Northgate Care Center

960 4th Street NW, Waukon, IA 52172 (563) 568-3493
For profit - Corporation 50 Beds LEGACY HEALTHCARE Data: November 2025
Trust Grade
95/100
#56 of 392 in IA
Last Inspection: February 2025

Within standard 12-15 month inspection cycle. Federal law requires annual inspections.

Overview

Northgate Care Center in Waukon, Iowa, has a Trust Grade of A+, indicating it is an elite facility and among the best available. It ranks #56 out of 392 nursing homes in Iowa, placing it in the top half, and is the top choice of three facilities in Allamakee County. The facility is improving, with issues dropping from two in 2024 to none in 2025. While staffing is average with a 3/5 star rating and a low turnover rate of 6%, there is concerning RN coverage, which is less than that of 84% of Iowa facilities. Recent inspector findings noted that staff failed to maintain sanitary conditions while serving meals, and there was an incident involving a resident receiving incorrect medication, leading to a hospital admission for monitoring. Overall, Northgate Care Center has strengths in its trust score and low fines, but the RN coverage and recent concerns highlight areas needing attention.

Trust Score
A+
95/100
In Iowa
#56/392
Top 14%
Safety Record
Low Risk
No red flags
Inspections
Getting Better
2 → 0 violations
Staff Stability
✓ Good
6% annual turnover. Excellent stability, 42 points below Iowa's 48% average. Staff who stay learn residents' needs.
Penalties
✓ Good
No fines on record. Clean compliance history, better than most Iowa facilities.
Skilled Nurses
⚠ Watch
Each resident gets only 22 minutes of Registered Nurse (RN) attention daily — below average for Iowa. Fewer RN minutes means fewer trained eyes watching for problems.
Violations
✓ Good
Only 2 deficiencies on record. Cleaner than most facilities. Minor issues only.
★★★★★
5.0
Overall Rating
★★★☆☆
3.0
Staff Levels
★★★☆☆
3.0
Care Quality
★★★★★
5.0
Inspection Score
Stable
2024: 2 issues
2025: 0 issues

The Good

  • Low Staff Turnover (6%) · Staff stability means consistent care
  • Full Sprinkler Coverage · Fire safety systems throughout facility
  • No fines on record
  • Staff turnover is low (6%)

    42 points below Iowa average of 48%

Facility shows strength in staff retention, fire safety.

The Bad

Chain: LEGACY HEALTHCARE

Part of a multi-facility chain

Ask about local staffing decisions and management

The Ugly 2 deficiencies on record

Sept 2024 1 deficiency
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0760 (Tag F0760)

Could have caused harm · This affected 1 resident

Based on record review and staff and resident interviews the facility failed to give 1 of 3 residents the correct medications and inadvertently gave him another residents medications that included ant...

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Based on record review and staff and resident interviews the facility failed to give 1 of 3 residents the correct medications and inadvertently gave him another residents medications that included anti-psychotic medication resulting in over sedation and admission to the hospital for observation (Resident #1). The facility reported a census of 39 residents. Findings include: The Minimum Data Set (MDS) for Resident #1 dated 8/15/24 documented a Brief Interview for Mental Status (BIMS) of 15 indicating no cognitive impairment. The MDS documented he did NOT take anti-psychotic medication and had no neurological diagnoses. The MDS also documented his psychiatric/mood disorder was depression. Record review of an emergency room (ER) note dated 9/18/24 for Resident #1 documented he received the following wrong medications at the facility: Zonisamide 100 milligrams (mg) - anti-convulsant Zofran 4 mg - anti-emetic Sucralfate 1 gram (g) - ant-acid Seroquel 200 mg - anti-psychotic Propranolol 20 mg - beta blocker Tylenol 1000 mg - analgesic The ER note also documented he was minimally arousal all afternoon according to family and the facility, and had a blood sugar of 52. He was sedated likely due to the Seroquel he received in error, Poison Control suggest six (6) hours of observation. His low hypoglycemia (blood sugar) was likely due to being sleepy and sedated. Plan is to admit to the Hospital for accidental Seroquel administration and hypoglycemia. The facility will admit him for close monitoring and anticipated metabolism of the inadvertently provided Seroquel. Record review of a document titled, Action Plan for Medication Event on 9/18/24 instructed the following: a. Resident was assessed and physician was notified. b. A full investigation was completed. c. Effective immediately a sign will be placed on the medication cart while medication pass is in progress to deter interruptions. 4. On 9/19/24, re-education of the six (6) rights of medication pass was provided to all nurses and CMA's. 5. Medication Pass audits will be completed two (2) times a week on all shifts for one (1) month. The frequency of audits thereafter will be determined by outcomes. Record review of a Progress Note dated 9/19/24 at 3:02 PM by Resident #1 Doctor documented, he had a minor event on 9/18/24 and given several wrong medications which were intended for another resident. Most notable was an anti-psychotic Seroquel 200 mg. He ultimately settled in for the afternoon and slept, which was expected. He did experience an episode of hypoglycemia that was not directly related to the medication. However, Resident #1 is a gentleman who typically snacks all afternoon, and he did not do that, but rather slept, and that led to hypoglycemic episode that resulted in his transport to the emergency department for evaluation. It was a predictable event, not directly caused by the medication, but caused by his sleeping. During an Interview on 9/20/24 at 6:40 PM with Resident #1 revealed he recently went to the hospital because his blood sugars tanked. He informed everything went fine and he got to come back home to the facility. During an interview with the Administrator on 9/20/24 at 6:47 PM revealed Resident #1 was given the wrong residents medications this week on 9/18/24 and they sent him the hospital for evaluation and he ended up staying the night for observation. During an interview on 9/20/24 at 7:48 PM with the Director of Nursing revealed Staff A, Certified Medication Aide (CMA) received an upsetting personal call prior to the noon medication pass on 9/18/24 and she did all her correct checks but walked to the wrong resident. She informed she immediately put an action plan in place so this would not occur again. During an interview with Staff A, (CMA) on 9/22/24 at 12:58 PM informed she was on break and received a phone call that was upsetting, and got distracted and accidentally gave Resident #1 another resident's medications. She informed as soon as she got back to the cart she identified the error right away and his Doctor and the DON were updated. She informed after this happened she had a conversation with the DON about how it could have been prevented.
Apr 2024 1 deficiency
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Food Safety (Tag F0812)

Could have caused harm · This affected multiple residents

Based on observation, policy review, and staff interviews the facility failed to keep bare hands off the drinking surfaces of glasses in order to serve meals under sanitary conditions for 1 of 1 meals...

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Based on observation, policy review, and staff interviews the facility failed to keep bare hands off the drinking surfaces of glasses in order to serve meals under sanitary conditions for 1 of 1 meals observed. The facility reported a census of 39 residents. Findings include: An observation of the noon meal on 4/22/24 from 11:05 AM to 11:42 AM revealed Staff A, Cook, served 28 glasses to 19 residents while touching the drinking rim surfaces with her bare hands. Staff A picked up the glass with one hand, poured juice or milk with the other hand, and set the glass back on the table to serve the resident. Staff A also pushed the beverage cart throughout the dining room with her bare hands. The cart handle was not observed to be sanitized throughout meal service. Staff A was not observed to perform hand hygiene during the meal service. In an interview on 4/24/24 at 12:01 PM Staff B, Dietary Manager explained the facility provided training on appropriate serving techniques upon hire. She explained she expected staff to touch silverware only by the handles, never the tines of silverware. Staff must never touch the drinking rims of any glasses or mugs. Plates must be held by the edge and base; no fingers are allowed on food surface areas. (During the ongoing observation in the kitchen of the noon meal on 4/23/24, multiple staff members were observed grabbing the milk jugs by the handle during meal preparation and service. Hand hygiene prior to touching the jugs was not observed.) The facility lacked a policy regarding dining services and appropriate hand placement during food service.
Understanding Severity Codes (click to expand)
Life-Threatening (Immediate Jeopardy)
J - Isolated K - Pattern L - Widespread
Actual Harm
G - Isolated H - Pattern I - Widespread
Potential for Harm
D - Isolated E - Pattern F - Widespread
No Harm (Minor)
A - Isolated B - Pattern C - Widespread

Questions to Ask on Your Visit

  • "Can I speak with families of current residents?"
  • "What's your RN coverage like on weekends and overnight?"

Our Honest Assessment

Strengths
  • • Grade A+ (95/100). Above average facility, better than most options in Iowa.
  • • No major safety red flags. No abuse findings, life-threatening violations, or SFF status.
  • • No fines on record. Clean compliance history, better than most Iowa facilities.
  • • Only 2 deficiencies on record. Cleaner than most facilities. Minor issues only.
Concerns
  • • No significant concerns identified. This facility shows no red flags across CMS ratings, staff turnover, or federal penalties.
Bottom line: Generally positive indicators. Standard due diligence and a personal visit recommended.

About This Facility

What is Northgate Care Center's CMS Rating?

CMS assigns Northgate Care Center an overall rating of 5 out of 5 stars, which is considered much above average nationally. Within Iowa, this rating places the facility higher than 99% of the state's 100 nursing homes. This rating reflects solid performance across the metrics CMS uses to evaluate nursing home quality.

How is Northgate Care Center Staffed?

CMS rates Northgate Care Center's staffing level at 3 out of 5 stars, which is average compared to other nursing homes. Staff turnover is 6%, compared to the Iowa average of 46%. This relatively stable workforce can support continuity of care.

What Have Inspectors Found at Northgate Care Center?

State health inspectors documented 2 deficiencies at Northgate Care Center during 2024. These included: 2 with potential for harm.

Who Owns and Operates Northgate Care Center?

Northgate Care Center is owned by a for-profit company. For-profit facilities operate as businesses with obligations to shareholders or private owners. The facility is operated by LEGACY HEALTHCARE, a chain that manages multiple nursing homes. With 50 certified beds and approximately 40 residents (about 80% occupancy), it is a smaller facility located in Waukon, Iowa.

How Does Northgate Care Center Compare to Other Iowa Nursing Homes?

Compared to the 100 nursing homes in Iowa, Northgate Care Center's overall rating (5 stars) is above the state average of 3.1, staff turnover (6%) is significantly lower than the state average of 46%, and health inspection rating (5 stars) is much above the national benchmark.

What Should Families Ask When Visiting Northgate Care Center?

Based on this facility's data, families visiting should ask: "Can I visit during a mealtime to observe dining assistance and food quality?" "How do you handle medical emergencies, and what is your hospital transfer rate?" "Can I speak with family members of current residents about their experience?"

Is Northgate Care Center Safe?

Based on CMS inspection data, Northgate Care Center has a clean safety record: no substantiated abuse findings (meaning no confirmed cases of resident harm), no Immediate Jeopardy citations (the most serious violation level indicating risk of serious injury or death), and is not on the Special Focus Facility watch list (a federal program monitoring the lowest-performing 1% of nursing homes). The facility has a 5-star overall rating and ranks #1 of 100 nursing homes in Iowa. While no facility is perfect, families should still ask about staff-to-resident ratios and recent inspection results during their visit.

Do Nurses at Northgate Care Center Stick Around?

Staff at Northgate Care Center tend to stick around. With a turnover rate of 6%, the facility is 39 percentage points below the Iowa average of 46%. Low turnover is a positive sign. It means caregivers have time to learn each resident's needs, medications, and personal preferences. Consistent staff also notice subtle changes in a resident's condition more quickly.

Was Northgate Care Center Ever Fined?

Northgate Care Center has no federal fines on record. CMS issues fines when nursing homes fail to meet care standards or don't correct problems found during inspections. The absence of fines suggests the facility has either maintained compliance or corrected any issues before penalties were assessed. This is a positive indicator, though families should still review recent inspection reports for the full picture.

Is Northgate Care Center on Any Federal Watch List?

Northgate Care Center is not on any federal watch list. The most significant is the Special Focus Facility (SFF) program, which identifies the bottom 1% of nursing homes nationally based on persistent, serious quality problems. Not being on this list means the facility has avoided the pattern of deficiencies that triggers enhanced federal oversight. This is a positive indicator, though families should still review the facility's inspection history directly.