of that. It's a worry about retaliation. from Resident #19. -Resident #19 will find out if we complain about her; my worry is that she will find out. VI. A frequent facility visitor interview confirmed Resident #19's abusive behavior toward other residents and residents' fear of her. A frequent facility visitor was interviewed on 4/20/22 at 3:15 p.m. She said Resident #19 wanted either good or bad attention from people. She said she had heard in the past of residents complaining about Resident #19's behavior and spoke to Resident #19, thinking her behavior could be reigned in. She said she had never seen her behavior first hand and when she did, it stunned her. The visitor explained she attended the recent Resident Council meeting when Resident #19 made a lot of noise. Resident #25 asked Resident #19 to remain respectful in the meeting and the AD spoke to Resident #19 twice, telling her if she continued to curse, she would have to leave. Resident #19 then called Resident #25 an obscenity. The resident left the meeting three times but continued to return. She flipped off Resident #25 and said I'm gonna kick somebody's obscenity. The visitor said the other residents handled the situation well. She said she thought the residents were afraid of Resident #19. She said to the best of her knowledge, Resident #19 had not hit anyone, but hearing the comments from the residents in the group interview (see above), maybe she had. The visitor said she was not aware until after hearing the residents' comments that Resident #19's behaviors also were at night, which could be quite disruptive. VII. Staff interview Staff interviews confirmed the facility was aware of Resident #19's aggressive behavior toward other residents but did not recognize the emotional and psychological harm residents felt as a result. Further, although staff were able to articulate interventions to address the resident's behavior, resident interviews (see above) and interview with the frequent facility visitor (see above) revealed these interventions were not effective in protecting the residents from Resident #19's abuse. A. The MDSC was interviewed on 4/20/22 at 11:31 a.m. The MDSC said all staff were responsible for checking in on residents when they were upset. She said she sometimes can hear Resident #19, loud and upset, from her office located outside of the dining room. She said when Resident #19 exhibits behaviors, staff try to keep residents safe by taking her out of the area, offering to sit and talk with her, offering to do her nails or redirecting her with coffee and by asking her what she needs. The MDSC said sometimes staff let her self-soothe but not when other residents were involved and at risk. B. The activity director (AD) was interviewed on 4/20/22 at 11:37 a.m. She said Resident #19 would blurt things out. The AD said on 4/19/22 during the Resident Council meeting, Resident #19 was loud and disruptive. The AD said she asked Resident #19 to leave the meeting and Resident #19 left but then came back moments later and called Resident #25 an obscenity. Resident #19 was asked to leave again but she returned and was again loud, rude and confrontational. The AD said Resident #19 called Resident #1 a thief. She said staff interventions to address Resident #19's behaviors were care planned. C. The social service director (SSD) was interviewed on 4/21/22 at 1:43 p.m. The SSD said part of her role was to provide emotional support for residents. The SSD said if residents were feeling down, she was always available to listen to them. She said she tried to get to know the residents. The SSD was asked about the plan to address Resident #19's behaviors. She said she has seen staff remove Resident #19 from the situation when her behaviors escalate. The staff try to give her space and explain to her that she can not call residents names, and walk her to her room. The SSD said they have tried offering Resident #19 mental health services but she has refused in the past. The SSD said they also make sure she does not have roommates. The SSD said residents have said Resident #19 yelled at them, but usually said it did not bother them. The SSD said she has asked the residents if they felt safe in the facility. She said no one has told her they did not feel safe and no one had mentioned they felt afraid. The SSD she said thought said residents were trying to cope with Resident #19. The SSD said that since (during the survey) the facility had learned the residents were expressing fear of Resident #19, the new plan moving forward was for Resident #19 to be assessed again by mental health services, to offer her medication to help her sleep better, and to give her smoking privileges back. Resident #19 would also be closely supervised for both her smoking and her interactions with other residents. She said Resident #19 has told her that she wants to be left alone and she wants to leave the facility. The SSD said the resident had been turned down for transfer by ten facilities in Colorado and because the resident had an interest in Texas, she would start looking at facilities there. The SSD said she would continue to communicate with residents and continue having residents complete abuse audit questionnaires. She said she routinely asked residents questions on abuse and would interview each resident at least quarterly. She said if she identified a concern, she would follow up with the DON. The SSD said if residents expressed concerns about a staff member, she would not share that information with the identified staff member but would refer it all the the DON. She said residents had completed abuse questionnaires between December 2021 and April 2022. According to the questionnaires, residents were interviewed regardless of their cognitive abilities. She said if residents expressed a concern but were not able to fully communicate their concern, she would ask staff if they were aware of any incidents and would monitor and track that resident's behavior, looking for changes. She said she would document the concern and findings. Review of abuse questionnaires revealed: -A 12/22/21 questionnaire was completed by Resident #25. The resident had said she did not feel safe and there was a lot of chaos. The SSD said Resident #25 did not share any more details. She said she did not follow up with the resident at a later time or have another staff member re-approach her. She said she did not document the concern other than in the questionnaire and was not aware if the resident was offered additional support related to her feelings of being unsafe. The SSD said it did not sound like it was an issue. -A 2/9/22 questionnaire was completed by Resident #26. According to the questionnaire, the resident was asked if she felt safe. Resident #26 said yes and no. The resident identified Resident #19, but the run ins have improved with the addition of another resident. Resident #26 was asked if she had feelings of being afraid. The resident responded she was weary of. The SSD said Resident [TRUNCATED]
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Deficiency F0692 (Tag F0692)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to ensure adequate nutrition and assistance to prevent ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to ensure adequate nutrition and assistance to prevent weight loss for one (#20) of five residents reviewed out of 29 sample residents. Resident #20 lost seven pounds over an eight day period, and experienced significant weight loss. Resident #20 had a 5% weight loss from 2/7/22 to 2/21/22 and a 7.5% weight loss from 2/7/22 to 4/19/22. The facility failed to assess and implement timely interventions, including dining assistance, to prevent the resident's significant weight loss. Findings include: I. Resident status Resident #20, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included atrial fibrillation; rheumatic disorders of mitral, aortic, and tricuspid valves; and diverticulosis of intestine. The 2/10/22 minimum data set (MDS) assessment revealed that a brief interview for mental status (BIMS) assessment was not completed as the resident was rarely understood. The MDS revealed the resident required set up help for eating (using utensils to bring food and liquid to the mouth and swallow food and liquid once the meal is placed in front of the resident) and did not indicate a weight loss. II. Observations On 4/19/22 at 8:52 a.m., the resident was in his room, slumped in his chair, with his bottom near the edge of the chair and his head was to the left side of the back of the chair. A breakfast plate was in front of him on his side table. The food appeared uneaten and the orange juice was full with plastic covering the top of the glass. At 12:20 p.m., the resident was observed in his room slumped in his chair with a lunch plate in front of him on his bedside table. The food plate was untouched and the beverage cups were still full. The nursing supervisor/registered nurse (NS) was observed going into the resident's room assisting him a bite of food. The resident did eat the bite; it was meat that looked like stew meat. The NS then left the resident's room. Ten minutes later at 12:30 p.m., the NS was observed going back into the resident's room and assisting him another bite of meat. The resident took that bite and ate the meat. The NS was observed leaving the room after that bite of meat. At 12:36 p.m. the resident was observed sitting in his room with his lunch plate about two feet in front of him on the bedside table. The resident's tray revealed only a few bites of food were eaten. The NS was observed walking into the resident's room. The resident told the NS he needed to use the restroom and after using the restroom, he would eat the rest of his lunch. The NS was observed asking a certified nurse aide (CNA) to take the resident to the restroom. At 12:53 p.m., the resident was observed in his chair drinking juice. There were a few more bites of food eaten. It appeared the resident ate about 25% of his meat and vegetables; the macaroni and cheese appeared untouched. On 4/20/22 at 8:52 a.m., the resident was in the dining room for breakfast. He was sitting in his wheelchair at a table. He had scrambled eggs, pancakes and bacon on his breakfast plate. The breakfast appeared uneaten. The NS was observed walking into the dining room and asked the resident, Are you going to eat? She then assisted the resident a bite of pancake. The NS was observed walking away to assist another resident and Resident #20 was observed sitting in his wheelchair not attempting to eat or drink. At 8:57 a.m., administrative assistant (ADM) #1 was observed walking out of her office and asked the resident if he wanted another bite. The resident shook his head. A CNA then removed the breakfast plate from in front of the resident and did not offer an alternative. III. Record review Upon record review of the resident's documented weights, the resident had a 5% weight loss from 2/7/22 to 2/21/22 and a 7.5% weight loss from 2/7/22 to 4/19/22. Upon record review, the resident weighed 124 pounds (lbs) on 2/7/22 and weighed 107 lbs on 4/12/22. The 2/322 physician ordered Mirtazapine 15 mg once a day, to stimulate appetite. The 2/3/22 physician ordered half size meal portions if the resident requests. The nutritional assessment dated [DATE] indicated the resident's weight was 124 lbs. The assessment indicated the resident was on a regular diet and meal intake was 25-50%. The recommendations were to cut down on portion sizes and add more ethnically appropriate foods. The nutritional progress note dated 2/17/22 at 1:34 p.m. indicated the resident was discussed at a weight meeting as a new admission. The resident lost 4 lbs in one week. There was a concern the portion sizes may have been too large for the resident. The nutritional progress note dated 3/3/22 at 1:18 p.m. revealed the resident was discussed at a weight meeting for a loss of 5% of the resident's body weight in one month. The note stated the resident ate poorly and consumed less than 50% of meals. The note stated the resident complained about large portions which made it hard for him to eat. The intervention of attempting ethnically appropriate food was documented in the nutritional progress note. -Although, the resident portion sizes were decreased, previous to 3/10/22 (see below) there was no additional supplementation or interventions added to provide the resident with additional calories and protein with his ongoing weight loss. The nutritional progress note dated 3/10/22 at 11:08 a.m. revealed the resident was discussed due to a 9.7% weight loss in one month. The note documented the resident ate 26-50% of meals. Interventions included giving the resident Ensure supplements twice a day and offering snacks frequently including at bedtime. On 3/10/22 the physician ordered Ensure three times a day after meals for nutritional supplementation. The nutritional progress note dated 3/17/22 at 11:29 a.m. revealed the resident was discussed at a weight meeting due to a 9.7% weight loss in one month. The note stated the resident received supplements three times per day. The note stated the resident only ate 75% of one meal and refused to eat any more food. The intervention was to offer supplements between meals. The nutritional progress note dated 3/28/22 at 11:56 a.m. indicated the resident was discussed at a weight meeting for a 6.9% weight loss over a month. The note stated the resident ate poorly but appeared to have been eating more. The note indicated the resident's weight seemed to have stabilized. The nutritional progress note dated 3/31/22 at 12:32 p.m. indicated the resident was discussed at a weight meeting due to a 7.5% weight loss over 90 days. The note stated he ate poorly but had been eating meals to completion more often. The note stated the resident refused ethic cuisine and needed cueing to eat. -When the resident refused ethnic cuisine, there were no additional measures to determine his food preferences and offer the resident food he liked. The nutritional progress note dated 4/8/22 at 3:31 p.m. revealed the resident was discussed at a weight meeting for a 5% weight gain in one month and an 8.1% weight loss over 90 days. The note stated the resident ate poorly but had been improving since the CNAs helped the resident set up to eat and assisted him his first bite of food. The nutritional progress note dated 4/14/22 at 11:33 a.m. indicated the resident was discussed at a weight meeting for a 10% weight loss over 90 days. The note stated the resident ate poorly, less than 50% of his meals. The resident received supplements three times per day, which the resident drank. Interventions included: thicker silverware and discussion the resident may have needed to assisted with meals. The resident's care plan, initiated on 3/24/22 and revised on 4/19/22 (during the survey), revealed the resident had experienced a significant weight loss of 9.7% in 90 days as of 4/19/22. The interventions included: monitor/record/report to physician any signs and symptoms of emaciation, significant weight loss of three lbs in one week; provided supplements as ordered; served diet as ordered and monitored intake and recorded meals eaten; resident had a preference for Hispanic foods, offered as able. The nutritional progress note dated 4/19/22 (during survey) at 2:30 p.m. revealed the resident was seen for a weight loss of 9.7% body weight in 90 days. The note indicated the resident's intake was 26-50% of meals and the supplement Ensure which was consumed 75% of the time. The recommendations were: continuing to honor resident preferences, providing supplements as ordered and offering light snacks. IV. Staff interviews The NS was interviewed on 4/19/22 at 12:20 p.m. She stated the resident was fully capable of feeding himself. She said he just needed a little cueing. She stated she would assist him a few bites of food, leave, and check on him every five minutes or so. She stated he could be stubborn at times. She said he had a choice of meals and if he did not like something, he would be verbal about that. She stated the cueing had been working, as he started gaining back some weight. The dietary manager (DM) and registered dietitian (RD) were interviewed on 4/21/22 at 11:01 a.m. The RD stated the resident had been improving, as upon admission he was not eating as much. The RD said the resident was given supplementation and had just started eating in the dining room. The DM stated the resident was a tough one and he would not speak to the DM or some of the staff. The DM said he had been trying to work with the resident to obtain the resident's food preferences. The DM said he had tried sending the resident ethnically appropriate foods and the resident did not like that. According to the DM, the resident stated he wanted smaller portions so the kitchen cut back on his portion size. The DM said the resident's family asked if they could have tried thicker silverware (which was not observed to be using) that would be easier for the resident to use, which the DM did provide to the resident. The DM stated they have tried several interventions such as having the resident eat in the dining room and providing the resident with the supplement Ensure three times a day, which the resident drank almost 100% of the time. The RD stated the resident was started on the medication Mirtazapine (an antidepressant) which helped with the resident's appetite. The RD stated the last nutritional assessment was completed on 4/19/22. The recommendations from the nutritional assessment were to promote snacks, supplementation, help the resident understand how important communication was, spend more time with the resident to help him progress forward with thicker silverware to help promote his own plate to mouth if he was willing. The DM stated he was unsure if the resident received snacks during the day. The DM stated he was willing to try and have a dedicated staff member assist the resident.
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Deficiency F0742 (Tag F0742)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to ensure one (#19) of two out of 29 sample residents, received appro...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to ensure one (#19) of two out of 29 sample residents, received appropriate treatment and services to attain the highest practicable mental and psychosocial well-being. Specifically, the facility failed to implement effective interventions for Resident #19 to prevent and appropriately address Resident #19 abusive behaviors towards other residents. The facility failed to protect residents from continued verbal and mental abuse from Resident #19. Interviews revealed a pattern of abusive behavior including threats of retaliation by Resident #19 towards other residents, resulting in feelings of fear, helplessness, social isolation, humiliation, and extreme anxiety. The staff failed to document the all of Resident #19 behavior, creating a limited management awareness of the frequency of the behaviors towards residents. The facility provided staff education on behavior management but the trainings did not improve the hostile living environment that the residents were subjected to from Resident #19. Interviews identified a staff complacency of Resident #19 behaviors and ineffective interventions to intervene when problems occurred. Facility actions did not show effective results until after an immediate jeopardy situation was identified on 4/20/22 and the facility implemented ongoing one-on-one supervision of staff providing continued mitigation of her behaviors and consistent attention. The facility also allowed her to have smoking privileges again which was identified to calm her nerves. Cross-reference F600 failure to prevent resident to resident abuse that contributed to the resident experiencing emotional and psychological harm. Findings include: I. Facility policy and procedures The Behavioral Assessment, Intervention and Monitoring policy, revised March 2019, was provided by the nursing home administrator (NHA) on 4/21/22 at 5:52 p.m. According to the policy, a behavior was a response of an individual to a variety of factors. The factors could include medical, physical, functional, psychosocial, emotional, psychiatric or environmental causes. The policy indicated behavior was influenced by past experiences, personality traits, environment, and interactions with other people. The policy identified behavior could always be a way for an individual in distress to communicate an unmet need, indicate discomfort, or express thoughts that could not be articulated. The policy read in part: As part of the comprehensive assessment, staff will evaluate, based on input from the resident, family and caregivers, review of medical record and general observations: the residents usual pattern of cognition, mood and behavior; the residents usual method of communicating things like pain, hunger, thirst, and other physical discomfort; the residents typical or past responses to stress, fatigue, fear, anxiety, frustration and other triggers; and the residents previous pattern of coping with stress anxiety and depression . new or changes in behavior will be documented regardless of degree of risk to the resident or others . The interdisciplinary team will thoroughly evaluate new or changing behavioral symptoms in order to identify underlying causes and address any modifiable factors .The interdisciplinary team will evaluate behavioral symptoms in residents to determine the degree of severity, distress and potential safety risks to the residents, and develop a plan of care accordingly. Safety strategies will be implemented immediately if necessary to protect the resident and others from harm. Atypical behavior will be differentiated from behavior that is dangerous or problematic for the resident(s) or staff, or behavior that signals underlying distress .Interventions will be individualized and part of an overall care environment that supports physical, functional and psychosocial needs, and strive to understand, prevent or relieve the resident's distress or loss of abilities. Interventions and approaches will be based on detailed assessment of physical, psychological and behavioral symptoms and their underlying causes, as well as the potential situational and environmental reasons for the behavior. II. Resident status Resident #19, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included toxic and Wernicke's encephalopathy (brain disease, damage or malfunction) major depressive disorder, single episode, anxiety, sleep disorder and pain. The 2/8/22 minimum data set (MDS) assessment revealed the resident's cognition was moderately impaired with a brief interview for mental status (BIMS) score of 10 out of 15. The MDS identified the resident had inattention and disorganized thinking. Resident #19 required supervision for bed mobility, transfers, locomotion on and off the unit, personal hygiene, eating and toileting. The MDS indicated Resident #19 exhibited physical behaviors directed at others for one to three days during the MDS seven day look back period. According to the MDS, the resident also had verbal behaviors for four to six days out of the seven day look back period. The resident did not have rejections of care. III. Resident interviews Resident interviews conducted 4/19/22 and 4/20/22, identified residents felt they were verbally abused with her yelling and obscenities directed to them. They were fearful of the physical threats Resident #19 made towards them, so much so, several of the residents requested their names not to be identified, expressing worry that the resident would find out. The resident also revealed they saw her attempt to act on her physical aggression towards a resident and staff members. Additional resident concerns included helplessness, humiliation, triggers of post traumatic stress disorder (PTSD), and one resident stated the behaviors of Resident #19 prevented their family members from coming to visit them. Residents indicated staff's inaction to resolve the behaviors of Resident #19 reduced their confidence that the facility/management could and would be able to improve the abusive situation. According to the resident interviews, staff would talk to her reminding her that her behaviors were inappropriate and/or ask her to go to her room, she would leave but the resident would often return to the situation, even more upset, targeting specific residents. The residents identified a recent occurrence during the 4/19/22 Resident Council where she continued to call residents names and flipped off the Resident Council president and continued to return to the meeting with elevated aggression. Interviews identified staff did not know what to do when Resident #19's behaviors escalated. (Cross-reference F600, failure to prevent resident abuse.) IV. A frequent facility visitor interview confirmed Resident #19's abusive behavior toward other residents and residents' fear of her. A frequent facility visitor was interviewed on 4/20/22 at 3:15 p.m. She said Resident #19 wanted either good or bad attention from people. She said she had heard in the past of residents complaining about Resident #19's behavior and spoke to Resident #19, thinking her behavior could be reigned in. She said she had never seen her behavior first hand and when she did, it stunned her. The visitor explained she attended the recent Resident Council meeting when Resident #19 made a lot of noise. Resident #25 asked Resident #19 to remain respectful in the meeting and the AD spoke to Resident #19 twice, telling her if she continued to curse, she would have to leave. Resident #19 then called Resident #25 an obscenity. The resident left the meeting three times but continued to return. She flipped off Resident #25 and said I'm gonna kick somebody's obscenity. The visitor said the other residents handled the situation well. She said she thought the residents were afraid of Resident #19. She said to the best of her knowledge, Resident #19 had not hit anyone, but hearing the comments from the residents in the group interview (see above), maybe she had. The visitor said she was not aware until after hearing the residents' comments that Resident #19's behaviors also were at night, which could be quite disruptive. V. Observations On 4/18/22 at 5:55 p.m. during the evening meal service. Resident #19 was propelling herself with her wheelchair through the dining room. Resident #34 was yelling out in confusion for her dog. Resident #19 yelled back in a mocking tone, where's my dog, where's my dog. Resident #19 laughed and took herself outside to the courtyard. On 4/20/22 at 4:17 p.m. Resident #19 was heard down the hallway yelling from her room, the words were not distinguishable. -At 4:18 p.m. Resident #19 exited her room and entered the dining room. Resident #19 stopped in the middle of an entrance point of the dining room. -At 4:19 p.m. Resident #10 attempted to go navigate around Resident #19 and she tried to exit the dining room in her wheelchair. Resident #10 accidentally bumped the foot peddle of Resident #19 because of the limited space available for her to pass. Resident #10 quickly apologized and backed up her wheelchair. Resident #19 told Resident #10 I wish you would stop running me over, you do it all the time. Resident #10 said she would go the other way and proceeded to propel herself to the other side of the dining room. Resident #19 said as motioned to residents sitting at a dining table, You will probably just run over them too. On 4/21/22 at 9:48 a.m. the minimal data set coordinator (MDSC) sat in a chair across from the room of Resident #19. Resident #19's room door was closed. The MSDC identified she was providing one to one supervision of Resident #19. On 4/21/22 at 3:40 p.m. Resident #19 was observed on 4/21/22 at 3:40 p.m. with the MDSC during her one to one supervision as she wheeled throughout the facility. Resident #19 was smiling, and talking to the MDSC. She was not focusing on other residents and seemed to enjoy the positive attention. VI. Record review The April 2022 CPO for Resident #19 directed staff to monitor the behaviors of the resident. According to the CPO staff should look for signs of depression, crying, self isolation, feeling alone, restlessness, agitation, hitting, increased complaints, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, refusal of care and verbal and physical aggression. The CPO also directed staff to document the behavior findings in the progress notes if identified. The April 2022 treatment administration record (TAR) indicated Resident #19 exhibited behaviors between 4/1/22 and 4/20/22. According to the TAR under behaviors, staff should document a Y if staff monitor the resident's behaviors and none of the behaviors of depression, crying, self isolation, feeling alone, restlessness, agitation, hitting, increased complaints, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, refusal of care and verbal and physical aggression were observed. Staff should document a N if staff monitored the residents and observed any of the above behaviors. The TAR indicated Resident #19 had daily behaviors and on multiple shifts. Progress notes for Resident #19 identified showed limited behavior notes for Resident #19 and only two behavior notes for the month of April 2022, even though the CPO directed staff to document the behaviors in the progress notes which included an undocumented incident on 4/19/22 during Resident Council. On 4/19/22 a behavior note read Resident #19 was heard yelling down the hall. She was redirected to her room with no further incident. Additional notes were reviewed for the past few months. -The 10/15/21 behavior note read Resident #19 was teasing and making fun of other residents in the dining room. The resident became verbally abusive and was screaming loudly. According to the note, Resident #19 attempted to strike the nurse with her fists but was not able to make contact -The 12/5/21 behavior note read Resident #19 was rude and hateful, yelling at residents, telling them to shut up, and mocking other residents that needed assistance. According to the note, Resident #19 looked for weaker residents to pick on. -The 1/26/22 behavior note read the resident was yelling in the hallway. -The 4/3/22 behavior note read she was yelling and angry at residents for not allowing her to smoke with them. The review of the progress notes did not identify all the potentially abuse interactions as described by the as identified by resident and staff interviews,relating to Resident #19. The notes did identify the facility was aware of some of Resident #19's behaviors but allowed the behavior to continue to occur. The care plan for psychosocial well being, initiated on 3/5/19, identified Resident #19 had psychosocial difficulties related to lack of family support. The care plan indicated there were no new interventions to address her psychosocial difficulties since 3/5/19. The psychotropic medication care plan, lasted revised 8/16/21, and the anti-anxiety medication care plan, lasted revised on 5/7/2020, identified Resident #19 was administered psychotropic medications for her depression and anti-anxiety medication for her anxiety. The care plan indicated staff should monitor and record occurrences of targeted behavioral symptoms of pacing, wandering, disrobing, inappropriate response to verbal communication, violence/aggression towards staff/others and document per protocol. The cognition care plan, last revised 3/5/19, indicated Resident #19 had an impaired cognitive function/impaired thought processes. According to the cognition care plan staff should: -Ask Resident #19 yes and no questions, presenting one thought, idea, question or command at a time. -Reminisce with the resident using photos of family and friends. However, according to the psychosocial care plan, the lack of family support contributed to her psychosocial difficulties. -The impaired cognition intervention, initiated on 3/13/22, identified staff should provide one to one visits, redirection, and change environment when she was agitated. The activities related psychosocial care plan, last revised on 5/27/21 identified Resident #19 was independent with her emotional, intellectual, physical needs. According to the care plan, the resident liked being part of group activities by watching from the sidelines. According to the care plan, staff should thank Resident #19 for her attendance in the activity function. The care plan did not address the resident's behaviors during the activity towards other residents or how staff should address her behaviors during the activity. The behavior care plan, initiated on 3/5/19, last revised on 3/29/22, read Resident #19, yelled, cursed and was verbally and physically aggressive. Interventions included: -The intervention, last revised on 3/13/2020, read staff to provide the resident with opportunities for positive interactions and attention. The care plan indicated staff should stop and talk to her as they passed her by. -The intervention, last revised on 3/13/2020, read staff should discuss the behavior with the resident, explaining and reinforcing why behaviors such as aggression, yelling and cursing, were unacceptable and inappropriate. -The intervention, last revised on 4/16/21, read staff should remind the resident of the unacceptability of verbal abuse. The behavior care plan, last revised on 4/16/21, read Resident #19 had a potential for poor impulse control. The care plan indicated all interventions were last initiated and revised on 4/16/21. Interventions included: -Analyze key times, places, circumstances, triggers, and what de-escalates the behavior. According to the care plan, the analysis should have been documented. -Assess and anticipate the resident's needs. -Assess the residents coping skills, support system and understanding of the situation. According to the care plan, staff should allow time for the resident to express herself and the feelings towards the situation. -Give the resident as many choices as possible about care and activities. -Intervene as needed to protect the rights and safety of others. According to the intervention, staff should approach the resident in a calm manner and divert her attention. Staff should remove the resident from the situation and take her to a different location as needed. -Assist Resident #19 with developing more appropriate methods of coping and interacting. According to the intervention, staff should encourage Resident #19 to verbalize appropriately and inform staff when she was upset. -Minimize the potential disruptive behaviors of resident #19 by offering a task which could divert her attention to positive interactions. -Maintain separate smoking times and activities between Resident #19 and other resident's to facilitate a safe environment for other residents when Resident #19's verbal aggression increases. -Monitor the behaviors of Resident #19 q (every) shift and prn (as needed). The care planned intervention directed staff to document the observed behavior and the attempted interventions. The review of the behavior care plan identified the behaviors of verbal abuse and physical aggression were not new behaviors of Resident #19. The behavior care plan identified there were no new interventions put in place since 4/16/21. -Despite Resident #19's behavior care plans in place, most of the interventions were over a year old and were either ineffective or not consistently implemented by staff. The safety care plan, initiated 10/1/21 indicated Resident #19 was a long-term smoker and enjoyed her smoke breaks to calm her nerves. However, interviews with staff identified the resident was no longer allowed to smoke because she exhibited unsafe behaviors. Interventions added on 4/21/22 after the facility was informed of an immediate jeopardy situation related to her behaviors. The interventions included: -Staff were to provide one to one supervision at all times to ensure interactions with staff and residents were appropriate. Staff was directed to intervene as needed to protect the rights and safety of others. -Maintain separate smoke times and activities between Resident #19 and other residents to facilitate a safe environment for others. -Provide opportunities for positive interactions and attention. -Redirect the resident as needed, removing her from escalating situations. According to the intervention, offer the resident fluids or smoking if she does not want to leave the activity. The smoking care plan short term goal, initiated on 4/21/22, read the facility would assist the resident with the development of appropriate methods to cope and interact with others. Facility education in-service training was provided on 4/21/22 by the director of nursing (DON). The education provided indicated staff had both behavior management training and aggressive resident training in the past four months. -A behavior management training was conducted on 12/17/21. According to the training, staff should: Reduce noise level and stimulation; give residents choices whenever possible; answer call lights promptly; report any signs of pain; and, use appropriate body language when speaking with the residents. -A aggressive resident training was conducted on 2/7/22. According to the training, staff should: Try to identify the cause of the aggressive behavior; use a calm voice; change the resident's environment; provide redirection and a one to one visit; and always make sure the resident and other residents were safe. VII. Staff interview Staff interviews confirmed the facility was aware of Resident #19's aggressive behavior toward other residents but did not recognize the emotional and psychological harm residents felt as a result. Further, although staff were able to articulate interventions to address the resident's behavior, resident interviews (see above) and interview with the frequent facility visitor (see above) revealed these interventions were not effective in protecting the residents from Resident #19's abuse. The MDSC was interviewed on 4/20/22 at 11:31 a.m. The MDSC said all staff were responsible for checking in on residents when they were upset. She said she sometimes can hear Resident #19, loud and upset, from her office located outside of the dining room. She said when Resident #19 exhibits behaviors, staff try to keep residents safe by taking her out of the area, offering to sit and talk with her, offering to do her nails or redirecting her with coffee and by asking her what she needs. The MDSC said sometimes staff let her self-soothe but not when other residents were involved and at risk. The activity director (AD) was interviewed on 4/20/22 at 11:37 a.m. She said Resident #19 would blurt things out. The AD said on 4/19/22 during the Resident Council meeting, Resident #19 was loud and disruptive. The AD said she asked Resident #19 to leave the meeting and Resident #19 left but then came back moments later and called Resident #25 an obscenity. Resident #19 was asked to leave again but she returned and was again loud, rude and confrontational. The AD said Resident #19 called Resident #1 a thief. She said staff interventions to address Resident #19's behaviors were care planned. The director of nursing (DON) was interviewed on 4/20/22 at 11:26 a.m. The DON said she initiated a verbal abuse investigation on 4/19/22, of Resident #19 based on comments made by Resident #25. The DON said the physicians have not given Resident #19 any kind of psychiatric diagnosis. The DON said the resident's physician has tried different medications but they have not seemed to make much of a difference. The DON said the facility has made multiple attempts without success to find alternate placement for Resident #19 around the state, including psychiatric facilities and facilities near her family. The DON said her family had very little contact with Resident #19 or little involvement in her care. The DON said the facility continued to do 15-minute checks on Resident #19, redirecting, taking her out of the situation, and taking her to her room. The DON said Resident #19 was a tough one. She was alert and oriented. She said her BIMS was 10/15 when assessed in March of 2021. She said it was definitely a behavior with Resident #19 and it almost was like attention-seeking. The DON said she noticed that Resident #19 takes her anger/behaviors out on the person that was reprimanding her, so they have encouraged residents not to say anything to her because she takes it out on them. The DON said she would rather Resident #19 curse at the staff than at the residents. She said she had been trying for a year to manage Resident #19's behavior. The DON said there have been some staff-witnessed behaviors. She said on 4/19/22, the AD and a frequent facility visitor were witnesses to Resident #19's behavior during the Resident Council meeting. She said no one reported the incident to her or the NHA at that time. She said she reviewed the charted behavior notes but was not informed by staff what had occurred. The DON reviewed Resident #19's behavior notes from the past year. She said in July 2021, the resident cursed at staff twice. In August 2021, her behavior again was directed towards staff. There was a behavior identified in October 2021. In December 2021, she was noted to be rude and hateful, yelling at other residents and she attempted to strike a nurse. The DON said there was also one other behavior in April 2022, when the resident was told by staff she could not go outside and smoke because she no longer smoked. The DON said Resident #19's family would not purchase her cigarettes after the resident was found smoking cigarette butts in her room. The DON said Resident #19 still would go outside but not to smoke. The DON said she thought the decrease in smoking could have contributed to her behavior. The DON said Resident #19 seemed to get more animated and louder when there were people in the building she did not know. She said when the facility had new floors put in, the DON said Resident #19 was very boisterous and loud, teasing them. The DON said there had also been more families coming in recently. She said she thought that may bother Resident #19 because she did not have visitors or friends at the facility because of her behavior. The DON said the resident was better in the evening and she would sit near the nursing station and talk to the facility's evening nurse who she liked. The DON said the facility had spoken to Resident #19 about her behavior but the resident said she was raised with older brothers and was rough with them. The DON said the resident also worked with all men as a dispatcher for a trucking company, so she thought her manner of speaking and her behavior was okay because it was the environment she was accustomed to. The DON said Resident #19 said she did not see anything wrong with how she spoke to residents or why it upset them. She said she has been spoken to the same way her whole life. The DON said the only way they have found to mitigate the situation when Resident #19 exhibited behaviors, she was to have her leave the situation. The DON said she asked the AD why she did not have Resident #19 leave the Resident Council meeting. She said the AD said she did not know she could have her leave because she was fairly new in her position and she thought it was Resident #19's right to be there. She said other staff members did not hear anything that the DON was aware of, referring to behaviors during the 4/19/22 Resident Council. The DON said she was still getting statements from staff regarding the incident in the Resident Council meeting. The DON said she notified the police, the ombudsman, the resident's physician and attempted to reach the family of Resident #19 but had not heard back from them. The DON said the social service director (SSD) was in the process of interviewing residents and the facility was actively investigating the residents' concerns. The maintenance assistant (MA) was interviewed on 4/21/22 at 9:45 a.m. He said he was assigned to provide one-to-one supervision of Resident #19 for part of the morning of 4/21/22. He said he had been asked to make sure Resident #19 was not alone if she went out to the resident common areas. He said it was not uncommon for Resident #19 to call him names. The MDSC was interviewed again on 4/21/22 at 9:50 a.m. She said she had been instructed to monitor the whereabouts of Resident #19 starting on 4/21/22. She said she had a good rapport with Resident #19. The MDSC said Resident #19 was always a smoker, and the MDSC would offer her cigarettes. The MSDC said the one-to-one supervision was to redirect and de-escate Resident #19 if she exhibited any behaviors towards others. She said the goal of the one-to-one supervision was for the safety of Resident #19 and other residents. The social service director (SSD) was interviewed on 4/21/22 at 1:43 p.m. The SSD said part of her role was to provide emotional support for residents. The SSD said if residents were feeling down, she was always available to listen to them. She said she tried to get to know the residents. The SSD was asked about the plan to address Resident #19's behaviors. She said she has seen staff remove Resident #19 from the situation when her behaviors escalate. The staff try to give her space and explain to her that she can not call residents names, and walk her to her room. The SSD said they have tried offering Resident #19 mental health services but she has refused in the past. The SSD said they also make sure she did not have roommates. The SSD said residents have said Resident #19 yelled at them, but usually said it did not bother them. The SSD said she has asked the residents if they felt safe in the facility. She said no one has told her they did not feel safe and no one had mentioned they felt afraid. The SSD she said thought said residents were trying to cope with Resident #19. The SSD said that since (during the survey) the facility had learned the residents were expressing fear of Resident #19, the new plan moving forward was for Resident #19 to be assessed again by mental health services, to offer her medication to help her sleep better, and to give her smoking privileges back. Resident #19 would also be closely supervised for both her smoking and her interactions with other residents. She said Resident #19 has told her that she wants to be left alone and she wants to leave the facility. The SSD said the resident had been turned down for transfer by ten facilities in Colorado and because the resident had an interest in Texas, she would start looking at facilities there. The SSD said she would continue to communicate with residents and continue having residents complete abuse audit questionnaires. She said she routinely asked residents questions on abuse and would interview each resident at least quarterly. She said if she identified a concern, she would follow up with the DON. The SSD said if residents expressed concerns about a staff member, she would not share that information with the identified staff member but would refer it all the DON. Registered nurse (RN) #1 was interviewed on 4/21/22 at 3:40 p.m. RN #1 said Resident #19 will sometimes not get up for the day until the afternoon and sometimes she would seclude herself in her room. But, when she was up, she was very attention seeking and would yell out constantly. The RN said she had heard her yelling in the dining room and would check on her, but usually she was just yelling at the television located in the dining room. She said she was aware of an incident between Resident #19 and Resident #22. She said both residents were yelling at each other and both residents were removed from the dining room. RN #1 said staff assigned to the dining room would usually be the ones to address the residents' behaviors in the dining room. RN #1 said she has heard Resident #19 call staff members obscenity but that was just how Resident #19 was. Administrative assistant (ADM ) #1 was interviewed on 4/21/22 at 4:20 p.m. She said Resident #19 had a strong and loud personality. ADM #1 said she usually will just yell at the television in the dining room which will escalate other residents. She said Resident #19 liked to get other people's goat and liked to irritate residents. She said Resident #19 has to be taken out of activities such as bingo. She said she has heard Resident #19 call another resident an obscenity. She said when that happens, the resident is asked to leave. ADM #1 said Resident #19 knows who she can irritate, such as Resident #25 and Resident #10, and will focus on irritating those residents. ADM #1 said Resident #19 was fully aware of what she was doing; she wanted a response and sought out attention whether it was good or bad. She said she knew Resident #19 well. She said Resident #19 can be redirected with Pepsi and coffee mixed with hot chocolate and creamers. ADM #1 said Resident #19 enjoyed television and sports. She said Resident #19 likes someone to talk to and someone to take her out for cigarettes. ADM #1 said she had worked at the facility for years and felt she was in tune with the residents. She said it would be good if staff had work groups again. She said before COVID, the facility held staff in-services. Staff used to be able to share information about residents on approaches that were working and a general conversation on what staff was seeing with the residents. ADM #1 said the facility has talked about having small group inservices but it was just in the brainstorming stage right now. She said it could be beneficial for all the new staff to be able to ask questions of the senior staff on how they work best with the residents. The ADM #1 said [TRUNCATED]
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Deficiency F0744 (Tag F0744)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to provide person-centered dementia care to five (#33, ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews and record review, the facility failed to provide person-centered dementia care to five (#33, #14, #15, #29 and #91) of five residents reviewed out of 13 residents who resided on the dementia care secured unit (SCU). Resident #33 had dementia with lewy bodies and behavioral symptoms including repetitive verbalizations that affected her well-being and that of others around her. She had delusions and hallucinations, and talked loudly and often cursed to herself, causing other residents' anxiety to escalate. Resident #16, who was typically very quiet, walked by Resident #33 when she was cursing, yelled at her to shut the (obscenity)! and charged toward her. He would have possibly injured Resident #33 had a staff person not stepped between them and redirected him, apologizing and explaining that Resident #33 was not talking to him. The facility failed to address Resident #33's behavioral symptoms in a manner that effectively calmed and soothed her, and prevented psychosocial harm to herself and others. She was given antianxiety and antidepressant medications. Resident #15 had Alzheimer's disease, spoke Spanish only, and spent most of his time in his room alone, or sitting at a table in the SCU common area looking out the window or sleeping with his head on his arms. Only one staff person was observed speaking a few phrases of Spanish to him during meal service. Resident #15 was not provided with meaningful activities, music, or opportunities to go outside when the weather was nice. He was given antipsychotic medication. Resident #14 had dementia with behavioral disturbance and spent most of her days pacing in the hallway and common/dining area, carrying a baby doll, grimacing, moaning and whimpering. She did not like to sit at the dining room table to eat, and staff did not offer her finger foods and drinks that she could carry with her. She was observed taking food and drinks from other residents' tables and walking away with them. She was not provided with meaningful activities, one-to-one activities, tactile or sensory objects to manipulate. She was given antipsychotic and antidepressant medications. Resident #29 had dementia, delirium and mood symptoms and spent most of her days pacing to and from her room and into the common dining area, asking staff where she should go, what she should do, and what was next. She had purple, blue and red bruising and swelling to her face and eyes from a previous fall (cross-reference F689, falls/accidents). She was not provided with meaningful activities, one-to-one activities, pet visits or opportunities to go outside although the weather was nice. She was given antipsychotic and antidepressant medications. Resident #91 had Alzheimer's disease and depression. He was observed spending most of his time in his room, the television/dayroom and the common/dining area. He was admitted after a psychiatric hospital stay for treatment for suicidal ideations, and said he had contemplated suicide because he did not want to reside on the SCU. The facility contacted a mental health professional who visited and assessed him, but not until after his statement was reported during the survey. Resident #91 was not provided with meaningful activities or opportunities to go outside, other than for supervised smoke breaks. Resident #91 was given antipsychotic medication. The facility's failures to provide adequate dementia care services contributed to Resident #33's behavioral symptoms worsening and negatively affecting others, putting her at risk for verbal abuse and injury. The facility failure to provide dementia care and a homelike SCU negatively affected residents' quality of life and prevented residents from reaching their highest practicable psychosocial well-being. Cross-reference F758, unnecessary antipsychotic medications. Findings include: I. Facility policies The Dementia-Clinical Protocol policy, revised November 2018, was provided by the director of nursing (DON) on the afternoon of 4/21/22. The policy required in pertinent part the following: For the individual with confirmed dementia, the IDT (interdisciplinary team) will identify a resident-centered care plan to maximize remaining function and quality of life. -Nursing assistants will receive initial training in the care of residents with dementia and related behaviors. In-services will be conducted at least annually thereafter. -The facility will strive to optimize familiarity through consistent staff-resident assignments. -Direct care staff will support the resident in initiating and completing activities and tasks of daily living. Bathing, dressing, mealtimes and therapeutic and recreational activities will be supervised and supported throughout the day as needed. -The IDT will identify and document the resident's condition and level of support needed during care planning and review changing needs as they arise. -Resident needs will be communicated to direct care staff through care plan conferences, during change of shift communications and through written documentation (nurses' notes and documentation tools). -Progressive or persistent worsening of symptoms and increased need of staff support will be reported to the IDT. -The physician will help define potential benefits and risks of medical interventions (including cholinesterase inhibitors and other medications used to enhance or stabilize cognition) based on individual risk factors, current conditions, history and details of current symptoms. -The physician will order appropriate interventions to address significant behavioral and psychiatric symptoms, based on pertinent clinical guidelines and consistent with regulatory requirements. -Medications will be targeted to specific symptoms and will be used in the lowest possible doses for the shortest possible time, unless a clinical rationale for higher doses or longer-term use is documented. -If a psychiatric consultant is called to help manage behavioral or psychiatric symptoms in the individual with dementia, the IDT will retain an active role by reviewing and implementing the consultant's recommendations, addressing issues that affect mood, cognition, and function, monitoring for complications related to treatment, and evaluating progress. -The staff will monitor the individual with dementia for changes in condition and decline in function and will report these findings to the physician. -The IDT will adjust interventions and the overall plan depending on the individual's responses to those interventions, progression of dementia, development of new acute medical conditions or complications, changes in resident or family wishes, and other relevant factors. -The physician and staff will review the effectiveness and complications of medications used to try to enhance cognition and manage behavioral and psychiatric symptoms and will adjust, stop, or change such medications as indicated. II. SCU environment observations The SCU environment had a lingering urine odor, noticeable from the entryway. The environment was not homelike, welcoming or conducive to spontaneous activities. A long hallway led to a television/day room and lounge chairs, but residents rarely entered the room and were not encouraged by staff to do so. The dining/common area was filled with square four-top dining tables. Several residents tended to gather near a table at the doorway where staff typically sat. There were no magazines, newspapers, puzzles, art supplies or tactile items to invite spontaneous activities or to promote a homelike environment. There was no private cordless phone. When residents received or made a call, staff removed the phone from the cabinet above the kitchen countertop area, and seated the resident next to the kitchen counter in the middle of the common area. There was no privacy for phone calls, and the room was typically loud, with hard floors and table tops echoing the sounds of residents and staff talking. There was no independent access to the outdoor secure courtyard. The only door to the outside was a fire door that sounded an alarm if opened. The window looked out onto a sidewalk that was deeply cracked, uneven, and surrounded by landscape rocks, creating an unwelcoming and unsafe environment (cross-reference F689, accident hazards). The SCU was typically staffed with two certified nurse aides (CNAs). There was no consistent social services or activity programming to promote highest practicable well-being and quality of life for the residents. The nurse entered the SCU only when requested by the CNAs or to give medications. The activity director entered the SCU occasionally to conduct a brief group activity, and then left the SCU. Review of the facility's resident roster matrix revealed that out of 13 residents who resided on the SCU, 12 residents were given antipsychotic medications and seven had experienced falls. Review of resident care plans revealed more of a focus on medications than individualized assessments and responses to root causes and unmet needs. III. Resident #33 A. Resident status Resident #33, under age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included progressive supranuclear ophthalmoplegia (a brain disorder that causes serious problems with walking, balance, eye movements and later swallowing); major depressive disorder; Parkinson's disease; dementia with lewy bodies; and anxiety disorder. The 3/18/22 minimum data set (MDS) assessment documented severe cognitive impairment per staff assessment. Resident #33 was unable to complete the brief interview for mental status (BIMS). She had delirium symptoms of hallucinations and delusions, trouble concentrating and poor appetite. She had behaviors that affected others but no care rejection. She had wandering behavior but it was not documented how it affected her or others, or if her behavior put her at risk. Resident #33 required limited physical assistance with transfers, ambulation, eating and personal hygiene; and extensive assistance with dressing and toilet use. She had unsteady balance and gait. Her fall history was blank. She took antianxiety and antidepressant medications daily. Her preferences were not documented on the above quarterly MDS assessment, but her 6/15/21 annual MDS documented it was very important to her to have snacks between meals and family involvement. It was somewhat important to her to keep up with the news, do things with groups, go outside in good weather, and participate in religious services. B. Observations An initial tour of the SCU on 4/18/22 at 1:15 p.m. revealed Resident #33 was standing in the common area, looking at the floor, talking loudly in a two-way conversation with herself. Nearby, a female resident with a walker was pacing up and down the hallway, circling the common area, talking loudly and disrupting other residents. Certified nurse aide (CNA) #1 was encouraging her to sit down because she had been standing for a long time. A male resident paced in the hallway and common area, walking toward another resident's room until a CNA redirected him back into the hall. Resident #90, who was sitting in a chair in the common area near Resident #33, said, Communication is hard and I don't want to be here. He said he was looking for a phone book and a pencil. (Resident #90 was moved to a room on the open unit at 4:00 p.m. that day.) CNA #1 said the SCU was typically staffed with two CNAs, which they needed, and the nurse covered the [NAME] hall and the SCU. Observations of the SCU and Resident #33 were conducted throughout the survey on the afternoon of 4/18/22, and throughout the day on 4/19, 4/20 and 4/21/22, and included the following of note: On 4/18/22 at 5:00 p.m., Resident #33 was being fed her dinner by a CNA. On 4/19/22 at 8:21 a.m., Resident #33 was being fed her breakfast by staff. A few minutes later she was saying to herself, You have to eat, honey, you do, as a CNA was scraping off her plate into the trash. Throughout the day on 4/19/22, Resident #33 remained in the common area, sitting or standing, looking down, constantly talking to herself. On 4/19/22 at 4:35 p.m., Resident #33 was talking loudly to herself. Resident #13, who was sitting nearby, loudly told her to Stop! On 4/19/22 at 4:59 p.m., Resident #33 was talking and cursing loudly and approaching other residents aggressively, including Resident #13 who was talking loudly near her. CNA #3 intervened to protect other residents who were standing or sitting nearby. On 4/19/22 at 5:11 p.m., Resident #33 was still talking loudly and as dinner was served, her voice and her cursing grew even louder. Resident #16, who was walking out of the dining room, yelled in Resident #33's face, Shut the (obscenity! and charged toward Resident #33. CNA #3 stepped between them, apologized to Resident #16 and reassured him, saying, She wasn't talking to you. CNA #3 redirected Resident #16 into the hallway as he said, She was looking right at me! On 4/19/22 at 5:13 p.m. several residents were eating dinner but Resident #33 was standing up near the dining room entry door, talking loudly to herself. Resident #13 was yelling at Resident #33 to stop it, oh my god! CNA #3 reassured Resident #13 that she would take Resident #33 to her room in a minute. At 5:16 p.m. CNA #3 tried to walk Resident #33 down to her room to eat but she refused, locking her feet and legs firmly in place, looking down at the floor and talking loudly. At 5:19 p.m., she was walking around the dining room, looking down at the floor and talking and cursing loudly to herself while other residents were trying to eat. Resident #13 said to her, Oh, knock it off! CNA #3 continued to separate Resident #33 from other residents who were walking by her while CNA #12 was assisting other residents in their rooms. At 5:23 p.m., Resident #33 was still standing up looking at the floor, talking to herself but more quietly. Resident #13 was watching her, and was not eating. At 5:31 p.m., Resident #33 continued to stand up and talk to herself. Her dinner was in her room where staff had tried to redirect her, and she had not eaten. At 5:32 p.m., CNA #12 asked the residents if they were finished with dinner, and if it was good. One resident responded that it was not very good, and she replied, I'm sorry, hopefully it will be better tomorrow. On 4/20/22 at 8:45 a.m., Resident #33 and other residents had finished breakfast. Resident #33 had her head down and was talking softly to herself, sitting at a table across from a staff person. Her glass of water was still full and her cranberry juice was two-thirds full. At 8:53 a.m., CNA #10 turned on some music. This was the first time music was observed playing in the common area on the SCU. As the music played, Resident #33 started talking louder. On 4/21/22 at 10:00 a.m., Resident #33 was standing up in the common area, talking to herself loudly, and very close to other residents and staff. A group of residents was standing around, no activities were happening. A third CNA was coming on duty and getting report from another CNA. She said it was good to have three CNAs. Resident #33 was observed during the survey from 4/18 through 4/21/22 spending most of her time in the common area, unengaged, standing or sitting with her head down, talking to herself. When she was not visiting with her husband, she talked to herself and looked miserable, either grimacing or with a flat affect. The facility failed to provide adequate dementia care services to help Resident #33 reach her highest practicable level of well-being, and negatively affected the well-being of other residents near her. C. Staff interviews On 4/20/22 at 10:30 a.m., Resident #33 was not in the common area. CNA #12 was interviewed and said Resident #33 was in her room, and her husband would be visiting her soon. Regarding the altercation with Residents #33 and #16 the previous day, she said Resident #16 was typically quiet but he responded aggressively to Resident #33 about once every week or two. She said Resident #16's anger toward Resident #33 was easily triggered, but also easily diffused. She said Resident #13 got escalated with Resident #33 and would usually say hey, stop it! but usually did not get agitated. Resident #6 would often yell at Resident #33 to shut the hell up! CNA #12 said the staff response to Resident #33's behaviors depended on their training. She said Resident #33 could be redirected by taking her to her room to calm her down with nobody else around, as well as telling other residents she was not directing her words at them. When she was not redirectable and being loud, CNA #12 said she would take other residents into the other common area. She said when Resident #33 was yelling and cursing loudly, she could intervene by taking her for a walk or calling her husband and letting her talk with him. She said Resident #33's husband visited her daily between 10:00 and 11:00 a.m., and he called her twice a day, and told them he was available if they needed him to talk with Resident #33. CNA #12 said she was used to working on the SCU with just two CNAs but some staff get very frustrated. She said it was a tough situation when staff did not have the correct training to deal with the situations. I usually respond with redirection and then report it to the nurse. CNA #12 said she knew Resident #33 got Ativan (an antianxiety medication) and that does calm her down. She said Resident #33's visits and phone calls from her husband really do help her a lot. Regarding Resident #33's behavior, CNA #12 said, I do think it overstimulates the other residents and brings a lot of anxiety to have that constant yelling and not knowing if it's directed toward you or not. It can definitely seem like it sometimes. She said Resident #33's behaviors were typically intermittent throughout the day. On 4/19/22 at 11:15 a.m., Resident #33 was observed sitting in her room next to her husband, who was visiting, and quietly talking with him and not to herself. The director of nursing (DON) was interviewed on 4/20/22 at 11:30 a.m. She said the incident with Residents #33 and #16 was not reported to her by staff on 4/19/22. She said Resident #33's behaviors had been worse the last month and a half, and she was now on liquid Ativan. She said she had noticed Resident #33 was talking angrily and cursing to herself more, but no staff had told her it was upsetting anybody else. She said the CNAs had good luck with redirecting her if they could get her to a quieter area, like the TV area or down the hall, separated from others so she was not hearing other people, the television, the reading activities or other people talking. When separated and more quiet, she does tend to calm. She's a totally different person when her husband is here. She will sit and converse with him. She doesn't talk to herself when he's here. The DON said Resident #33 probably had more psychiatric issues than she had ever been diagnosed with, but it was hard to say because her husband did not observe her behaviors. Her whole personality changes when he's here. She said Resident #33's husband visited daily and called often, which definitely helped to calm her. The social services director (SSD) was interviewed on 4/21/22 at 3:05 p.m. She said for residents on the SCU, she addressed dental, vision, hearing, mental health or behavioral needs, basically doing everything outside the realm of psychotropics and activities. She said residents would let them know if there were things they needed. She said she thought staff were very observant and met the SCU residents' needs accordingly. She thought residents were kept clean and well taken care of, and said they sent housekeeping back there, and more often than not there were no behavior issues that affected others. She said she had never noticed anyone really had an issue with Resident #33's behavior. She's not very cognitive, and she's having some delusions and things of that nature. I don't see residents react to things she says and she's never directed it at anyone. You have folks back there humming consistently, and they don't react really to other residents' behaviors. D. Record review Record review over the past six months revealed Resident #33 had experienced falls and weight fluctuations, behavioral symptoms and psychoactive medications. Resident #33's SCU placement care plan, initiated 8/6/2020 and not revised, identified dementia with lewy bodies, wandering, requires low stimuli, exit seeking. The goal was to remain safe within the facility and decreases in behavioral issues. Interventions were: ensure environment is free of hazards; maintain daily routine as much as possible, avoid unfamiliar situations and caregivers as much as possible; activities outside of the unit with appropriate supervision, assess for over-stimulation; redirect as possible to activities or change topic if behaviors evident; evaluate need for SCU placement per facility protocol and as needed; administer medications as ordered; assess/record/report adverse effects/ineffective outcomes to physician; educate and provide family support; pharmacy consult to review medications per facility protocol; report significant changes to physician/family/nurse; assess/record/report behaviors/interventions/outcomes to nurse/physician every shift and as needed. Resident #33's social needs care plan, initiated on 7/15/2020 and revised on 4/30/21, identified she was dependent on staff for meeting her emotional, intellectual, physical and social needs. The goal was participation in activities of choice one to three times weekly. Interventions included: enjoys listening to late 50s and early 60s music, visiting with her spouse and spending time on the phone talking with him; riddles and jokes both through books and handouts and spontaneous will be shared; access to telephone at her convenience; converse with resident during care; assist with arranging community activities, arrange transportation; assist/escort to activity functions; one-to-one as needed/requested; activities which do not involve overly demanding cognitive tasks; engage in simple, structured activities; encourage ongoing family involvement; invite her family to attend special events, activities, meals; establish and record prior level of activity involvement and interests by talking with her, caregivers, family on admission and as necessary; introduce to residents with similar background, interests and encourage/facilitate interaction; provide a program of activities that is of interest and empowers resident by encouraging/allowing choice, self-expression and responsibility; provide with a variety of snacks/beverages; provide the opportunity to participate in outdoor activities as weather permits; provide opportunity to participate in religious services; review activities needs with the family; and thank resident for attending activity functions. Resident #33's behavior problem care plan, initiated 7/20/2020 and revised 4/30/21, identified verbal aggression, yelling, impulsive behavior, wandering, resistive to care, throwing self on ground. Interventions included: one-to-one staff redirection, enjoys talking to husband often; administer medications as ordered; intervene as necessary to protect the rights and safety of others, approach/speak in a calm manner, divert attention, remove from situation and take to alternate location as needed; monitor behavior episodes and attempt to determine underlying cause; consider location, time of day, persons involved, and situations; document behavior and potential causes; provide a program of activities that is of interest and accommodates resident's status. Resident #33's cognitive function/dementia care plan, initiated 7/20/2020 and not revised, included these interventions: administer medications as ordered; communicate with resident and husband regarding capabilities and needs; reduce any distractions: turn off TV, radio, close door etc. Resident understands consistent, simple, directive sentences. Provide her with necessary cues-stop and return if agitated. Keep routine consistent with consistent caregivers to decrease confusion. Reminisce with Resident #33 using photos of family and friends. Review of Resident #33's interdisciplinary team (IDT) progress notes for the past six months revealed minimal documentation regarding her behavioral symptoms, dementia care needs, and supervision/engagement. The following pertinent notes were documented: -12/13/21, Resident is active and independent, she has the right to choose which activity she wants to participate in. She participates in 1-3 activities weekly. -12/16/21 at 7:00 a.m., Resident very agitated and kept pulling her clothes off, pulled pants down and took a step before CNA could get to her she fell landing on buttocks, fall witnessed by CNA. Resident did not hit head, no apparent injury noted at this time. -1/16/22 at 1:58 p.m., Resident is very combative. She is refusing to take medication, throwing them on the floor, and spitting them out. She is being physically aggressive. She is cussing and screaming while wandering around the unit. -1/18/22 at 10:36 a.m., Resident continues to act aggressively to staff. Continues to pace, scream, cuss, and yell at staff and other residents. She is refusing to take medication most of the time. She will not redirect. Recommendation: change in medications. -2/3/22 at 9:59 a.m., Resident doesn't participate much in group activities anymore but we are able to still do one on ones with her at this time. -2/17/22 at 1:22 p.m., Food is used with her as a behavioral calming method. -There was no documentation of Resident #33's verbal behaviors, other residents' response to it, or the verbal altercation with Resident #16 on 4/19/22 (see observations above). Behavior documentation on the April 2022 treatment administration record (TAR) revealed the resident was monitored for the following behaviors: (specify) itching, picking at skin, restlessness (agitation), hitting, increase in complaints, biting, kicking, spitting, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, aggression, refusing care every shift for Zyprexa (antipsychotic), start date 11/10/2020. -However, the resident was taking Ativan, an antianxiety medication, not Zyprexa. Nonetheless, the behaviors were not specified or resident-centered. Nursing staff marked Yes for behaviors 17 times on the day shift, seven times on evening shift, and none on the night shift. -No non-pharmacological interventions were documented on the TAR prior to administering as-needed Ativan. IV. Resident #14 A. Resident status Resident #14, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia with behavioral disturbance and major depressive disorder, single episode, severe with psychotic features. According to her 2/3/22 MDS assessment, she had severe cognitive impairment; delirium symptoms including inattention, disorganized thinking and delusions; behavioral symptoms not directed toward others such as pacing, rummaging and disruptive sounds, but no rejection of care. Her balance was unsteady and she required extensive assistance for dressing, toilet use, hygiene; set up help, supervision, oversight, encouragement and cueing for eating; and supervision, oversight, cueing and physical assistance with ambulating in the corridor. She was frequently incontinent and needed extensive assistance with dressing, toilet use and personal hygiene. She took antipsychotic and antidepressant medications. The preferences that were important to her included caring for her personal belongings, snacks between meals, family involvement, use of the phone in private, reading books/newspapers/magazines, listening to music, being around animals, and spending time away from the nursing home. B. Family interview Resident #14's family member was interviewed on 4/20/22 at 9:25 a.m. Regarding the SCU environment, she said she was concerned about Resident #14's roommate (Resident #33) who seemed to be kind of upset and was yelling all the time, more like talking to herself. She said it was disturbing to her because she is my mother's roommate and that's got to be a little tough. My mom won't sleep in her bed anymore. She said she slept on one of the lounge chairs in the dining room/common area. They kind of let her sleep where she wants to, and I don't know if it has anything to do with the roommate either. I got a glimpse of mom's old personality about a month and half ago when that lady was yelling, not yelling at anybody, just herself or an imaginary person. My mom just looked at me and rolled her eyes. I don't think there's anything to be done about it, I think it's the disease of that lady. She said she was concerned about the antipsychotic medication Resident #14 was taking, and would like to see her off other than pain meds and her antidepressant; I'd like to see how she does off of all of it because I have heard that there are dangers with that stuff and dementia. Regarding activities, she said Resident #14 was not really interested in anything anymore other than walking. She used to like to just sit outside when she was in the assisted living. My understanding is they have a courtyard so I'll see if she'll sit out there with me. She pretty much doesn't really participate in activities. She used to. She said she suggested to the facility that Resident #14 might like a doll to carry around, because she did that at her previous assisted living facility. The family member said Resident #14 started moaning and crying at her previous facility. She had chronic back pain and her knees are like bone on bone. She used to get cortisone shots in her knees but that's not possible anymore. She said the doctors put her on oxycodone and she was initially concerned about opioids but, if that's what it takes for her to have a pain free existence, so be it. She said Resident #14 needed finger foods because she's not one to sit and eat a meal, but needs something she can carry around and [NAME] on. The family member said when she visited Resident #14 in the facility, she still paced but did not moan and cry, possibly because she spoke with her, walked around with her and engaged her. C. Observations Observations of Resident #14 were conducted throughout the survey on the afternoon of 4/18/22, and throughout the day on 4/19, 4/20 and 4/21/22, and included the following of note: On 4/18/22 at 5:00 p.m., the residents on the SCU had been served their dinner. Resident #14 was sitting at a dining room table moaning, holding a cookie and trying to eat spaghetti with her fingers at the same time, while also holding her baby doll. She had a glass of strawberry supplement near her plate. At 5:05 p.m. she was not eating. At 5:06 p.m. she stood up from the table and CNA #1 helped her sit back down and encouraged her to eat. At 5:08 p.m. Resident #14 had finished her strawberry drink but had not eaten anything. At 5:15 p.m. she was moaning and crying, backing her chair away from the table, and had not eaten anything more. At 5:20 p.m. she was walking around the dining room. She had eaten her cookie and drank her supplement but nothing else, and she was not offered finger foods or a different entree. Her spaghetti and sliced zucchini were left on her plate and a few minutes later were scraped into the trash can. At 5:24 p.m. Resident #14 was walking throughout the common area and hallway, moaning and crying, une[TRUNCATED]
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0679 (Tag F0679)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to provide meaningful activities for one (#20) of three...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review, observations and interviews, the facility failed to provide meaningful activities for one (#20) of three residents reviewed out of 29 sample residents. Specifically, the facility failed to provide meaningful activities according to Resident #20's preferences, to ensure he reached his highest practicable psychosocial well-being. Findings include: I. Resident status Resident #20, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included Alzheimer's disease; atrial fibrillation; rheumatic disorders of mitral, aortic, and tricuspid valves; and diverticulosis of intestine. The 2/10/22 minimum data set (MDS) assessment revealed that a brief interview for mental status (BIMS) assessment was not completed as the resident was rarely understood. The MDS revealed it was very important for the resident to have books, newspapers, and magazines to read; be around animals such as pets; and go outside for fresh air when the weather was good. The MDS revealed it was somewhat important for the resident to do his favorite activities. II. Record review The functional abilities and goals-admission assessment dated [DATE] at 2:39 p.m. revealed the resident needed some help with everyday activities. The March 2022 activity participation log had check marks on several activities such as music and movies. The category of room visits was checked off every day in March. There was no April 2022 activity participation log located in the resident's chart. The one-on-one (1:1) list provided by the activity director (AD) indicated the resident only had one 1:1 visit in March: on 3/22/22, an Easter quiz was provided to the resident. No other 1:1 was listed for the resident. The resident's care plan dated 3/23/22, revealed the resident loved to play bingo, do crossword puzzles, trivia, and hang out with other residents in the dining room. The care plan stated the resident loved to watch his favorite television shows and read the weekly newspaper. The care plan documented the resident was dependent on staff for meeting his emotional, physical and social needs. The care plan intervention was to assist the resident with arranging community activities. III. Observations On 4/18/22 at 1:01 p.m., the resident was observed lying in bed on his left side without a television or music on. On 4/18/22 at 3:00 p.m., the resident was observed lying in bed on his left side without a television or music on. On 4/18/22 at 3:53 p.m., the resident was observed lying in bed without a television or music on. On 4/18/22 at 4:03 p.m., the resident was observed lying in bed awake without a television or music on. On 4/19/22 at 2:30 p.m., the resident was observed sitting in his recliner chair. No television, no music was observed. On 4/20/22 at 10:45 a.m., the resident was observed sitting in his recliner. The resident's roommate's television was on. On 4/20/22 at 11:35 a.m., the resident was observed lying in bed on his left side asleep. On 4/20/22 at 1:45 p.m., the resident was observed lying in bed asleep. On 4/21/22 at 3:15 p.m., the resident was observed lying in bed on his left side without television or music on. Observations throughout the survey, conducted 4/18 through 4/21/22, revealed the resident spent most of his time in his room lying in bed without engagement, music or television. He was not observed being invited to activities or participating in group or 1:1 activities. He did not have books, magazines or newspapers to read. He was not observed to be invited outside although the weather was nice, or to have pet visits per his preferences. IV. Staff interview The AD was interviewed on 4/21/22 at 3:10 p.m. She stated she took the resident crossword puzzles that day. She said the resident attended an Easter party and would sometimes come to bingo just to listen. She said sometimes he refused to do activities. She said she tried to do as many 1:1 visits with the resident as possible. She stated she made a list of the residents she completed 1:1 visits with, as she liked to make sure every resident stayed involved. She stated the resident liked to attend snack time.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Quality of Care (Tag F0684)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review, interviews, the facility failed to provide treatment and care in accordance with professio...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, record review, interviews, the facility failed to provide treatment and care in accordance with professional standards of practice for one (#11) of two residents out of 26 total sample residents. Specifically, the facility failed to: -Prevent the worsening of a developing diabetic ulcer which developed an infection, necrotic tissue, and exposed muscle and tendon of the right fourth toe; -Assess, monitor, and document the skin injuries to the resident's leg; and, -Create a person-centered care plan identifying Resident #11's current needs to promote the healing of the toe. The facility failed to consistently monitor, and documented changes weekly for the status of the wound. Findings include: I. The Pressure Ulcer/Skin Breakdown-Clinical Protocol, revised April 2018, was provided by the nursing home administrator (NHA) on 4/21/22 at 5:52 p.m. The policy read in pertinent part: The Physician will assist the staff to identify the type for example, (arterial or stasis ulcer and characteristics presence of necrotic tissue, status of wound bed, etc.) of an ulcer .The physician will help identify factors contributing or predisposition disposing residence to skin breakdown; for example, medical comorbidities such as diabetes or congestive heart failure, overall medical instability, cancer or sepsis causing a catabolic state, and macerated or friable skin .The physician will clarify the status of relevant medical issues; for example, whether there is a soft tissue infection or just wound colonization, whether the wound and has necrotic tissue, and the impact of comorbid conditions of healing and existing wound. The physician will order pertinent wound treatments, including pressure reduction services, wound cleansing and debridement approaches, dressings, and applications of topical agents. The physician will help identify medical interventions related to wound management; for example treating a soft tissue infection surrounding an ulcer, removing necrotic tissue, addressing comorbid medical conditions, managing pain related to the wound or to wound treatment, etc .The physician will help staff character as a likelihood of wound healing, based on a review of pertinent factors .As needed, the physician will help identify medical and ethical issues influence wound healing; for example the impact of end-stage heart disease or because the resident or family declines artificial nutrition for and hydration .During resident visit, the physician will evaluate and document the progress of wound healing-especially those with complicated, extensive, or poorly-healing wounds. II. Resident status Resident #11, age [AGE], was admitted on [DATE] and readmitted on [DATE]. According to the April 2022 computerized physician orders (CPO) diagnoses included type two diabetes mellitus with diabetic neuropathy, Type two mellitus (DMII) with other skin ulcer, Alzheimer's disease, unspecified abnormalities of gait and mobility, lack of coordination, muscle weakness and very low level of personal hygiene. The 1/17/22 minimal data set assessment (MDS) documented the resident had moderate cognitive impairment with a brief interview for mental status (BIMS) of 12 out of 15. He required extensive assistance from one person for dressing. Resident #11 needed limited assistance of one person for personal hygiene and toileting. According to the MDS, he needed supervision with bed mobility, transfers, locomotion and eating. The MDS did not identify the resident had skin conditions as of the 1/17/22 MDS assessment. III. Ulcer/wound to the toe A. Resident observation and interview Resident #11 was observed on 4/18/22 at 3:20 p.m. He wore socks without a foot protection boot to his right foot while he sat in his wheelchair in his room. Resident #11 was observed in the dining room on 4/19/22 at 12:21 p.m. wearing a boot on the right foot. -At 12:54 p.m., Resident #11 asked an unidentified certified nursing aide (CNA) if she could take off his boot. He told her he would have it put back on in a little bit. The CNA agreed. Resident #11 was interviewed on 4/19/22 at 1:02 p.m. He said he was praying and hoping that his foot would get better but was concerned about it. He said he already lost one of his toes. The resident said he had been seeing a physician for his fourth right toe. Resident #11 was interviewed again on 4/21/22 at 5:36 p.m. He wore a boot to his right foot. He said he never had pain related to his toe but occasionally would ask staff to remove the boot to give him a break from it. B. Record review The cognition care plan, last revised on 5/1/19, indicated Resident #11 impaired cognitive function/dementia or impaired thought processes related to difficulty making decisions, confusion and forgetfulness. The skin integrity care plan focus, initiated on 12/11/19, read Resident #11 had a potential/actual impairment to skin integrity r/t (related to) urinary incontinence and poor hygiene. The care plan identified Resident #11 had diabetic foot ulcer between his fourth and fifth digits. According to the care plan, the resident had a fifth digit amputation. The resident's short term goals read the resident would have no complication in his skin integrity and his toe amputation would heal without complication. The diabetic care plan, last revised on 5/27/21, read Resident #11 had diabetes mellitus and was non compliant with his diet. The review of the care plan identified since 9/1/19. -The care plan did not identify current complications with the management of his diabetes and there were no new interventions to his current diabetic ulcer of his right, fourth toe. The physician note on 12/22/21 read new wound was identified on Resident #11 right foot. According to the note, the resident's right fourth toe rubs against his wheelchair creating a new thickened callus the size of dime which was shallow but not erythematous, hot, drawing or red. The note indicated the plan for healing included new orders for therahoney twice a day while the wound was left open to air. The physician instructed the foot to be cushioned where it hit the wheelchair to avoid pressure. The 1/12/22 CPO read the resident had orders for Puricol dressing on the right toe in the afternoon for the pressure injury. An order note written on 1/12/2022 revealed staff were to administer Keflex capsule/Cephalexin at 500 milligrams (MG) four times per day for ten days for a right foot infection on his fourth toe. The 1/14/2022 nutrition/dietary note read Resident #19 had a callus to his fourth right toe. According to the nutrition note, a supplement was recommended if the resident had less than 50% intake at meals related to his diabetes. The 1/16/22 health status note read the resident continued on antibiotics for his right fourth toe infection. The health status notes between 1/19/22 and 1/22/22 identified Resident #11 remained on antibiotics for his toe infection with no side effects. According to the notes, staff were to continue with the resident's plan of care. The 1/23/22 health status note read the resident's treatment of antibiotics for his toe infection was completed. The 1/23/22 wound note documented the wound measured 1.5 cm x 1 cm x .15 cm. The 1/25/22 CPO read bacitracin,wrapped with gauze and coban daily was ordered for a pressure injury. The 1/25/22 late entry skin/wound note read Resident #11 had an initial podiatry appointment for the wound to his right fourth toe. According to the note, the resident had new orders for the application of bacitracin,wrapped with gauze and coban daily. The 2/1/22 wound note documented the wound measured 1.5 cm x 1 cm x .1 cm. The comments read the resident continued with podiatry orders to use bactrim, gauze,and coban daily. According to the documentation, there were no new orders. The documentation identified the wound exudate changed from purulent to serosanguinous. There was healthy graduation tissue appearing and staff was changing dry gauze to prevent peri-tissue from moisture. The 2/8/22 wound note documented the wound measured 1.5 cm x 1 cm x .08 cm. The comments read the resident went to podiatry and came back with no new orders. Staff will continue to keep it dry and clean. The 2/15/22 wound note documented the wound measured 1.5 cm x 1 cm x .1 cm. The comments read the wound had improved in the last week. There was healthy granulation tissue visible in the wound bed. The wound bed was clean and dry and scabbing was beginning to form. The peri-tissue was intact with no maceration. The wound had redness extending about 2.5 cm from the wound border. Keeping the wound clean and dry with NS, bacitracin and dry gauze. The 2/22/22 wound note documented the wound measured 1.5 cm x 1 cm x .8 cm. The comments read the resident went to podiatry and returned with dressing intact. There are no new orders. The resident was offered an air mattress but refused to use it. The resident would not wear the foot protector. The resident was not compliant with any orders. The 2/23/22 physician note read the resident's wound was now healing well. The treatment administration record (TAR) for March 2022 indicated Resident #11 wore the ordered boot in the evenings but frequently refused to wear a boot during the day and at night. -Not other interventions were documented for each refusal. The doctor was not notified of the resident refusals to identify the need for new orders or new interventions. The 3/1/22 weekly wound note documented the wound measured 1.5 cm x .75 cm x .1 cm. The comments read the resident continues with podiatry appointment and orders. The borders of the wound are decreasing in width. The resident refuses to wear the heel protection. Treatments continued with bacitracin, gauze and coban daily. The wound has healthy, clean, dry tissue. The healthy Peri-tissue, it's slightly red. The 3/8/22 weekly wound note documented the wound measured 1 cm x 1.5 cm x .15 cm. The comments read the resident had an appointment on 3/8/22 with the physician and no new orders were sent. The 3/23/22 wound clinic note read Resident #11 was concerned his wound opened up about two weeks revealing a large deep wound prior to the 3/23/22 appointment. According to the note, the resident ambulated with dragging feet and resting his foot on the side of his wheelchair pedal. The physician noted the nurses at the facility felt bacitracin made the wound worse, however, the physician identified the resident had not a dressing over his right toe wound which was covered by only a sock with a hole in it. The physician diagnosed the wound as a skin ulcer of the right toe with necrosis of the muscle. The note revealed the muscle of the toe was exposed. The wound measured 2.5 x 1 cm. According to the note, the physician's plan was to order x-rays for the possibility of osteomyelitis, and order labs. The physician indicated a second physician requested a CAM walker boot to protect the toes. The wound clinic note identified Resident #11's blood sugar levels have been well controlled. -Nursing staff were not following the treatment dressing orders that were currently in place. The 3/24/22 weekly wound documentation did not include facility measurements. The comments read the resident went to podiatry and got orders for a boot. The resident would not wear the boot. The resident refused to keep it on. The resident was non-compliant with the orders. The 3/27/22 health status note read Resident #11 continued to refuse wearing his boot on foot. According to the care plan, staff would continue to encourage use of the boot. The 3/31/2022 health status note indicated Resident #11 had new orders to leave dressing in place to ulcer on right fourth toe until there was follow up at the wound clinic on Monday (4/4/22) for a dressing change. The 3/31/22 weekly wound documentation identified the wound on his toe measured 1.5 cm x 1.5 cm x .2 cm. The comments read the resident was referred to wound care, initial appointment was on 3/31/22. The wound was slightly more macerated with increased draining. The resident had orders to leave dressing on until 4/4/22. There were no orders to cleanse the wound. The treatment administration record (TAR) for April 2022 indicated Resident #11 wore the ordered boot in the evenings but frequently refused to wear a boot during the day and at night. The April 2022 CPO, start date 3/25/22, directed staff to keep the boot on when awake and a soft boot on during the night, every shift for type two mellitus with other skin ulcer. The 4/4/22 weekly wound documentation identified the wound on his toe measured 1.5 cm x 1 cm x .2 cm. The comments read the resident's toe was quite macerated and moist with increased purulent. The resident had new orders to clean with normal saline, cover with gauze and keep dry. The dressing was to be left in place per wound care. The resident continued to use foot protection. An ultrasound/ magnetic resonance imaging (MRI) was scheduled, with orders to remove the bandage at that time. The 4/6/22 therapy minutes of service in the assessment period was provided by the director of rehabilitation (DOR) on 4/21/22 at 10:51 a.m. The minutes identified Resident #11 considered for a potential therapy evaluation on 4/6/22. The 4/7/22 weekly wound documentation did not include facility measurements. The comments read the resident was seeing wound care for the wound on his fourth toe. He had orders for the toe to remain covered at all times . He also had orders for xeroform, foam and tegaderm if the dressing comes off. According to the documentation, the lateral side of the toe was macerated and moist. The borders of the wound were difficult to measure. The 4/11/22 wound clinic note read the resident has had a fourth toe ulcer for the past three months. The wound clinic note described Resident #11 ambulation status as wheelchair-bound and able to transfer by dragging his feet and placing weight on the tips of his toes. The physician note revealed the bandage/dressing over the wound was not in place when he arrived at the appointment. According to the note, his dressing was removed prior to arterial duplex (ultrasound scan) a week prior to the 4/11/22 and was not replaced. The note indicated the wound was significantly worse in the past four days since review and there was concern for infection. The physician described the wound as full thickness, 50% necrotic tissue, 50% slough, measuring 1.9 cm x 2.8 cm x.02 cm. The muscle remained exposed with exposed tendon at 50% of the wound. The wound was debrided with the removal of necrotic tissue and the new measurement post debridement was 1.9 cm x 2.8 cm x.03 cm. The note indicated the resident stated he did not put weight on his toes. The new plan was to obtain a wound culture and an erythrocyte sedimentation rate (ESR) collection due to the worsening of the wound and concern for an infection. The plan also included minimal compression placed with retainer netting and medigrip tubular dressing size D from foot to ankle. According to the note, the bandage needed to be kept in place until follow up at the clinic in three days. The note revealed a phone call was made to the facility regarding the condition of Resident #11's toe. Per the phone conversation, the nursing staff was educated on the importance of leaving dressing in place and to contact the physician 24 hours a day, seven days a week. if they had questions or concerns. The note identified the physician reiterated the importance of calling if they had questions or concerns. Verbal orders were given to start moist gauze dressing daily if the dressing came off but according to the note, the expectation was to have the dressing removed at the clinic. The 4/12/22 skin/wound note read Resident #11 dressing checked and remained in place. According to the note, the wound care physician ordered staff not to remove dressing or cleanse the wound. The note indicated there was no improvement to the condition of the fourth toe and the resident two plus pitting edema to foot, ankle of right foot. The 4/14/22 wound clinic note read Resident #11's wound has developed a worse odor and has worsened overall the past four days. According to the note, a new bandage was in place at time of the arrival to the appointment. The note identified the diabetic foot ulcer of the right toe as significantly worsening in the past week. The wound culture identified MSSA and the physician assistant (PA-C) was concerned about trauma to the toe related to a toe nail abrasion and significant worsening of the wound. The wound measured 2.0 cm x 2.8 cm x .03 with 50% exposed tendon, redness, drainage and was 50% necrotic. The plan was to start doxycycline at 100 milligrams. The bandage should be kept in place until follow up at the wound clinic for a dressing change. The physician gave verbal orders to staff to replace the bandage with alginate Ag+ and mediplex if the dressing became saturated, wet or fell off. Additional x-rays to the toes were ordered, a partial unna boot was applied to the foot and the primary physician would follow up in five days. A 4/14/22 order note read doxycycline hyclate tablet at 100 mg was ordered. Staff should give Resident #11, 100 mg by mouth twice a day for 14 days for an infection in his right foot. The 4/17/22 health status not read Resident #11 dressing was intact on the resident's foot per physician's orders without any complaints voiced by the resident or side effects noted from the antibiotics. The 4/18/22 weekly wound documentation did not include facility measurements. The comments read Resident continues to see wound care and podiatry for the right 4th toe. Staff continues to follow care instructions to leave the dressing and place unless it falls off. The resident was adamant about not completing the MRI. He refuses to wear a protective boot during the day. The resident continued to refuse showering and personal hygiene routine. The 4/18/22 wound clinic note read Resident #11 arrived at the appointment with the original bandage from 4/14/22. The note read the wound looked better but not by much. The wound measured 2.1cm x 2.8cm x.3 cm. According to the note, the odor to the wound was mild and the doxycycline seemed to be helping clear the infection. A 4/19/22 faxed communication from the orthopodspine center read: (Resident #11) would need to put on his walking boot that he has. (Resident #11) states he has one in the home (facility). Please locate this and make sure he wears this 24/7 (24 hours a day 7 days a week) and it can come off for dressing changes once a day . The 4/19/22 health status note read Resident #11 continued on antibiotics with no ill effects. The note indicated the resident received new orders for iodosorb gauze with cobanto to the right foot last toe. The orders directed staff to tape daily and encourage the resident to wear his boot The weekly wound documentation was provided by the facility on 4/20/22. The wound was identified as vascular to his right toe. The 4/20/22 and 4/21/22 health status notes identified the resident continued to refuse to wear his boot. The skin care plan focus was updated and revised on 4/20/22. The care plan read Resident #11 had a full thickness diabetic foot ulcer to his right fourth digit. He was followed and treated by the wound care clinic. The 4/20/22 care plan focus identified read the resident had a history of osteomyelitis with a right fifth toe tarsometatarsal amputation. Resident #11 had potential for further skin integrity compromise and pressure injury r/t poorly controlled DMII, incontinence, impaired mobility, and other comorbidities. The added goal indicated the resident would have no complications related to his right fourth digit diabetic ulcer and would show improvement in size and characteristics by the next review date. According to the goal, any further compromised skin integrity would heal without complications through the next review date. The following skin care plan interventions were lasted initiated on 12/11/19: -Avoid scratching and keep hands and body parts from excessive moisture. Keep fingernails short. -Educate resident/family/caregivers of causative factors and measures to prevent skin injury. -Encourage good nutrition and hydration in order to promote healthier skin. -Follow facility protocols for treatment of injury. -Identify/document potential causative factors and eliminate/resolve where possible. -Resident #11 needed time options and encouragement to shower. Schedule shower time based on his preference that day. The following interventions were initiated on 4/28/2020: -Keep skin clean and dry and use lotion on dry skin. Do not apply between toes. -Monitor/document location, size and treatment of skin injury. Report abnormalities, failure to heal, s/sx of infection, maceration etc. to MD. -Weekly treatment documentation to include measurement of each area of skin breakdown's width, length, depth, type of tissue and exudate and any other notable changes or observations. The following care plan interventions were initiated after a callus was identified on the fourth right toe of Resident #11 which developed into a necrotic diabetic ulcer with exposed muscle and tendon. -Follow up appointments with the wound clinic with any new concerns of worsening wound characteristics or complications right away. The skin care plan revealed no new interventions were identified on the care plan addressing the right toe of Resident #11 including how to address his frequent refusal of his boot, other pressure relieving interventions, or how to ensure physician ordered interventions such as dressings were in placed as prescribed. The behavior care plan, revised on 4/20/22 identified Resident #11 had several behaviors including resistive to care. The care plan did not include the protective boot refusal or additional interventions on how to address the refusal of the boot and promote the use of the boot. The 4/21/22 health status note read Resident #11 continued on antibiotics and treatment of the resident's fouth right toe. According to the note, the prescribed dressing was intact prior to wound care appointment. The Boot was also placed on and the resident was encouraged to keep it in place throughout the day. The 4/21/22 nutrition/dietary note pertaining to skin identified multiple vitamins and Prostat were ordered. According to the note recommendations included the promotion of protein intake to mechanical texture at meals and fluids related to the increased protein needs/intake. According to the nutrition note, staff can provide Prostat supplementation in the drink of choice for best acceptance for wound healing. A 4/21/22 plan to avoid skin breakdown on the right lower extremity due to pressure on the wheelchair leg rest was provided by the DOR on 4/21/22 at 4:40 p.m. The plan read: Right lower extremity was currently protected by an aircast (boot.) The resident does not keep the right leg right on the wheelchair during the day to prevent contact with the right lower extremity. The resident would still be able to use his foot to propel his wheelchair. The leg rest will be available for transport out of the facility or at other times it is required. The skin breakdown plan did not include how the facility would when the foot was not protected by the boot because of his refusal of the boot. IV. Right leg injury A. Resident observation and interview On 4/18/22 at 3:20 p.m. Resident #11 said he fell and had hurt his leg. The resident lifted his pant leg to reveal several large scabs on the top of his knee and multiple small scabs all on down his shin. He said it happened when she attempted to self-transfer from his bed to his chair On 4/21/22 at 10:12 a.m Resident #11 said the scabs on his leg were when he scratched himself with his nails. The resident's nails were observed to be long with much debris along the nail beds. B. Record The ADL care plan, revised on 4/29/19, read under the bathing intervention, Resident #11 had an activity of daily living (ADL) self-care performance deficit related to his dementia. The ADL care plan identified under the bathing intervention, staff should check the resident's nail length, trim, and clean on bath days and as necessary. Staff should report any changes to his nurse. The ADL care plan, under skin inspection read Resident #11 required skin inspections every week. Staff should observe the resident's skin for redness, open areas, scratches, cuts, bruises and report changes to the nurse. The skin care plan, initiated on 12/11/19, read Resident #11 should avoid scratching and keep hands and body parts from excessive moisture. According to the care plan, staff should keep his fingernails short. The review of the fall incidents identified the resident had not had a documented fall since October 2021. The review of the progress notes did not identified any injuries to the resident's legs that could have resulted in injury was in December 2021: -The 12/8/2021 health status note read Resident #11 had been scratching his right knee and left leg. According to the note, the resident had ecchymosis on left lower extremity and scratches on right knee. Staff would report to the wound/skin nurse and day nurse for FU. -The 12/9/21 health status note A&D ointment was applied to bilateral lower extremities on Resident #12. The resident was educated about scratching legs. The review of the above weekly wound documentation between 1/23/22 and 4/18/22 did not identify the scabs to the right leg of Resident #11 as the ADL care plan indicated. The April 2022 CPO directed staff to document in the skin assessment every week on every day shift. V. Staff interviews The DOR was interviewed on 4/21/22 at 10:13 a.m. He said staff communicate requests to see residents in the morning meetings or verbal requests by staff or residents. The DOR said they recently discussed picking up the resident for therapy because he would be very appropriate because he needs to work on safety when self-transferring, refusal to use his call light and because of his compromised foot related to his wound on his toe. The DOR said he spoke to Resident #11 and he refused. He said he did not like to do therapy. The DOR said the resident has also refused him in the past. The DOR was asked if he had approached him just to try a transfer evaluation. The DOR said he would be happy just to try to ask him if would just be open to a transfer evaluation. The DOR said over the past few months he has looked at Resident #11 wheelchair at foot position. They have tried his foot pedals on and off and added cushioning to the pedal side where he rested his toe but the padding does not stay in place. He said the resident possibly removes it. He said his attempt to help make his wheelchair more comfortable was not documented because it was done on his own time. He said he would write up a plan. Licensed practical nurse (LPN) #3 was interviewed on 4/20/22 at 5:03 p.m. The LPN identified himself as Resident #11's nurse. He said he was not aware of the multiple scabs on the resident's leg or how they occurred. He said it was possible the resident scraped himself when he self-transferred. The LPN said Resident #11 had not had a recent fall but he was unsteady and transferred himself very hard onto his wheelchair. LPN #3 said Resident #11 was a bad historian and may not know how he injured himself. The LPN said all skin related injuries should be documented on skin assessments and progress notes. Certified nurse aide (CNA) #3 was interviewed at 4/20/22 at 5:10 p.m. She said she noticed the scabs today (4/20/22) when she gave him a shower. She said she asked the resident what happened to his leg and he said he fell. CNA #1 said had noticed the scabs for a while. She said she thinks it was because he scratched his legs. The CNA exited the interview, walked into the dining room and spoke to the resident. She returned and said Resident #11 said the scabs were from him stretching his legs. The director of nursing (DON) was interviewed on 4/21/22 at 3:02 p.m. She said her wound nurse was no longer at the facility. The DON said she was not aware of the scabs on the resident leg but it should be documented on the weekly skin notes, and progress notes. She said registered nurse RN # 1 would know more about it. She said she was aware the resident did not have a fall since October 2021. She said the skin injuries would not be related to a fall. The DON said the resident scratched himself frequently and also slammed himself down on his wheelchair when he transferred himself. She said when there was a skin injury, staff would normally request orders from the physician or see how the physician wanted to treat it. The DON was informed of resident's observed long fingernails with debris under them. She said she would ask the staff to trim his nails. The DON said she was aware of only the ulcer identified on Resident #11's toe but the former wound nurse was the one who directly followed his wound care within the facility. She said the resident was followed by his physician and currently had appointments with the wound clinic. She said it was documented the resident was sometimes resistant to interventions. She said he refuses the air mattress and continues to self transfer and does not always wear his boot to protect his toe. The DON said the wound to his toe was originally thought the wound was a pressure ulcer but now the physician identified it as a diabetic ulcer. She said he had orders for staff to leave his dressings in place which has been shared with the nurses. She said she was not aware the resident arrived at his appointments without his ordered dressings in place. She said she was not aware the physician assistant (PA-C) documented on 4/11/22 she a made a phone call to the facility nursing staff to discuss the importance of leaving the dressing in place until the follow up at the wound clinic, provided them his her phone number and reiterated the importance of calling if there were any questions. RN #1 was interviewed on 4/21/22 at 3:18 p.m. She said the wound to his toe was vascular. She said her role Resident #11's wound care was to follow the physician's orders. He has had ongoing treatments to his toe since it was identified. She said the wound had been ongoing for a while. She said he already lost his fifth toe about a year ago. The RN said he has had new orders almost weekly to address the fourth toe wound. She said he has seen podiatry and goes to the wound clinic. RN #1 said the resident was not compliant with his diabetic diet. She said they tried padding his foot pedal for protection of the toe but the padding continued to come off. She said he kicked off his heel protector. She said she was aware the resident arrived at the wound clinic without his ordered dressings in place. She said the first time it occurred was when the dressing was removed for X-Ray. The dressing was not then replaced. She said the second time it occurred was when he went to the appointment before she had a chance to look at it. RN #1 said the dressing must have fallen off. RN #1 said was aware of the scabs to his leg. She said he scratched them chronically. She said the scabs on his leg should be in his skin notes. The RN said she clipped his nails one to two weeks ago. She said the CNA's should clip them as needed and in the shower. RN #1 said the resident sometimes refuses his showers. The RN #1 said the resident could be resistant to care and sometimes refuses showers. She said they verbally try to convince him to be[TRUNCATED]
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Accident Prevention (Tag F0689)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to prevent falls and accidents with injuries and potential for injuri...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on record review and interviews, the facility failed to prevent falls and accidents with injuries and potential for injuries resulting in hospitalizations, steri-strips and a fracture for five (#20, #29, #25, #1, and #24) of eight residents reviewed for falls out of 29 sample residents. Specifcally, the facility failed to: Resident #20 was identified as a high fall risk but experienced two falls with injury. Due to the facility's failure to provide assistance to the resident, the resident fell in his bedroom on 2/6/22 and suffered a two-inch by two-inch hematoma to the right parietal lobe (was not sent to the hospital) and fell on 3/29/22 and suffered a one centimeter laceration above the right eye and abrasions to both knees. Resident #25 was identified as a high fall risk, but failed to prevent a fall with injury. Due to the facility's failure to provide the resident assistance, the resident fell in her bedroom on 2/22/22 and suffered a left wrist fracture. Resident #1 was identified as a moderate fall risk but failed to prevent a fall. Due to the facility's failure to ensure the resident had a way to summon help outside, the resident fell outside in the snow and had to crawl to a door and knock on it for help. Resident #24 was identified as a high fall risk upon admission, but failed to prevent several falls. Resident fell on 3/10/22 in his bedroom and suffered a left middle finger sprain; the resident fell on 3/11/22 in his room and suffered a bruise on the right side of his head, skin tear to his right elbow and bruise to his right knee; resident fell on 3/14/22 in his bedroom; and resident fell on 3/21/22 in his bedroom and suffered a skin tear to his right elbow, knee, and top of left hand. Resident #29 was identified as a high fall risk upon admission and needed staff assistance for ambulation. Due to the facility's lack of supervision and assistance, Resident #29 suffered an unwitnessed fall resulting in a head injury, a visit to the emergency room for staples, and bruising and swelling to her face and eyes. Findings include: I. Facility policy The Fall Prevention policies and procedures, revised in March 2018, read in pertinent part, based on previous evaluations and current data, the staff will identify interventions related to the resident's specific risks and causes to try and prevent the resident from falling and try to minimize complications from falling. The staff will monitor and document each resident's response to interventions intended to reduce falling or risk of falling. If interventions have been successful in preventing falling, the staff will continue the interventions. If the resident continues to fall, staff will re-evaluate the situation and whether it is appropriate to continue or change current interventions. As needed, the attending physician will help the staff reconsider possible causes that may have not been previously identified. II. Resident #20 A. Resident status Resident #20, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included atrial fibrillation, rheumatic disorders of mitral, aortic, and tricuspid valves; and diverticulosis of intestine. The 2/10/22 minimum data set (MDS) assessment revealed that a brief interview for mental status (BIMS) assessment was not completed as the resident was rarely understood. The MDS revealed the resident required a one-person physical assist with transferring to or from bed, chair, wheelchair, and standing position; required a one-person physical assist walking in his room (between locations in his room); and used a walker. B. Observations On 4/19/22 at 8:52 a.m., the resident was observed slumped in his chair (with his bottom near the edge of the chair and his head was to the left side) with his breakfast tray in front of him. On 4/19/22 at 12:20 p.m., the resident was observed slumped in his chair in the same position as 8:52 a.m. with a lunch tray in front of him. The registered nurse supervisor (NS) was observed entering the resident's room and lifted him up in the chair. On 4/20/22 at 8:52 a.m., the resident was observed in the dining room sitting in his wheelchair. Throughout much of the survey from 4/18/22-4/21/22, the resident was observed in bed outside of meal times. He was not observed being engaged in activities to keep him engaged and free from falls per his care plan (see below). C. Record review The functional abilities and goals assessment upon admission dated 3/18/22, revealed the resident needed some help (partial assistance from another person) for ambulation, used a walker upon admission, required supervision or touching assistance from sit to stand, and required partial/moderate assistance to put on and take off footwear. The fall risk assessment completed on 3/29/22 revealed the resident was a high fall risk. The resident's fall risk score was 80; 45 and higher indicated a high fall risk. A risk for falls care plan was initiated on 2/17/22 and revised on 3/24/22. The interventions included: be sure the resident's call light was within reach, ensure that the resident was wearing appropriate footwear when ambulating, use front wheeled walker for ambulation with stand by assistance as needed, and offered activities that minimized the potential for falls. Resident falls with injury According to the interdisciplinary team (IDT) report, the resident was heard yelling for help on 2/6/22 at 10:15 a.m. The resident was found on the floor in his bathroom. According to the IDT report, the resident stated he was trying to change his brief and slipped. The resident was helped back up with assistance. The resident suffered a two-inch by two-inch hematoma to the right parietal lobe. The IDT post-fall recommendations were to continue physical therapy and encourage call light use. According to the IDT report, the resident had a fall on 3/29/22 at 2:42 p.m. The resident was found face down on his bedroom floor. The resident suffered a one centimeter laceration above the right eye and abrasions to both knees. The IDT post-fall recommendations were to continue physical therapy and keep the resident in a bedroom close to the nurses ' station. -Although the resident was at high risk for falls and both falls were unwitnessed, the facility did assess and implement a plan for increased supervision and assistance. D. Resident roommate interview The resident's roommate was interviewed on 4/20/22 at 11:32 a.m. He stated the resident almost fell out of bed the night before and he had to go get help for the resident. He said a staff member came into the bedroom and helped the resident straighten out in bed. The roommate said he did not sleep at night as he worried the resident would fall out of bed and said he had told numerous staff about it. The roommate said he was afraid to help the resident because he did not want to do something wrong and injure the resident. At the time of this interview, the resident was observed lying in bed on his left side about an inch from the edge of the bed. E. Staff interviews The registered nurse supervisor (NS) was interviewed on 4/21/22 at 2:25 p.m. She stated the resident was able to transfer independently. She stated lately he had been requiring more assistance and one person would help him. She stated the resident was a high fall risk. Certified nurse aide (CNA) #3 was interviewed on 4/21/22 at 4:30 p.m. She stated she sometimes just had to figure out how the residents transferred as she did not know specifically where to look for transfer information. She said she just assisted the residents. CNA #5 was interviewed on 4/21/22 at 4:43 p.m. She stated she found out how residents transferred when they were admitted . She also stated she could look at the white board at the nurses ' station which showed her who needed a Hoyer (mechanical) lift transfer. III. Resident #25 A. Resident status Resident #25, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included cerebral infarction, low back pain, and lack of coordination. The 2/12/22 MDS revealed the resident did not have cognitive impairment with a BIMS assessment score 15 out of 15. The MDS revealed the resident required supervision transferring to or from bed, chair, wheelchair and standing position, and used a wheelchair. B. Resident interview The resident was interviewed on 4/20/22 at 9:03 a.m. The resident stated she got up to turn on her diffuser, twisted her ankle turning the corner back to bed, fell into her wheelchair and hit her wrist on the side of the chair. She stated she went to bed and woke up the next morning with pain in her wrist, but thought she just slept wrong on it. She went to physical therapy that morning and she told her physical therapist she hurt her wrist. She said her physical therapist used biofreeze and the transcutaneous electrical nerve stimulation (TENS) unit and when he turned on the TENS unit, it started shooting pain up her elbow and she had excruciating pain. The resident stated she told her physical therapist she fell, but it was into the chair and not the floor so she did not tell anyone. She stated the physical therapist said we are going to take you back to the nurses ' station right away. She said the physical therapist told the nurses he thought she may have fractured her wrist. She stated she told the nurses she fell but did not think to say anything because she fell into her wheelchair. She said she went to the radiology department at the hospital for x-rays and found out she fractured her left wrist. C. Record review The fall assessment dated [DATE] revealed the resident was a high risk for falls. The care plan dated 3/1/18, revealed the resident was at risk for falls due to unsteady gait, pain, history of falls, and muscle weakness. The interventions were to ensure the resident's call light was within reach, allow for rest periods for increased fatigue, ensure a safe environment with even floors, call light in reach, and personal items within reach. -The care plan was not updated to include the fall and assess current interventions. The fall risk assessment was not done immediately after the resident's fall. D. Staff interviews The director of nursing (DON) was interviewed on 4/21/22 at 12:46 p.m. The DON stated a fall investigation was not conducted as the resident did not fall to the ground. The physical therapist (PT) was interviewed on 4/21/22 at 4:29 p.m. The PT stated when he went to pick up the resident for her scheduled physical therapy session on 2/22/22 at 9:00 a.m., the resident told him her left wrist was significantly sore and painful. The PT stated he told the resident that he could work on it in physical therapy. He said he asked the resident if anything happened to make her wrist sore and she stated she fell into her wheelchair hitting her wrist on the side of the wheelchair. He stated the resident told him she did not fall on the floor but he told her that was a fall. He stated he tried biofreeze and then suspected the resident had a wrist fracture when she experienced significant pain during the biofreeze treatment. He stated he took the resident to the nurses ' station and the resident was sent for x-rays. He said the x-rays indicated the resident had a fractured wrist. -The facility failed to provide monitoring, supervision, and placement of personal items within reach to prevent a fall with fracture. IV. Resident #1 A. Resident status Resident #1, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included muscle weakness, epilepsy and chronic obstructive pulmonary disease. The 2/12/22 MDS revealed the resident was cognitively intact with a BIMS assessment score of 13 out of 15. B. Resident interview The resident was interviewed on 4/20/22 at 3:00 p.m. The resident stated she fell out of her wheelchair sometime during the winter at night while outside smoking. She stated she could not remember the date but remembered there was snow on the ground. She stated she crawled in the cold and snow to a door where she pounded on it. She stated a staff member answered the door, went outside and got her wheelchair, brought it inside and assisted her back into the wheelchair and into the building. C. Observations Observations during the survey, conducted 4/18/22 through 4/21/22, revealed the sidewalk outside the facility, which led from the main dining room entry doors to the gazebo and then to the secure unit doorway, had multiple cracks with uneven surfaces, creating an accident hazard for residents. D. Record review The care plan dated 1/19/22 and revised on 4/21/22, indicated the resident was at high risk for falls related to weakness and unsteadiness. The interventions included ensure the resident's call light is within reach and ensure the room is free of clutter. The fall risk assessment dated [DATE] indicated the resident was a moderate fall risk. -There were no nursing notes regarding the resident's fall from her wheelchair on the sidewalk. E. Staff interviews The DON was interviewed on 4/21/22 at 12:46 p.m. She stated there was not a fall investigation completed as she was not aware the resident had a fall. -She acknowledged that whoever helped the resident back into her wheelchair and back into the building after her fall should have reported the incident. V. Resident #24 A. Resident status Resident #1, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included Parkinson's disease, muscle weakness and lack of coordination. The 3/7/22 MDS revealed the resident was moderately cognitively impaired with a BIMS assessment score of 10 out of 15. The MDS revealed the resident required a one-person physical assist with transferring to or from bed, chair, wheelchair, and standing position; required a one-person physical assist talking in his room (between locations in his room); and used a wheelchair. B. Observations On 04/18/22 at 1:50 p.m. the resident was observed sitting on the edge of his bed trying to tie the strings on his pants. The call light was observed lying on the floor close to the wall. When asked if he needed help, he said yes and began leaning forward trying to reach for the floor. The RN was notified and assistance requested. On 4/20/22 at 10:34 a.m., the resident was observed in his room on the side of the bed eating breakfast. The resident's call light was observed on the floor to the left of the resident, out of his reach. On 4/21/22 at 10:02 a.m., the resident was observed lying perpendicular on his bed. His legs and feet were dangling off the bed and his head was against the wall. On 4/21/22 at 12:13 p.m., the resident was observed lying perpendicular on his bed. The resident's call light was observed on the floor, out of his reach. C. Record review The fall assessment dated [DATE] revealed the resident had a history of falling, had impaired gait, and could overestimate or forget limitations. The assessment revealed the resident was a high fall risk with a score of 75; a score over 45 was considered a high fall risk. A falls care plan was initiated on 9/15/21. The care plan documented the resident was at high risk for falls due to gait/balance problems related to Parkinson's disease. The interventions were to ensure the resident's call light was within reach, ensure the resident was wearing appropriate footwear when ambulating or mobilizing in his wheelchair, and follow the facility fall protocol. -The care plan was not updated with the resident's recent falls. Falls with injuries Upon review of the IDT post-fall report, the resident had an unwitnessed fall on 3/10/22 at 10:12 a.m. walking to the bathroom; the resident fell into a wall. The resident reported a head strike and complained of left middle finger pain. The resident suffered a left middle finger sprain. Neurology checks were completed and were normal. The recommendations were to ensure call light was within reach, keep the resident in a room close to the nurses ' station, and continue physical therapy. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall and interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21. Upon review of the IDT post-fall report, on 3/11/22 at 1:15 p.m. the resident was found on his buttocks in front of his bed. The resident suffered a bruise on the right side of his head, skin tear to the right elbow and a bruise to the right knee. The IDT post-fall assessment recommended to continue with physical therapy, keep the resident in a room close to the nurse's station and encourage call light use. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall prevention interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21. Upon review of the IDT post-fall report, on 3/14/22 at 1:30 p.m., the resident was found in his room on the floor on his buttocks. The resident reported no injury. The post-fall assessment recommendations were to continue with physical therapy and keep the resident in a room close to the nurse's station. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall prevention interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21. Upon review of the IDT post-fall report, the resident had a on 3/29/22. The PT reported the resident reached for a drink and fell forward off of his bed, landing on his knees. The resident suffered a skin tear to the right elbow, skin tear to the right knee and skin tear to the top of the right hand which required steri-strips. The IDT report revealed a post-fall assessment was not completed. Upon review of the resident's care plan on 4/21/22 at 9:37 a.m., the fall and interventions had not been updated on the resident's fall care plan; the fall care plan has not been revised since 9/15/21. -Although three of the resident's four accidents were unwitnessed and his call light was frequently out of reach per observations, his care plan was not revised to include monitoring and supervision to prevent further accidents with injuries. E. Staff interviews The NS was interviewed on 4/21/22 at 2:25 p.m. She stated the resident was independent. She said he had good days and bad days. She stated they wanted to keep him in his wheelchair as he was a huge fall risk. She said he did know how to use his call light. -This was not documented in his care plan (see above). CNA #3 was interviewed on 4/21/22 at 4:30 p.m. She stated she sometimes just had to figure out how the residents transferred as she did not know specifically where to look for transfer information. She said she just assisted the residents. CNA #5 was interviewed on 4/21/22 at 4:43 p.m. She stated she found out how residents transferred when they were admitted . She also stated she could look at the white board at the nurses' station which showed her who was a hoyer lift. VI. Resident #29 A. Resident status Resident #29, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia without behavioral disturbance and delirium due to known physiological condition. According to the 3/7/22 MDS assessment, Resident #29 had severe cognitive impairment with a BIMS score of five out of 15 with delirium symptoms including inattention. She needed limited physical assistance with transfers and ambulation, extensive assistance with personal hygiene and toilet use, was incontinent, had no falls before her admission, and took antipsychotic and antidepressant medication. Resident #29 resided on the dementia care secure unit (SCU). B. Observations Resident #29 was observed during the survey from 4/18 through 4/21/22. She had purple, blue and red bruising and swelling to her face and eyes from a previous fall. She spent her days pacing to and from her room and into the common dining area, asking staff where she should go, what she should do and what was next. She was not provided with meaningful activities, one-to-one activities, pet visits or opportunities to go outside although the weather was nice (cross-reference F744, dementia care). C. Record review The care plan, initiated 3/11/22 and not revised, identified a falls/safety risk due to a diagnosis of dementia and delirium which made her unaware of her safety needs. She was weak and unsteady on her feet and incontinent of bowel/bladder putting her at high risk for falls/injury. She wandered aimlessly and resided in the unit to accommodate her safety needs. The goal was no serious injury through the review date. Interventions were: anticipate and meet needs, encourage participation in activities that promote exercise, physical activity for strengthening and improved mobility; ensure appropriate footwear when ambulating or mobilizing; follow facility protocol; offer frequent trips to the bathroom, assist to stay clean, dry and comfortable; pharmacy med review per facility protocol as needed; evaluate and treat as ordered or as needed; review information on past falls and attempt to determine cause of falls; record possible root causes; alter/remove any potential causes if possible; educate resident/family/caregivers/IDT as to causes; the resident needs activities that minimize the risk for falls while providing diversion and distraction; the resident needs a safe environment with even floors free from spills and/or clutter, glare-free light, a working and reachable call light, the bed in low position. -Although she had three falls since admission, the resident's falls, dates and circumstances surrounding those falls were not documented in her care plan. Her care plan was not updated after her falls, including the fall that sent her to the emergency room for treatment (see below). -Resident #29 was given antipsychotic and antidepressant medication, but this was not added to her fall risk care plan. Review of IDT notes revealed the following in pertinent part: -On 2/25/22 at 10:45 a.m., she was acclimating to SCU, does need to be reoriented to place and time, will continue to monitor. -On 2/26/22 at 4:34 a.m., resident wanders, incontinent of urine, assist with ADLs and redirect PRN (as needed), no complaints voiced, resting in bed most of night. -On 4/7/22 at 11:07 a.m., resident was observed on the hallway floor. She had a small head laceration, bleeding subsided quickly. Wound appeared to be boggy and sunken in. Resident transported to ED (emergency department) via facility transport at (11:00 a.m.). Guardian notified as well as (physician). -On 4/7/22 at 1:41 p.m., resident returned from ED with 3 staples on skull laceration. CT scan was unremarkable. -On 4/11/22 at 2:48 a.m., called to resident's room by CNA. He states that he found resident sitting on floor next to bed. VSS (vital signs stable), scrape noted to mid lower back. Neuros intact. CNA to do 15 minute checks due to resident being confused and getting out of bed without assistance. No other injury or deficit noted. -On 4/11/22 at 6:03 a.m., resident was walking in room and turned and fell. No apparent injuries noted. -On 4/11/22 at 9:49 a.m., scrape noted to mid back, Tylenol given for mild pain, ROM (range of motion) same x4, neuros intact, will continue to monitor. The bruising to the resident's face and eyes was not documented in nursing notes, nor was follow-up monitoring for the injuries to her face or the scrape on her back. There was no evidence of increased supervision, monitoring, assistance, and anticipation of the resident's needs in response to her falls although she needed physical assistance with transfers and ambulation. (see MDS above). D. Staff interviews CNA #12 and #3 were interviewed on 4/19/22 at 5:38 p.m. They said this was a good day because there were two CNAs on the SCU. They said there were times when there was only one CNA to staff the SCU and it was really hard to ensure residents' needs were met. The DON, NHA and corporate clinical consultant were interviewed on 4/21/22 at 6:17 p.m. They said they discussed falls during every monthly quality assurance meeting, but they had not developed any specific action plans for fall prevention. -The facility failed to provide adequate monitoring and supervision to prevent Resident #29's falls and injury.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Medication Errors (Tag F0758)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** VII. Resident #91 A. Resident status Resident #91, age [AGE], was admitted on [DATE]. According to the April 2022 computerized p...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** VII. Resident #91 A. Resident status Resident #91, age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included chronic ischemic heart disease, Alzheimer's disease and depression. A minimum data set (MDS) assessment was not completed. The 3/31/22 admission assessment revealed the resident was alert, oriented to person and time, and verbally appropriate. The secure unit admission placement authorization form was signed by Resident #91 on 4/1/22. B. Record review The psychoactive medication informed consent, signed by Resident #91 on 3/31/22, revealed the resident was prescribed Haloperidol (an antipsychotic) one milligram (mg) by mouth in the evening. The diagnosis listed for the Haloperidol was anxiety related to Alzheimer's disease. The proposed course of the Haloperidol revealed it was prolonged treatment/indefinite. The resident's care plan, dated 4/15/22 and revised on 4/20/22, revealed the resident was prescribed the antipsychotic medication, Haldol, for dementia with behavioral disturbance. Interventions were not person-centered, and instructed nursing staff to monitor the following target symptoms: Specify: pacing, wandering, disrobing, inappropriate response to verbal communicatiaon, violence/aggression towards staff/others, etc. and document per facility protocol. -The behavioral symptoms were not specified in the care plan, and were not documented as monitored (see below). The April 2022 medication administration record (MAR) and CPO revealed the following orders and administration for Haldol: Haloperidol 1 mg by mouth at bedtime for behaviors starting 3/30/22 and discontinued on 4/20/22; Haloperidol 0.5 mg by mouth in the morning for behaviors starting 4/6/22 and discontinued on 4/20/22; and Haloperidol 1 mg by mouth two times a day for behaviors starting on 4/20/22. The MAR revealed the resident was administered the Haldol as scheduled and did not include monitoring for behavioral symptoms or documentation of non-pharmacological interventions. C. Staff interviews The director of nursing (DON) was interviewed on 4/21/11 at 11:41 a.m. She stated when the resident was first admitted to the facility, he had some behaviors. She said he broke a door trying to escape the facility. She stated they were trying the Haldol to help the resident get through an adjustment period. She stated she was unsure if other interventions, such as redirection, had been used other than the Haldol. The social services director (SSD) was interviewed on 4/21/22 at 12:28 p.m. She stated when the resident was first admitted he tried to escape the facility and broke a door. She said the triggers for his behaviors were his suitcase, smoking schedule as he was not used to that, and that his roommate had moved. She stated the resident was on a scheduled dose of Haldol at his prior facility, and the dose he received at this facility was a lower dose. She stated that when the resident was redirected, he became aggressive when first admitted . She stated no other medications had been tried for the resident. She stated they used Haldol for anxiety to help the resident adjust to the facility. She stated the resident was cognitive enough to know he had to live at the facility but did not want to live there. She stated they might try to reduce the Haldol at some point in the future. Based on record review and interviews, the facility failed to ensure five (#33, #14, #15, #29, #9) of five residents reviewed out of 29 sample residents were free from unnecessary antipsychotic or psychoactive medications. Specifically: -Resident #33 was ordered Ativan (antianxiety medication) as-needed without instructions for frequency, a stop date within 14 days, non-pharmacological measures to implement before administration, or specific behavior monitoring; -Residents #14 and #15 were given antipsychotic medications with dementia diagnoses. Behavioral symptoms were not specifically assessed and documented, and non-pharmacological interventions were not assessed and implemented prior to administration. -Resident #15 was given an antipsychotic for a diagnosis of dementia. -Resident #29 was given antipsychotic medication with a dementia diagnosis. She did not have a care plan, non-pharmacological interventions, behavior monitoring or side effect monitoring for the use of antipsychotic medication. -Resident #91 had diagnoses of Alzheimer's disease and depression, and was given antipsychotic medication for a diagnosis of behaviors. He did not have a specific care plan, or documentation of monitoring for side effects, specific behavioral symptoms, or non-pharmacological interventions for the use of antipsychotic medication. Cross-reference F744, dementia care services on the dementia care secure unit (SCU), resident observations and resident and family interviews regarding behavioral symptoms and antipsychotic medication use. Findings include: I. Facility policy The Medication Utilization and Prescribing - Clinical Protocol, revised April 2018, was provided by the director of nursing (DON) on the afternoon of 4/21/22. The policy included: When a medication is prescribed for any reason, the physician and staff will identify the indications considering the resident's age, medical and psychiatric conditions, risks, health status, and existing medication regimen. -Symptoms should be characterized in sufficient detail to help identify whether a problem exists or whether a symptom is just a variation of normal. -A symptom may have diverse causes, so it is usually relevant to try to identify likely causes and pertinent non-pharmacologic interventions. -A diagnosis by itself may not be sufficient justification for prescribing a medication. -As part of the overall review, the physician and staff will evaluate the rationale for existing medications that lack a clear indication or are being used intermittently on a PRN (as needed) basis. II. Professional reference According to the Very Well Mind website regarding black box warnings for antipsychotic medication use in the elderly, https://www.verywellmind.com/antipsychotic-medications-black-box-warning-379657, 3/4/21, accessed 4/28/22: Black box warnings are the most serious warnings the FDA (Food and Drug Administration) issues. They warn doctors and patients about serious or life-threatening adverse drug reactions. Antipsychotics earned a black box warning because they are associated with increased rates of stroke and death in older adults with dementia. III. Resident #33 A. Resident status Resident #33, under age [AGE], was admitted on [DATE]. According to the April 2022 computerized physician orders (CPO), diagnoses included progressive supranuclear ophthalmoplegia (a brain disorder that causes serious problems with walking, balance, eye movements and later swallowing); major depressive disorder; Parkinson's disease; dementia with lewy bodies; and anxiety disorder. The 3/18/22 minimum data set (MDS) assessment documented severe cognitive impairment per staff assessment. Resident #33 was unable to complete the brief interview for mental status (BIMS). She had delirium symptoms of hallucinations and delusions, trouble concentrating and poor appetite. She had behaviors that affected others but no care rejection. She had wandering behavior but it was not documented how it affected her or others, or if her behavior put her at risk. Resident #33 required limited physical assistance with transfers, ambulation, eating and personal hygiene; and extensive assistance with dressing and toilet use. She had unsteady balance and gait. Her fall history was blank. She took antianxiety and antidepressant medications daily. B. Record review Resident #33's care plan, initiated 7/20/2020 and not revised, identified she used psychotropic medications related to bipolar disorder. Interventions included to administer medications as ordered, and educate the resident and her family about the risks, benefits and side effects of the medications. -The diagnosis of bipolar disorder was not included in the resident's diagnosis list although it was documented on her care plan. The specific psychotropic medication was not documented, and non-pharmacological interventions were not included in the care plan. Review of the April 2022 physician orders and medication administration record (MAR) revealed orders for: -Lorazepam Concentrate (Ativan, an antianxiety medication) 2 mg/ml, give 0.5 ml by mouth in the evening for anxiety with behaviors, start date 3/2/22. -Lorazepam Concentrate 2 mg/ml, give 0.3 ml by mouth as needed (PRN) for anxiety, start date 4/14/22. -No frequency of dosage for the as-needed Ativan was documented and there was no stop date. The PRN Ativan was administered on 4/20/22 at 7:54 a.m. and documented as effective, and on 4/21/22 at 7:41 a.m. and was ineffective. -The order was discontinued on 4/21/22 at 3:00 p.m. and a new order provided with parameters and a stop date of 4/28/22, during the survey after it was brought to the facility's attention. -There was no evidence of clarification for this self-administration order. Behavior documentation on the April 2022 treatment administration record (TAR) revealed the resident was monitored for the following behaviors: (specify) itching, picking at skin, restlessness (agitation), hitting, increase in complaints, biting, kicking, spitting, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, aggression, refusing care every shift for Zyprexa (antipsychotic), start date 11/10/2020. -However, the resident was taking Ativan, an antianxiety medication, not Zyprexa. Nonetheless, the behaviors were not specified or resident-centered. Nursing staff marked Yes for behaviors 17 times on the day shift, seven times on evening shift, and none on the night shift. -No non-pharmacological interventions were documented on the TAR prior to administering as-needed Ativan. -Antianxiety side effects were monitored and documented on the MAR regarding drowsiness, slurred speech, dizziness, nausea, aggressive/impulsive behavior and coded to hold/see progress notes seven times. However, there were no corresponding progress notes on 4/2, 4/3, 4/8, 4/5, 4/16, or 4/17/22 on the day shift, or 4/17/22 on the evening shift to explain what side effects Resident #33 was experiencing. C. Staff interviews The director of nursing (DON) was interviewed on 4/20/22 at 11:30 a.m. She said the Ativan order should have had a dosage frequency and a stop date within 14 days. She said she would follow up on it. The nursing supervisor was interviewed on 4/21/22 at 2:40 p.m. She said she took the Ativan order by phone and should have gotten clarification and a stop date on it. There was no evidence the facility clarified the Ativan self-administration order, and the PRN order was not clarified until after the survey started. IV. Resident #14 A. Resident status Resident #14, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia with behavioral disturbance and major depressive disorder, single episode, severe with psychotic features. According to her 2/3/22 MDS assessment, she had severe cognitive impairment; delirium symptoms including inattention, disorganized thinking and delusions; behavioral symptoms not directed toward others such as pacing, rummaging and disruptive sounds, but no rejection of care. Her balance was unsteady and she required extensive assistance for dressing, toilet use, hygiene; set up help, supervision, oversight, encouragement and cueing for eating; and supervision, oversight, cueing and physical assistance with ambulating in the corridor. She took antipsychotic and antidepressant medications. B. Record review The care plan, initiated 2/9/21 and revised 4/19/22 (during the survey), identified psychotropic medication use for diagnoses of depression and dementia with behaviors for which I take psychotropic medications Trazodone and Seroquel. Interventions included: monitor/record occurrence of/for target behavior symptoms pacing, wandering, disrobing, inappropriate response to verbal communication, violence/aggression toward staff/others and document per facility protocol (2/9/21). Offer activities of choice daily (4/19/22) -The behavioral symptoms documented above did not match the monitored behaviors (below) and had not been updated for more than a year. The April 2022 CPO and MAR documented the following pertinent medications: -Trazodone HCI (antidepressant) tablet, 25 mg by mouth at bedtime for depression, started 2/23/22; and -Seroquel (antipsychotic) tablet 25 mg in the evening for dementia with behaviors, started 11/18/21. The treatment administration record (TAR) documented to monitor the following behaviors every shift for Seroquel: itching, picking at skin, restlessness (agitation), hitting, increase in complaints, biting, kicking, spitting, cussing, racial slurs, elopement, stealing, delusions, hallucinations, psychosis, aggression, refusing care. From 4/1 through 4/21/22, nursing staff documented Yes the behaviors were exhibited, but not which one or more from the list above, on the day shift 13 times, evening shift seven times, and night shift one time. Otherwise no behaviors were documented as exhibited. There were no corresponding nursing notes to provide further detail about what behaviors the resident exhibited. -There was no documentation of non-pharmacological interventions. -There was no documentation of behaviors associated with the use of Trazodone. -There was no documentation to explain why both medications were given at bedtime, and how this would benefit Resident #14. -The two different medications, an antidepressant and antipsychotic, were not care planned or monitored separately for the symptoms they were used to treat. V. Resident #15 A. Resident status Resident #15, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included Alzheimer's disease. According to the 1/25/22 MDS assessment, he had severe cognitive impairment and delirium symptoms including inattention and disorganized thinking. MDS resident interviews were not completed because he was rarely or never understood, no interpreter was needed or wanted, and his preferred language was left blank. He had no behavioral symptoms including rejection of care. No preferences were documented. He needed limited physical assistance with ambulation and extensive assistance with toilet use and dressing. He took antipsychotic medications and had no gradual dose reductions. B. Record review The care plan, initiated 7/26/21 and not revised, documented use of psychotropic medications related to dementia. The goal was for Resident #15 to be free of psychotropic-related medications. Interventions included: monitor/record occurrence of target behavior symptoms pacing, wandering, disrobing, inappropriate response to verbal communication, violence/aggression towards staff/others, etc. and document per facility protocol. -This behavior list was the same as Resident #14's (above) and was not person centered for Resident #15, nor did the care plan identify antipsychotic medication, the reason it was given, or identify non-pharmacological interventions to implement before use of medications. The April 2022 CPO and MAR documented the resident received olanzapine (Zyprexa, an antipsychotic) 5 mg by mouth in the evening for dementia, started 11/17/21. -Dementia is a risk, not an approved diagnosis, for antipsychotic use. -No behavioral symptoms were documented to monitor for the use of Zyprexa. -No non-pharmacological interventions were documented. VI. Resident #29 A. Resident status Resident #29, age [AGE], was admitted on [DATE]. According to the April 2022 CPO, diagnoses included dementia without behavioral disturbance and delirium due to known physiological condition. According to the 3/7/22 MDS assessment, Resident #29 had severe cognitive impairment with a BIMS score of five out of 15 with delirium symptoms including inattention. Her mood symptoms included little interest in doing things; feeling down, depressed, hopeless; feeling bad about herself; trouble concentrating; moving or speaking slowly; feeling she would be better off dead or wanting to hurt herself. She needed limited physical assistance with transfers and ambulation; extensive assistance with personal hygiene and toilet use; and took antipsychotic and antidepressant medication. B. Record review Resident #29 did not have a care plan for the use of antipsychotic medications. According to her April 2022 CPO and MAR, she received the following pertinent medications: -Zoloft (antidepressant) tablet 100 mg one time a day for depression, started 2/25/22; and -Seroquel (antipsychotic) tablet 50 mg two times daily for dementia with behaviors, started 2/24/22. There was no documentation of the specific behaviors for Zoloft or Seroquel. There was no evidence of monitoring for side effects. There was no documentation of non-pharmacological interventions to use prior to medications. VI. Staff interviews The nursing supervisor was interviewed on 4/21/22 at 2:40 p.m. She said they tried to get residents off antipsychotic and psychoactive medications as soon as they could. The social services director was interviewed on 4/21/22 at 3:05 p.m. She said psychoactive medication review was a nursing function. The director of nursing, nursing home administrator (NHA) and corporate clinical consultant were interviewed on 4/21/22 at 6:15 p.m. They said unnecessary medications had not been a focus for improvement at the facility, they had mostly new staff including the NHA who had been there less than three months, but unnecessary medications would be a focus going forward.
CONCERN (F)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0726 (Tag F0726)

Could have caused harm · This affected most or all residents

Based on staff interview and record review, the facility failed to ensure nurses and certified nurse aides (CNAs) were evaluated for competency and skill sets necessary to care for residents' needs as...

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Based on staff interview and record review, the facility failed to ensure nurses and certified nurse aides (CNAs) were evaluated for competency and skill sets necessary to care for residents' needs as identified through residents' assessments and care plans. Specifically, the facility failed to complete competency and skill sets with licensed nurses and CNAs within the previous 24 months. Findings include: The director of nursing (DON) was interviewed on 4/21/22 at 10:40 a.m. She provided evidence of nursing staff training over the past 12 months, and the documentation was reviewed and verified. -However, the DON said she did not bring in the nursing staff during the pandemic to do competencies, either for CNAs or nurses. She confirmed that competency evaluations had not been done for nursing staff within the past 24 months. She acknowledged that these competency evaluations could have been conducted with individual nursing staff.
CONCERN (F)

Potential for Harm - no one hurt, but risky conditions existed

Food Safety (Tag F0812)

Could have caused harm · This affected most or all residents

Based on observations, record review and staff interviews, the facility failed to prepare, distribute and serve food in a sanitary manner in one of one kitchen. Specifically, the facility failed to: -...

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Based on observations, record review and staff interviews, the facility failed to prepare, distribute and serve food in a sanitary manner in one of one kitchen. Specifically, the facility failed to: -Prevent potential cross contamination during meal preparation and meal delivery; -Demonstrate appropriate use of gloves when handling ready-to-eat foods; -Sanitize and wash hands between meal delivery. Findings include: I. Prevent potential cross contamination during meal preparation and meal delivery A. Professional reference The Centers for Disease Control and Prevention https://www.cdc.gov/handwashing/handwashing-kitchen.html last reviewed 4/25/22, read in pertinent part: Handwashing is one of the most important things you can do to prevent food poisoning when preparing food for yourself or loved ones. Your hands can spread germs in the kitchen. Some of these germs, like salmonella, can make you very sick. Washing your hands frequently with soap and water is an easy way to prevent germs from spreading around your kitchen and to other foods. According the CDC, handwashing was especially important during some key times when germs could spread easily: -Before, during, and after preparing any food. -After handling uncooked meat, poultry, seafood, flour, or eggs. -Before and after using gloves to prevent germs from spreading to your food and your hands. -Before eating. -After touching garbage. -After wiping counters or cleaning other surfaces with chemicals. -After touching pets, pet food, or pet treats. -After coughing, sneezing, or blowing your nose. According to CDC guidance, Handwashing: Clean Hands Save Lives, https://www.cdc.gov/handwashing/campaign.html last reviewed on 4/25/22 read in part Germs are everywhere. Make handwashing with soap and water a healthy habit. -Everything you touch has germs that stay on your hands. -Your hands carry germs you can't see. -Handwashing can help prevent one (1) in five (5) respiratory illnesses . Additional CDC guidance for food safety, retrieved from https://www.cdc.gov/foodsafety/people-at-risk-food-poisoning.html, last reviewed 4/25/22, read: Anyone can get food poisoning, but certain groups of people are more likely to get sick and to have a more serious illness. Their bodies ' ability to fight germs and sickness is not as effective for a variety of reasons .Adults aged 65 and older have a higher risk because as people age, their immune systems and organs don ' t recognize and get rid of harmful germs as well as they once did. Nearly half of people aged 65 and older who have a lab-confirmed foodborne illness from salmonella, campylobacter, listeria or E. coli are hospitalized .People with weakened immune systems due to diabetes, liver or kidney disease, alcoholism, and HIV/AIDS; or receiving chemotherapy or radiation therapy cannot fight germs and sickness as effectively. For example, people on dialysis are 50 times more likely to get a listeria infection. II. Observations The dinner meal was observed on 4/19/22 between 4:50 p.m. and 5:37 p.m, continuously. The cook wore gloves throughout the meal service and a face mask pulled under his nose and mouth, resting under his bottom lip as he plated the ready-to-eat food. The dietary manager (DM) prepared meals with utensils and beverages. During the observation there were multiple incidents where hand hygiene was not performed after touching potentially contaminated surfaces. -At 4:56 p.m. the cook placed plated meals into a metal enclosed food cart used for meal delivery. -At 4:58 p.m. the cook touched his face mask. The DM instructed the cook to change his gloves and wash his hands. The cook left the steamline, doffed his gloves, washed his hands with soap and water and donned new gloves. Between 5:00 p.m. and 5:10 p.m. the DM touched his face mask numerous times without performing hand hygiene by way of soap and water at the sink or by use of the two alcohol based hand rub (ABHR) dispensers he stood between. The DM did not consistently perform hand hygiene before he touched the handles on the metal enclosed food cart, placed utensils on meal trays, poured resident beverages, and placed small sheets of plastic wrap over the drinking surface of the pre-poured beverage glasses. -At 5:10 p.m. The cook left the steam line, walked to the back of the kitchen, opened the freezer touching the handles and returned with a small container of ice cream. He did not doff his gloves and did not perform hand hygiene before returning to the steamline and proceeded to plate resident meals. -At 5:31 p.m. the DM touched his face mask, lifted up two beverage glasses by the drink surface rims to read the meal tickets placed underneath the glasses. He did not perform hand hygiene between touching his mask and touching the drinking surfaces of the two glasses designated for resident use. -At 5:35 p.m. the DM touched his mask as continued to prepare meal trays with beverages and utensils. -At 5:36 p.m. the DM pulled his face mask under his nose and mouth as he prepared the final meal trays with beverages and utensils. He did not perform hand hygiene after pulling his mask down with his hands. III. Staff interview The cook was interviewed on 4/19/22 at 5:40 p.m. The cook said he used gloves to prevent cross-contamination. He said gloves need to be changed anytime you touch an unclean surface. He said he would put his mask over his mouth and nose for proper mask placement if people were in the kitchen. He said the mask should cover the nose and mouth. The cook said he should wash his hands after adjusting his mask. The DM was interviewed on 4/19/22 at 5:45 p.m. The DM said for proper glove use when working with food, hands should be washed before and after each use of gloves. Gloves should be changed when switching tasks or touching anything that could contaminate the gloves. He said hand hygiene should be done anytime you touch a surface such as face, hair, trash, ect. because of the risk of cross-contamination. The DM confirmed a face mask was a contaminated surface and was why he asked the cook to perform hand hygiene and don new gloves after he observed the cook touching his mask. The DM said face masks tend to shift on the face when used over facial hair so they continually have to be readjusted. The DM was interviewed again on 4/21/22 at 12:14 p.m. The Registered dietitian (RD) was present for the interview. He said the cook needed coaching and more reminders to change gloves when he touched his face mask and to perform hand hand hygiene between donning and doffing gloves. The DM said he did not notice the cook's mask was not over his mouth and nose as he plated the food. The DM said the kitchen was often hot so staff have been told they do not have to have a mask covering both nose and mouth if they were all in the kitchen but doing the meal service, the cook was not alone in the kitchen and should have worn the mask properly regardless if it was warm in the kitchen. The DM was informed of the additional observations with the DM's mask use and touching. The DM said anytime he was aware he touched his face or face mask, he would perform hand hygiene by use of ABHR. He said he will try to be more aware not touching his face mask. The DM said his face masks shifts anytime he talked because of his facial hair. The DM said the face masks did not fit his face well and frequently shifted around on his face. He said he would return to the use of a N-95 mask because it stayed securely on his face without the continued need to adjust with his hands. The RD confirmed touching a face mask while preparing resident food and beverages would be a cross-contamination risk. The DM said for proper glove use when working with food, hands should be washed before and after each use of gloves. Gloves should be changed when switching tasks or touching anything that could contaminate the gloves such as door, appliance handles or picking something off the floor. IV. Record review A hand washing in-service outline, undated, was provided by the DM on 4/21/22 at 10:01 a.m. According to the DM he used the inservice when training staff on hand hygiene The in-service, identified why hand washing was important, when to wash hands, and the proper hand washing technique. The in-service read in pertinent part: The quality and the variety of microbes that we carry on our hands everyday is astounding. Many illnesses like diarrhea, colds, and more threatening diseases can be transferred from the hands to the food. Hand-washing, when done correctly and often, can help us stay healthy and avoid spreading disease. The in-service indicated hand washing should be completed during food preparation as often as necessary to prevent contamination, especially when working with raw food or when changing tasks. The in-service identified staff should perform hand hygiene after touching their face or hair. V. Facility follow-up The dietary timeline was provided by the nursing home administrator (NHA) on 4/28/22 at 2:16 p.m. According to the timeline, dietary staff will be in-serviced by 5/4/22 on infection control and face mask usage, including options of N-95 use, loops on surgical masks, or shaving facial hair.
CONCERN (F)

Potential for Harm - no one hurt, but risky conditions existed

Administration (Tag F0835)

Could have caused harm · This affected most or all residents

Based on observations, interviews and record review, the facility was not administered in a manner that enabled it to use its resources efficiently and effectively to attain and maintain the highest p...

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Based on observations, interviews and record review, the facility was not administered in a manner that enabled it to use its resources efficiently and effectively to attain and maintain the highest practicable physical, mental and psychosocial well-being of each resident. Specifically, the resources of the facility were not effectively and efficiently utilized as evidenced by findings that revealed in part systemic problems in the areas of resident-to-resident verbal and mental abuse by Resident #19 directed toward multiple other residents who voiced they were traumatized and feared retaliation by Resident #19 and staff who failed to address their concerns. Administration likewise failed to meet Resident #19's needs by ensuring her behavioral and psychosocial needs were met. These failures contributed to an environment where residents suffered physical, mental and psychosocial harm and the potential for harm. Cross-reference F600 for abuse. Findings include: I. Verbal and mental abuse During the recertification survey, conducted 4/18/22 through 4/21/22, it was identified that multiple residents were verbally and mentally abused by Resident #19. Multiple residents reported that Resident #19 cursed at them, called them names, made fun of residents with dementia, and cursed their family members and staff members. Residents reported they were fearful of retaliation from Resident #19 and staff who did not protect them from verbal abuse. Residents indicated in their interviews that they were traumatized by a two-year history of verbal abuse and threats of physical abuse. Several residents were so fearful they requested anonymity. The most recent incident occurred during the survey, where Resident #19 yelled at residents and called them names in the main dining/activity room where residents were gathered for a resident council meeting and two activities that immediately followed. II. Leadership interview The nursing home administrator (NHA) was interviewed on 4/21/22 at 6:15 p.m. with the corporate consultant and director of nursing. The NHA had worked in the facility for less than three months. The NHA said he was aware of Resident #19's verbal and mental abuse directed toward other residents. He was also aware that abuse had been cited at harm level during the previous recertification survey, and again on the revisit, regarding Resident #19's abuse of other residents. Because of the findings in the previously cited deficiency, he was aware residents had been subjected to Resident #19's verbal abuse for at least two years. -However, there was no evidence to show the facility responded appropriately to assess, identify and develop interventions to redirect Resident #19's behavior and meet her needs, to keep other residents in the facility safe. After immediate jeopardy was called and the facility developed a removal plan, the NHA said he and the corporate consultant/vice president of operations had delved in to address the abuse concerns. He said Resident #19 received one-on-one supervision and they were addressing her behavioral needs. They were in the process of conducting education for the newer staff and department heads because they had mostly new staff. The corporate consultant said the deficiencies identified during the survey would require an increased corporate presence in order to support and assist the NHA. They voiced understanding that the priority was to protect all their residents, address the needs of Resident #19 and the residents who had been traumatized by her behavior, and to prevent recurrence.
CONCERN (F)

Potential for Harm - no one hurt, but risky conditions existed

QAPI Program (Tag F0867)

Could have caused harm · This affected most or all residents

Based on observations, record review and interviews, the facility failed to develop and implement an effective quality assurance and process improvement system to effect change at the system level to ...

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Based on observations, record review and interviews, the facility failed to develop and implement an effective quality assurance and process improvement system to effect change at the system level to prevent quality of care, quality of life and safety problems, and ensure improvements were sustained. The facility failed to identify quality deficiencies and develop effective action plans to ensure systemic and lasting change and improvements in the areas of abuse, behavioral care, dementia care, fall and accident prevention, unnecessary medications, nutrition, quality of care regarding skin and wound care, activities, nursing competencies, kitchen sanitation, and infection control. These failures contributed to physical, mental and psychosocial harm to residents and prevented residents from reaching their highest practicable physical, mental and psychosocial well-being. Findings include: I. Abuse Cross-reference F600. The facility failed to ensure residents were free from resident-to-resident verbal and mental abuse and fear of retaliation. On the recertification survey ending 4/21/22, this deficiency was cited at a K level, immediate jeopardy, pattern level. This deficiency was previously cited at a G, isolated harm level, during the recertification survey, and again during the revisit at a D, isolated potential for more than minimal harm. The facility failed to develop an action plan to effectively address and prevent recurrence of this deficient practice, creating a situation of immediate jeopardy during the current survey. II. Activities Cross-reference F679. The facility failed to ensure residents had a program of meaningful activities to ensure their psychosocial needs were met. This deficiency was cited at a D, isolated potential for more than minimal harm. It was cited at the same level during the previous recertification survey. The facility failed to develop an action plan to prevent recurrence. III. Quality of care Cross-reference F684. The facility failed to investigate, assess and adequately treat skin conditions resulting in a resident developing a necrotic toe wound that progressed to osteomyelitis (bone infection). It was cited at a D, isolated with a potential for more than minimal harm. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. IV. Falls/accidents Cross-reference F689. The facility failed to assess, identify and implement effective interventions to prevent falls and accidents with injuries. This was cited at a E level, pattern, potential for more than minimal harm, although multiple residents suffered falls/accidents with injuries. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. V. Nutritional parameters Cross-reference F692. The facility failed to provide adequate nutrition and assistance to prevent significant weight loss. This was cited at a G level, isolated harm. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. VI. Nursing competencies Cross-reference F726. The facility failed to ensure nursing staff demonstrated competence in the provision of resident care and services. This was cited at an F level, widespread potential for more than minimal harm. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. VII. Behavioral care and services Cross-reference F742. The facility failed to provide adequate behavioral care and services to ensure residents' behavioral needs were met and that other residents were not affected by the behavioral symptoms of others. This was cited at a G, isolated harm, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. VIII. Dementia care and services Cross-reference F744. The facility failed to provide adequate dementia care services to ensure residents with dementia had an environment and the assistance needed to meet their highest practicable physical, mental and psychosocial well-being. This was cited at a G, isolated harm, level, although multiple residents were affected. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. IX. Unnecessary medications Cross-reference F758. The facility failed to ensure residents were not given unnecessary psychoactive and antipsychotic medications. This was cited at an E, pattern for potential harm, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. This was a repeat deficiency, cited on the previous recertification survey. X. Kitchen sanitation Cross-reference F812. The facility failed to ensure food was prepared and served in a sanitary manner. This was cited at an F, widespread potential, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. This was a repeat deficiency, cited on the previous recertification survey. XI. Infection control Cross-reference F880. The facility failed to implement an effective infection control program to prevent the spread of infections. This was cited at an F, widespread potential, level. The facility failed to identify and develop an action plan to address this failure and prevent recurrence. XII. Leadership interview The director of nursing (DON), nursing home administrator (NHA) and corporate consultant were interviewed on 4/21/22 at 6:15 p.m. The DON said, regarding abuse, the social services director had been interviewing residents every month and asking them all the abuse questions. Any concerns were brought to the DON. During the process, they did a lot of staff education on interventions for redirection and de-escalation. She said although there were still verbal outbursts, they had not seen resident-to-resident physical outbursts recently. The DON said they reviewed falls in every QAPI meeting but had not developed an action plan. Regarding dementia care and behavioral care, she said they had not been focusing on that, and had developed no action plans. She said their QAPI action plans focused on emergency preparedness, vaccinations, their general immunization program, and the majority was related to COVID-19. As each of the above cited areas from the current survey were discussed, the DON and NHA shook their heads no, responding they did not have action plans for those systems. The NHA said he and the corporate consultant had delved in to address the abuse concerns, and had done lots of education for the newer staff and department heads because they had mostly new staff. The corporate consultant said their corporation had seen a trend downward in the mass evacuation from long term care. He said they would develop a more effective needs-based and proactive approach to the outcomes at the facility. He said it had been tough over the last couple of years so they wanted to encourage former staff to return. The corporate consultant said there would be an increased corporate presence at the facility to support and assist the NHA and the facility's QAPI program.
CONCERN (F)

Potential for Harm - no one hurt, but risky conditions existed

Infection Control (Tag F0880)

Could have caused harm · This affected most or all residents

Based on observations, interviews and record review, the facility failed to ensure infection control practices were established and maintained to provide a safe, sanitary and comfortable environment t...

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Based on observations, interviews and record review, the facility failed to ensure infection control practices were established and maintained to provide a safe, sanitary and comfortable environment to help prevent the possible development and transmission of Coronavirus (COVID-19) and other communicable diseases, and infections. Specifically, the facility failed to: -Ensure staff offered residents hand hygiene appropriately; -Ensure staff appropriately donned personal protective equipment (PPE) correctly while providing resident cares; and, -Prevent infection control breaks on the dementia care secure unit to prevent potential cross-contamination. Findings include: I. Ensure staff offered residents hand hygiene appropriately A. Professional reference The Centers for Disease Control (CDC) Hand Hygiene updated 5/17/2020, retrieved on 12/12/21 from: https://www.cdc.gov/coronavirus/2019-ncov/hcp/hand-hygiene.html, revealed in part, Hand hygiene is an important part of the U.S. response to the international emergence of COVID-19. Practicing hand hygiene, which includes the use of alcohol-based hand rub (ABHR) or handwashing, is a simple yet effective way to prevent the spread of pathogens and infections in healthcare settings. CDC recommendations reflect this important role. The exact contribution of hand hygiene to the reduction of direct and indirect spread of coronaviruses between people is currently unknown. However, hand washing mechanically removes pathogens, and laboratory data demonstrate that ABHR formulations in the range of alcohol concentrations recommended by CDC, inactivate SARS-CoV-2. ABHR effectively reduces the number of pathogens that may be present on the hands of healthcare providers after brief interactions with patients or the care environment. The CDC recommends using ABHR with greater than 60% ethanol or 70% isopropanol in healthcare settings. Unless hands are visibly soiled, an alcohol-based hand rub is preferred over soap and water in most clinical situations due to evidence of better compliance compared to soap and water. Hand rubs are generally less irritating to hands and are effective in the absence of a sink. B. Facility policy and procedure The Handwashing/Hand Hygiene policy was provided by the director of nursing (DON) on 4/18/22 at 2:00 p.m. The policy, revised in August 2019, read in pertinent part, All personnel shall be trained and regularly in-serviced on the importance of hand hygiene in preventing the transmission of healthcare-associated infections; all personnel shall follow the handwashing/hand hygiene procedures to help prevent the spread of infections to other personnel, residents and visitors; and residents, family members and visitors will be encouraged to practice hand hygiene. C. Observations On 4/18/22 at 5:13 p.m., certified nurse aide (CNA) #1, CNA #18, CNA #12 and the dietary manager (DM) were delivering food trays to the east and west halls. No hand hygiene was observed being offered to the residents prior to starting to eat their meal. On 4/18/22 at 5:23 p.m., meal trays were being delivered in the main dining room. Hand hygiene was not being offered to the residents once their dinner was presented to them. On 4/19/22 at 11:40 a.m., meal trays were being delivered in the dining room. Hand hygiene was not being offered to the residents once their lunch was presented to them. On 4/20/22 at 7:58 a.m., breakfast trays were being delivered on the west hallway. No hand hygiene was observed being offered to the residents prior to starting to eat their meal. D. Staff interviews CNA #3 was interviewed on 4/21/22 at 3:05 p.m. She said she had infection control training on handwashing, hand sanitizer, how to don and doff personal protective equipment (PPE), and keeping masks on. She stated she just did what she was told. She said the last time she had infection control training was sometime in 2021. CNA #5 was interviewed on 4/21/22 at 3:18 p.m. She stated she had not had any infection control training at the facility. She said she took an online course on infection control. The director of nursing (DON) was interviewed on 4/21/22 at 3:32 p.m. She stated she had conducted some in-services but had not completed any nursing competencies in two years. She said nursing competencies were not conducted due to COVID-19 and she had not completed them since 2020. E. Record review Upon review of the in-service training records provided by the DON on 4/21/22 at 3:23 p.m., the staff had an in-service on infection control on 6/23/21. The in-service included proper donning of PPE and hand hygiene. No other in-services on infection control had been completed since 6/23/21. II. Ensure staff were appropriate donning PPE A. Facility policy The Standard Precautions policy was provided by the DON on 4/18/22 at 2:00 p.m. The policy was revised in October 2018 and read in pertinent part, Standard precautions are used in the care of all residents regardless of their diagnoses, suspected or confirmed infections status. Personnel are trained in the various aspects of standards precautions to ensure appropriate decision-making in various clinical standards. Masks and eye protection are worn to protect mucous membranes of the eyes, nose, and mouth during procedures and resident-care activities that are likely to generate splashes or sprays of blood, body fluids, secretions and excretions. B. Observations On 4/18/22 at 5:13 p.m., the DM was observed delivering dinner trays on the west hallway with his mask below his nose. On 4/19/22 at 11:50 a.m., housekeeper (HK) #2 was observed mopping hallways with his mask on his chin, not covering his mouth or nose. On 4/19/22 at 12:17 p.m., HK #3 was observed cleaning a resident's room with her mask below her nose and mouth. On 4/20/22 at 9:20 a.m., HK #3 was observed knocking on a resident's door to enter and clean the room. HK #3 had her mask on below her chin. On 4/21/22 at 8:40 a.m., HK #2 was observed in the east hallway mopping the floor with his mask below his nose. On 4/21/22 at 08:47 a.m., HK #2 was observed in the east hallway mopping the floor with his mask below his chin. On 4/21/22 at 10:42 a.m., the DM walked into the conference room to meet with surveyors with his mask below his nose. On 4/21/22 at 6:11 p.m., registered nurse (RN) #1 was observed at her med cart talking to the DON with her mask below her chin. III. Dementia care secure unit (SCU) infection control concerns A. Blood pressure checks On 4/19/22 at 8:43 a.m., in the dining/common area on the dementia care secure unit (SCU), a certified nurse aide (CNA) said to her co-worker that she was going to check residents' vital signs. She approached a resident who refused, and said she would come back later. She approached a second resident who was sitting at a dining room table. The CNA removed her blood pressure cuff from her pocket and applied it to the resident's wrist, resting it on the table. The CNA removed the cuff, thanked the resident, and walked down the hall, knocked and entered the residents' room and asked them if she could take their vital signs. She had not wiped down or cleaned the blood pressure cuff after removing it from her pocket, after checking a resident's blood pressure, or before entering another resident room, creating the potential for cross-contamination. B. Urine on furniture On 4/19/22 at 8:21 a.m., the dining/common area of the SCU smelled of urine. On 4/19/22 at 5:10 p.m., the dining/common area smelled of urine. Resident #14 had been sitting in a black vinyl recliner by the piano. She stood up at 5:17 p.m. and began walking around the common area. The back of her pants was wet from urine that had leaked through her incontinence brief. The recliner she had been sitting in had a wet spot of foul-smelling urine. At 5:20 p.m., Resident #29 was observed walking around with a sagging, wet brief from urine that left a wet spot on the back of her pants. At 5:26 p.m., a CNA Resident #14 and then Resident #29 to their rooms to be changed. -However, no staff cleaned and sanitized the urine off the vinyl furniture which by 5:30 p.m. had dried. Observation of the vinyl chairs in the dining room revealed several had dried, odorous urine on the seats that had not been cleaned. Observations of the SCU during the survey, conducted from 4/18/22 through 4/21/22, revealed lingering urine odors throughout the resident living areas. C. Resident drinking and eating from other residents' glasses and plates On 4/19/22 at 4:15 p.m., Resident #14 walked by another resident's table, picked up their glass of juice, and drank from it. On 4/19/22 at 4:38 p.m., Resident #14 walked from the hallway into the dining/common area, picked up another resident's cup of juice, drank out of it, set it back down on the table, and walked away. On 4/19/22 at 5:26 p.m., Resident #14 was walking throughout the SCU dining/common area while other residents ate their dinner. She approached another resident's table and began eating from her plate with her fingers. At 5:31 p.m., the approached another resident's table, picked up his almost-empty glass of cranberry juice, drank it, and placed the empty glass back on his table. On 4/21/22 at 11:53 a.m., lunch was arriving in the dining/common area. Resident #14 walked up to another resident's table, picked up his container of Ensure, tipped it back into her mouth and finished it, then set it back down on the table in front of him.
Understanding Severity Codes (click to expand)
Life-Threatening (Immediate Jeopardy)
J - Isolated K - Pattern L - Widespread
Actual Harm
G - Isolated H - Pattern I - Widespread
Potential for Harm
D - Isolated E - Pattern F - Widespread
No Harm (Minor)
A - Isolated B - Pattern C - Widespread

Questions to Ask on Your Visit

  • "What changes have you made since the serious inspection findings?"
  • "Why is there high staff turnover? How do you retain staff?"
  • "Can I speak with families of current residents?"
  • "What's your RN coverage like on weekends and overnight?"

Our Honest Assessment

Strengths
  • • Licensed and certified facility. Meets minimum state requirements.
Concerns
  • • Multiple safety concerns identified: 1 life-threatening violation(s), 8 harm violation(s), $147,859 in fines. Review inspection reports carefully.
  • • 37 deficiencies on record, including 1 critical (life-threatening) violation. These warrant careful review before choosing this facility.
  • • $147,859 in fines. Extremely high, among the most fined facilities in Colorado. Major compliance failures.
  • • Grade F (0/100). Below average facility with significant concerns.
Bottom line: Trust Score of 0/100 indicates significant concerns. Thoroughly evaluate alternatives.

About This Facility

What is Sandrock Ridge Care & Rehabilitation's CMS Rating?

CMS assigns SANDROCK RIDGE CARE & REHABILITATION an overall rating of 1 out of 5 stars, which is considered much below average nationally. Within Colorado, this rating places the facility higher than 0% of the state's 100 nursing homes. A rating at this level reflects concerns identified through health inspections, staffing assessments, or quality measures that families should carefully consider.

How is Sandrock Ridge Care & Rehabilitation Staffed?

CMS rates SANDROCK RIDGE CARE & REHABILITATION's staffing level at 3 out of 5 stars, which is average compared to other nursing homes. Staff turnover is 66%, which is 20 percentage points above the Colorado average of 46%. High turnover can affect care consistency as new staff learn residents' individual needs. RN turnover specifically is 64%, which is notably high. RNs provide skilled clinical oversight, so turnover in this role can affect medical care quality.

What Have Inspectors Found at Sandrock Ridge Care & Rehabilitation?

State health inspectors documented 37 deficiencies at SANDROCK RIDGE CARE & REHABILITATION during 2022 to 2025. These included: 1 Immediate Jeopardy (the most serious level, indicating potential for serious harm or death), 8 that caused actual resident harm, 27 with potential for harm, and 1 minor or isolated issues. Immediate Jeopardy findings are rare and represent the most serious regulatory concerns. They require immediate corrective action.

Who Owns and Operates Sandrock Ridge Care & Rehabilitation?

SANDROCK RIDGE CARE & REHABILITATION is owned by a for-profit company. For-profit facilities operate as businesses with obligations to shareholders or private owners. The facility operates independently rather than as part of a larger chain. With 58 certified beds and approximately 35 residents (about 60% occupancy), it is a smaller facility located in CRAIG, Colorado.

How Does Sandrock Ridge Care & Rehabilitation Compare to Other Colorado Nursing Homes?

Compared to the 100 nursing homes in Colorado, SANDROCK RIDGE CARE & REHABILITATION's overall rating (1 stars) is below the state average of 3.1, staff turnover (66%) is significantly higher than the state average of 46%, and health inspection rating (2 stars) is below the national benchmark.

What Should Families Ask When Visiting Sandrock Ridge Care & Rehabilitation?

Based on this facility's data, families visiting should ask: "What changes have been made since the serious inspection findings, and how are you preventing similar issues?" "How do you ensure continuity of care given staff turnover, and what is your staff retention strategy?" "Can I visit during a mealtime to observe dining assistance and food quality?" "How do you handle medical emergencies, and what is your hospital transfer rate?" These questions are particularly relevant given the facility's Immediate Jeopardy citations and the facility's high staff turnover rate.

Is Sandrock Ridge Care & Rehabilitation Safe?

Based on CMS inspection data, SANDROCK RIDGE CARE & REHABILITATION has documented safety concerns. Inspectors have issued 1 Immediate Jeopardy citation (the most serious violation level indicating risk of serious injury or death). The facility has a 1-star overall rating and ranks #100 of 100 nursing homes in Colorado. Families considering this facility should ask detailed questions about what corrective actions have been taken since these incidents.

Do Nurses at Sandrock Ridge Care & Rehabilitation Stick Around?

Staff turnover at SANDROCK RIDGE CARE & REHABILITATION is high. At 66%, the facility is 20 percentage points above the Colorado average of 46%. Registered Nurse turnover is particularly concerning at 64%. RNs handle complex medical decisions and coordinate care — frequent RN changes can directly impact care quality. High turnover means new staff may not know residents' individual needs, medications, or preferences. It can also be disorienting for residents, especially those with dementia who rely on familiar faces. Families should ask: What is causing the turnover? What retention programs are in place? How do you ensure care continuity during staff transitions?

Was Sandrock Ridge Care & Rehabilitation Ever Fined?

SANDROCK RIDGE CARE & REHABILITATION has been fined $147,859 across 4 penalty actions. This is 4.3x the Colorado average of $34,557. Fines at this level are uncommon and typically indicate a pattern of serious deficiencies, repeated violations, or failure to correct problems promptly. CMS reserves penalties of this magnitude for facilities that pose significant, documented risk to resident health or safety. Families should request specific documentation of what issues led to these fines and what systemic changes have been implemented.

Is Sandrock Ridge Care & Rehabilitation on Any Federal Watch List?

SANDROCK RIDGE CARE & REHABILITATION is not on any federal watch list. The most significant is the Special Focus Facility (SFF) program, which identifies the bottom 1% of nursing homes nationally based on persistent, serious quality problems. Not being on this list means the facility has avoided the pattern of deficiencies that triggers enhanced federal oversight. This is a positive indicator, though families should still review the facility's inspection history directly.