Rocky Mountain Care - The Lodge

544 East 1200 South, Heber City, UT 84032 (435) 654-5500
Non profit - Corporation 92 Beds ROCKY MOUNTAIN CARE Data: November 2025 1 Immediate Jeopardy citation
Trust Grade
23/100
#62 of 97 in UT
Last Inspection: March 2024

Within standard 12-15 month inspection cycle. Federal law requires annual inspections.

Overview

Rocky Mountain Care - The Lodge has a Trust Grade of F, indicating poor performance with significant concerns about care quality. It ranks #62 out of 97 nursing homes in Utah, placing it in the bottom half of facilities in the state, although it is the only option in Wasatch County. The facility is showing improvement, having reduced issues from 6 in 2024 to 2 in 2025. Staffing is average with a 56% turnover rate, which is close to the state average. However, there are concerning fines totaling $32,029, suggesting ongoing compliance issues. While RN coverage is average, a critical incident involved a resident who eloped from the facility and was hit by a car, highlighting serious safety concerns. Additionally, another resident went without pain medication for 11 days after a fall, demonstrating a lack of adequate pain management. Despite some strengths, such as a good score in quality measures, these weaknesses raise significant red flags for families considering this nursing home.

Trust Score
F
23/100
In Utah
#62/97
Bottom 37%
Safety Record
High Risk
Review needed
Inspections
Getting Better
6 → 2 violations
Staff Stability
⚠ Watch
56% turnover. Above average. Higher turnover means staff may not know residents' routines.
Penalties
○ Average
$32,029 in fines. Higher than 56% of Utah facilities. Some compliance issues.
Skilled Nurses
✓ Good
Each resident gets 72 minutes of Registered Nurse (RN) attention daily — more than 97% of Utah nursing homes. RNs are the most trained staff who catch health problems before they become serious.
Violations
⚠ Watch
31 deficiencies on record. Higher than average. Multiple issues found across inspections.
★★★☆☆
3.0
Overall Rating
★★★☆☆
3.0
Staff Levels
★★★★☆
4.0
Care Quality
★★★☆☆
3.0
Inspection Score
Stable
2024: 6 issues
2025: 2 issues

The Good

  • 4-Star Quality Measures · Strong clinical quality outcomes
  • Full Sprinkler Coverage · Fire safety systems throughout facility
  • No fines on record

Facility shows strength in quality measures, fire safety.

The Bad

3-Star Overall Rating

Near Utah average (3.3)

Meets federal standards, typical of most facilities

Staff Turnover: 56%

Near Utah avg (46%)

Frequent staff changes - ask about care continuity

Federal Fines: $32,029

Below median ($33,413)

Moderate penalties - review what triggered them

Chain: ROCKY MOUNTAIN CARE

Part of a multi-facility chain

Ask about local staffing decisions and management

Staff turnover is elevated (56%)

8 points above Utah average of 48%

The Ugly 31 deficiencies on record

1 life-threatening 3 actual harm
Mar 2025 2 deficiencies
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Quality of Care (Tag F0684)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, it was determined that the facility did not ensure, for 1 of 17 sampled residents, that re...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, it was determined that the facility did not ensure, for 1 of 17 sampled residents, that residents received treatment and care in accordance with professional standards of practice. Specifically, the facility did not conduct wound care orders at prescribed by the physician. Resident identifier: 2. Findings Include: 1. Resident 2 was admitted to the facility on [DATE] following surgical repair of a fractured ankle. On March 18, 2025, the surveyor completed a review of Resident 2's medical record and the following entries were observed: Resident 2 had a wound care order that started on October 24, 2024 and was discontinued on November 1, 2024. The order had instructions to complete wound care to the right ankle on Mondays, Wednesdays, and Fridays. Resident 2's Medication Administration Record (MAR) revealed that the wound care order was not completed on October 25, 2024 with a note from the nurse that stated, Resident Unavailable. Resident 2 had a wound care order that started on November 1, 2024 and was discontinued November 12, 2024. The order had instructions to complete wound care to the right foot once a day and as needed. Resident 2's MAR revealed the wound care order was not completed on November 7, 2024 with a note from the nurse that stated, Could not track down resident while they were not busy. The surveyor reviewed the facility's Wound Treatment Management Policy. The policy stated, Wound treatments will be provided in accordance with physician orders, including the cleansing method, type of dressing, and frequency of dressing change. On March 17, 2025, Admin 1 communicated with the surveyor via email that if the resident was unavailable for wound care, the order should be passed on to the next shift, and the physician should be notified. Follow-up actions for the missed wound care orders for Resident 2 were not carried out in accordance with the facility's policy.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0760 (Tag F0760)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, the facility did not ensure residents were free of significant medication errors. Specific...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, the facility did not ensure residents were free of significant medication errors. Specifically, for 1 of 17 sampled residents, multiple doses of medications, including antibiotics and insulin, were not administered as ordered by the physician. Resident identifier: 9. Findings included: Resident 9 was admitted to the facility on [DATE], and readmitted on [DATE], with a diagnosis which included type 1 diabetes mellitus and hypertension. The surveyor reviewed Resident 9's October 2024 and November 2024 Medication Administration Record (MAR). The MAR revealed Resident 9 was scheduled to receive multiple medications, including medications for hypertension (Amlodipine and Losartain-Hydrocholorothiazide), an antibiotic (Ciprofloxacin), and insulin (Lispro and Lantus). The following medications were observed by the surveyor as not administered per the MAR: In October 2024, the resident did not receive 4 of 13 scheduled doses of Ciprofloxacin. In November 2024 the resident did not receive 3 of 30 doses of amlodipine, 5 of 30 doses of the once a day insulin lispro, 4 of 30 doses of the before meals and bedtime insulin lispro, 5 of 30 doses of Lantus, and 2 of 30 doses of losartain-hydrochlorothiazide. These medications were noted to have been unavailable, or the resident was unavailable and were not administered according to the prescribing order for the number of doses listed above. A review of the Unavailable Medications policy revealed staff should notify the physician and obtain alternative treatment orders when a medication was unavailable for administration or was not given. Follow-up actions for the missed and unavailable medications for Resident 9 were not carried out in accordance with the facility's policy. On March 17, 2025, in an email communication with Admin 1, they were unable to explain why the missed medications for Resident 9 were marked as unavailable on multiple dates in October and November 2024. Admin 1 stated that medications should not be marked as unavailable without follow-up actions.
Mar 2024 6 deficiencies 1 IJ
CRITICAL (J) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Immediate Jeopardy (IJ) - the most serious Medicare violation

Accident Prevention (Tag F0689)

Someone could have died · This affected 1 resident

Based on observations, interviews, record review, and facility document and policy review, the facility failed to provide supervision to prevent accidents related to elopement for 2 (Resident #59 and ...

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Based on observations, interviews, record review, and facility document and policy review, the facility failed to provide supervision to prevent accidents related to elopement for 2 (Resident #59 and Resident #38) of 3 residents reviewed for elopement. Specifically, Resident #59 eloped from the facility on 02/24/2024 and was pushing their wheelchair when it was hit by a car. It was determined the facility's noncompliance with one or more requirements of participation caused, or was likely to cause, serious injury, harm, impairment, or death to residents. The Immediate Jeopardy (IJ) was related to State Operations Manual, Appendix PP, 483.25 (Quality of Care) at a scope and severity of J. The IJ began on 02/24/2024 at approximately 8:00 PM when Resident #59 eloped from the facility. On 03/28/2024 at 3:34 PM, the facility Executive Director (ED) was provided with the completed IJ template and notified of the existence of an IJ for accidents. A Removal Plan was requested. The Removal Plan was accepted by the State Survey Agency (SSA) on 03/29/2024 at 7:13 PM. The IJ was removed on 03/29/2024 at 8:15 PM after the survey team performed onsite verification that the Removal Plan had been implemented. Noncompliance remained at the lower scope and severity of D, which was not immediate jeopardy for F689. In addition, based on observations, interviews, record review, and facility document and policy review, the facility failed to provide supervision for Resident #38. Resident #38 eloped from the facility on 06/20/2023, around 8:30 PM, when nursing staff discovered the resident was not in their room. Resident #38 was found by emergency services and brought back to the facility around 11:40 PM. Findings included: A review of a facility policy titled Elopements and Wandering Residents, revised in June 2023, revealed, This facility ensures that residents who exhibit wandering behavior and/or are at risk for elopement receive adequate supervision to prevent accidents, and receive care in accordance with their person-centered plan of care addressing the unique factors contributing to wandering or elopement risk. The policy further indicated, 1. The facility is equipped with door locks/alarms to help avoid elopements. 2. Alarms are not a replacement for necessary supervision. Staff are to be vigilant in responding to alarms in a timely manner. 1. A review of Resident #59's Face Sheet revealed the facility admitted the resident on 12/11/2023 with diagnoses that included cerebral infarction (stroke), aphasia (difficulty with speech), dysphagia (difficulty understanding language), and Wernicke's encephalopathy (a neurological disorder). A review of Resident #59's admission Minimum Data Set (MDS), with an Assessment Reference Date (ARD) of 12/15/2023, revealed Resident #59 did not have a Brief Interview for Mental Status (BIMS) or a Staff Assessment for Mental Status completed. The MDS indicated disorganized thinking was present continuously. The MDS indicated Resident #59 did not exhibit any wandering behavior, ambulated with a walker or wheelchair, and required supervision or touching assistance with walking. The MDS revealed no wandering/elopement alarm was used. A review of Resident #59's Care Plan revealed a Problem area with a start date of 02/20/2024, which indicated the resident was at risk for elopement related to Wernicke's encephalopathy. The Care Plan indicated the resident had exit-seeking behaviors and would kick the door off the tracks to get it open. Interventions included to ensure the departure alert system was in place and functioning properly and indicated the resident had two departure alert system devices, one on the inside of an article of clothing and one on the back of the resident's wheelchair. Further review of the interventions revealed that company vans had been moved to the back of the facility (out of sight) after an elopement attempt on 02/20/2024, elopement monitoring every 30 minutes for an elopement attempt on 02/21/2024, and one-on-one supervision for an actual elopement on 02/24/2024. A review of Resident #59's nursing Progress Notes, dated 12/17/2023 at 9:25 AM, revealed Resident #59 was found in a facility van outside the facility, and a departure alert system device was placed on the resident. A review of Resident #59's physician's Progress Notes, dated 01/09/2024 at 3:37 PM, revealed Resident #59 was severely agitated and attempting to escape from the building. A review of Resident #59's nursing Progress Notes, dated 02/20/2024 at 10:48 AM, revealed the departure alert system alerted a nurse to check outside the facility. The note revealed the front door was pushed open off the track, and Resident #59 was found attempting to get inside the facility transport vehicle. The note revealed two staff members safely brought the resident back into the facility, and all company vehicles were moved to the back of the building as an intervention. A review of Resident #59's nursing Progress Notes, dated 02/20/2024 at 1:57 PM, revealed Resident #59 attempted to leave the facility twice on that shift. The note revealed that the first time, the resident was able to be redirected at the front door; about thirty minutes later, the resident was found outside the facility. The note revealed the resident had on a departure alert system device that locked the doors, but the resident had forced the doors open. A review of Resident #59's physician's Progress Notes, dated 02/20/2024 at 3:27 PM, revealed the Medical Director (MD) found the resident outside in the cold parking lot. The MD indicated that he felt Resident #59 required a locked memory care unit for safety. A review of Resident #59's nursing Progress Notes, dated 02/24/2024 at 3:20 PM, revealed that on this date, Resident #59 had attempted to elope multiple times. A review of Resident #59's nursing Progress Notes, dated 02/24/2024 at 8:15 PM, revealed that during the night shift, Resident #59 left their room, crossed the road, and a car collided with the resident in their wheelchair. The note revealed Resident #59 was taken to the hospital, evaluated, and returned to the facility about an hour later. The note revealed that after 30 minutes, Resident #59 attempted to leave the facility again, and staff followed the resident to the front door. The note revealed the resident became very combative, but staff were able to redirect the resident. A review of a document titled Follow-Up Investigation Report, dated as submitted by the ED on 02/28/2024 at 7:15 PM, revealed camera footage was reviewed, and Resident #59 had pushed through the front door at 7:46 PM, exited the building, and walked down the parking lot. The report revealed that at 7:52 PM, the resident was pushing a wheelchair ahead of them, and the wheelchair was struck by a car. The Follow-Up Investigation Report further revealed Resident #59 had minor cuts and scrapes to their hands, with blood visible on their fingers. The report revealed the resident was sent to the local emergency room (ER) for further evaluation, and no additional injuries were identified. The report revealed the resident was placed on one-to-one continuous staff supervision upon return to the facility. During an interview on 03/26/2024 at 7:42 PM, Registered Nurse (RN) #19 stated staff needed to always keep their eyes on an elopement risk resident. RN #19 said elopement risk residents had a departure alert system device on their wrist or ankle, and some also had a device on their wheelchair. RN #19 stated that usually, when the resident would get close to the front door, an alarm would sound, and the doors would lock. She stated if any of the side doors were opened, an alarm would sound. She stated when the door alarms sounded, staff were not able to hear them. RN #19 said that on the day of the elopement, upon arrival at work, she was made aware that Resident #59 had tried to elope earlier in the day. RN #19 stated that on the night of the elopement, a certified nursing assistant (CNA) had taken Resident #59 to the bathroom, and RN #19 had gone to administer medication to another resident. RN #19 stated that when she came out of the other resident's room, she noticed Resident #59's door was open, which was unusual. RN #19 stated that she asked the aides if they had seen Resident #59, and they all said no. RN #19 stated that the aides went running down the hallway. RN #19 stated she heard the alarm, went running towards the front door, and saw police cars. RN #19 said Resident #59 had a departure alert system device placed on their wrist or ankle and on their wheelchair. RN #19 indicated Resident #59 had kicked open the front door and walked across the street, and their wheelchair was hit by a car. RN #19 stated she went out to speak with the police to give them all the information about the resident. She stated Resident #59 was taken to the hospital. RN #19 stated that after the 02/24/2024 event, there was a booklet on elopements that staff had to read and sign that explained what to do if a resident tried to elope. RN #19 said new alarms were also put in place but did not ring overhead and were still unable to be heard. RN #19 said the alarm only sounded on the 400 hall. She further stated the two-way radio walkie-talkies only said wanderer. RN #19 stated she did not think the alarms were what alerted staff that the resident was out of the building. RN #19 stated she thought when staff first realized the resident was missing, they went to the front door and realized the alarm was sounding and the resident was out of the building. During an interview on 03/26/2024 at 8:07 PM, Certified Nursing Assistant (CNA) #21 stated she was present on the night Resident #59 eloped. CNA #21 stated that she did not recall hearing any alarms sounding because she and another CNA were in resident rooms and too far from the front door. CNA #21 said after the incident on 02/24/2024, walkie-talkie radios were put in place, and Resident #59 was put on one-to-one continuous staff supervision. CNA #21 said Resident #59 already had a departure alert device in place but discovered how to push the door open. She stated that after the incident, a booklet with information on elopement was passed out for staff to read and sign. During an interview on 03/27/2024 at 8:18 AM, the CNA Coordinator stated she worked the day Resident #59 eloped. The CNA Coordinator said she was assigned one-on-one with Resident #59, and the resident spent a lot of time with her. The CNA Coordinator stated that on the day of the incident, she was off work but came to the facility due to the resident being very agitated. The CNA Coordinator stated she came in around 11:30 AM and was with the resident until around 3:30 PM. She stated Resident #59 was completely fine when she left for the day. The CNA Coordinator said she never witnessed the resident make it outside. She stated Resident #59 was always in the hall when the alarm would sound, and she would redirect the resident and spend time with the resident. During an interview on 03/26/2024 at 12:49 PM, CNA #11 stated she was not working on the day Resident #59 eloped but said the resident would take their wheelchair, put it against the door, and open the door. CNA #11 said Resident #59 had a departure alert system device, but she was not sure where it was placed. During an interview on 03/26/2024 at 1:13 PM, CNA #5 indicated if a resident was trying to elope, she would try to redirect them. CNA #5 stated if that did not work, she would try to approach the resident in a different way. CNA #5 stated that all residents who were at an elopement risk wore a departure alert system device. CNA #5 stated the device would be attached to an ankle or wheelchair. CNA #5 stated she checked residents for placement of the device to ensure there was no dangerous situation of the resident going into the street or something. During an interview on 03/26/2024 at 1:26 PM, CNA #13 stated if a resident had on a departure alert system device and got too close to the front door, an alarm would sound in the whole building. CNA #13 said she worked as a one-on-one staff member with Resident #59 for about two weeks. CNA #13 said after the elopement incident, Resident #59 had a departure alert system device attached to their clothing because the resident hated the device being on their body. CNA #13 said walkie-talkies at the nursing stations were also alarmed when one of the residents got near the door. During an interview on 03/26/2024 at 2:27 PM, Licensed Practical Nurse (LPN) #14 stated a resident that was an elopement risk would have a departure alert system device on the resident so when they got close to an exit door, the door would automatically lock. LPN #14 said that staff now had walkie-talkies that would sound since residents in the past had been able to push the doors open once they were locked. LPN #14 said they were not at work when Resident #59 eloped. LPN #14 stated Resident #59 tended to wander a lot and got frustrated because the staff could not really understand the resident. LPN #14 said Resident #59 was the reason a special alarm was put in place for when the front door got knocked off the hinges. LPN #14 stated that prior to the walkie-talkies, there was a faint alarm that staff could barely hear. During an interview on 03/26/2024 at 2:38 PM, CNA #15 stated she could not hear the front door alarm at all. During a follow-up interview on 03/26/2024 at 3:29 PM, CNA #15 stated there had only been one resident to elope since she had been at the facility. She said newly hired staff had not been told what to do when a resident eloped. CNA #15 stated the front door alarm was faint, and she had never heard the walkie-talkie sound. CNA #15 stated she was not in the facility when Resident #59 eloped. During an interview on 03/26/2024 at 2:42 PM, CNA #17 stated that elopement risk residents had a departure alert system device, and staff checked on them every two hours to make sure the device was in place. CNA #17 said if an alarm sounded at the front door, the doors would lock, and that would cue staff to check the doors and find the residents. CNA #17 stated the alarm could be heard from everywhere in the building. CNA #17 stated walkie-talkies were implemented at each nurse's station after Resident #59 eloped and said the walkie-talkies would transmit a message. CNA #17 said after the elopement, staff had to read a packet on preventive measures and other interventions for elopement. During an interview on 03/26/2024 at 3:11 PM, the Business Office Manager (BOM) stated she would hear the alarm sounding. She stated the alarm would be very loud, and she would hear it in her office and the conference room. The BOM stated she was not working during the elopement event for Resident #59 because it was on a weekend. During an interview on 03/26/2024 at 3:34 PM, CNA #16 stated the walkie-talkies' volumes were turned down at the nurses' station due to them being too loud when staff were on the phone. CNA #16 stated the walkie-talkies notified of call light activations and an elopement. During an interview on 03/26/2024 at 7:22 PM, CNA #18 stated for an elopement risk resident, she tried to distract the resident, tried to get them to go back to their room, and keep them from the doors, and completed a safety check every two hours. CNA #18 stated if a resident with a departure alert system device went to the front door, there was an alarm that sounded, and the door locked. CNA #18 said walkie-talkies were also at the nurse's station. CNA #18 said she could hear the alarms if she was at the nurse station but not if she was in a resident room. CNA #18 said she was at work the night Resident #59 eloped but was not aware of the incident until her coworkers told her about it and she saw the police. During an interview on 03/26/2024 at 8:19 PM, RN #22 stated he was not working the night Resident #59 eloped. RN #22 said the alarms were soft and could not be heard, so a louder alarm had been put in place. RN #22 also said the walkie-talkie was connected to the call light system and was supposed to alert staff to both the departure alarm system and the call lights. RN #22 indicated it worked for call light notification, but he was not sure if it was working to alert for the departure alert system. During an interview on 03/27/2024 at 8:55 AM, RN #23 stated they were not at work when Resident #59 eloped, but for elopement risk residents wearing a departure alert system device, an alarm should have sounded when the resident got close to the door. RN #23 said sometimes the alarms did not work. RN #23 stated the front door alarm could not be heard on the 600 hall. During an interview on 03/27/2024 at 10:34 AM, the Social Services Director (SSD) stated she had witnessed Resident #59 exit the building once prior to the elopement on 02/24/2024. The SSD stated that when she tried to get Resident #59 to come back into the building, the resident grabbed her by the neck. The SSD said Resident #59 stopped once she told the resident they were hurting her. The SSD said she had heard the alarm sound when the residents approached the doors. During an interview on 03/27/2024 at 12:00 PM, the MD stated Resident #59 was a severe alcoholic and was found at home after suffering a stroke. The MD said he felt Resident #59 was admitted to the facility prematurely due to the resident being severely encephalopathic and having behaviors that were out of control. The MD recalled seeing Resident #59 right outside the front door one day. He stated when he attempted to get the resident to come back inside, the resident turned around and hit him. The MD said his approach was to get the resident on medications that could stabilize the resident's moods until the resident could be moved to a more appropriate level of care. The MD stated that on the day of the elopement, the recommendation had already been made for the resident to be transferred to another facility. During an interview on 03/27/2024 at 4:23 PM, the ED stated Resident #59 came to the facility for rehabilitation but was switched to long-term care. The ED stated that sometime in January, it was apparent the resident was a wander risk. The ED stated in February, the resident started showing signs of exit-seeking. The ED stated that Resident #59 went out the door a few times. The ED stated that the staff would see the resident but had a hard time redirecting the resident. The ED stated the resident would go toward the facility vans, so as an intervention, the vans were moved to the back of the facility. He stated that the intervention worked for a few days, but then the resident tried again, and it was at that point that communication started with a memory care facility. He stated that the resident displayed more exit-seeking behaviors on the day of the 02/24/2024 incident. The ED stated the resident had gone out to the parking lot, but staff were able to get the resident in. The ED said he was not notified of the initial exiting attempts the resident had on 02/24/2024. The ED said he wished staff would have notified him so that interventions could have been put in place and the entire incident could have been avoided. The ED said the Quality Assurance and Performance Improvement (QAPI) committee initiated a four-step plan to address elopement and how it should be reported. The ED stated he felt there should have been some interventions put in place sooner based on the number of times the resident attempted to elope. The ED said there were a few times that both he and the CNA Coordinator took Resident #59 outside, and the resident never attempted to go to the road. The ED stated the CNA Coordinator was notified on the day of the incident and came in to help calm the resident down. The ED said the departure alert system was tested routinely. The ED stated he installed a new alarm to the front doors on 02/27/2024 that sounded if the doors were pushed off the hinges. He stated that when the alarm was installed, he tested it with and without a departure alert system trigger to ensure the alarm worked appropriately. The ED stated he did not do any testing with the volume of the alarms. He said the walkie-talkies were installed around the same time, maybe the same day, and were connected to the call light system. He stated when they were installed, he tested them to ensure they were functioning and sending out notifications. He stated he went to the front, activated the alarm, and then went to the nurse's station to hear it sound the wanderer alert. The ED stated he made sure the volume was turned all the way up. The ED said no staff had ever mentioned they could not hear the alarms or the walkie-talkie alerts. During an interview on 03/28/2024 at 8:47 AM, the Maintenance Director stated he tested the departure alert system alarms weekly by removing a departure alert system device from the package and taking it to the door to make sure the alarm sounded and the door locked. During an interview on 03/28/2024 at 8:58 AM, the Director of Nursing (DON) stated her expectation was for staff to let her know immediately if an elopement occurred. The DON said if staff were not able to find the resident, the police would be called. She stated once the resident was found, a full assessment would be completed, and if needed, the resident would be sent to the ER. The DON stated the MD would also be notified. The DON stated the staff would then meet as a team to discuss what interventions could be put in place to prevent an elopement from happening again. The DON said all of this would be done after the immediate needs of the resident were taken care of. The DON said she was working on the day Resident #59 eloped. She said the resident had gone out the door earlier in the day, and a CNA was able to get the resident to come back into the facility. The DON stated the CNA Coordinator came in to calm the resident and stayed for a few hours. The DON said when the incident occurred, Resident #59 was taken to the emergency room, and when the resident returned to the facility, they were immediately placed on one-to-one continuous staff supervision. The DON stated they were working on interventions prior to the elopement incident, which included placement at another facility. She further stated once she was made aware that staff could not hear the alarms, the walkie-talkies were put in place. During observations and interviews on 03/26/2024 between 4:40 PM and 5:10 PM, the walkie-talkies were tested. On the 100/200 hall, LPN #14 was at the nurses' station, and the walkie-talkies were at the desk. There was poor audible notification when the call bells were pressed. The walkie-talkies were labeled Do not remove. LPN #14 stated he could not take the walkie-talkie off the base. LPN #14 said he could only hear the walkie-talkie at the nurses' station and that he would not be able to hear the walkie-talkie if he was more than 20 feet from the nurses' station. On the 500/600 hall, CNA #5 stated the walkie-talkie was not on the unit and was with CNA #11. CNA #11 said she normally did not carry the walkie-talkie but took the walkie-talkie because of the morning meeting. CNA #11 was asked to demonstrate how the walkie-talkie was used, and CNA #11 was observed raising the volume. CNA #11 stated when the call bell was pressed, or a departure alert system was breached, a notification was heard on the walkie-talkie. A call bell was then pressed, and the walkie-talkie was very audible. CNA #11 stated the volume was kept low due to the staff meeting. An observation on the 400 hall with CNA #11 revealed a grey box that had an alarm that would be triggered if there was a departure alert system breach. CNA #11 stated the alarm would be very loud on hall 400. CNA #11 stated that due to the low census, the unit was unstaffed and had mainly independent residents on the unit. CNA #11 stated she would not be able to hear the grey box sound if she were on halls 500 or 600. During observations on 03/27/2024, between 1:19 PM and 1:33 PM, the alarms were tested with the ED. At 1:19 PM, the departure alert system alarm was initiated and could only be heard in the lobby area. At 1:21 PM, the departure alert system alarm was initiated again, and the alarms could not be heard on the 300, 500, and 600 halls; a faint alarm could be heard while standing at the nurses' station on the 100 hall. On the 300 hall, the walkie-talkie sounded wanderer. At 1:23 PM, the front door was popped off the hinges, and the alarm could only be heard on the 100 hall. At 1:25 PM, the front door was popped off the hinges again, and the alarm was heard on the 100 hall, but there was nothing on the walkie-talkie. The alarm could not be heard on the 500 hall. At 1:29 PM, the door was popped off the hinges and the alarm was heard on the 100 hall and an unintelligible talking sound was heard on the walkie-talkie. The alarm could not be heard on the 300, 500, and 600 halls. 2. A review of Resident #38's Face Sheet revealed the facility admitted the resident on 06/13/2023 with diagnoses which included metabolic encephalopathy, delirium due to known physiological condition, generalized anxiety disorder, and cognitive communication deficit. A review of Resident #38's admission Minimum Data Set (MDS), with an Assessment Reference Date (ARD) date of 06/16/2023, revealed Resident #38 had a Brief Interview for Mental Status (BIMS) score of 4, which indicated the resident had severe cognitive impairment. The MDS indicated Resident #38 had delusions and had displayed wandering behavior for one to three days during the assessment period. The MDS further revealed the resident used a wander/elopement alarm daily. A review of Resident #38's Care Plan revealed a Problem area with a start date of 06/14/2023 that indicated the resident experienced wandering by moving with no rational purpose, seemingly oblivious to needs or safety. Interventions, with a start date of 06/14/2023, directed staff to ensure the resident had an identification band in place, follow familiar routines as much as possible, redirect to conversation or activity of choice and offer to contact loved ones and provide comfort measures for basic needs when the resident begins to wander and equip resident with a device that alarms on their left wrist. An additional intervention with a start date of 03/14/2024 indicated Resident #38 had a location device on their right wrist due to frequent elopement attempts. A review of Resident #38's physician's Progress Notes, dated 06/14/2023 at 6:07 PM, revealed Resident #38 was seen by the Medical Director (MD) sitting in the front foyer. The Progress Note indicated the resident was waiting on a ride home. A review of Resident #38's physician's Progress Notes, dated 06/19/2023 at 11:33 AM, revealed Resident #38 was seen by the MD. The Progress Note indicated the resident continued to wander around the facility, triggered the alarms often, and required heavy staff involvement to prevent the resident from eloping. A review of an Initial Report, dated as submitted on 06/21/2023, revealed that on 06/20/2023 at 8:30 PM Resident #59's room was checked by a nurse and found to be empty. The report revealed that a thorough search of the facility and outside was conducted. The report revealed that facility management and emergency services was notified. The report indicated that the resident was located at 11:40 PM in the local town. A review of a document titled Follow-Up Investigation Report dated 06/28/2023 revealed camera footage was reviewed, which revealed Resident #38 exited their room at 7:50 PM on 06/20/2023. The report revealed that a visitor was seen walking into the facility around 7:55 PM and Resident #38 was observed walking out of the facility at 7:55 PM. The report revealed Resident #38 walked to the corner of the building and walked outside of the video footage view. The report indicated that the resident had an abrasion on their head and scratches on their face. A review of Resident #38's physician's Progress Notes, dated 06/21/2023 at 11:35 AM, revealed Resident #38 was seen by the MD after the resident had been returned to the facility by the police in the early morning hours. The note revealed the resident had a laceration on their head, and the Director of Nursing (DON) escorted the resident to the emergency room (ER) for further evaluation. The note revealed a computerized tomography (CT) scan of the head, and x-rays were conducted due to complaints of shoulder pain. Results were documented in the Progress Notes as negative. A review of Resident #38's nursing Progress Notes, dated 06/22/2023 at 6:35 PM, revealed a tracking device was applied to Resident #38's shoe. During an observation on 03/26/2024 at 1:08 PM, Resident #38 was observed coming out of their room with a wheelchair and their clothes. When staff asked the resident where they were going, Resident #38 said they were going home. Staff redirected the resident back to their room, and the resident put their belongings back in their room. The resident then returned and stood at the nurses' station with staff. During an observation on 03/27/2024 at 4:06 PM, Certified Nursing Assistant (CNA) #10 was observed with Resident #38. The resident was sitting in a recliner across from the nursing station. Resident #38 got up and walked toward the dining room, and CNA #10 immediately followed the resident. During an interview on 03/26/2024 at 7:22 PM, CNA #18 stated Resident #38 wandered and was often found in other rooms or in the dining room. CNA #18 stated at times it took four to five staff members to barricade the door and redirect the resident. During an interview on 03/27/2024 at 8:55 AM, Registered Nurse (RN) #23 stated there had been multiple complaints to administration about Resident #38. She stated when Resident #38 was first admitted , she begged staff not to put the resident on the 400 hall due to their behaviors. RN #23 stated the resident was put on the 400 hall anyway and the next night, the resident eloped. RN #23 stated that after the elopement, Resident #38 was moved to the 600 hall. RN #23 stated for elopement risk residents wearing a departure alert system device, an alarm should sound when the resident gets close to the door. RN #23 said sometimes the alarms did not work. RN #23 stated the front door alarm could not be heard on the 600 hall. During an interview on 03/27/2024 at 12:00 PM, the Medical Director (MD) stated he did not know much about Resident #38's history and believed the resident had a stroke and had several mental health issues and disabilities. During an interview on 03/28/2024 at 8:58 AM, the DON stated Resident #38 had been at the facility long enough that staff knew what worked for the resident and what did not. She said the most current intervention in place for Resident #38 was one-to-one continuous staff supervision in the afternoon and evening hours because the resident seemed to be fine in the morning hours. The DON stated Resident #38 had a departure alert system device and a tracking device that could be used to locate the resident with a cell phone. She stated a tracker had been used previously, but Resident #38 started taking the tracker off and hiding it, so that was when a different device was used. The DON said extensive conversations had taken place about placement in another facility, but the resident's family had refused. During an interview on 03/29/2024 at 4:38 PM, the DON stated the expectation was for a resident who may be an elopement risk to be assessed for a departure alert system device, for the family and staff to be made aware of the wandering and the placement of the departure alert system device. She stated staff needed to respond immediately if an alarm was heard. The DON said if the staff did not see the resident, they should beg[TRUNCATED]
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0583 (Tag F0583)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews, record reviews, and facility policy review, the facility failed to protect resident personal ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observations, interviews, record reviews, and facility policy review, the facility failed to protect resident personal health information (PHI) for 1 (Resident #55) of 1 sampled resident reviewed for privacy and 1 (Resident #46) of 4 sampled residents reviewed for dignity. Findings included: A review of a facility policy titled Resident Room Postings, revised in June 2023, revealed, It is the policy of this facility to support a resident's right to personal privacy and confidentiality in all aspects of care and services, to include personal and medical records. The policy revealed, 1. Personal privacy includes accommodations, medical treatment, written and telephone communications, personal care, visits and meetings of resident and family groups, but does not require the facility to provide private rooms for each resident. Further review of the policy revealed, 4. Resident room postings will only be allowed if the resident or resident representative request posting at the bedside (i.e. [id est, that is], instructions not to take blood pressure in the right arm) or if used as visual safety reminders. 1. A review of Resident #46's Face Sheet revealed the facility admitted the resident on 11/09/2022 with diagnoses that included unspecified dementia, bipolar disorder, anxiety disorder, pseudobulbar affect, and cognitive communication deficit. A review of Resident #46's quarterly Minimum Data Set (MDS) with an Assessment Reference Date (ARD) of 02/20/2024 revealed that the resident's Brief Interview for Mental Status (BIMS) and Staff Assessment for Mental Status (SAMS) were not completed. The MDS revealed that the resident sometimes understood others and responded to simple, direct communication only. A review of Resident #46's Care Plan revealed a Problem area with a start date of 02/15/2023 that indicated the resident had cognitive loss and impaired decision-making related to dementia. The Care Plan did not indicate that the resident or the responsible party approved the display of PHI in the resident's room. An observation on 03/25/2024 at 10:09 AM revealed a large whiteboard in the resident's room facing the doorway. Personal health information was written on the board, including, Please float [Resident #46's] heels, [Name] Hospice Aide, Daily weights [four resident weights listed], and Please make sure [Resident #46] is on [his/her] sling when [he/she] is in [his/her] chair. An observation on 03/25/2024 at 1:21 PM revealed Resident #46's door was open. The whiteboard and the PHI were visible from the hallway. An observation on 03/27/2024 at 1:35 PM revealed Resident #46's door was open. The whiteboard and the PHI were visible from the hallway. An observation on 03/27/2024 at 4:10 PM revealed Resident #46's door was open. The whiteboard and the PHI were visible from the hallway. During an observation and interview on 03/28/2024 at 11:07 AM, the Certified Nursing Assistant (CNA) Coordinator observed Resident #46's whiteboard from the hallway and stated the information on the board was PHI and was a HIPAA (Health Insurance Portability and Accountability Act) violation. During an observation and interview on 03/28/2024 at 11:11 AM, in the hall outside of Resident #46's room, Registered Nurse (RN) #4 stated the information on the resident's whiteboard had health information on it and was a HIPAA violation. During an observation and interview on 03/29/2024 at 11:09 PM, in the hall outside of Resident #46's room, Hospice CNA #32 stated the PHI was visible from the hallway and it should not be there because it was confidential. During an observation and interview on 03/28/2024 at 11:53 AM, in the hall outside Resident #46's room, the Director of Nursing (DON) stated there was information on the resident's whiteboard that indicated the resident's health status and that it should not be on the whiteboard. 2. A review of Resident #55's Face Sheet revealed the facility admitted the resident on 05/05/2023 with diagnoses that included peripheral vascular disease, malignant neoplasm of the brain, and secondary malignant neoplasm of an unspecified lung. A review of Resident #55's quarterly MDS with ARD of 12/08/2023 revealed Resident #55 had a SAMS that indicated the resident had moderate cognitive impairment for daily decision-making. A review of Resident #55's Care Plan revealed a Problem area with a start date of 05/06/2023 that indicated the resident had cognitive loss and dementia. The Care Plan did not indicate that the resident or the responsible party approved the display of PHI in the resident's room. An observation on 03/28/2024 at 11:21 AM revealed a white board in Resident #55's room with information written on the board that included, [Name] Hospice Aide, and [Registered Nurse (RN) #29's name] Hospice nurse. During an interview on 03/28/2024 at 11:07 AM, the CNA Coordinator stated PHI should not be visible on a whiteboard in a resident's room even if it could not be seen from the doorway. During an interview on 03/29/2024 at 11:07 AM, Hospice CNA #32 stated Resident #55's whiteboard had PHI on it and that it should not be visible. During an observation and interview on 03/28/2024 at 11:55 AM, the DON stated Resident #55's whiteboard had PHI on it, and if a visitor entered the room, they would see Resident #55's private health information. During a follow-up interview on 03/28/2024 at 12:17 PM, the DON stated that if a resident wanted their information posted, it should be included in their care plan. During an interview on 03/29/2024 at 4:34 PM, the Executive Director (ED) stated he expected no PHI to be visible in the resident's room unless desired by the resident or family.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Grievances (Tag F0585)

Could have caused harm · This affected 1 resident

Based on record review, interviews, and facility document and policy review, the facility failed to adequately address a grievance filed by a family member of 1 (Resident #328) of 1 sampled resident r...

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Based on record review, interviews, and facility document and policy review, the facility failed to adequately address a grievance filed by a family member of 1 (Resident #328) of 1 sampled resident reviewed for neglect. Specifically, Resident #328's family member filed a grievance related to finding the resident lying in bowel movement and urine on the morning of 10/16/2023, and the facility was unable to provide documentation of the steps taken to investigate the concern or information regarding whether the facility was able to confirm the concern. Findings included: A review of a facility policy titled, Resident and Family Grievances, revised in June 2023, revealed, The Grievance Official is responsible for overseeing the grievance process; receiving and tracking grievances through to their conclusion; leading any necessary investigations by the facility; maintaining the confidentiality of all information associated with grievances; issuing written grievance decisions to the resident; and coordinating with state and federal agencies as necessary in light of specific allegations. The policy specified, 10. Procedure: a. This facility will not retaliate or discriminate against anyone who files a grievance or participates in the investigation of a grievance. b. The staff member receiving the grievance will record the nature and specifics of the grievance on the designated grievance form, or assist the resident or family member to complete the form. i. Take any immediate actions needed to prevent further potential violations of any resident right. ii. Report any allegations involving neglect, abuse, injuries of unknown source, and/or misappropriation of resident property immediately to the administrator and follow procedures for those allegations. c. Forward the grievance form to the Grievance Official as soon as practicable. d. The Grievance Official will take steps to resolve the grievance, and record information about the grievance, and those actions, on the grievance form. i. Steps to resolve the grievance may involve forwarding the grievance to the appropriate department manager for follow up. ii. All staff involved in the grievance investigation or resolution should make prompt efforts to resolve the grievance and return the grievance form to the Grievance Official. Prompt efforts include acknowledgment of complaint/grievances and actively working toward a resolution of that complaint/grievance. iii. All staff involved in the grievance investigation or resolution will take steps to preserve the confidentiality of files and records relating to grievances, and will share them only with those who have a need to know. e. The Grievance Official, or designee, will keep the resident appropriately apprised of progress towards resolution of the grievances. f. The facility will take appropriate action in accordance with State law if an alleged violation of resident's rights is confirmed by the facility or an outside entity, such as State Survey Agency, Quality Improvement Organization, or local law enforcement agency. g. In accordance with the resident's right to obtain a written decision regarding his or her grievance, the Grievance Official will issue a written decision on the grievance to the resident or representative at the conclusion of the investigation. The written decision will include at a minimum: i. The date the grievance was received. ii. The steps taken to investigate the grievance. iii. A summary of the pertinent findings or conclusions regarding the resident's concem(s). iv. A statement as to whether the grievance was confirmed or not confirmed. v. Any corrective action taken or to be taken by the facility as a result of the grievance. vi. The date the written decision was issued. The policy identified the Social Services Director (SSD) as the Grievance Official. A review of Resident #328's Resident Face Sheet revealed the facility admitted the resident on 09/07/2023 with diagnoses that included type two diabetes mellitus, unspecified dementia, muscle weakness, unspecified lack of coordination, and need for assistance with personal care. According to the Resident Face Sheet, Resident #328 was discharged from the facility on 11/10/2023. A review of an admission Minimum Data Set (MDS), with an Assessment Reference Date (ARD) of 09/10/2023, revealed Resident #328 had a Brief Interview for Mental Status (BIMS) score of 9, indicating the resident had moderate cognitive impairment. According to the MDS, the resident did not reject care in the seven days prior to the assessment, was dependent on staff for toileting hygiene, and was always incontinent of urine and bowel movement. A review of Resident #328's Care Plan revealed a Problem area, with a start date of 09/09/2023, that indicated the resident was incontinent. Interventions directed staff to keep the call light in reach, assist with toileting, and to provide incontinence care after each episode of incontinence. A review of the facility's October 2023 Concern Log revealed that on 10/16/2023, Resident #328's family member found them in bed in urine. Per the Concern Log, the concern was filed by the SSD, and the concern was resolved. A review of a Concern Form, dated 10/16/2023 at 1:45 PM, revealed Resident #328's family member reported that they found the resident lying in bowel movement and urine on the morning of 10/16/2023. The Concern Form indicated the form was filled out and turned into the facility's Executive Director (ED). The section of the Concern Form addressing Concern Investigation indicated the concern was reported to the Director of Nursing (DON)/Unit Manager, and staff were educated on call light responsiveness and frequent checks. The Concern Form did not reflect any steps taken by the facility to investigate the concern and did not indicate if the concern was determined to be confirmed or not confirmed. The Complaint Form was signed by the SSD and ED on 10/17/2023. During an interview on 03/27/2024 at 05:37 PM, the ED stated that the grievance regarding Resident #328 was not fully investigated. The ED further stated the facility had not determined who the aide was assigned to care for the resident at the time of the concern and indicated it was not clear if the resident had been provided incontinence care. The ED said the concern was reported to the SSD, the SSD turned it into the ED, and the ED immediately provided in-servicing to staff. The ED acknowledged that the grievance should have been better investigated. During an interview on 03/28/2024 at 4:08 PM, the SSD stated that the grievance regarding Resident #328 was given to the ED, and the ED should have addressed the grievance with the related department. During an interview on 03/28/2024 at 6:45 PM, the DON stated if a grievance involved nursing staff, then the nursing department was supposed to be made aware so they could investigate the concern.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Free from Abuse/Neglect (Tag F0600)

Could have caused harm · This affected 1 resident

Based on interviews, record reviews, and facility policy review, the facility failed to protect the residents' right to be free from physical abuse by a resident (Resident #228) for 2 (Resident #48 an...

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Based on interviews, record reviews, and facility policy review, the facility failed to protect the residents' right to be free from physical abuse by a resident (Resident #228) for 2 (Resident #48 and Resident #42) of 5 sampled residents reviewed for abuse. Findings included: A review of a facility policy titled Abuse - Prevention, Investigating and Reporting, revised on 07/01/2019, revealed, [The facility] takes steps to prevent abuse of residents. This includes abuse from staff, other residents, families or any person having contact with the resident. Every resident has the right to be free from verbal, sexual, physical and mental abuse including abuse facilitated or enabled through the use of technology, corporal punishment, exploitation, misappropriation of resident property, neglect, use of physical or chemical restraints imposed for the purpose of discipline or convenience and involuntary seclusion. A review of Resident #228's Face Sheet revealed the facility admitted the resident on 07/17/2021 with diagnoses that included Wernicke's encephalopathy (a neurological disease), alcohol dependence with alcohol-induced persisting dementia, and mood disorder due to known physiological condition. Further review revealed the facility discharged the resident on 11/21/2023. A review of Resident #228's quarterly Minimum Data Set (MDS), with an Assessment Reference Date (ARD) of 04/23/2023, revealed Resident #228 had a Brief Interview for Mental Status (BIMS) score of 4, which indicated the resident had severe cognitive impairment. The MDS indicated the resident had physical and verbal behaviors directed toward others for one to three days during the seven-day assessment period. The MDS revealed the resident rejected care or evaluations for one to three days during the seven-day assessment period. The MDS indicated the resident used a wheelchair. The MDS revealed the resident received antidepressant medication seven days during the seven-day assessment period. A review of Resident #228's Care Plan History revealed a Problem area, with a start date of 04/24/2023, that indicated the resident had the behavior of wandering. Interventions directed staff to remove the resident from other resident's rooms and provide comfort measures. The Care Plan History revealed a Problem area, with a start date of 02/06/2023, that indicated the resident invaded others' personal space. Interventions included staff instructions to provide one-on-one supervision as needed and redirect the resident to an activity of their choice or have a conversation of their choice. Further review revealed a Problem area, with a start date of 08/20/2021, that indicated the resident had been combative toward staff. Interventions included staff instructions to avoid overstimulation, including other physically aggressive residents. 1. A review of Resident #48's Face Sheet revealed the facility admitted the resident on 04/14/2023 with diagnoses that included vascular dementia of unspecified severity with psychotic disturbance, alcohol dependence with alcohol-induced persisting dementia, anxiety disorder due to known physiological condition, and mood disorder due to known physiological condition with depressive features. A review of Resident #48's quarterly MDS, with an ARD of 05/04/2023, revealed Resident #48 had a BIMS score of 3, which indicated the resident had severe cognitive impairment. The MDS indicated the resident had verbal behaviors directed toward others for one to three days during the seven-day assessment period. The MDS indicated that the resident walked once or twice during the assessment period and used a wheelchair. The MDS indicated the resident received antipsychotic, antidepressant, and antianxiety medications seven days during the seven-day assessment period. A review of Resident #48's Care Plan revealed a Problem area, with a start date of 02/28/2023, that indicated the resident had a history of wandering. Interventions included staff instructions to redirect the resident to a conversation or an activity and to remove the resident from other resident's rooms and unsafe situations. The Care Plan revealed a Problem area, with a start date of 02/28/2023, that indicated the resident had verbal behavioral symptoms directed toward others, and at times not directed toward anyone. Interventions included staff instructions to follow familiar routines. The Care Plan revealed a problem area, with a start date of 02/28/2023, that indicated the resident had physical behavior symptoms directed at others. Interventions included staff instructions to avoid power struggles with the resident and to provide one-on-one sessions as needed. Further review revealed a Problem area, with a start date of 02/28/2023, that indicated the resident had increased moods and irritation, refused care from staff, and made accusations of staff. Interventions included staff instructions to attempt to educate the resident, provide care, and document refusals. A review of an Initial Report, dated 06/14/2023, revealed nurses on the 100 hall witnessed a resident-to-resident physical abuse incident. The report indicated that Resident #228 pulled Resident #48's arm, causing Resident #48 to fall out of their wheelchair, resulting in skin tears on Resident # 48's elbow and shoulder. A review of the Follow-up Investigation Report, dated 06/20/2023, revealed that video footage of the incident was reviewed and indicated that Resident #228 was seen walking with Resident Advocate (RA)/Receptionist #30, a former employee, and waved their hand at Resident #48. The report indicated that RA/Receptionist #30 got in between the two residents. The report indicated that Resident #228 started hitting and grabbing RA/Receptionist #30, who lost their balance, which appeared to cause Resident #48 to roll out of their wheelchair. The report indicated that RA/Receptionist #30 stated that when she was walking down the hall with Resident #228, the resident was talking loudly, and Resident #48 told them to shut up and made a gesture towards Resident #228. The report indicated that RA/Receptionist #30 stated that Resident #228 pulled and pushed her trying to get to Resident #48; she thought either Resident #48 was bumped out of their wheelchair or Resident #228 pulled Resident #48's arm but was not sure. The report indicated that Registered Nurse (RN) #8 witnessed the incident. During a telephone interview on 03/26/2024 at 7:23 PM, RN #8 stated she remembered the incident but did not see the incident; she heard a commotion. She stated that no one was yelling, but she heard excited, louder voices. She stated she did not write out a witness statement and could not remember if the previous Executive Director had interviewed her. RN #8 stated that RA/Receptionist #30 was in the middle of the incident, and no other staff were in the area. She stated that the staff did not allow Resident #228 and Resident #48 to be next to one another, and she did not know why they were together at the time of the incident. She stated that a resident-to-resident altercation between residents with dementia was considered abuse. She stated verbal behaviors between Resident #228 and Resident #48 seemed to have happened before and stated that they lived on the same hall at the time of the incident. During a telephone interview on 03/27/2024 at 7:13 PM, RA/Receptionist #30 stated she witnessed the incident on 06/14/2023. She stated she was at the nurse's station on the 100 Hall, and Resident #228 approached her in their wheelchair to request help looking for their glasses. She stated that she and Resident #228 looked in the resident's room but could not find them, then she went to the nurse's station, and Resident #228 wheeled themself next to RA/Receptionist #30, and at the same time, Resident #48 was next to RA/Receptionist #30, in their wheelchair. She stated that both residents were easily agitated, and Resident #228 yelled, That's mine, that's mine. She stated Resident #48 started to yell, and Resident #228 pushed the RA/Receptionist #30 out of the way and hit her hand. She stated she lost her balance but did not fall. Per RA/Receptionist #30, Resident #228 grabbed Resident #48 by the hair and pulled them out of their wheelchair and to the floor. RA/Receptionist #30 stated both residents had yelled at each other on other occasions but had never touched one another before the incident. She stated that the previous Executive Director had interviewed her about the incident but did not think she had written a statement. 2. A review of Resident #42's Face Sheet revealed the facility admitted the resident on 04/25/2023 with diagnoses that included unspecified personality disorder, cognitive communication deficit, and benign neoplasm of meninges. A review of Resident #42's quarterly Minimum Data Set (MDS), with an Assessment Reference Date (ARD) of 09/20/2023, revealed Resident #42 had a Brief Interview for Mental Status (BIMS) score of 9, which indicated the resident had moderate cognitive impairment. The MDS indicated the resident had verbal behavioral symptoms toward others on one to three days during the seven-day assessment period and rejected evaluations or care every day during the seven-day assessment period. A review of Resident #42's Care Plan revealed a Problem area, with a start date of 06/16/2023, that indicated the resident resisted care provided by staff. Interventions included staff instructions to Allow resident to choose options and have control over situations when possible and to reiterate the purpose and advantages of treatment. The Care Plan revealed a Problem area, with a start date of 06/16/2023, that indicated the resident had verbal and physical behavioral symptoms directed toward others. Interventions included staff instructions to administer medications as ordered, assess whether the behavior endangered the resident or others, and avoid over-stimulation such as noise, crowding, or other physically aggressive residents. A review of a Follow-Up Investigation Report, dated 11/8/2023, revealed that on 11/02/2023 at around 11:35 AM, Resident #228 and Resident #42 got into an argument. The report indicated that Resident #228 requested to go into Resident #42's room, who denied the request. The report indicated that Resident #228 slapped Resident #42 in the face two times. The report indicated that Assistant Director of Nursing (ADON) #2 and Certified Nursing Assistant (CNA) Coordinator heard the commotion and removed the residents from the situation immediately. The report indicated that there were no injuries. The report indicated that ADON #2 and the CNA Coordinator were both interviewed, and both stated that Resident #228 pulled Resident #42's hair and slapped Resident #42 twice. A Review of Resident #228's Resident Progress Notes, dated 11/02/2023, indicated that ADON #2 witnessed Resident #228 hit Resident #42 twice in the side of the head and pulled Resident #42's hair. During an interview on 03/28/2024 at 8:14 AM, ADON #2 stated she intervened during the 11/02/2023 resident-to-resident incident. She stated she heard the residents yelling at each other, and she came out of her office and into the hallway and saw Resident #228 pulling Resident #42's hair. She stated she removed Resident #228 from the area, and a CNA took the resident back to their room. ADON #2 stated she instructed staff to monitor them and make sure they were not in the same place at the same time. ADON #2 stated the process was to separate the residents and complete an event report, which triggered nurse monitoring on the Medication Administration Record for the nurses to monitor behaviors. She stated she reported the incident and wrote a progress note. During an interview on 03/28/2024 at 10:35 AM, the CNA Coordinator stated that a physical altercation between two residents with dementia was considered abuse. She stated that the staff reported abuse to the Executive Director, and he completed the investigation. She stated Resident #228 had behaviors and they changed quickly. She stated Resident #42 was not social and stayed in their room most of the time. The CNA Coordinator stated the incident on 11/02/2023 happened outside of her office door. She stated she heard the residents yelling, and she went out to the hall. She stated Resident #228 wanted to go into Resident #42's room, who refused the request. She stated Resident #228 became agitated and thought Resident #228 pulled Resident #42's hair. She stated she did not witness what happened visually but heard it. She stated she and ADON #2 came out of their offices at the same time. The CNA Coordinator stated that she spoke to the Director of Nursing (DON) about the incident. During an interview on 03/27/2024 at 9:08 AM, the Executive Director stated he had not been able to retrieve the requested video footage of the resident-to-resident incidents because the company that managed it had not been able to find the videos.
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Abuse Prevention Policies (Tag F0607)

Could have caused harm · This affected 1 resident

Based on interview and facility document and policy review, the facility failed to conduct a criminal background check for 1 (Certified Nursing Assistant [CNA] #3) of 6 nursing department staff prior ...

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Based on interview and facility document and policy review, the facility failed to conduct a criminal background check for 1 (Certified Nursing Assistant [CNA] #3) of 6 nursing department staff prior to employment at the facility. Findings included: Review of a facility policy titled, Abuse - Prevention, Investigating and Reporting, last revised on 07/01/2019, revealed under a Screening section, New Employees and Direct Care Volunteers: All potential employees and direct care volunteers will be screened for a history of abuse, neglect or mistreating residents by the following methods: including A criminal background check will be performed on all new employees and direct care volunteers. The policy further revealed Continued employment is contingent upon the Criminal Background investigation and If anything in the employee screening process indicates a history of abuse, the individual will not be hired. Review of a facility Employees list, dated 03/28/2024, indicated the facility hired CNA #3 on 12/20/2023. A review of CNA #3's employee personnel records did not reveal a criminal background check. During an interview on 03/29/2024 at 5:40 PM, the Executive Director (ED) stated the corporate office completed the criminal background checks for new employees. During an interview on 03/29/2024 at 2:27 PM, the Director of Nursing (DON) stated the facility lacked a criminal background check for CNA #3, noting the corporate office did not find it.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0943 (Tag F0943)

Could have caused harm · This affected multiple residents

Based on interviews, facility document review, and facility policy review, the facility failed to ensure 4 (Certified Nursing Assistant [CNA] #3, CNA #13, Nursing Assistant [NA] #26, and Licensed Prac...

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Based on interviews, facility document review, and facility policy review, the facility failed to ensure 4 (Certified Nursing Assistant [CNA] #3, CNA #13, Nursing Assistant [NA] #26, and Licensed Practical Nurse [LPN] #27) of 6 sampled employees were provided mandatory training related to dementia management and resident abuse prevention. Findings included: A review of a Facility Assessment Tool, dated 02/17/2024 and reviewed by the Quality Assurance and Performance Improvement (QAPI) committee on 03/14/2024, revealed, Staff training/education and competencies, The following training topics will be used to provide a [sic] level and type of support and care needed for our resident population. (this is not an inclusive list): Abuse, neglect and exploitation - training that at a minimum educates staff on- (1) Activities that constitute abuse, neglect, exploitation, and misappropriation of resident property; (2) Procedures for reporting incidents, of abuse, neglect, exploitation, or misappropriation of resident property; and (3) Care/management for persons with dementia and resident abuse prevention. A review of a facility policy titled, Training Requirements, revised in June 2023, revealed 5. Training requirements should be met prior to staff and volunteers independently providing services to residents, annually, and as necessary based on the facility assessment. The policy further indicated, 6. Training content includes, at a minimum: g. Dementia management and care of the cognitively impaired. h. Abuse, neglect, and exploitation prevention. A review of an undated CNA/NA Orientation and Annual Checklist revealed Abuse Reporting and Care of cognitively impaired residents were included on the checklist as required topics. The checklist specified, ***All education topics must be completed by return demonstration to document understanding of training given prior to signing off. A review of an undated Licensed Nurse Annual and New Hire Checklist revealed Abuse Education and Care of cognitively impaired residents were included on the checklist as required topics. The checklist specified, ***All education topics must be completed by return demonstration to document understanding of training given prior to signing off. A review of a facility document titled Employees, dated 03/28/2024, revealed the following: - CNA #3 was hired on 12/20/2023; - CNA #13 was hired on 02/08/2024; - NA #26 was hired on 01/09/2024; and - LPN #27 was hired on 12/12/2024. Review of personnel files for CNA #3, CNA #13, NA #26, and LPN #27 did not reveal any documentation of dementia management or resident abuse prevention training. During an interview on 03/29/24 02:27 PM, the Director of Nursing (DON) stated the orientation checklists were not completed for CNA #3, CNA #13, NA #26, or LPN #27. During an interview on 03/29/24 12:49 PM, LPN #27 stated that she started working at the facility in December 2023 and had not completed a dementia management or resident abuse prevention training at the facility. During an interview on 03/29/2024 at 3:48 PM, the DON stated that she expected every staff member to have a training checklist completed before they were scheduled to work on their own. During an interview on 03/29/2024 at 4:31 PM, the Executive Director (ED) stated that staff should have been trained on dementia management and abuse prevention before being assigned to work a shift without a peer partnered with them. A review of the CNA/Nursing Schedule for the timeframe from 03/24/2024 to 03/30/2024 revealed CNA #3, CNA #13, NA #26, and LPN #27 were each assigned to work various shifts during the week. During a follow-up interview on 03/29/2024 at 5:40 PM, the ED stated that the CNA Coordinator was responsible for ensuring dementia management and resident abuse prevention training was provided. The ED stated the DON was the CNA Coordinator's supervisor. During a follow-up interview on 03/29/2024 at 5:45 PM, the DON stated that the CNA Coordinator was responsible for ensuring the education was provided. The DON stated she did not have a process in place to monitor or audit the education, because she was not aware that was one of her responsibilities. During an interview on 03/29/2024 at 5:50 PM, the CNA Coordinator stated that previously, the facility had a human resources staff member that was responsible for new employee education, but they left in the fall of 2023. The CNA Coordinator said nobody informed her that she was now responsible for ensuring staff education was completed before staff were scheduled to work independently. The CNA Coordinator stated that she did not have access to the employee education records, so she did not know if they had completed their education or not.
Mar 2023 2 deficiencies
CONCERN (D) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0760 (Tag F0760)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, it was determined, the facility did not ensure residents were free of any significant medi...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, it was determined, the facility did not ensure residents were free of any significant medication errors. Specifically, for 1 out of 8 sampled residents, a resident that did not have a physician's order for insulin was administered another residents insulin. Resident identifier: 6. Findings included: Resident 6 was admitted to the facility on [DATE] with diagnoses which included, but were not limited to, attention-deficit hyperactivity disorder, post traumatic stress disorder, type 2 diabetes mellitus, asthma, anxiety disorder, and depression. Resident 6's medical record was reviewed on 3/23/23. An Event Detail dated 1/29/23 at 9:41 PM, documented Resident was given 5 units short and 45 units long acting insulin. Q [every] 30 min [minutes] BG [blood glucose] checks, glucagon pen given, Provider notified at 2011 [8:11 PM]. family notified and left message at 2042 [8:42 PM]. [Note: The January 2023 Medication Administration Record (MAR) was reviewed. Resident 6 did not have physician's order for insulin.] The following BG checks were documented: a. On 1/29/23 at 9:11 PM, 154 milligrams per deciliter (mg/dl) b. On 1/29/23 at 9:46 PM, 219 mg/dl c. On 1/29/23 at 10:16 PM, 202 mg/dl d. On 1/29/23 at 10:48 PM, 221 mg/dl e. On 1/29/23 at 11:21 PM, 165 mg/dl The physician's orders included the following: a. On 1/29/23, glucagon hydrochloride solution; 1 milligram/milliliter; injection. Special Instructions: Hypoglycemia Protocol: Give per manufacturer instructions as needed (PRN). Discontinue on 1/30/23. [Note: The January 2023 MAR was reviewed. Resident 6 did not receive glucagon.] b. On 1/29/23, Recheck Blood Sugar half hour after Glucagon. Special Instructions: Hypoglycemia Protocol PRN. On 1/30/23 at 4:10 PM, a Nursing Progress Note documented RN [Registered Nurse] notified that pt. [patient] is initiating DC [discharge] at this time r/t [related to] medication error last night. MD [Medical Director] notified who states this DC will be AMA [against medical advice] as he has been in the facility for less than 24 hours and has not had full medical and physical evaluation with which MD is comfortable DCing him safely home. SW [Social Worker] Director spoke to pt, wife, and son extensively regarding this and they wish to proceed with AMA DC home. AMA paperwork signed with SW Director. HH [Home Health] order signed and will be arranged. Pt. and wife aware that MD is not signing any medication orders for him to DC with and pt.'s surgeon will have to arrange for either outpatient IV [intravenous] abx [antibiotics] of HH administration of IV abx. Understanding expressed. Pt. and wife given the option to stay in facility and be evaluated tomorrow by in house MD, which they declined at this time and are proceeding with AMA DC home. On 1/31/23 at 7:29 AM, a Nursing Progress Note documented Lab [Laboratory] results returned from yesterday's draw. Abnormal values as follows: . Glucose 64.89 (L) [low] . All results placed in MD box for further review. No new orders as pt. has DC'd. On 3/23/23 at 1:26 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that on the day of the medication error two RN's were splitting a hall. The DON stated that the nurse on the hall asked the other nurse splitting the hall to help. The DON stated the nurse drew up the insulin, and asked the other nurse to administer the insulin. The DON stated the nurse administered the insulin and did not verify with the patient their name. The DON stated that resident 6 was alert and oriented times four. The DON stated that the MD felt that resident 6 needed to be at the facility. On 3/23/23 at 1:34 PM, an interview was conducted with RN 2. RN 2 stated that she had a medication pass nurse with her that night. RN 2 stated that she had drawn up some insulin for a patient and she had the insulin with the appropriate name and dosaging. RN 2 stated the medication pass nurse offered to help. RN 2 stated she gave the medication pass nurse the resident's room number and full name. RN 2 stated she pulled up another patient on the computer screen and watched the medication pass nurse take the resident insulin. RN 2 stated that when the medication pass nurse returned they had argued over the patients name, and the medication pass nurse pointed at resident 6's room. RN 2 stated the medication pass nurse had not listened. RN 2 stated she had called the doctor right away, started checking resident 6's BG within 30 minutes, and had resident 6 keep orange juice at the bedside table. RN 2 stated the glucagon injection was ready to go if necessary. RN 2 stated the doctor and family were notified immediately. RN 2 stated she spoke to the medication pass nurse that made the medication error, and she let the Administrator know. On 3/23/23 at 1:38 PM, an interview was conducted with RN 3. RN 3 stated that she had been working with another nurse and had finished medication pass, when she was asked to help the other nurse. RN 3 stated the nurse told her that a resident needed insulin. RN 3 stated there were two residents with similar first names. RN 3 stated that she told the other nurse that she gave resident 6 the insulin. RN 3 stated that she caught the error right away and gave resident 6 orange juice, protein, cookies, and checked resident 6's BG every 30 minutes. RN 3 stated a physician's order for glucagon was on standby. RN 3 stated she was able to catch the error and resident 6 was able to maintain his blood sugar.
CONCERN (E) 📢 Someone Reported This

A family member, employee, or ombudsman was alarmed enough to file a formal complaint

Potential for Harm - no one hurt, but risky conditions existed

Pharmacy Services (Tag F0755)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 5. Resident 4 was admitted to the facility on [DATE] with diagnoses which included mood disorder, essential hypertension, acute ...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 5. Resident 4 was admitted to the facility on [DATE] with diagnoses which included mood disorder, essential hypertension, acute respiratory failure, acquired respiratory failure, acquired absence of right leg above knee, vascular dementia, vitamin deficiency, nicotine dependence, insomnia, thrombocytopenia, constipation, sleep disorder, gastro-esophageal reflux disease, muscle weakness, personal history of traumatic brain injury, pseudobulbar affect, anxiety disorder, and pain. On 3/23/23, resident 4's medical record was reviewed. Resident 4's MAR for March 2023 revealed that resident 4 had multiple missed medications due to the medication being unavailable. a. An order for amlodipine 10 mg QD was started on 6/30/22. The medication was marked as, Not Administered: Drug/Item Unavailable on 3/13/23, 3/17/23, 3/20/23, 3/21/23, 3/22/23, and 3/23/23. b. An order for atorvastatin 40 mg to be given at bedtime was started on 7/27/22 and discontinued on 3/14/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 3/1/23, 3/2/23, 3/3/23, 3/4/23, 3/5/23, 3/6/23, 3/7/23, 3/8/23, 3/9/23, 3/10/23, 3/11/23, 3/12/23, 3/13/23, and 3/14/23. 6. Resident 5 was admitted to the facility on [DATE] with diagnoses which included encephalopathy, essential hypertension, type 2 diabetes mellitus, pain, alcohol dependence, muscle weakness, Wernicke's encephalopathy, hyperlipidemia, mood disorder, pseudobulbar affect, dry eye syndrome, and constipation. On 3/23/23, resident 5's medical record was reviewed. Resident 5's MAR for March 2023 revealed that resident 5 had multiple missed medications due to the medication being unavailable. a. An order for atorvastatin 80 mg given at bedtime was started on 2/18/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 3/16/23 and 3/18/23. b. An order for cimetidine 400 mg given at bedtime was started on 1/11/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 3/16/23 and 3/18/23. On 3/23/23 at 10:43 AM, interview was conducted with the Nurse Apprentice (NA). The NA stated that he would use the refill order form to refill resident medications. The NA stated he would pull the sticker from the medication card and put the sticker on the refill order form to be faxed to the pharmacy. The NA stated the pharmacy had been short on a couple medications and it may take longer to deliver those medications. The NA stated the pharmacy would usually deliver refill medications within 24 hours. The NA stated occasionally the residents would be out of medications. The NA stated after a physician order was a year old the facility staff had to reenter the order, but the pharmacy had not communicated that information to the staff. The NA stated after days of calling the pharmacy for medication refills to be delivered the pharmacy would tell him to reenter the physician order. The NA stated the 300 hall was long term care so the staff did not have a lot of issues with medication refills. The NA stated the facility had an Omnicell, emergency medication system, that the staff were able to retrieve medications. The NA stated the pharmacy would deliver medications 3:00 PM to midnight and the pharmacy had two deliveries throughout the day. On 3/23/23 at 12:15 PM, an interview with Registered Nurse (RN) 1 was conducted. RN 1 stated that she typically reordered medications five days prior to the medication running out. RN 1 stated that there had been occasions when the pharmacy did not send the order to the facility. RN 1 stated that when that happened, she would call the pharmacy and find out why the medication had not been sent, and work with the pharmacy to get the medication orders delivered. On 3/23/23 at 1:59 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that medications could be refilled within the Electronic Medication Administration Record (EMAR). The DON stated if the EMAR refill system was not functioning the staff would pull the sticker from the resident medication card and fax the request to the pharmacy. The DON stated there may be a lag if the residents medication if an attempt to refill the medication was to soon according to the insurance company. The DON stated the staff had enough of the residents medications to get them through until the next refill if the refill was called in to soon. The DON stated if the refill was sent to the pharmacy before 2:00 PM, the delivery would be the same day during night shift. The DON stated if the refill was sent to the pharmacy after 2:00 PM, the delivery would be the next day unless the order was sent immediately (STAT). The DON stated that sometimes the pharmacy would tell staff they did not have a STAT driver. The DON stated that STAT orders were to be delivered within two hours. The DON stated the facility had an Omnicell onsite available to staff. The DON stated the resident medications that were unavailable were probably not insurance related if there was a trend. Based on interview and record review, it was determined, that the facility did not provide routine and emergency drugs and biologicals to its residents. Specifically, for 6 out of 8 sampled residents, resident medications were not administered as ordered by the physician due to the medications not being available by the pharmacy. Resident identifiers: 1, 3, 4, 5, 6, and 7. Findings included: 1. Resident 1 was admitted to the facility on [DATE] with diagnoses which included, but were not limited to, urinary tract infection, poisoning by benzodiazepines, poisoning by unspecified narcotics, type 2 diabetes mellitus without complications, bipolar disorder, major depressive disorder, hypertensive end stage renal disease, heart failure, paroxysmal atrial fibrillation, essential (primary) hypertension, pain, and cerebral infarction without residual deficits. Resident 1's medical record was reviewed on 3/23/23. The October 2022 Medication Administration Record (MAR) was reviewed. a. An order for insulin lispro solution; 100 unit/milliliter (ml); Amount to Administer: Per Sliding Scale before meals and at bedtime was started on 10/4/22. The medication was marked as, Not Administered: Drug/Item Unavailable on 10/4/22 at 4:30 PM and 10/4/22 at 9:30 PM. b. An order for Eliquis 5 milligram (mg) tablet twice a day (BID) was started on 10/4/22. The medication was marked as, Not Administered: Drug/Item Unavailable on 10/4/22, 10/20/22, 10/21/22 between 6:00 AM and 10:00 AM, 10/21/22 between 6:00 PM and 10:00 PM, and 10/24/22. c. An order for morphine 15 mg; every 12 hours was started on 10/4/22. The medication was marked as, Not Administered: Drug/Item Unavailable on 10/4/22. d. An order for sodium bicarbonate 650 mg tablet; two tablets; four times a day (QID) was started on 10/4/22. The medication was marked as, Not Administered: Drug/Item Unavailable on 10/4/22 between 10:00 AM and 2:00 PM, 10/4/22 between 2:00 PM and 6:00 PM, 10/4/22 between 6:00 PM and 10:00 PM, and 10/18/22. e. An order for amlodipine 5 mg tablet once a day (QD) was started on 10/5/22. The medication was marked as, Not Administered: Drug/Item Unavailable on 10/24/22. 2. Resident 3 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included, but were not limited to, chronic kidney disease stage 4, ascites, edema, autoimmune hepatitis, acute kidney failure, and bacteriuria. Resident 3's medical record was reviewed on 3/23/23. The January 2023 MAR was reviewed. a. An order for rosuvastatin 20 mg tablet at bedtime was started on 1/17/23. i. The medication was marked as Not Administered: Drug/Item Unavailable Comment: drug has not arrived from pharmacy yet on 1/17/23. ii. The medication was marked as Not Administered: Drug/Item Unavailable Comment: awaiting delivery from pharmacy on 1/18/23. iii. The medication was marked as Not Administered: Drug/Item Unavailable on 1/19/23, 1/20/23, 1/21/23, 1/22/23, 1/25/23, 1/28/23, 1/29/23, and 1/31/23. b. An order for calcium carbonate 600 mg tablet; two tabs; QD was started on 1/18/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 1/19/23. The February 2023 MAR was reviewed. a. An order for rosuvastatin 20 mg tablet at bedtime was started on 1/17/23. i. The medication was marked as, Not Administered: Drug/Item Unavailable Comment: Called Pharmacy/Advised MD [Medical Director]. on 2/2/23. ii. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/1/23, 2/4/23, 2/5/23, 2/6/23, 2/7/23, 2/9/23, and 2/10/23. b. An order for Xarelto 15 mg tablet at bedtime was started on 1/17/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/5/23, 2/6/23, 2/7/23, 2/9/23, and 2/10/23. c. An order for calcium carbonate 600 mg tablet; two tablets; QD was started on 1/18/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/3/23. d. An order for ondansetron 4 mg tablet BID was started on 2/1/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/8/23 and 2/11/23. e. An order for potassium chloride 10 milliequivalent tablet QD was started on 2/1/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/2/23. f. An order for esomeprazole magnesium 20 mg tablet BID was started on 2/20/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/20/23. g. An order for rosuvastatin 20 mg tablet at bedtime was started on 2/20/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/20/23. h. An order for Xarelto 15 mg tablet at bedtime was started on 2/20/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 2/20/23. i. An order for calcium carbonate 600 mg tablet; two tablets; QD was started on 2/21/23. The medication was marked as Not Administered: Drug/Item Unavailable Comment: drug not in medication cart on 2/22/23. 3. Resident 6 was admitted to the facility on [DATE] with diagnoses which included, but were not limited to, attention-deficit hyperactivity disorder, post traumatic stress disorder, type 2 diabetes mellitus, asthma, anxiety disorder, and depression. Resident 6's medical record was reviewed on 3/23/23. The January 2023 MAR was reviewed. a. An order for aspirin 81 mg tablet BID was started on 1/29/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 1/29/23. b. An order for cyclobenzaprine 10 mg tablet at bedtime was started on 1/29/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 1/29/23. c. An order for gabapentin 800 mg tablet QID was started on 1/29/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 1/29/23 between 2:00 PM and 6:00 PM and between 6:00 PM and 10:00 PM. d. An order for pantoprazole 40 mg tablet once a morning was started on 1/30/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 1/30/23. 4. Resident 7 was admitted to the facility on [DATE] with diagnoses which included, but were not limited to, cerebral infarction, peripheral vascular disease, cognitive communication deficit, pain, dementia, chronic obstructive pulmonary disease, and mood disorder. Resident 7's medical record was reviewed on 4/3/23. The January 2023 MAR was reviewed. a. An order for lutein 6 mg tablet QD was started on 12/12/21. The medication was marked as, Not Administered: Drug/Item Unavailable on 1/1/23, 1/2/23, 1/3/23, and 1/4/23. b. An order for Med pass 2.0 90 ml three times a day (TID) was started on 12/21/21. The medication was marked as, Not Administered: Drug/Item Unavailable. The medication was not available for the month of January 2023. Resident 7 refused the medication on five occasions. The February 2023 MAR was reviewed. An order for Med pass 2.0 90 ml TID was started on 12/21/21. The medication was marked as, Not Administered: Drug/Item Unavailable. The medication was not available for the month of February 2023. Resident 7 refused the medication on five occasions. The March 2023 MAR was reviewed. a. An order for Med pass 2.0 90 ml TID was started on 12/21/21. The medication was marked as, Not Administered: Drug/Item Unavailable on 3/1/23, until the medication was discontinued on 3/8/23. b. An order for citalopram 10 mg tablet QD was started on 12/23/22. The medication was marked as, Not Administered: Drug/Item Unavailable Comment: on order on 3/20/23. c. An order for Med pass 2.0 90 ml TID (if unavailable use house supplement. Mighty shakes) was started on 3/8/23. The medication was marked as, Not Administered: Drug/Item Unavailable on 3/8/23 through 3/23/23.
Jan 2022 5 deficiencies 1 Harm
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Deficiency F0697 (Tag F0697)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview, and record the review it was determined the facility did not ensure that pain management was pr...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview, and record the review it was determined the facility did not ensure that pain management was provided to residents who require such services, consistent with professional standards of practice, the comprehensive person-centered care plan, and the residents' goals and preferences. Specifically, for 1 out of 30 sampled residents, a resident that had a fall and complained of pain was not provided pain medication for 11 days. Resident identifier: 51. Findings included: Resident 51 was admitted to the facility on [DATE] with diagnoses which included but not limited to alcoholic hepatitis without ascites, muscle weakness, need for assistance with personal care, cognitive communication deficit, pain, cachexia, alcohol dependence, and chronic obstructive pulmonary disease. Resident 51's medical record was reviewed on 1/11/22. An admission Minimum Data Set (MDS) assessment dated [DATE], documented resident 51 was an extensive assistance of one person for bed mobility, transfer, locomotion on and off the unit, dressing, eating, toilet use, and personal hygiene. In addition, the MDS assessment documented that resident 51 had a Brief Interview for Mental Status (BIMS) score of 3. [Note: A BIMS score of 0 to 7 points indicates severely impaired cognition.] A care plan problem for Pain created on 11/24/21, documented [Resident 51] is at risk for pain secondary to decreased mobility and malnutrition. The goal documented [Resident 51] will have no unaddressed pain, through next review. The approaches documented Monitor pain as prescribed. and Offer non-pharmacological approaches to pain management, (massage, ice, reposition, etc.) A care plan problem for Falls created on 11/24/21, documented [Resident 51] is at risk for falls secondary to pain and decreased mobility. The goal documented [Resident 51] will have no untreated injuries r/t (related to) falls, through next review. The approaches documented Encourage the use of the call light. and Keep room free of clutter and tripping hazards. A Fall Risk assessment dated [DATE], documented resident 51 as a Moderate Fall Risk with a score of 6. On 12/10/21 at 4:45 PM, an Event Report documented Patient had an unwitnessed fall, and was found by CNAs (Certified Nursing Assistants) at 1645 (4:45 PM). Patient states that her head and tailbone hurt and that she smacked them. Started neuros, got patient into bed. New wound present on R (right) elbow. Providers and family notified. Started neuro checks and dressed the wound. The Pain Observation section documented that resident 51 had pain to the tailbone at a 2 on the pain scale of 0 to 10. Pain interventions to treat pain from fall none. On 12/13/21 at 12:05 PM, a Physical Therapy (PT) Therapy Addendum documented Note: Pt (patient) has a unwitnessed fall on Friday 12/10. This date pt is (sic) c/o (complains of) increased Left hip pain with movements and difficulty transferring to the left with weight bearing. Nursing notified. On 12/13/21 at 12:57 PM, a x-ray of the anteroposterior and lateral left hip was obtained due to pain in resident 51's left hip. On 12/13/21 at 1:42 PM, a Nurse Practitioner (NP) progress note documented [Resident 51] is Seen (sic) today after having a fall over the weekend. She has had pain in her left hip which has waxed and waned. Today she was unable to participate in therapy because [of] this pain. She is unable to answer any questions regarding the intensity or type of pain, pain is elicited with movement. On 12/14/21 at 2:06 PM, a PT Therapy Addendum documented Note: per nursing x-ray of the left hip was taken yesterday. Awaiting results, pt continues to c/o pain on LLE (left lower extremity) with any movements and with weight bearing. On 12/15/21 at 10:53 AM, a PT Therapy Progress Report documented that resident 51 experienced an unwitnessed fall on Friday 12/10/21. Resident 51 had an increased level of assistance required. Prior to resident 51's fall she had been able to ambulate 100 to 150 feet. Post fall, resident 51 was very painful to move to complete transfers. Dates of service 12/9/21 to 12/15/21. On 12/15/21 at 12:38 PM, a NP progress note documented [Resident 51] I (sic) seen today for follow-up of her [NAME] (sic) pain. Over the weekend she did have a fall, with some subsequent left hip pain. This pain has waxed and waned, the therapy report she is unable to do activities she previously was able to do. X-ray obtained, unremarkable. She has previously had a hip replacement in this leg, no obvious fractures identified, but pain continues. Will obtain CT (computed tomography) to rule out fracture. On 12/17/21 at 9:15 AM, a NP progress note documented [Resident 51] is seen today Eating breakfast. She's confused, oriented to person only. She still has not had her CT to her left hip, this has been ordered, just waiting for scheduling. Therapy reports that she continues to have pain with any movement and cannot ambulate like she had been. Weights have remained stable since discontinuing her feeding tube. Waiting on CT. On 12/17/21 at 1:52 PM, a PT Therapy Addendum documented Note: Pt continues to c/o left hip pain. Initiated static standing inside // (parallel) bars with pt lifting her LLE upon standing. When cued pt was able to put her foot down but unable to bear weight through it. Addressed with nursing ongoing concerns. On 12/20/21 at 9:52 AM, a NP progress note documented [Resident 51] is seen today after going to therapy. Therapy reports that she was able to ambulate about 15 steps today but was limited by pain. She remains confused but will smirk and call at staff as they walk by her room or her wheelchair. She appears comfortable when at rest, VSS (vital signs stable). CT hip was completed, nurse calling for results. On 12/20/21 at 4:51 PM, a nursing progress note documented CT scan results of left hip. Impression; 1: Acute nondisplaced fractures involving the left superior and inferior pubic rami with extension to the left parasymphyseal region. 2. Zone 1 left sacral ala fracture 3. Concentric thickening of the urinary bladder wall could be accentuated by underdistention. Underlying cystitis is not excluded. 4 Chronic and incidental changes as above. Results sent to [name removed] NP. [Note: Resident 51's CT scan was completed and dictated on 12/17/21 at 3:39 PM. The CT scan was received at the facility on 12/20/21. The NP documented on the CT scan non weight bearing, pain management, and refer to orthopedics as soon as possible.] On 12/21/21 at 10:05 AM, a nursing progress note documented Called Emergency Contact: [name removed] and informed him of pt's ct scan results and fracture. Of plans of getting pt an orthopedic appt (appointment) and pt to be non-weight bearing. On 12/21/21 at 11:49 AM, a nursing progress note documented Provider saw pt today; Provider N.O (new order): start pt on Oxycodone 5mg (milligrams), admin (administer) 1/2 tab (2.5mg) Q (every) 4hr (hours) prn (as needed) r/t pain; . [Note: Pain medication was ordered for resident 51 11 days after the fall.] On 12/21/21 at 12:24 PM, a NP progress note documented [Resident 51] is seen today after receiving CT hip/pelvis results. She was found to have an inferior ramus fracture, stable and nondisplaced. She reports that this is painful with any ambulating, weight bearing, or movement. Has not been taking anything for pain. Will begin oxycodone. Will refer to orthopedics ASAP (as soon as possible). On 12/22/21 at 12:28 PM, a NP progress note documented [Resident 51] is seen today for a followup of her superior and inferior rami fractures. She is confused, unable to report pain improvement, staff report she moves easier after medications. She is able to verbalize pain in her hip and legs. She has been eating well, weights stable. Awaiting ortho (orthopedics) referral. On 12/22/21 at 12:31 PM, a PT Therapy Progress Report documented that resident 51 had c/o increased pain in LLE with movements and weight bearing, requiring increased level of assistance and verbal cues to safely perform bed mobility tasks to prepare for transfers. Resident 51 unable to ambulate due to increased pain in LLE. Dates of service 12/16/21 to 12/22/21. On 12/22/21 at 2:14 PM, an Occupational Therapy Therapy Progress Report documented that resident 51's status was unchanged. Resident 51 continues to be slow to progress due to pelvis fractures from a recent fall, subsequent pain, and non weight bearing status. Resident 51 continues to demonstrate decreased initiation to use a toilet and incontinence. Resident 51 was non weight bearing on the LLE and pain management was being assessed at this time due to resident 51's limited out of bed activity due to pain. Dates of service 12/16/21 to 12/22/21. On 12/27/21 at 3:08 PM, a NP progress note documented [Resident 51] is seen today for a followup of her superior and inferior rami fractures. She is sitting u pin (sic) her wheelchair, confused, but appears comfortable. Taking her medication, and I have been providing pain medication to her. Until after her orthopedist appointment, which has been scheduled. She appears to be doing well, wait (sic) to remain stable, and she is eating fairly well. No acute needs at today's visit. On 12/29/21 at 10:23 AM, a NP progress note documented [Resident 51] is seen today for a followup of her superior and inferior rami fractures. She is sitting u pin (sic) her wheelchair, confused, but snarking at staff. She states she feels well, appears comfortable. She is noted to have pain with any movement, but is improving. On 12/29/21 at 2:21 PM, a PT Therapy Progress Report documented that resident 51 continues to be non weight bearing on LLE, requires extra time to complete tasks due to pain. Resident 51 was able to bridge for brief change and lower extremity dressing. Resident 51 unable to roll to either side due to pain. Dates of service 12/23/21 to 12/29/21. On 12/30/21 at 11:19 AM, a nursing progress note documented that resident 51 went to her Orthopedic appointment. Diagnosis left pelvic fracture stable. The physician ordered resident 51 to be weight bearing as tolerated for the next 4 weeks, with the use of a walker. Physical therapy to help with overall strengthening and balance. On 1/5/22 at 10:45 AM, a PT Therapy Progress Report documented that resident 51 is slow to move and requires extra time to complete bed mobility tasks due to pain. Resident 51 was able to bridge in supine for brief changes and lower extremity dressing. Resident 51 was unable to roll to either side due to pain. Dates of service 12/30/21 to 1/5/22. On 1/12/22 at 9:30 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated she heard that resident 51 was attempting to transfer when the fall happened. RN 2 stated resident 51 did not complain of pain until the next day and an x-ray was obtained. On 1/12/22 at 9:44 AM, an interview was conducted with the NP. The NP stated resident 51 admitted to the facility with a hip fracture. Resident 51 was walking again prior to the fall and was doing great. The NP stated she had ordered a x-ray after resident 51's fall. The NP stated no injuries were reported after resident 51 fell. The NP stated resident 51 fell on the weekend and when she came back to the facility she was told that resident 51 was complaining about pain. The NP stated resident 51 continued to have pain after the CT scan. The NP stated resident 51 had a substance abuse disorder and that was probably the main reason she steered away from pain medications. The NP stated as long as resident 51 stayed in bed she was fine and had no pain. The NP stated she did not want to give resident 51 an opioid without an objective cause. The NP stated she was more on the conservative side when it came to ordering opioids for residents. The NP stated resident 51 had Tylenol. [Note: A review of the December 2021 Medication Administration Record revealed that resident 51 did not have an order for Tylenol.] The NP stated resident 51 was very confused. The NP stated once the CT scan came back she ordered resident 51 pain medications and that resident 51 be non weight bearing. The NP stated that she had also ordered an orthopedic consult for resident 51. The NP stated she did not send resident 51 to the hospital because she tried to minimize send outs if it was something the facility could deal with. The NP stated she would try to do most things in house that she could to reduce strain on the resident. The NP stated the hospital was not very helpful. The NP further stated that resident 51 was not in significant pain unless she was up and moving. On 1/12/22 at 9:47 AM, an interview was conducted with the Director of Nursing (DON). The DON stated resident 51 was monitored for a few days and a CT scan was ordered. On 1/12/22 at 10:07 AM, an interview was conducted with the Director of Rehab. The Director of Rehab stated resident 51 was to painful to participate in therapies and the staff would try to encouraged resident 51 to participate. The Director of Rehab stated resident 51 had in her mind that the pain was to much and would not try. The Director of Rehab stated that occasionally resident 51 would give an effort. On 1/12/22 at 10:12 AM, an interview was conducted with Physical Therapist Assistant (PTA) 1. PTA 1 stated she had tried to do therapy with resident 51. PTA 1 stated she had treated resident 51 as non weight bearing while the facility was waiting on the x-ray results. PTA 1 stated if resident 51 requested to get out of bed or to get up for a meal she would help her. PTA 1 stated once the pain pills were on board resident 51 would be pre medicated prior to therapies. PTA 1 stated resident 51 had a cognitive deficit. PTA 1 stated she would also help with changing resident 51's brief. Resident 51 was difficult to roll because resident 51 was very bony and painful. PTA 1 stated resident 51 could bridge to assist with changing a brief but bridging was painful and resident 51 would moan. PTA 1 stated if resident 51 was able to do the movement herself she was not as painful. Resident 51 would still complain about the pain and it would take several minutes for resident 51 to complete the activity by herself. PTA 1 stated after resident 51's follow up orthopedic appointment the order was changed to weight bearing as tolerated. PTA 1 stated she would try to work with resident 51 to get her to advance as much as tolerated but resident 51 was still pretty painful. On 1/13/22 at 9:10 AM, a follow up interview was conducted with the NP. The NP stated she could have ordered the CT scan immediately, with out delay (STAT) but scheduling at the hospital was the problem. The NP stated If ordered STAT the CT scan would still not be scheduled for days to weeks. The NP stated she had to get on scheduling to get the CT scan done the same week ordered. The NP stated the only way to get the CT scan STAT would be to send the resident to the Emergency Room. The NP stated she was not sure why the CT scan was not ordered STAT. The NP stated resident 51's fall was prior to the current DON and the DON at the time probably did not know how to order a CT scan. The NP stated the order probably sat on the DON's desk for a day prior to being ordered. The NP stated she felt like the CT scan was not a life threatening problem. The NP stated she wanted the CT scan for better imaging and to identify why resident 51 was having worse pain. On 1/13/22 at 1:41 PM, an interview was conducted with the Assistant Director of Nursing (ADON). The ADON stated when a resident had a fall the staff should contact the doctor with any injuries, take an x-ray, and send the resident out if necessary. The ADON stated the residents family would be called and interventions would be put into place. The ADON stated if the resident had any injuries the staff would put into place interventions from the doctor and make sure the resident was comfortable. The ADON stated the resident would be sent out depending on the injury. The ADON stated a resident with a suspected injury should have a mobile x-ray ordered STAT and sent out if the doctor recommended. The ADON stated if the resident was having pain and had no existing pain medications the staff would contact the doctor. The ADON stated the staff should call the doctor for orders. The ADON also stated the ADON or DON could call the doctor. The ADON stated he would expect staff to follow up with what the doctor initially wants and make sure it was working for the resident.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

ADL Care (Tag F0677)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview, and record review, it was determined the facility did not ensure residents who were unable to c...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview, and record review, it was determined the facility did not ensure residents who were unable to carry out activities of daily living, received the necessary services to maintain good nutrition, grooming, and personal and oral hygiene. Specifically, for 1 out of 30 sampled residents, a resident did not receive the feeding assistance she needed at meal time. Resident identifier: 68. Findings included: Resident 68 was admitted to the facility on [DATE] with diagnoses which included but not limited to cerebral infarction, peripheral vascular disease, need for assistance with personal care, muscle weakness, pain, chronic obstructive pulmonary disease, unspecified dementia without behavioral disturbance, and mood disorder due to known physiological condition with depressive features. The following observations were conducted during the lunch dining service on 1/10/22: a. At 1:05 PM, resident 68 was observed sitting in a wheelchair outside of her room across from the nurses station. A lunch meal tray was observed on the bedside table in front of resident 68. The dome food plate cover was covering the plate of food. A staff member approached resident 68 and asked if she could assist resident 68 with eating. Resident 68 did not respond and the staff member walked away. [Note: the lunch meal time was posted to be served at 12:00 PM.] b. At 1:12 PM, resident 68 was observed to put her spoon into a creamy substance on her food tray. Resident 68 attempted to bring the spoon to her mouth. The creamy substance was observed to slide off the spoon onto resident 68's lap. Resident 68 was observed to put the spoon down on the food tray. c. At 1:16 PM, Certified Nursing Assistant (CNA) 1 was observed to remove the dome food plate cover. Resident 68 attempted to scoop food from the plate to her mouth without success. Resident 68 attempted to scoop the creamy substance to her mouth. The creamy substance was observed to slide off the spoon onto resident 68's lap. Resident 68 was observed to hold the spoon upside down and attempted to feed herself. d. At 1:22 PM, CNA 1 ask resident 68 if she was finished eating her lunch. Resident 68 was observed to laugh at CNA 1. Resident 68's medical record was reviewed on 1/11/22. An admission Minimum Data Set (MDS) assessment dated [DATE], documented that resident 68 required supervision oversight, encouragement or cueing of one person physical assistance with eating. In addition, the MDS assessment documented that resident 68 had a Brief Interview for Mental Status (BIMS) score of 1. [Note: A BIMS score of 0 to 7 points indicates severely impaired cognition.] The Point of Care History CNA charting documented that resident 68 required the following assistance with eating: a. On 1/10/22, supervision set up help only with eating. b. On 1/11/22, supervision set up help only with eating. c. On 1/12/22, extensive assistance of 1 person physical assistance with eating. On 12/13/21, resident 68 had a documented weight of 128.8 pounds (lbs). On 1/3/22, resident 68 had a documented weight of 123.5 lbs. Resident 68 had a 4.11 % weight loss in 3 weeks. On 12/19/21 at 3:13 PM, a dietary progress note documented RD (Registered Dietitian) admit (admission) assessment: RD unable to complete interview as Pt (patient) displays vast confusion. Nutritional risk factor: 1. At risk for malnutrition r/t (related to) advanced dementia and inadequate oral intake aeb (as evidenced by) clinical review . On 1/9/22, the Daily Skilled Charting documented that resident 68 was a limited assistance of one person physical assistance with eating. [Note: Limited assistance was documented as resident highly involved in activity; staff provided guided maneuvering of limbs or other non-weight bearing assistance.] The following observations were conducted during the lunch dining service on 1/11/22: a. At 12:42 PM, resident 68 was observed sitting in a wheelchair outside of her room across from the nurses station. CNA 2 was observed to serve resident 68 her lunch tray and set up was provided. b. At 12:46 PM, a staff member asked resident 68 if she could cut up the meat. The staff member was observed to cut up the meat on resident 68's lunch tray. c. At 12:54 PM, resident 68 was observed sleeping with the lunch tray in front of her. Resident 68 had not attempted to take a bite of food and staff had not offered to assist resident 68. d. At 12:59 PM, CNA 3 asked resident 68 if her lunch was good. [Note: Resident 68 had not attempted to take a bite of food since the lunch tray was set up.] e. At 1:05 PM, resident 68 was observed to attempt to drink the coffee on her lunch tray. Resident 68 was observed to spill the coffee on the lunch tray and herself. Resident 68 was observed to fall asleep while attempting to drink the coffee. f. At 1:06 PM, CNA 2 was observed to assist resident 68 with eating. CNA 2 put food on the spoon and assisted resident 68 to eat the food. CNA 2 was observed to assist resident 68 with one bite of food. [Note: Resident 68 received assistance with eating 24 minutes after the lunch tray was served.] g. At 1:09 PM, resident 68 was observed to attempt to scoop food from the plate. Resident 68 was not successful. h. At 1:11 PM, resident 68 was observed to drop the spoon on her lap and was unable to retrieve the spoon. i. At 1:12 PM, Registered Nurse (RN) 1 asked resident 68 how her lunch was and if she needed help. j. At 1:15 PM, RN 1 was observed to assist resident 68 with a few bites of food. RN 1 donned gloves and stood over resident 68 while assisting with feeding. k. At 1:18 PM, RN 1 stopped feeding resident 68. l. At 1:20 PM, resident 68 was observed eating the cake with her fingers. m. At 2:00 PM, CNA 3 removed resident 68's lunch tray after asking resident 68 if she was finished. On 1/12/22 at 12:42 PM, an interview was conducted with CNA 4. CNA 4 stated she did not usually work the hallway that resident 68 was on. CNA 4 stated from what she had seen of resident 68 today she would say that resident 68 was total dependence with eating. On 1/12/22 at 12:43 PM, an interview was conducted with CNA 5. CNA 5 stated it would depend on the day how much assistance resident 68 required with eating. CNA 5 stated resident 68 had been spilling all over herself. CNA 5 stated she had been assisting resident 68 with breakfast and lunch and resident 68 was total dependence with eating. On 1/13/22 at 12:42 PM, an interview was conducted with CNA 6. CNA 6 stated occasionally if the staff leave resident 68 by herself she would pick at the food. CNA 6 stated the staff need to fully assist resident 68 or she would not eat. On 1/13/22 at 12:57 PM, an interview was conducted with CNA 2. CNA 2 stated on a scale of 1 to 10 for feeding assistance, CNA 2 stated resident 68 was an 8 in her opinion. CNA 2 stated resident 68 would forget her food tray was in front of her and would not eat or drink. CNA 2 stated resident 68 did not remember to pick up the cup to drink. CNA 2 stated resident 68 was dry all night. CNA 2 stated resident 68 would not eat unless the staff do it for her.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Quality of Care (Tag F0684)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview, and record review it was determined the facility did not ensure that residents received treatme...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview, and record review it was determined the facility did not ensure that residents received treatment and care in accordance with professional standards of practice, the comprehensive person-centered care plan, and the residents' choices. Specifically, for 1 out of 30 sampled residents, a resident who had a fall and complained of pain was not provided a computed tomography (CT) scan timely to rule out a fracture. Resident identifier: 51. Findings included: Resident 51 was admitted to the facility on [DATE] with diagnoses which included but not limited to alcoholic hepatitis without ascites, muscle weakness, need for assistance with personal care, cognitive communication deficit, pain, cachexia, alcohol dependence, and chronic obstructive pulmonary disease. Resident 51's medical record was reviewed on 1/11/22. An admission Minimum Data Set (MDS) assessment dated [DATE], documented resident 51 was an extensive assistance of one person for bed mobility, transfer, locomotion on and off the unit, dressing, eating, toilet use, and personal hygiene. In addition, the MDS assessment documented that resident 51 had a Brief Interview for Mental Status (BIMS) score of 3. [Note: A BIMS score of 0 to 7 points indicates severely impaired cognition.] A care plan problem for Falls created on 11/24/21, documented [Resident 51] is at risk for falls secondary to pain and decreased mobility. The goal documented [Resident 51] will have no untreated injuries r/t (related to) falls, through next review. The approaches documented Encourage the use of the call light. and Keep room free of clutter and tripping hazards. A Fall Risk assessment dated [DATE], documented resident 51 as a Moderate Fall Risk with a score of 6. On 12/10/21 at 4:45 PM, an Event Report documented Patient had an unwitnessed fall, and was found by CNAs (Certified Nursing Assistants) at 1645 (4:45 PM). Patient states that her head and tailbone hurt and that she smacked them. Started neuros, got patient into bed. New wound present on R (right) elbow. Providers and family notified. Started neuro checks and dressed the wound. The Pain Observation section documented that resident 51 had pain to the tailbone at a 2 on the pain scale of 0 to 10. Pain interventions to treat pain from fall none. On 12/13/21 at 12:57 PM, a x-ray of the anteroposterior and lateral left hip was obtained due to pain in resident 51's left hip. On 12/13/21 at 1:42 PM, a Nurse Practitioner (NP) progress note documented [Resident 51] is Seen (sic) today after having a fall over the weekend. She has had pain in her left hip which has waxed and waned. Today she was unable to participate in therapy because [of] this pain. She is unable to answer any questions regarding the intensity or type of pain, pain is elicited with movement. On 12/15/21 at 12:38 PM, a NP progress note documented [Resident 51] I (sic) seen today for follow-up of her [NAME] (sic) pain. Over the weekend she did have a fall, with some subsequent left hip pain. This pain has waxed and waned, the therapy report she is unable to do activities she previously was able to do. X-ray obtained, unremarkable. She has previously had a hip replacement in this leg, no obvious fractures identified, but pain continues. Will obtain CT to rule out fracture. On 12/17/21 at 9:15 AM, a NP progress note documented [Resident 51] is seen today Eating breakfast. She's confused, oriented to person only. She still has not had her CT to her left hip, this has been ordered, just waiting for scheduling. Therapy reports that she continues to have pain with any movement and cannot ambulate like she had been. Weights have remained stable since discontinuing her feeding tube. Waiting on CT. On 12/20/21 at 9:52 AM, a NP progress note documented [Resident 51] is seen today after going to therapy. Therapy reports that she was able to ambulate about 15 steps today but was limited by pain. She remains confused but will smirk and call at staff as they walk by her room or her wheelchair. She appears comfortable when at rest, VSS (vital signs stable). CT hip was completed, nurse calling for results. On 12/20/21 at 4:51 PM, a nursing progress note documented CT scan results of left hip. Impression; 1: Acute nondisplaced fractures involving the left superior and inferior pubic rami with extension to the left parasymphyseal region. 2. Zone 1 left sacral ala fracture 3. Concentric thickening of the urinary bladder wall could be accentuated by underdistention. Underlying cystitis is not excluded. 4 Chronic and incidental changes as above. Results sent to [name removed] NP. [Note: Resident 51's CT scan was completed and dictated on 12/17/21 at 3:39 PM. The CT scan was received at the facility on 12/20/21. The NP documented on the CT scan non weight bearing, pain management, and refer to orthopedics as soon as possible. The CT scan was completed 10 days after resident 51 fell and complained of pain.] On 12/21/21 at 10:05 AM, a nursing progress note documented Called Emergency Contact: [name removed] and informed him of pt's ct scan results and fracture. Of plans of getting pt an orthopedic appt (appointment) and pt to be non-weight bearing. On 12/21/21 at 12:24 PM, a NP progress note documented [Resident 51] is seen today after receiving CT hip/pelvis results. She was found to have an inferior ramus fracture, stable and nondisplaced. She reports that this is painful with any ambulating, weight bearing, or movement. Has not been taking anything for pain. Will begin oxycodone. Will refer to orthopedics ASAP (as soon as possible). On 12/21/21 at 3:18 PM, a nursing progress note documented a message was left with orthopedics. Their first appointment was not until the 30th. On 12/22/21 at 12:28 PM, a NP progress note documented [Resident 51] is seen today for a followup of her superior and inferior rami fractures. She is confused, unable to report pain improvement, staff report she moves easier after medications. She is able to verbalize pain in her hip and legs. She has been eating well, weights stable. Awaiting ortho (orthopedics) referral. On 12/27/21 at 3:08 PM, a NP progress note documented [Resident 51] is seen today for a followup of her superior and inferior rami fractures. She is sitting u pin (sic) her wheelchair, confused, but appears comfortable. Taking her medication, and I have been providing pain medication to her. Until after her orthopedist appointment, which has been scheduled. She appears to be doing well, wait (sic) to remain stable, and she is eating fairly well. No acute needs at today's visit. On 12/30/21 at 11:19 AM, a nursing progress note documented that resident 51 went to her Orthopedic appointment. Diagnosis left pelvic fracture stable. The physician ordered resident 51 to be weight bearing as tolerated for the next 4 weeks, with the use of a walker. Physical therapy to help with overall strengthening and balance. On 1/12/22 at 9:30 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated she heard that resident 51 was attempting to transfer when the fall happened. RN 2 stated resident 51 did not complain of pain until the next day and an x-ray was obtained. On 1/12/22 at 9:44 AM, an interview was conducted with the NP. The NP stated resident 51 admitted to the facility with a hip fracture. Resident 51 was walking again prior to the fall and was doing great. The NP stated she had ordered a x-ray after resident 51's fall. The NP stated no injuries were reported after resident 51 fell. The NP stated resident 51 fell on the weekend and when she came back to the facility she was told that resident 51 was complaining about pain. The NP stated resident 51 continued to have pain after the CT scan. The NP stated resident 51 had a substance abuse disorder and that was probably the main reason she steered away from pain medications. The NP stated as long as resident 51 stayed in bed she was fine and had no pain. The NP stated she did not want to give resident 51 an opioid without an objective cause. The NP stated she was more on the conservative side when it came to ordering opioids for residents. The NP stated resident 51 had Tylenol. [Note: A review of the December 2021 Medication Administration Record revealed that resident 51 did not have an order for Tylenol.] The NP stated resident 51 was very confused. The NP stated once the CT scan came back she ordered resident 51 pain medications and that resident 51 be non weight bearing. The NP stated that she had also ordered an orthopedic consult for resident 51. The NP stated she did not send resident 51 to the hospital because she tried to minimize send outs if it was something the facility could deal with. The NP stated she would try to do most things in house that she could to reduce strain on the resident. The NP stated the hospital was not very helpful. The NP further stated that resident 51 was not in significant pain unless she was up and moving. On 1/12/22 at 9:47 AM, an interview was conducted with the Director of Nursing (DON). The DON stated resident 51 was monitored for a few days and a CT scan was ordered. On 1/13/22 at 9:10 AM, a follow up interview was conducted with the NP. The NP stated she could have ordered the CT scan immediately, with out delay (STAT) but scheduling at the hospital was the problem. The NP stated If ordered STAT the CT scan would still not be scheduled for days to weeks. The NP stated she had to get on scheduling to get the CT scan done the same week ordered. The NP stated the only way to get the CT scan STAT would be to send the resident to the Emergency Room. The NP stated she was not sure why the CT scan was not ordered STAT. The NP stated resident 51's fall was prior to the current DON and the DON at the time probably did not know how to order a CT scan. The NP stated the order probably sat on the DON's desk for a day prior to being ordered. The NP stated she felt like the CT scan was not a life threatening problem. The NP stated she wanted the CT scan for better imaging and to identify why resident 51 was having worse pain. On 1/13/22 at 1:41 PM, an interview was conducted with the Assistant Director of Nursing (ADON). The ADON stated when a resident had a fall the staff should contact the doctor with any injuries, take an x-ray, and send the resident out if necessary. The ADON stated the residents family would be called and interventions would be put into place. The ADON stated if the resident had any injuries the staff would put into place interventions from the doctor and make sure the resident was comfortable. The ADON stated the resident would be sent out depending on the injury. The ADON stated a resident with a suspected injury should have a mobile x-ray ordered STAT and sent out if the doctor recommended. The ADON stated if the resident was having pain and had no existing pain medications the staff would contact the doctor. The ADON stated the staff should call the doctor for orders. The ADON also stated the ADON or DON could call the doctor. The ADON stated he would expect staff to follow up with what the doctor initially wants and make sure it was working for the resident.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Dental Services (Tag F0791)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, it was determined the facility did not assist residents in obtaining routine and 24-hour e...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review, it was determined the facility did not assist residents in obtaining routine and 24-hour emergency dental services. Specifically, for 1 out of 30 sampled residents, the facility did not follow-up with dental care when a resident continually complained of severe tooth pain, needing an x-ray, and dental extractions. Resident identifier: 60. Findings included: Resident 60 was admitted to the facility on [DATE] with diagnoses which included but not limited to traumatic subdural hemorrhage with loss of consciousness of unspecified duration, traumatic subdural hemorrhage with loss of consciousness, cognitive communication deficit, altered mental status, and epilepsy. On 1/11/22 at 11:28 AM, an interview was conducted with resident 60. Resident 60 stated that he had some broken teeth and wanted to get his teeth fixed. Resident 60 stated that he was not currently having pain but has had pain with his teeth. Resident 60's medical record was reviewed on 1/11/22. On 9/26/21 at 2:18 AM, a nursing progress note documented Pt (patient) complained of pain in tooth radiating up into jaw. Administered pain medications as needed and sent message to staff asking about getting pt a dental appointment as soon as possible. On 10/4/21 at 9:05 AM, a Nurse Practitioner (NP) progress note documented [Resident 60] is seen today Routine follow-up. He is in bed, laying with a sheet over his head. He states that he is doing OK, states that he does have occasional itching as well as pain. Oh he said that he mostly does not want to be bothered. Staff report he takes his medications without incident, no new seizure activity. Mouth - Swelling and tenderness to gums on R (right) top side. Obvious cares and decay. Purulent drainage from R upper gum line. On 10/4/21 at 9:12 AM, a nursing progress note documented Patient complaining of severe tooth pain, has dental appointment for 10/11/2021 and started on augmentin 875/125mg (milligrams) BID (twice a day) On 10/4/21 at 3:27 PM, a nursing progress note documented New Order for Augmentin (875/125) PO (by mouth) BID x 10 days Refer to dentist for further management. DX (diagnosis): Dental Abscess. On 10/6/21 at 3:24 PM, a nursing progress note documented Pt continues to c/o (complains of) toothache. On 10/7/21 at 1:48 AM, a nursing progress note documented . PT C/O TOOTH PAIN DURING NOC (midnight) SHIFT AND PRN (as needed) TRAMADOL WAS GIVEN. On 10/7/21, an email from the Resident Advocate (RA) to the local mobile dentistry documented that resident 60 needed to be seen. On 10/7/21 at 10:40 PM, a nursing progress note documented . Patient has c/o pain this evening and was given his prn tramadol. On 10/8/21 at 10:53 PM, a nursing progress note documented . Tramadol given for tooth pain. On 10/9/21, an email from RA to the local mobile dentistry documented resident 60 was having tooth pain. The RA had sent the factsheets with the previous email but had not heard back yet. On 10/11/21, the local mobile dentistry documented #6 [tooth] needs extraction, no swelling. Pt needs full mouth X-rays and several more extractions after x-rays reviewed. On 10/12/21 at 7:44 PM, a NP progress note documented [Resident 60] is seen today in bed. He states that since starting the antibiotic that his mouth has felt better. He was evaluated by the in house dentist yesterday who will continue treating. He states that he is doing OK, and denies current pain. He denies seizures and states that he has been eating and resting well. Mouth - Swelling and tenderness to gums on R top side. Obvious cares and decay. Purulent drainage from R upper gum line. Dental evaluation completed by in house dentist yesterday. On 10/17/21 at 1:52 PM, a nursing progress note documented Pt is still c/o pain in head from toothache. Pt has been requesting prn pain medication, pt has been given prn tramadol when requested bid. On 10/19/21, the local mobile dentistry documented The staff [doctor] asked me to see the patient that he was complaining of a tooth hurting. Examined patient and believe it is #30 [tooth] with out X-rays to confirm that is the correct tooth. Patient has almost decay in every tooth in his mouth or is broke. I saw no obvious sign of abscess. Patient needs full mouth x-ray to get a complete treatment plan for dental care. On 10/19/21 at 1:37 AM, a nursing progress note documented . His tooth still hurts. Denition (sic) in disrepair . On 12/1/21 at 11:46 AM, a dietary progress note documented . He has been working with the dentist for tooth removal and repair. On 12/12/21 at 4:17 AM, a nursing progress note documented Pt has been complaining of tooth pain for the last week, PRN tramadol has not been effective. Will notify management for dental appointment. On 12/21/21 at 11:59 AM, a NP progress note documented [Resident 60] is seen today while laying in bed. He is alert, has been watching television. He has had pain on the right side of his mouth from obvious cavities, he has been working with dental on this. He has been having increased pain in this area, I've been taking tramadol twice a day, ibuprofen 800 mg ordered. He says this does help, but he would like the tooth fixed. Other than his tooth hurting, he denies any complaints today. Mouth - Dentition in disrepair. Dental Pain- House dentist working on dentition and repair. On 1/12/21, an email from the local mobile dentistry to the RA documented Hello, [RA] we did see [resident 60] in 2021. Reminder while we treatment planned extractions and x-rays he is Medicaid expansion and they won't cover those unless the patient tells us he is in pain. If he does start having pain we can treat him for the symptomatic teeth at a time. [Note: Resident 60's pain was first documented on 9/26/21.] On 1/12/22 at 10:18 AM, an interview was conducted with the RA. The RA stated the facility worked with a local mobile dentistry for the dental work done in the facility. The RA stated that resident 60 did not have the funds to pay for the dental work. The RA stated resident 60 was a long term care resident and his insurance did not cover the cost of dental repair. The RA stated that the facility was currently working with the local mobile dentistry on paying for the dental care needed by resident 60. On 1/13/22 at 11:37 AM, an interview was conducted with Registered Nurse (RN) 3. RN 3 stated that tooth pain for resident 60 was a common complaint and that resident 60 was working with a dentist on his teeth. RN 3 stated that one of resident 60's teeth was possibly going to be taken out. RN 3 stated that resident 60 had not complained of tooth pain for a week or so but did get pain medication if resident 60 complained of pain.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Drug Regimen Review (Tag F0756)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 13 was admitted to the facility on [DATE] with diagnoses which included but not limited to Type 2 diabetes mellitus...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 13 was admitted to the facility on [DATE] with diagnoses which included but not limited to Type 2 diabetes mellitus, morbid obesity, major depressive disorder, generalized anxiety disorder, neuralgia, pain, and restless legs syndrome. Resident 13's medical record was reviewed on 1/13/22. Resident 13's drug regimen was not reviewed by a pharmacist for irregularities in November 2021 and December 2021. Based on interview and record review, it was determined the facility did not ensure the drug regimen of each resident was reviewed at least once a month by a licensed pharmacist, and the facility did not ensure this review was included within the residents' medical chart. Specifically, for 5 out of 30 sampled residents, the facility did not have monthly drug regimen reviews completed by a licensed pharmacist. Resident identifiers: 13, 17, 18, 25, and 46. Findings included: 1. Resident 18 was admitted to the facility on [DATE] with medical diagnoses that included, but not limited to, chronic obstructive pulmonary disease, hypertension, hypothyroidism, insomnia, anxiety disorder, and major depressive disorder. On 1/13/21, a review of resident 18's medical record was completed. Within the facility's binder of drug regimen reviews completed by a licensed pharmacist, resident 18 was not listed as having had a drug regimen review completed in October 2021. The facility's record of drug regimen reviews did not include the month of December 2021. [Note: Based on facility records, resident 18 did not have a monthly drug regimen review completed in October 2021 or December 2021.] 3. Resident 17 was admitted to the facility on [DATE] with diagnoses which included but not limited to dysphagia following cerebral infarction, encephalopathy, dysphagia, mood disorder due to known physiological condition, cognitive communication deficit, pain, type 2 diabetes mellitus, essential hypertension, and acute respiratory failure with hypoxia. Resident 17's medical record was reviewed on 1/13/22. Resident 17's drug regimen was not reviewed by the pharmacist for irregularities in September 2021 and October 2021. 4. Resident 25 was admitted to the facility on [DATE] with diagnoses which included but not limited to metabolic encephalopathy, type 2 diabetes mellitus, anxiety disorder, restlessness and agitation, pain, and urinary tract infection. Resident 25's medical record was reviewed on 1/13/22. Resident 25's drug regimen was not reviewed by the pharmacist for irregularities in September 2021, October 2021, and November 2021. 5. Resident 46 was admitted to the facility on [DATE] with diagnoses which included but not limited to multiple sclerosis, acute respiratory failure, sepsis due to pseudomonas, type 2 diabetes mellitus, essential hypertension, acute kidney failure, and urinary tract infection, pain. Resident 46's medical record was reviewed on 1/12/22. Resident 46's drug regimen was not reviewed by the pharmacist for irregularities in September 2021, October 2021, November 2021, and December 2021. On 1/12/22 at 1:07 PM, an interview was conducted with the Director of Nursing (DON). The DON stated the pharmacy reviews were not being completed since September 2021 due to a high turn over of DON's. The DON stated she had started with the facility a month ago and the pharmacy reviews were completed for December and January.
Oct 2019 16 deficiencies 2 Harm
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Pressure Ulcer Prevention (Tag F0686)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 1. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revas...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 1. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revascularization to his right leg on 5/13/19, chronic kidney disease, chronic obstructive pulmonary disease, hyperlipidemia, non-pressure chronic ulcer of right calf, type 2 diabetes, pain, benign prostatic hyperplasia, and hypertension. On 10/7/19 at 9:00 AM, an observation was made of resident 38 sleeping in his bed. Resident 38 had bare feet; resident 38's feet were not floated on a pillow. On 10/7/19 at 11:07 AM, an observation was made of resident 38 pushing himself, in his wheelchair, out of his bathroom post shower. Resident 38 was observed barefoot, pushing himself backwards by his heels. Resident 38 was observed only wearing a pair of pants. Resident 38 stated he was waiting for the nurse to put a new dressing on his heel. Resident 38's right heel was observed to have an open pressure sore with some drainage. Resident 38's pressure wound was resting directly on the laminate floor. On 10/7/19 at 11:30 AM, Certified Nursing Assistant (CNA) 7 went in to check on resident 38. CNA 7 stated that the nurse would be there soon. CNA 7 stated that the nurse was looking for supplies to do resident 38's dressing change. On 10/7/19 at 11:59 AM, Registered Nurse (RN) 3 returned to do resident 38's dressing. RN 3 stated that she had been waiting for the wound nurse to come look at resident 38's heel. RN 3 stated that since the wound nurse had not come yet, she would just do the dressing now. RN 3 observed to apply resident 38's dressing to his heel. On 10/8/19 at 2:26 PM, an observation was made of resident 38. Resident 38 was observed in his wheelchair wearing his shoes, resident 38's wheelchair had no foot pedals and his heels were resting on the ground. On 10/9/19 at 12:28 PM, an observation was made of resident 38 in bed. Resident 38's right foot was elevated on a pillow; his left foot was resting on the bed. On 10/9/19 at 2:33 PM, an observation was made of resident 38 in bed; resident 38 had been observed to be in bed throughout the day. Resident 38 had a urinal at his bedside; resident 38 stated staff had been emptying it periodically. Resident 38 had a pillow under his right calf; right heel was resting heavily on the mattress as evidence by the mattress indented below his right heel. Resident 38's medical record was reviewed on 10/8/19. An admission Minimum Data Set (MDS) dated [DATE] documented that resident 38 was at risk for developing pressure ulcers but that his skin was intact at that time. Additional MDS documentation showed that resident 38 was a 2 person extensive assistance for bed mobility and repositioning. Further review revealed the Care Area Assessment section of the MDS documented that the facility staff addressed resident 38's pressure ulcer risk in the resident care plan. A review of resident 38's care plan revealed that resident 38's Skin Integrity IPOC (interdisciplinary plan of care) was not initiated until 9/24/19, after resident 38's stage III pressure ulcer was discovered. The only two interventions listed on resident 38's care plan were Nurse to provide skin check weekly. And Staff to assist with repositioning every 2 hours and PRN. A review of the facility electronic charting system Braden Assessment score breakdown revealed that Braden score of 18 or less will indicate a patient is at risk for a pressure ulcer. A review of resident 38's Braden Assessment results revealed: a. 8/22/19 documented that resident 38's Braden Assessment score was 17. b. 8/27/19 documented that resident 38's Braden Assessment score was 16. c. 8/31/19 documented that resident 38's Braden Assessment score was 16. d. 9/1/19 documented that resident 38's Braden Assessment score was 16. e. 9/2/19 documented that resident 38's Braden Assessment score was 16. f. 9/4/19 documented that resident 38's Braden Assessment score was 14. g. 9/5/19 documented that resident 38's Braden Assessment score was 14. h. 9/16/19 documented that resident 38's Braden Assessment score was 16. i. 9/19/19 documented that resident 38's Braden Assessment score was 17. j. 9/27/19 documented that resident 38's Braden Assessment score was 17. [Note: This was after resident 38's stage III pressure ulcer was discovered.] A review of all of resident 38's nurse skin checks documented intact skin from 8/20/19 through 9/19/19. [Note: No skin checks had been documented since 9/19/19.] A review of resident 38's shower documentation revealed that resident 38 did not get a shower from 9/12/19 until 9/21/19. None of resident 38's CNA shower sheets documented skin breakdown to either of his feet. A review of the facility Turn and Reposition Detail Report documented that resident 38 was turned and repositioned every two hours or was able to position self. Resident 38's 8/30/19 MDS documented that resident 38 was not able to reposition self in bed. A review of resident 38's nurses' notes revealed: a. On 9/21/19 a nurses' note documented Bordered dressing to R (right) Heel until healed. [Note: This was the first mention of any skin issues for resident 38, there were no measurements done at that time.] b. On 9/24/19 a nurses' note documented Pt seen by wound care NP, a dressing was placed on the heel. NP reported the pt has a stage III pressure ulcer on the right heel. A new order will be placed for a daily dressing change today. [Note: The local wound care company examined resident 38 on 9/24/19 and documented Pt states that the wound and pain to his heel has been there for at least 2 weeks.] c. On 9/25/19 a nurses' note documented pressure ulcer noted to the right heel. [MD (Medical Director) 1] ordered for [local wound care company] to treat and evaluate. New orders for patient to clean wound with NS (normal saline) and pat dry. Apply hydrogel to the wound, continue to change daily. Wound measures 1.4x1.4x0.2 (centimeters). wound bed is pink with no drainage noted. the wound edges are attached and have full thickness. The surrounding skin is within normal color for this patient. [Local wound care company] will continue to follow this patient. Staff will continue to follow these orders that were approved by [MD 1]. d. On 10/2/19 a nurses' note documented New order placed for tubi grip to bil (bilateral) le (lower extremities), dx (diagnosis) edema, monitor edema q (every) shift , soft boot to right heel when in bed. PU (pressure ulcer) to r (right) heel, cleanse with ns (normal saline), pat dry, apply medihoney to wound bed, cover with border foam dressing , change q 3 days and prn (as needed), notifiy (sic) md of s.s (signs and symptoms) infection or changes, chenck (sic) placement drsg (dressing) q shift. e. On 10/7/19 a nurses' note documented Patient has a right heel pressure ulcer. The wound has a pink wound bed with a scant amount of serosang (serosanguineous) drainage. The wound edges are smooth and attached. The peri wound area is within normal color for this patient. There is no foul odor of s/s (signs and symptoms) of infection. Patient stated that he had a little discomforted when the NP debreaded (sic) the wound. NP ordered that the dressing be clean with NS, pat dry, Medihoney with a border foam dressing. Change dressing M-W-F and PRN. The wound measures 1.2x1.2x0.1 cm . [MD 1] was notified of the new wounds and orders and he is in agreement with all of the treatments. This patient will continued to be monitored by [local wound care company]. On 9/25/19 a physician's order was entered for Pressure ulcer, Heel. Clean wound with NS, pat dry, apply hydrogel to wound, cover with boarder foam gauze. [Note: This was the first wound care order entered; the wound was discovered on 9/21/19.] On 10/2/19 a physician's order was entered for soft boot to right heel while in bed. [Note: Resident 38 was observed multiple times with no boots on while in bed.] Resident 38's TAR was reviewed, which revealed no documented dressing changes until 10/8/19. On 10/8/19 at 2:26 PM, an interview was conducted with resident 38. Resident 38 stated that the staff usually put a pillow under his feet at night. Resident 38 stated that staff did not come in and reposition him. Resident 38 stated that the staff were changing his dressing to help his wound heal, stated staff were not doing anything else. Resident 38 stated that he had never worn padding or boots on his heels. Resident 38 reported that his wound was painful. Resident 38 stated that he had reported heel pain to some staff members for a while prior to them finding the wound and starting dressing changes. An admission MDS dated [DATE], documented the resident 38 had a Brief Interview for Mental Status (BIMS) score of 15, which indicated that resident 38 was cognitively intact. On 10/8/19 at 2:39 PM, an interview was conducted with RN 1. RN 1 stated that he changed resident 38's heel dressing every day, stated that he had already changed the dressing that day. RN 1 stated that he put hydrogel on resident 38's right heel and covered it with some kind of dressing to hold the hydrogel in place, nothing specific though. RN 1 stated that he had never put a soft boot of any kind on resident 38. RN 1 stated that the only interventions that were being done for resident 38's pressure sore were the dressing changes. On 10/8/19 at 2:47 PM, an interview was conducted with CNA 8. CNA 8 stated that the CNA's did not do any interventions to help with resident 38's heel wound. CNA 8 stated he thought night shift might float resident 38's heels. CNA 8 stated day shift let the nurse know when resident 38 was out of the shower so the nurse could change resident 38's dressing. CNA 8 stated that the CNA's notified the nurses if they saw any new skin issues. CNA 8 stated that staff was not doing anything to prevent skin breakdown prior to resident 38's pressure ulcer being identified. CNA 8 stated that he had never placed any kind of padded boot to resident 38's heel. CNA 8 stated that resident 38 was alert and oriented, and just kind of does his own thing throughout the day, stated the CNA's did not reposition resident 38. [Note: the facility Turn and Reposition Detail Report documented that the CNA's repositioned resident 38 every 2 hours on 10/8/19.] On 10/8/19 at 3:31 PM, an interview was conducted with Corporate Resource Nurse (CRN) 1. CRN 1 stated that she did not know what was done with Braden score results. CRN 1 stated that if a treatment was not documented on the TAR then there was no way to know if the treatment was done. CRN 1 verified that resident 38's TAR had no documentation of dressing changes to his right heel pressure ulcer. On 10/9/19 at 10:12 AM, an interview was conducted with CNA 7. CNA 7 stated that when CNA's did showers they turned the shower sheets in the CNA Coordinator. CNA 7 stated that he had not helped reposition resident 38 all morning. On 10/9/19 at 12:26 PM, a follow up interview was conducted with resident 38. Resident 38 stated that he did not reposition himself; resident 38 stated he just always lay on his back. Resident 38 stated that staff would help him reposition about 3 times a week. [Note: Verified with resident that he meant 3 times a week. The facility Turn and Reposition Detail Report documented resident 38 was able to turn and reposition himself.] Resident 38 stated that no one had helped him reposition that day. Resident 38 stated that he had been using his feet to propel himself in his wheelchair for several months, even prior to admitting to the current facility. Resident 38 stated that he never had foot pedals on his wheelchair at this facility because he used his feet to push himself around. On 10/9/19 at 12:41 PM, an interview was conducted with the Wound Nurse (WN). The WN stated that resident 38 was at risk for pressure ulcer development when he admitted related to his diagnoses of PVD and diabetes. The WN stated that she did not know how or when resident 38's pressure ulcer developed, stated that she had not done a root/cause analysis. The WN stated that she knew the floor nurses did Braden assessments, but stated that she did not know what was done with the results. The WN stated that preventative interventions that staff were doing prior to resident 38's pressure ulcer development were to encourage proper footwear, the CNA's did skin checks with every shower and filled out a shower sheet, and resident 38 had a standard pressure relieving mattress. [Note: Resident 38 did not get a shower from 9/12/19 to 9/21/19.] The WN verified that there was not an order for proper footwear. The WN stated that she did not know how it was communicated to staff to encourage resident 38 to wear proper footwear. The WN stated that resident 38 did not have foot pedals on his wheelchair because he used his feet to self-propel. The WN stated that it would concern her if resident 38 was using his heels to self-propel, and that it could have contributed to his pressure ulcer. On 10/9/19 at 2:33 PM, another interview was conducted with resident 38. Resident 38 stated staff had not repositioned him all day. [Note: The facility Turn and Reposition Detail Report documented that the CNA's repositioned resident 38 every 2 hours on 10/9/19.] On 10/9/19 at 6:36 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that resident 38 was on a standard pressure relieving mattress and had weekly skin checks by the floor nurse prior to the pressure sore appearing on his right heel. [Note: No skin checks had been done since 9/19/19.] The DON stated that resident 38 was cognitively intact so we don't worry too much about him. The DON stated that he was unfamiliar with Braden score results breakdown used in the facility electronic charting system; the DON stated that he did not use that score breakdown for care plan intervention developement. The DON stated that he would have to check with the corporate office to see which Braden score breakdown they used. The DON stated that he only put other skin breakdown prevention interventions in if the Braden score was less than 12. [Note: Resident 38's Braden score was 17 even after his stage III pressure ulcer was discovered.] On 10/10/19 at 10:57 AM, an interview was conducted with Physical Therapy Assistant (PTA) 1. PTA 1 stated that resident 38 had never been on therapy services at the facility, so they did not do anything to help with his wound healing or prevention. On 10/10/19 at 1:19 PM, a follow up interview was conducted with the DON. The DON provided the Braden score breakdown sheet that he referred to when implementing interventions, which he stated he printed off of the Braded website. The DON stated that he did not know why the WN or CRN 1 knew nothing about the Braden score breakdown used. The DON stated that even if a resident was only a mild risk for skin breakdown, every resident should have a skin breakdown prevention care plan upon admission. [Note: Resident 38's skin breakdown prevention care plan was not initiated until over a month after his admission.] On 10/15/19 further documentation was provided by the facility Administrator about interventions for skin breakdown prevention for resident 38. The documentation stated that the facility started resident 38 on vitamin C and a multivitamin upon admission. Upon further review of the discharge orders from the previous facility, resident 38 had been receiving those supplements prior to admission at the current facility. Potiential for Harm 2. Resident 59 was admitted to the facility on [DATE] with diagnoses which included displaced bimalleolar fracture of right lower leg, systemic inflammatory response syndrome, muscle weakness, diabetes mellitus and anemia. On 10/7/19 at 11:54 AM, an interview was conducted with resident 59. Resident 59 stated that she has a pressure sore on the bottom of her foot under the boot. Resident 59 stated that she developed the pressure sore because of the boot. Resident 59 stated that facility staff told her the best way to help the sore was to take the boot off. Resident 59 stated that the Wound Nurse was aware of the sore. Resident 59's boot was observed to start at the top of resident 59's calf and covered her toes. Resident 59's boot was curved below the heel and was not pressed against her heel. Resident 59's boot was observed to be flat along the ball of the foot. Resident 59 stated that she was going to the doctor the next day and hoped to get a brace. On 10/9/10 at 12:58 PM, an observation was made of resident 59's room. There was a wedge pillow with holes in it on her bed. Resident 59 was observed sitting in her wheelchair in the common area. Resident 59 stated that they found her sore on the bottom of her foot a couple weeks ago when she had a boot on. Resident 59 stated staff did not put a bandage on the wound and staff told her they wanted to keep the wound dry. Resident 59 stated staff placed pillows under her calves to keep her from getting sores on her foot. Resident 59 stated that staff were taking the boot off more often after they noticed the sore but have/had not put any bandages on it. Resident 59 stated that the wound was very painful when staff touched it. Resident 59 was observed to have a black laced brace around her ankle to the middle of her foot. Resident 59 stated that she got the brace the day before. On 10/9/19 at 2:05 PM, an observation was made of resident 59's wound. Resident 59 stated there was no dressing on her foot. Resident 59 stated that it was painful when Registered Nurse (RN) 4 nurse touched the wound. RN 4 was observed to remove resident 59's laced brace and there was a sock under the brace with no dressing on the wound. Resident 59's wound was on the lateral ball of foot. RN 4 was observed to measure the wound and stated the wound was 3.6 centimeter (cm) by 2.8 cm. An observation of the wound was non-blanchable dry/scabbed area with unclear edges. Resident 59 stated that the wound was very painful to touch, rated pain 9/10 when touched. Resident 59 was observed to be flinching, wincing, and shuddering. RN 4 was observed to cleaned the wound with normal saline and gauze, RN 4 applied lotion to the rest of the foot excluding the wound and periwound. RN 4 was observed to apply a bordered gauze dressing over the wound. Resident 59 stated that it felt better once the dressing was on. Resident 59 stated that the wound therapist said it was redder than when she saw it on Friday. Resident 59's medical record was reviewed on 10/10/19. A 60 day Minimum Data Set (MDS) dated [DATE] revealed that resident 59 required extensive assistance with 1 person for bed mobility. The MDS further revealed that resident 59 did not have a pressure ulcer at that time but was at risk for developing a pressure ulcer. The MDS revealed that resident 59 had a cushion for her chair and ointments were used for treatments. A care plan for resident 59's skin integrity dated 8/8/19 revealed a goal that [resident 59] is at risk for skin impairment r/t (related to) fractures and decreased mobility. Another goal developed was [resident 59] will have no unaddressed skin issues TNR (through next review). There were two interventions developed Nurse to assess skin on admin (admission) and weekly TNR (and) Staff to assist with repositioning every two hours and prn (as needed). On 10/9/19 at 6:36 PM, an interview was conducted with Director of Nursing (DON). The DON stated that greater than 18 for a Braden score was low risk, 13-18 was moderate risk, and less than 12 was high risk for pressure sore development. Two skin/Braden assessments dated 7/22/19 and 8/17/19, both revealed resident 59 had very limited sensory perception, occasional moist skin, resident 59 was Chair Fast with 'Very limited mobility. Resident 59 had Probably inadequate nutrition with potential problems for Friction and Shear. Resident 59's Braden score was 13. A skin/Braden assessment dated [DATE] revealed that resident 59 had slightly limited sensory perception, skin was occasionally moist, walked occasionally, and mobility was slightly limited. Resident 59's nutrition was adequate with potential problems for friction and sheer. Resident 59's Braden score was 17. A skin/Braden assessment dated [DATE] revealed that there was no apparent friction or shearing problems, with a Braden score of 17. Resident 59's skin/Braden assessments dated 9/2/19, 9/3/19, 9/5/19, 9/6/19, revealed resident 59 had potential problems with friction and shearing, with a Braden score of 16. A skin/Braden assessment dated [DATE] revealed potential problems for friction and shear, with a Braden score of 15. An orthopedic physician's visit dated 9/10/19 revealed that resident 59 was 25 % weight bearing and to follow up in 2 weeks. There was no information that the cast had been removed. A skin/Braden assessment dated [DATE] revealed resident 59 had potential problems for friction and shearing, with a Braden score of 16. A physician's visit dated 9/23/19 revealed Subject: Pt (patient) doing well overall. Concerned about pressure sores on bottom of foot. The physician's assessment and plan was Pressures sores on bottom of feet, avoid pressure on bottom of feet, boot too tight. May have boot off bid (twice daily) for at least 30 minutes to allow for break. [Note: There were no interventions developed on resident 59's care plan or treatment orders in resident 59's electronic medical record.] An orthopedic physician's visit dated 9/24/19 revealed, Physician observation: Lateral Plantar early blister no change in alignment. The physician's orders and instructions were Cont (continue) PT (physical therapy), wound care to foot, out of boot 2 hrs(hours)/day. A skin/Braden assessment dated [DATE] revealed No apparent problem with friction or shearing, with a Braden score of 17. A physician's visit on 10/2/19 revealed, Pt doing ok today. Did want me to look at her pressure sore on the bottom of the foot. The Assessment/Plan revealed, Pressure sore 2/2 (secondary to) cast = healing nicely. Keep pressure off the foot when possible. She is still allowed activity per surgery for therapy. The visit notes further revealed, Skin/wound care as indicated and Wound care nurse notified. [Note: There were no treatments orders in resident 59's electronic medical record.] A note from the Wound Nurse (WN) dated 10/3/19 revealed, Patient has a DTI (deep tissue injury) to right lateral foot. Area is purple and does no (sic) blanch. The skin is intact. No blister noted. The wound is 3 x 2.2x0cm. Patient denies any pain or discomfort in the wound area. MD (Medical Doctor) was there to observe wound. MD ordered that the wound be covered with a foam dressing and changed 3 times a week. MD wants notified of any changes. Unknown cause of the wound. [Note: The measurements done on 10/9/16 showed that the wound had increased in size from the original measurements on 10/3/19.] A physician's order dated 10/3/19 revealed, .Foot, Right MWF (Monday, Wednesday, Friday) Deep tissue injury to right laderal foot. May change PRN. Cover with bordered foam dressing. Notify MD of any changes. A note from the WN dated 10/4/19 revealed, [Resident 59's physician] ordered to have this patient on Juven one packet everyday r/t wound healing. The RD (Registered Dietician) recommended the order. A skin/Braden assessment dated [DATE] revealed No apparent problem with friction or shearing, with a Braden score of 20. [Note: This was after the pressure ulcer was discovered.] A skin/Braden assessment dated [DATE] revealed, No apparent problem with friction or shearing, with a Braden score of 17. A review of resident 59's Treatment Administration Record (TAR) revealed there were no treatments completed to resident 59's wound until 10/8/19. [Note: There was a note from the Orthopedic Physician on 9/24/19 that there was an early blister.] A review of resident 59's shower sheets revealed that resident did not any documented skin conditions on 8/27/19, 9/14/19, 9/19/19, 10/1/19 and 10/10/19. [Note: There was no documentation that there was a bandage on resident 59's foot on the above dates.] On 10/9/19 at 12:44 PM, an interview was conducted with Corporate Resource Nurse (CRN) 1. CRN 1 stated that stated the she was unable to find documentation that dressing changes had been completed prior to 10/8/19. On 10/9/19 at approximately 2:00 PM, an interview was conducted with the Assistant Director of Nursing (ADON). The ADON stated that she was the Wound Nurse (WN) for the facility. The ADON stated that if a Certified Nursing Assistant (CNA) discovered a wound during a shower, the CNA was to notify the nurse and then the nurse notified the physician. The ADON stated that the nurse then received an order from the physician and notified the family. The ADON stated that after she was notified of a wound she followed up the next time she was in the facility. The ADON stated that she conducted wound rounds on Monday with the Nurse Practitioner. The ADON stated that all new admission residents and new wounds were followed up on. The ADON stated that she compared wound measurements from the previous wound rounds. The ADON stated that she consulted with the resident's physician regarding any wounds and received orders from the physician. The ADON stated that there was a glitch in the electronic medical record which caused treatments to not be documented. The ADON stated that there was an area that needed to be clicked to trigger a treatment order to alert the nurses to complete the treatment. The ADON stated that nurses had no idea that a treatment needed to be completed because it did not flag them to complete it. The ADON stated that the physician's order for the/resident 59's treatment was to be done twice daily, for staff to look and see if the dressing was in place or soiled. The ADON stated that the treatment to change the boardered foam was Monday, Wednesday and Friday. The ADON confirmed there were no treatments documented in resident 59's medical record until 10/8/19. The ADON stated that she was notified of the wound on 10/3/19. The ADON stated that it was a pressure ulcer, and she obtained an order for treatments to be done. The ADON stated that she planned on looking at the wound tomorrow to obtain new wound measurements. The ADON stated that she was not sure why there were no orders for treatment on 9/23/19, for the pressure ulcer wounds noted in the physician's note. The ADON stated that she was unaware of any skin issues until 10/3/19. The ADON stated that not having documented treatments was a problem because of the computer system and how orders had to be inputted. The ADON stated that the wound most likely developed from the cast or the boot. The ADON stated she was not sure when resident 59's cast was removed. On 10/9/19 at 2:27 PM, an interview was conducted with CNA 14. CNA 14 stated resident 59 had a big gray boot on the day before, she now had a black brace. CNA 14 stated that she thought resident 59 had a boot for about a month, but wasn't sure. CNA 14 stated that when resident 59 had the boot that staff removed every 2 hours for 15 minutes. CNA 14 stated that the staff did not document when the boot was removed. CNA 14 stated that resident 59 was busy sometimes and the staff did not remove the boot. CNA 14 stated that resident 59 was alert and oriented and did not refuse care. CNA 14 stated that resident 59 was unable to remove the boot herself. CNA 14 stated that resident 59 had a foam thing while she was in bed, on the side of her leg to keep her leg in the straight direction. CNA 14 stated that he was not aware of other things to do for her foot. On 10/9/19 at 2:30 PM, an interview was conducted with RN 4. RN 4 stated that she was from a staffing agency. RN 4 stated that it was her first day working with resident 59. RN 4 stated that she was not familiar with the electronic medical record. RN 4 stated that treatment orders popped up on her computer screen to complete. RN 4 stated that she did not know how often resident 59's wound care was to be done. RN 4 stated I have no idea why she didn't have a dressing on it. RN 4 further stated that maybe the dressing fell off and the CNAs forgot to tell the nurse it came off when resident 59 was in the shower. On 10/9/19 at 2:47 PM, an interview was conducted with CNA 8. CNA 8 stated that he worked for a staffing agency. CNA 8 stated that he knew resident 59 needed to have her ankle straight. CNA 8 stated that resident 59's boot was removed yesterday and a little sleeve boot was applied. CNA 8 stated that he had not been instructed on checking resident 59's sore on her foot. CNA 8 stated that when resident 59 was showered, her brace would be removed for a full body skin check. CNA 8 stated that if he had seen any skin conditions, he would report them to the nurse. CNA 8 stated that the only instructions he was given was to keep resident 59's ankle and leg straight. CNA 8 stated that resident 59 was alert and oriented and able to verbalize needs. On 10/9/19 at 2:52 PM, an interview was conducted with CNA 6. CNA 6 stated that she had worked at the facility for 3 months. CNA 6 stated that resident 59 was alert and oriented and able to verbalize her needs. CNA 6 stated that resident 59 had a sore by her toes on the pad of her foot. CNA 6 stated that she had known about it for about 2 weeks. CNA 6 stated that she was told to leave resident 59's boot on at all times, so CNAs covered it with plastic when they showered resident 59 . CNA 6 stated that resident 59 told her that her doctor wanted to have her boot off twice a day for 2 hours. CNA 6 stated she was not sure why resident 59 needed her boot removed. CNA 6 stated that when she removed the boot there was a white sock under it and CNA 6 did not remove the sock. CNA 6 stated that she was unable to see if there was any skin issues under the sock. On 10/9/19 at 5:28 PM, an interview was conducted with resident 59's physician. Resident 59's physician stated that resident 59 had a cast on her ankle and the surgeon had removed it. Resident 59's physician stated there were noted pressure sores when the cast was taken off. Resident 59's physician stated that the WN informed him of any wounds. Resident 59's physician stated that the Physical Therapist had brought up the fact that she had skin breakdown under the boot. Resident 59's physician[TRUNCATED]
SERIOUS (G)

Actual Harm - a resident was hurt due to facility failures

Accident Prevention (Tag F0689)

A resident was harmed · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE]; he went out to the hospital and was readmitted on [DATE] with diagnoses w...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE]; he went out to the hospital and was readmitted on [DATE] with diagnoses which included heart failure, cardiomyopathy, weakness, atrial fibrillation, bronchitis, anemia, anxiety, benign prostatic hyperplasia, chronic obstructive pulmonary disease, and hypertension. Resident 58's medical record was reviewed on 10/9/19. A review of resident 58's Medicare admission Minimum Data Set (MDS) assessment dated [DATE] documented that resident 58 had a Brief Interview for Mental Status score of 12 which indicated that resident 58's cognitive status was mildly impaired. Additionally, the MDS documented that resident 58 triggered as needing a fall prevention care plan. [Note: Resident 58's Falls IPOC (interdisciplinary plan of care) was not initiated and fall prevention interventions were not developed until 5/17/19.] A review of resident 58's care plan revealed the following interventions: a. On 5/17/19 Morse Fall Risk Standard Precautions, Bed in low position if unattended, call light within reach, mobility support available, non-slip footwear, personal items within reach, sensory aid items within reach, traffic path in room free of clutter, wheels locked with transfers. And . Verbal education regarding importance of call light use. b. On 8/10/19 educated on asking for assistance as needed & non skin (sic) socks or shoes when out of bed. [Note: non-skid footwear was already an intervention initiated 5/17/19.] c. On 10/9/19 Staff to provide appropritely (sic) fill O2 (oxygen) tank or oxygen concentrator in the dining room. A review of resident 58's progress notes revealed that he had 8 falls since his readmission: a. A nurses' progress note on 4/5/19 Resident has had an unsteady gait since after breakfast. Lost balance and fell into the counter. Approximately 30 minutes later he got out of bed to leave the room. He was unsteady and lost balanced with his wheelchair and he was found on the ground. [Note: No fall interventions were initiated.] b. A nurses' progress note on 4/20/19 [Resident 58] was found laying on the floor, assessed for injuries and none found, tried to assist resident back to bed but he was able to crawl back to his bed. A hard copy incident report stated [Resident 58] was found laying on the floor face down in his room. Resident stated he tripped & hit his head, neck & wrist. No apparent skin injury noted. Resident stated that he was self transferring from restroom. Director of Nursing (DON) follow up: encourage call light usage prior to transfer and no self transferring. [Note: Fall interventions were not initiated until 5/17/19.] c. A nurses' progress note on 6/12/19 CNA reported patient tangled in his O2 tubing and went to a knee but did not sustain a fall or hit his head. A hard copy incident report stated Walking from bathroom back to bed pushing his concentrator and pt (patient) leg gave out and pt knee hit floor and caught himself on his bed footboard. A Medical Director (MD) progress note dated 6/14/19 stated Pt had fall and thinks he may have broken a rib on the right side lower chest. He says he does not want an xray to confirm but would like a wrap to splint the ribs. [Note: No fall interventions were initiated.] d. A nurses' progress noted on 7/27/19 States fell on floor; from bed says feet went out from under him. DON follow up: non skid socks or shoes when OOB (out of bed). [Note: No fall interventions were initiated.] e. A nurses' progress note on 7/28/19 Resident fell x2 (twice) in his room the first time he self reported a fall the second fall was witnessed by his room mate. [Note: Fall interventions initiated on 8/10/19 were duplicate interventions.] f. A nurses' progress note on 9/21/19 Patient had call light on and CNA went into room at 2200 (10:00 PM) with writer (sic). Patient was on floor next to bed. Patient stated that he went to the bathroom and when he was walking back he slipped on a blanket that had fallen off the end of his bed. Grip socks put on patient and placed call light within reach. [Note: No fall interventions were initiated.] g. A nurses' progress note on 10/7/19 Pt was using walker and was transferring to stationary chair in dining room. Cna was holding chair and pt fell to the right towards walker and hit his right side of his ear on walker and hit right elbow. Patient then fell to the floor. [Note: Fall intervention was initiated on 10/9/19.] Resident 58 refused to be interviewed. On 10/9/19 at 10:12 AM, an interview was conducted with CNA 7. CNA 7 stated that he was familiar with resident 58. CNA 7 stated that resident 58 had fallen multiple times and had refused fall mats and a low bed. CNA 7 stated that resident 58 was encouraged to use his call light for help, but that resident 58 was trying to stay independent. CNA 7 stated that staff kept an eye on resident 58 when he was out walking around the facility. CNA 7 stated that resident 58 was super independent so staff did not provide any assistance or cares to resident 58. CNA 7 stated that new interventions were communicated to staff by mouth during shift change report. CNA 7 stated the sometimes nurse management would send out a group text about new interventions. CNA 7 stated that there had been no messages about new interventions for resident 58. On 10/10/19 at 10:20 AM, an interview was conducted with the DON. The DON stated that the facility process for falls was to assess the resident and administer first aid, fill out a hard copy incident report and notify the MD and family, fill out a post fall assessment in the facility electronic charting system, and place the resident on 3 days of monitoring. The DON stated that he printed a report every morning that told him if there had been a fall, the interdisciplinary team then met that morning and updated the resident care plan and implemented interventions. The DON stated that a new intervention was implemented after every fall, and those interventions were entered into the care plan as well as sometimes entered as a physician's order as a way to communicate them to staff. The DON stated that the interventions were re-evaluated for effectiveness after each subsequent fall. The DON stated that if there was a resident who was a repeat faller, then he would review all of the resident's falls to identify a pattern. The DON stated that resident 58 was cognitively intact and refused assistance, stated that the facility was still responsible for trying to keep resident 58 safe. On 10/9/19 at 10:37 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that she was familiar with resident 58. RN 2 stated that resident 58 had multiple falls in the past and that he now had interventions in his care plan for non-skid socks, low bed, and call light within reach. RN 2 stated that resident 58 refused some of those interventions. Based on observation, interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that the resident environment remained as free from accident hazards as was possible; and that each resident received adequate supervision and assistance to prevent accidents. Specifically, two residents had multiple falls with injuries without interventions identified and implemented. The deficient practice identified for resident 48 was found to have occurred at a harm level. Resident identifiers 48 and 58. Findings include: HARM 1. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and hypertension. On 10/07/19 at 3:06 PM, an observation was made of resident 48. A bruise was observed on the resident's left cheek. Resident 48 was unable to state how she got the bruise. On 10/8/19 at approximately 3:30 PM, an observation was made of resident 48 ambulating independently up and down the 300 hallway. Resident 48 was observed wearing shoes. Resident 48 was observed at the nurse's station looking for assistance, and was calling out I need, I need. Resident 48 was unable to state the desired request due to dementia and confusion. Resident 48 was observed to ambulate towards her bedroom with Certified Nurse Assistant (CNA) 6 and CNA 9. Resident 48's skirt was observed wet in the back and a strong odor of urine was noted. An observation was made of the resident's bed in a low position and the bedside mats were observed propped up against the wall. On 10/08/19 resident 48's medical records were reviewed. Review of resident 48's admission Minimum Data Set (MDS) Assessment with an admission Reference Date of 4/12/19 documented the resident's functional status was a 1 person limited assistance for transferring, walking in room and walking in corridor. Resident 48 was assessed as 1 person supervision with oversight for locomotion on unit and off the unit. Resident 48 was assessed as not steady but able to stabilize without staff assistance for moving from a seated to standing position, walking, turning, moving on and off the toilet, and surface to surface transfers. Resident 48 was assessed as having no impairment with ROM (range of motion) and no mobility devices were utilized. The resident was assessed as having no history of falls during last month prior to admission, in the last 2-6 months prior to admission, or a fracture related to a fall in the last 6 months. The assessment documented the resident's cognitive status and Brief Interview for Mental Status (BIMS) summary score as 00. This score was reflective of the resident not being able to recall information or incorrect or no responses given. The Care Area Assessment (CAA) Summary documented that resident 48 had a fall care area triggered for care planning. [Note: The care plan for falls was not initiated until 5/21/19 after the resident had sustained 2 falls with injuries.] Review of resident 48's care plan revealed the following interventions: a. On 5/21/19 standard fall precautions were initiated. These included bed in low position, call light in reach, mobility support, non-slip footwear, personal items in reach, sensory aid items within reach, traffic path free of clutter, and wheels locked for transfers. b. On 5/21/19 mat to both sides of bed and intervene for unsafe behaviors effecting fall risk, were initiated. c. On 5/30/19 therapy to evaluate walker, provide cueing and education during self-ambulation, and monitor for signs and symptoms of fatigue and encourage rest as needed, and monitor pain and treat to decrease fall risk were initiated. d. On 8/10/19 frequent checks throughout night was initiated. e. On 8/16/19 ensure proper footwear, non-skid socks was initiated. f. On 8/21/19 a bed alarm was initiated. Review of resident 48's physician orders revealed the following: a. Fall risk assessment, initiated on 5/20/19. b. Physical Therapy (PT)/Occupational Therapy (OT) to evaluate and treat, initiated on 5/20/19. c. PT to evaluate and treat, initiated on 6/12/19. d. X-ray to skull and mandible, initiated on 8/6/19. d. Bed alarm, initiated on 8/21/19. On 5/20/19 the Fall Risk Assessment Tool documented a score of 15, medium risk of falls for resident 48. Review of resident 48's Benefit vs. Risk form documented an area of concern as fall mat at bedside on floor. The benefit identified was a decrease in risk of injury if roused from bed. The risk identified was an increased risk of tripping, falling when ambulating in the room. The form was initiated on 6/6/19. Review of resident 48's radiology report for a skull x-ray on 8/6/19 documented no acute bony abnormalities. The report stated that the resident history was a contusion of unspecified part of head. It should be noted that no documentation could be found related to an injury resulting in a contusion on or around 8/6/19. The most recent incident prior to the x-ray was on 7/16/19 with no documented injuries noted. Review of resident 48's progress notes and incident reports for falls revealed the following: a. An incident report, on 5/12/19 at 4:30 PM, documented that resident 48 was found on the floor (FOF) in the general interior of building. The report documented that pain was present in the forehead and Bilateral hip. The injuries documented were a skin tear, hematoma to forehead, and a suspected fracture. Resident 48 was sent to the Emergency Department (ED) for treatment. Resident tripped while carrying two plates of pastries from main dining RM (room). The report documented that the care plan was updated with a referral to PT/OT upon return to the facility and staff assistance with all transfers. b. On 5/17/19 at 4:38 PM, the note stated, Facility cameras reviewed to monitor falls and determine root cause and interventions. Resident is viewed ambulating into main street area. Resident goes to creamery and removes 3 items from self-serve pastry box. Resident is also noted to be holding her purse. Resident attempted to balance all three items in conjunction with purse. She drops something and attempts to pick it up, and loses balance and falls. Nurse responds to provide immediate attention within 15 seconds of occurrence, Fall protocol initiated as appropriate. Staff attend to residents immediate needs and resident remains in appropriate positioning until medical personal were able to stabilize resident R/T (related to) fracture upon a backboard. Resident has returned to facility after surgical treatment. Resident is being monitored very frequently R/T this Pain regimen reviewed and appears to be adequately treating pain. NEW INTERVENTIONS: 1.) PT/OT 2.) Low bed with mat while bed is occupied 3.) Staff assistance with transfers. Care plan updated to reflect new orders. Attempted to call [family member] X 2 with no answer. It should be noted that this progress note was referencing the fall that occurred on 5/12/19. c. On 5/18/19 at 6:17 AM, the note stated at aprox. (sic) 0345 (3:45 AM) On patient rounds CNA went to residents room and heard her bed alarm ringing and found [resident 48] on the floor on the side of her bed. She was laying flat on her back . Nurse was called into assess resident. She was conscious and alert with confusion which is patients baseline. She has severe dementia and poor safety awareness with impulsiveness. She did not have any new bruising, has old bruise to right forehead from previous fall. Neuro checks done and WNL (within normal limits) PERLA (pupils equal, reactive to light and accommodation). with strong bilateral hand grips. V/S (vital signs) as follows 146/68, p (pulse) 80 r (respirations) 18, t (temperature) 98.1. No bleeding noted. C/O (complained of) pain to right hip area. Just readmitted to facility after TKA (total knee arthroplasty) (sic) of Right hip. Dressing to area clean dry and intact. Unable to move her right leg to assess pain or ROM d/t (due to) increase c/o and s/s (signs and symptoms) of pain from fall. Stated that it hurts really bad. [Physician] called at 0355 (3:55 AM) and gave order to have her transported via ambulance to have her revaluated for any new injuries at [local hospital]. [Family member] notified at 0400 (4:00 AM) and she agrees with plan to evaluate. She stated that she would meet her at the hospital. EMS (emergency medical services) notified and Ambulance, EMTs (emergency medical technicians) arrived and transferred her to the gurney and took her to [name of local hospital] via ambulance. A hard copy incident report, on 5/18/19 at 3:00 AM, documented that resident 48 was FOF in room from high/low bed. The report documented that pain was present in both hips, and the resident was sent to ED for treatment. A factor documented at the time of fall, was bed height not appropriate. Footwear documented at the time of the fall was gripper socks. The report documented immediate interventions were low bed and fall mats times 2. Interventions implemented in the care plan on 5/21/19 were standard fall precautions which included bed in low position, call light in reach, mobility support, non-skid socks, personal items in reach, sensory aid items within reach, traffic path free of clutter, and wheels locked for transfers. Additional interventions initiated at that time were fall mats to both sides of the bed and staff to intervene for unsafe behaviors. d. On 5/18/19 at 11:02 PM, the note stated, [Resident 48] received CT (computed tomography) scan at hospital which showed no injury related to her fall. A pulmonary embolism was discovered in her right upper lobe. They are planning on keeping her for observation and returning her to the facility tomorrow. e. A hard copy incident report, on 5/26/19 (time not documented), documented that resident 48 rolled out of bed in her room. The report documented no injury or pain. The footwear at the time of the fall was not documented. The report documented an immediate intervention was frequent checks and that the care plan was updated. It should be noted that the care plan did not have an intervention of frequent checks until 8/10/19. f. On 5/28/19 at 4:14 AM, the note stated, Resident had unwitnessed fall and found by CNA on mat in front of bed. Resident had no injuries upon examination. Resident put back into bed and slept through the night. Dr., ADON (Assistant Director of Nursing), and family notified. [Note: No documentation could be found of a hard copy incident report for this fall. No new interventions were identified.] g. On 5/30/19 at 3:11 PM, the note stated, Resident noted to be back to baseline of very frequent ambulation. Resident walking with four wheeled walker and using device well. Resident does continue to reach and carry items while ambulating. Therapy notified and will be providing walker evaluation and adding [NAME] Purse to front of walker for resident to carry items to decrease her falls risk. Resident responds well to cueing during education but does not retain long term education for call light or assistance from staff for ambulation. Staff have spoken with family regarding fall care plan. Family understands risks of continued independent ambulation, but state that the benefit of resident being able to continue per her past history of frequent ambulation will increase her independence and would like to continue with this care path. Staff will continue to provide cueing and education for safety PRN (as needed). Staff will also continue to provide therapy services for strengthening and balance as well as safe ambulation techniques. Staff providing more frequent rounding and monitoring R/T falls risk. Staff will also continue to watch resident's pain regimen and treat as intervention appropriate. Interventions implemented in the care plan on 5/30/19 were therapy to evaluate walker and provide a walker purse for front of the walker, provide cueing and education during self-ambulation, monitor pain and treatment to decrease fall risk, monitor for signs and symptoms of fatigue, and encourage rest as needed. i. A hard copy incident report, on 6/3/19 at 2:15 AM, documented that resident 48 was FOF in room. No injuries or pain were documented. Footwear documented at time of fall was gripper socks. [Note: No new interventions were identified.] j. On 6/6/19 at 3:26 AM, the note stated, resident had an unwitnessed fall at 0045 (12:45 AM). 1 inch laceration to scalp on back of residents head with hematoma. Resident taken to ER (emergency room) via ambulance and stretcher. In ER, per nurse to nurse, resident received 7 staples and a CT scan which was normal. Resident to have staples removed in 7 days. No new orders. Resident back from ER and resting in bed with call light within reach. A hard copy incident report, on 6/6/19 at 12:45 AM, documented Resident was found on the floor after a loud noise was heard. Large hematoma to back of resident's head. 1 inch laceration to back of head. Resident 48 was sent to the ED for treatment. Footwear documented at the time of the fall was shoes. [Note: No new interventions were identified.] k. On 6/17/19 at 1:29 AM, the note stated, Resident was sitting in recliner in hallway and stood up and started to walk and fell down on the carpet landing on her left side. Did not hit head. no injuries noted. VS 96.2 14 68 145/75 92% RA (room air). Dr , DON (Director of Nursing) and family notified. A hard copy incident report, on 6/16/19 at 10:30 PM, documented a witnessed fall to floor in the hallway from a standing position. No injuries noted or pain was documented. Footwear documented at the time of the fall was gripper socks. [Note: No new interventions were identified.] l. On 6/21/19 at 4:31 AM, the note stated, Resident was sent out to ER for further evaluation of increased back pain post ground level fall. UA (urinalysis) and CT of head, cervical, lumbar, thoracic and thorax were completed with no unusual findings. Resident is back in bed with bedside mat and bed alarm in place. Call light within reach. A hard copy incident report, on 6/21/19 at 2:00 AM, documented Resident was found on floor near bed. Bedside mat had been pushed aside, bed alarm removed by resident. Resident assessed for pain/injury. Increased pain noted in back and with small movement to assist off bed frame. The report documented that the type of injury was a suspected fracture. Resident 48 was sent to the ED for treatment. The report documented factors to the fall as late hour and the footwear at the time of the fall was shoes. [Note: The progress note documented that a bed alarm was initiated. However, the physician order for the bed alarm was not initiated until 8/21/19.] m. On 6/21/19 at 7:29 AM, the note stated, [Staff member] from ED called to report that MD (Medical Doctor) noticed a very subtle T10 fracture and there's nothing the doctor wants to do for it, although it will cause some pain. Family notified via voice mail message. WCTM (will continue to monitor), PRN pain medication given as needed per MD orders. n. On 7/16/19 at 3:03 AM, the note stated Pt (patient) had an unwitnessed fall-Was discovered under the desk at the nurses station after loud noise was heard. Assessed pt while on the ground, had no complaints and reported no pain. Palpated head, neck, spine, and extremities- pt denies any pain or tenderness. Vital signs with in normal limits. Initiated neuro checks and reported fall to the MD. ADM (administered) 0300 (3:00 AM) Tylenol as ordered for possible pain control. Transferred pt to bed at lowest setting with fall mats in place- will continue to monitor. The hard copy incident report, on 7/16/19 at 2:15 AM, documented pt. was found behind nurse station sitting on the floor under desk after loud noise was heard by CNA. pt reported no pain or injury but will continue to monitor-possibly head injury- The report documented that the footwear was NOT non-slip. The report documented immediate interventions was to conduct frequent checks during the night, and the care plan was not updated. [Note: No new interventions were identified on the care plan.] o. On 7/31/19 at 9:26 PM, the note stated, Pt found on floor, witnessed by other patients, pt fell back landed on her back with right arm behind her, pt sweaty diaphorectic (sic), vs stable, 175/69, 91 ra (sic), hr 82 even, resp (respirations) 24. Pt alert x 1 to self, unable to communicate staring blankly at staff, unable to answer questions r/t cares etc. Md notified , [family member] notified, will meet at hospital, emergent services contacted. Cognition poor, unable to process any information. Unusual for her. Large bump to right side of her head above her ear. [Note: No documentation could be found of a hard copy incident report for this fall. No new interventions were identified.] p. On 8/1/19 at 4:43 AM, the note stated, Pt returned from the ER at [local hospital] around 0020 (12:20 AM) with the [family member]. Pt was AO (alert and orient) x 2. and was more stable on her feet. Pt had a UA and tested positive for candida, and a bladder infection. Pt also had a scalp hematoma from the ground level fall. Pt had a CT brain/head w/o (without) contrast and a CT spine cervical w/o contrast. New orders recived (sic) from the ER :-Cephalexin Keflex 500 mg (milligrams) oral capsule BID (two times a day) for 7 days. Nystatin topical cream QID (four times a day) for 7 days PRN as needed for skin. Pt has been resting. VS are stable and WNL (within normal limits). Will continue to monitor and do VS and Neuro checks as per protocol. Interventions implemented in the care plan were frequent checks throughout the night on 8/10/19 and ensure proper footwear, non-skid socks on 8/16/19. It should be noted that non skid-socks were initially implemented on 5/21/19. q. On 8/6/19, a note stated that resident 48 had bruising of unknown origin on the frontal, sphenoid, and mandible area, and X-rays were ordered. [Note: No documentation could be found of a hard copy incident report for this injury. No new interventions were identified.] r. A hard copy incident report, on 8/16/19 at 8:20 AM, documented that resident 48 was FOF in room. No injuries or pain were documented. The footwear at the time of the fall was documented as regular socks. The physician ordered a UA. [Note: No new interventions were identified.] s. On 8/20/19 at 4:45 AM, the note stated at 00:30 (12:30 AM) patient was found on the floor of her room. When the patient was asked what happened, she stated that she did not fall. She said that she was tired and wanted to lay down. Pt had no new injuries. VITALS Temp: 97.7 Resp: 16 Pulse: 58 BP (Blood Pressure): 157/78 O2: 97% on RA NEUROS LOC (level of consciousness): awake and aware Movement: all 4 extremities Speech: clear Hand grasp: equal and strong Pupil reaction: brisk Pupil size: 4mm (millimeter) Interventions already in place include; Bed in low position, mat on the floor, call device within reach, encourage handrail, night light, non-slip footwear, traffic path in room free of clutter, frequent checks. Recommendations: collaborate with family in regards to setting a bed alarm A hard copy incident report, on 8/20/19 at 12:30 AM, documented that resident 48 was FOF in room. No injuries or pain were documented. Interventions implemented on 8/21/19 in the care plan was a bed alarm. On 10/08/19 at 4:29 PM, an interview was conducted with the CNA Coordinator and Licensed Practical Nurse (LPN) 1. The CNA Coordinator stated that the bruise on the resident's right cheek was from a fall that occurred approximately a month ago where the resident's entire right side of her face was bruised. LPN 1 stated that this was not a new injury but rather a resolving and healing bruise. On 10/09/19 at 9:21 AM, an interview was conducted with CNA 7. CNA 7 stated that he was also a facility Restorative Nurse Assistant (RNA) and that he worked with resident 48 in the restorative program. CNA 7 stated that he attempted to provide resident 48 with restorative services Monday through Saturday for 15 minutes a day. CNA 7 stated that he provided resident 48 with active ROM exercises and walking. CNA 7 stated with regards to resident 48's walking exercises he just visualized her ambulation, and on days that resident 48 was not observed ambulating he would try to take her on a walk. CNA 7 stated that resident 48 liked to participate in the move and groove activity that was conducted daily at 11:00 AM. CNA 7 stated that resident 48 enjoyed hitting balloons with noodles during the move and groove activity. CNA 7 stated that resident 48 had a history of falling, but had not had a fall in awhile. CNA 7 stated that interventions for preventing resident 48 from falling were to keep the bed in a low position, place fall mats on both sides of the bed when the resident was in bed, and to check on her frequently. CNA 7 stated that resident 48 has had injuries from her falls, such as a bruise on her face. CNA 7 stated that he observed that the bruise had caused resident 48 pain because she would touch her face and groan. CNA 7 stated that on days when resident 48 seemed off balance they would try to walk with her or guide her in her ambulation. On 10/09/19 at 10:33 AM, an observation was made of resident 48 ambulating. Resident 48 was observed ambulating down the hallway wearing only one shoe on the left foot. Resident 48 was observed to be holding the right shoe. Resident 48 stated that the right foot was hurting. Resident 48's socks were observed to be mismatched and the sock located on the right foot was thicker than the left. Resident 48 was approached by the CNA Coordinator and RN 3. Both staff members asked resident 48 why she was carrying her shoe. Neither staff member attempted to assist resident 48 with her footwear. Resident 48 then proceeded to remove the other shoe and was observed ambulating in the hallway in only socks. The resident was left unattended not wearing shoes. Resident 48 stated she wanted her shoes off because they hurt her feet. Resident 48 was then observed to ambulate down the hallway unattended while holding her shoes in her hands. Resident 48 was observed ambulating into the dining room onto the vinyl flooring in her socks. On 10/09/19 at 11:08 AM, an interview was conducted with CNA 9. CNA 9 stated she had been at the facility for a month and a half. CNA 9 stated that she knew resident 48 really well and was usually assigned to her hallway. CNA 9 stated she did not know of any intervention[TRUNCATED]
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Assessment Accuracy (Tag F0641)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE], and readmitted on [DATE] with diagnoses which included heart failure, car...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE], and readmitted on [DATE] with diagnoses which included heart failure, cardiomyopathy, weakness, atrial fibrillation, bronchitis, anemia, anxiety, benign prostatic hyperplasia, chronic obstructive pulmonary disease, and hypertension. On 10/9/19 resident 58's medical records were reviewed. A review of resident 58's progress notes revealed that he had 8 falls on the following dates: a. 4/5/19 [Note: resident 58 had 2 falls on this date.] b. 4/20/19 c. 6/12/19 d. 7/27/19 e. 7/28/19 f. 9/21/19 g. 10/7/19 A Medicare 14 day MDS assessment dated [DATE], with a look back period that ended on 4/6/19, documented under section J that resident 58 had no falls since admission or the prior assessment. [Note: resident 58 had a fall on 4/5/19.] A Quarterly MDS assessment dated [DATE], with a look back period that ended on 6/23/19, documented under section J that resident 58 had no falls since admission or the prior assessment. [Note: resident 58 had falls on 4/20/19 and 6/12/19.] A Quarterly MDS assessment dated [DATE], with a look back period that ended on 9/16/19, documented under section J that resident 58 had no falls since admission or the prior assessment. [Note: resident 58 had falls on 7/27/19 and 7/28/19.] Based on interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that the resident assessment information was accurate. Specifically, a resident who had a pressure ulcer (PU) upon admission was documented as not having a PU on the admission Minimum Data Set (MDS) Assessment, and a resident who had sustained multiple falls did not have a Quarterly MDS Assessment that documented the falls. Resident identifiers: 43 and 58. Findings include: 1. Resident 43 was admitted to the facility on [DATE], and readmitted on [DATE] with diagnoses which included dementia, sepsis, pressure ulcers to bilateral heels, muscle weakness, hypertension, pain, aortic stenosis, and presence of a cardiac pacemaker. On 10/8/19 resident 43's medical records were reviewed. Resident 43's admission MDS Assessment with an admission Reference Date (ARD) of 1/7/19 was reviewed. Section M0210-Unhealed Pressure Ulcers/Injuries documented No to the question does this resident have one or more unhealed pressure ulcers/injuries. On 10/10/19 at 2:07 PM, an interview was conducted with the Corporate Resource Nurse (CRN) 1. CRN 1 stated that the admission MDS Assessment for resident 43 was inaccurate. CRN 1 stated that she had located a physician note on 12/31/18 that documented that the resident had wounds to the bilateral heels upon admit.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

ADL Care (Tag F0677)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 4 out of 42 sampled residents, that the facility did no...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 4 out of 42 sampled residents, that the facility did not ensure that a resident who was unable to carry out activities of daily living (ADLs) received the necessary services to maintain good nutrition, and personal hygiene. Specifically, two residents were observed to wait for a prolonged period of time without being provided dining assistance while their food sat in front of them, another resident was not provided showers on his scheduled shower days, and a resident was observed in urine soaked clothing for approximately 40 minutes. Resident identifiers: 43, 44, 48, and 49. Findings include: 1. Resident 43 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included dementia, sepsis, pressure ulcers to bilateral heels, muscle weakness, hypertension, pain, aortic stenosis, and presence of a cardiac pacemaker. On 10/8/19 resident 43's medical records were reviewed. Review of resident 43's electronic bathing log revealed that the resident had received 5 showers in the last 30 days. The log was dated 10/7/19. Review of resident 43's Quarterly Minimum Data Set (MDS) Assessment on 8/27/19 revealed that resident 43 was an extensive 1 person assist for personal hygiene and 1 person physical assist for bathing. The shower/skin check forms were reviewed. Forms were provided for 8/27/19, 8/29/19, 8/31/19, 9/14/19, 9/19/19, 10/1/19, 10/2/19, and 10/10/19. None of the forms documented that showers were provided to resident 43. The forms did document that a shower was provided to another resident with the same first name as resident 43. On 10/10/19 at 6:47 AM, an interview was conducted with Certified Nurse Assistant (CNA) 12. CNA 12 stated he was assigned to provide care for resident 43 on 10/7/19, and did not provide him with a shower that day. On 10/10/19 at approximately 6: 55 AM, an interview was conducted with CNA 10. CNA 10 stated that resident 43 was scheduled for showers on Tuesdays, Thursdays and Saturdays. CNA 10 stated that showers were documented in the electronic medical records. CNA 10 stated that they also completed a skin check with each shower and documented on the shower log. CNA 10 stated that the shower/skin check forms were then given to the CNA Coordinator. On 10/15/19 at 11:42 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that resident 43 was not identified on the shower logs. RN 2 stated that it was another resident with the same first name as resident 43. RN 2 stated that she determined this based on the other residents located on the shower log and that they were all residing on the 100 hallway and not the 300 hallway with resident 43. On 10/15/19 at 11:44 AM, an interview was conducted with CNA 7. CNA 7 stated that the shower logs were all for the 100 hallway and that resident 43 was not located on them. CNA 7 stated that resident 43 resided on the 300 hallway. 2. Resident 44 was admitted to the facility on [DATE] with diagnoses which included Alzheimer's disease, atrial fibrillation, anxiety disorder, major depressive disorder, hypothyroidism, pain, and pressure ulcer of buttocks. On 10/07/19 at 12:23 PM, an observation was made of resident 44 during the lunch meal in the main dining room. Resident 44 was seated at the assisted dining table, and was served her meal. At 12:39 PM the first bite was provided to resident 44 by CNA 7. Resident 44 was observed to wait 16 minutes for dining assistance. On 10/7/19 resident 44's medical records were reviewed. Review of the Quarterly MDS Assessment on 8/28/19 documented that resident 44 required extensive 1 person assistance with eating. Review of the care plan for ADLs documented that resident 44 required staff assistance with ADLs. An intervention was to provide assistance to support the level of need for resident 44. The care plan was initiated on 12/7/18. 3. Resident 49 was admitted to the facility on [DATE] with diagnoses which included cerebral infarct, vascular dementia, pseudobulbar affect, chronic pain syndrome, muscle weakness, mood disorder, hemiplegia, and hemiparesis. On 10/07/19 at 12:25 PM, an observation was made of resident 49 during the lunch meal in the main dining room. Resident 49 was seated at the assisted dining table, and was served her meal. At 12:43 PM the first bite was provided to resident 49 by CNA 12. Resident 49 was observed to wait 18 minutes for dining assistance. On 10/7/19 resident 49's medical records were reviewed. Review of the Annual MDS Assessment on 9/6/19 documented that resident 49 required extensive 1 person assistance for eating. Review of the care plan for ADLs documented that resident 49 required staff assistance with ADLs'. An intervention was to provide assistance to support the level of need for resident 44. The care plan was initiated on 9/26/18. On 10/10/19 at 10:57 AM, an interview was conducted with the Director of Nursing (DON). The DON stated that a reasonable wait time for dining assistance was under 15 minutes. 4. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and need for assistance with personal care. On 10/8/19 resident 48's medical records were reviewed. Review of the quarterly MDS Assessment on 10/1/19 documented that resident 48 was an extensive 1 person assist for toileting. The assessment also documented that resident 48 had frequent urinary incontinence and always had bowel incontinence. Review of the care plan for ADLs documented that resident 48's ADLs needs would be met through the next review. An intervention was to provide assistance to support level of need for resident 48. The care plan was initiated on 5/21/19. On 10/08/19 at approximately 3:30 PM, resident 48 was observed at the nurse's station looking for assistance, and was calling out I need, I need. Resident 48 was unable to state the desired request due to dementia and confusion. Resident 48 was observed to ambulate towards her bedroom with CNA 6 and CNA 9. Resident 48's skirt was observed wet in the back and a strong odor of urine was noted. At 3:40 PM, resident 48 was observed looking for an item in her room with CNA 6 and CNA 9. Resident 48 was observed to exit the room and no toileting assistance was provided. On 10/08/19 at 3:52 PM, resident 48 was observed ambulating down the 300 hallway towards the dining room. Resident 48 was accompanied by CNA 9. The resident attempted to enter the kitchen and was blocked by CNA 9. On 10/08/19 at 4:10 PM, an interview was conducted with Licensed Practical Nurse (LPN) 1. LPN 1 stated that resident 48's skirt appeared to be wet. LPN 1 stated she could detect a strong odor of a bowel movement (BM). Resident 48 was observed needing toileting assistance for approximately 40 minutes. On 10/09/19 at 11:22 AM, a follow-up interview was conducted with LPN 1. LPN 1 stated that resident 48 was toileted immediately after the skirt was observed wet on 10/8/19, and assistance was provided by CNA 6. LPN 1 stated that resident 48 was having an off day with her dementia. LPN 1 stated that resident 48 had a strong odor of BM yesterday and she was probably wet. On 10/09/19 at 11:26 AM, a follow-up interview was conducted with CNA 6. CNA 6 stated that she changed resident 48's brief yesterday after we identified that her skirt appeared wet. CNA 6 stated that the resident's brief and skirt were saturated with urine. CNA 6 stated that resident 48's urine had a really strong odor and she reported it to the nurse as it could be a sign of an infection.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0757 (Tag F0757)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that eac...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that each resident's drug regimen was free from unnecessary drugs. An unnecessary drug was any drug when used in excessive dose; or for excessive duration; or without adequate monitoring; or without adequate indications for its use; or in the presence of adverse consequences. Specifically, a resident was not administered insulin when it should have been provided according to the physician order, and corresponding blood sugar (BS) checks were not documented. Additionally, a resident's antihypertensive medication was administered without prior blood pressure (BP) readings as ordered by the physician. Resident identifier: 48 and 55. Findings include: 1. Resident 55 was admitted to the facility on [DATE] with diagnoses which included perforation of intestine, obesity, gastro-esophageal reflux disease, major depressive disorder, and type 2 diabetes mellitus. On 0/9/19 resident 55's medical records were reviewed. Resident 55's physician orders stated, Insulin Lispro, inject subcutaneously before meals and at bedtime per the sliding scale; 61-70=recheck in 1 hour, 71-124=0 units, 125-175=2 units, 176-225=4 units, 226-275=6 units, 276-325=8 units, 326-375=10 units, and 376-400=12 units. The order was initiated on 9/23/19. Review of resident 55's Medication Administration Record (MAR) for September and October 2019 revealed the following: a. On 9/24/19 at 11:18 PM, 4 units of insulin were administered. No documentation could be found of a BS check. b. On 10/1/19 at 11:10 PM, the insulin was not administered Per Order Parameters. No documentation could be found of a BS check. c. On 10/4/19 at 8:42 PM, the BS was 128 and insulin was not administered Per Order Parameters. Per the physician order 2 units should have been administered. d. On 10/5/19 at 9:37 PM, the BS was 130 and insulin was not administered Per Order Parameters. Per the physician order 2 units should have been administered. e. On 10/8/19 at 10:16, PM, the BS was 137 and insulin was not administered Per Order Parameters. Per the physician order 2 units should have been administered. On 10/10/19 at 7:17 AM, an interview was conducted with Licensed Practical Nurse (LPN) 2. LPN 2 stated that resident's BS checks were documented in the MAR and would be obtained prior to insulin administration. On 10/15/19 at 10:49 AM, an interview was conducted with the Director of Nursing (DON). The DON stated that he expected the licensed nursing staff to first read the order, and then administer the insulin per the physician order. The DON stated that the nurses may utilize their judgement to hold the medication. For example, the nurse may hold the insulin, per nursing judgement, if the resident did not eat. The DON stated that he would expect the nurse to notify the physician if there was a need to alter treatment and document in the nursing notes. The DON stated that he identified that it was one nurse that was administering the insulin incorrectly. The DON stated that not given per order parameters was documented and in this instance it was a nursing error. 2. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and need for assistance with personal care. On 10/8/19 resident 48's medical records were reviewed. Review of resident 48's physician orders revealed the following: a. Amlodipine 5 milligrams (mg) every day for hypertension, take BP prior to administering. The order was initiated on 5/21/19. b. Lisinopril 10 mg every day for hypertension, take BP prior to administering. The order was initiated on 5/21/19. Review of resident 48's MAR for October 2019 revealed no BP monitoring for the Amlodipine and Lisinopril administration on 10/2/19, 10/3/19, 10/4/19, 10/7/19 and 10/8/19. On 10/09/19 at 8:28 AM, an interview was conducted with LPN 3. LPN 3 stated that the MAR would show the BP readings for any medication that had orders for it. On 10/15/19 at 10:46 AM, an interview was conducted with the DON. The DON stated that the night staff would obtain the vital signs (VS) for day shift between 6:00 AM and 6:30 AM. The DON stated that the aides would give the VS sheet to the nurse and the nurse would put them into the electronic medical records. The DON stated that there were no BP results for the Amlodipine and Lisinopril administration on 10/2/19, 10/3/19, 10/4/19, 10/7/19 and 10/8/19.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0805 (Tag F0805)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 2 of 42 sample residents, that the facility did not pro...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 2 of 42 sample residents, that the facility did not provide drinks in a form designed to meet individual needs. Specifically, beverages were not prepared according to manufacturer requirements for thickness. Resident identifiers: 44 and 118. Findings include: 1. Resident 118 was admitted to the facility on [DATE] with diagnoses which included falls, syncope and collapse, orthostatic hypotension and unspecified dementia without behavioral disturbance. On 10/10/19 at 7:50 AM, an observation was made of Certified Nursing Assistant (CNA) 5. CNA 5 was observed to add 1 spoon full of thickener to 4 ounces of apple juice. CNA 5 stated that she used 1 spoon full of thickener for the small drinks and 2 spoon fulls for the large drinks. Resident 118 was observed to drink the apple juice. On 10/10/19 at 8:04 AM, an observation was made of CNA 10. CNA 10 was observed to serve resident 118 apple juice from a sealed container and milk in a glass. CNA 10 stated that the apple juice was pre-thickened in the container and the kitchen staff thickened the milk. Resident 118's medical record was reviewed on 10/10/19. A physicians order dated 10/3/19 at 7:05 PM revealed, Nectar Thickened, Constant Indicator. A care plan dated 10/5/19 revealed LTC (long term care) Nutritional Status. The goal developed was Nutritional intake meets needs. One of the interventions developed was, Staff is to provide [resident 118] with the ordered diet of NDD2 (national dysphagia diet 2), Nectar thick liquids and no straws. 2. Resident 44 was admitted to the facility on [DATE] with diagnoses which included Alzheimer's disease, atrial fibrillation, anxiety disorder, major depressive disorder, hypothyroidism, pain, and pressure ulcer of buttocks. On 10/07/19 at 12:23 PM, an observation was made of resident 44 during the lunch meal in the main dining room. Resident 44 was seated at the assisted dining table, and was served her meal. The diet was observed to be pureed. At 12:39 PM, the first bite was provided to resident 44 by CNA 7. CNA 7 was observed to place 2 level scoops of thickener into resident 44's 8 ounce (oz.) glass of apple juice. CNA 7 utilized a plastic spoon to scoop the thickener, and not a measuring spoon. CNA 7 stated that the resident was on nectar thick liquids and that he was told that one spoonful was the equivalent of 1 tablespoon (Tbsp.). CNA 7 stated that according to the manufacturer guidelines, located on the thickener canister, 1 Tbsp. was required to reach a nectar thick consistency. CNA 7 stated he liked to add in more than the recommendation to make sure the resident did not aspirate. On 10/10/19 at 7:43 AM, an observation was made of the breakfast meal in the dining room. Resident 44 was observed to be served orange juice. CNA 3 (agency staff) was observed to mix 2 plastic spoon fulls from thickener into 6 ounces of orange juice. CNA 3 stated that she used 2 spoon fulls and then stirred it. CNA 3 was asked how much thickener needed to be used to make a nectar thick liquid. CNA 3 responded you just know after doing it for so long. At 8:02 AM, an observation was made of resident 44's orange juice. The orange juice was observed to have crystals and was sticking to the spoon. CNA 3 stated that it's thicker than nectar thick liquids. On 10/10/19 at 7:50 AM, an observation was made of resident 44 during the breakfast meal in the main dining room. Resident 44 was seated at the assisted dining table and was provided assistance by CNA 3. At 8:25 AM, CNA 3 was observed to place one level spoon of thickener into resident 44's 8 oz. glass of cranberry juice. CNA 3 was observed to provide the beverage to resident 44. Resident 44 was observed to attempt to swallow the liquid multiple times. CNA 3 stated it looks like you are choking; you need to have more thickener added to the drink. On 10/7/19 resident 44's medical records were reviewed. Resident 44's diet orders were reviewed and stated pureed diet, nectar thickened liquids. The order was initiated on 2/22/19. The label of the powder thickener was observed. The label directed to use 1 tablespoon for 4 oz of cranberry juice, orange juice or apple juice. The label further revealed to allow 1-4 minutes to reach desired consistency. On 10/10/19 at 8:15 AM, an observation and interview was conducted with the Dietary Manager (DM). The DM stated that the kitchen staff thickened the beverages for the residents that ate in their rooms. The DM stated that CNAs thickened the beverages in the dining room. The DM stated that staff did not use a measuring spoon to measure the thickener added to the drinks. The DM stated that staff were to used 1 1/2 scoops with the plastic spoon for 4 oz of beverage. The DM stated that 8 oz beverage were to have 2 scoops of thickener. The DM stated that the spoons should be level. The DM was observed to put 1 1/2 level plastic spoon fulls of thickener into a cup. The DM was observed to put 1 tablespoon of thickener into another cup. The DM was observed to pour the thickener from the plastic spoons into the table spoon. The thickener was not a full tablespoon. The DM stated that the thickener was not enough. The DM stated that nectar thickened liquids should not stick to a spoon. On 10/10/19 at 8:41 AM, an interview was conducted with the facility Speech Language Pathologist (SLP). The SLP stated that she had worked at the facility for about a month. The SLP stated that the protocol for thickening was have the CNAs thicken the beverages. The SLP stated that the DM ordered prethickened liquids and staff had been serving the prethickened liquids to residents for about a week. The SLP stated that she observed the CNAs thicken liquids and CNAs Knew what they were doing. The SLP stated that CNAs had asked her about thickening liquids. The SLP stated that one of the CNAs was being over cautions and over thickening the beverages. The SLP stated that she had done training on a individual basis with CNAs. The SLP stated that she did a full training on diet and liquid textures with the kitchen staff. The SLP stated residents needed to be safe and happy with their beverages. The SLP stated that the risks of not having a true nectar thickened beverage was aspiration.
CONCERN (D)

Potential for Harm - no one hurt, but risky conditions existed

Infection Control (Tag F0880)

Could have caused harm · This affected 1 resident

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined, for 1 of 42 sampled residents, that the facility did not ensure that the f...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined, for 1 of 42 sampled residents, that the facility did not ensure that the facility's infection prevention and control program was maintained to provide a safe and sanitary environment and to help prevent the development and transmission of communicable diseases and infections. Specifically, an observation was made of a resident's dressing change and proper hand hygiene was not maintained. Resident identifier: 43. Findings include: Resident 43 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included dementia, sepsis, pressure ulcers to bilateral heels, muscle weakness, hypertension, pain, aortic stenosis, and presence of a cardiac pacemaker. On 10/9/19 at 3:30 PM, an observation was made of resident 43's dressing change to the bilateral heel Stage IV Pressure Ulcers (PU) by Licensed Practical Nurse (LPN) 3, and assisted by the Wound Nurse (WN). All dressing supplies were gathered per the physician order. All staff gowned, gloved and applied face mask and heel protectors prior to entering resident 43's isolation room. LPN 3 was observed to cleanse resident 43's bedside table with a sanitizer wipe and dispose of it in a biohazard garbage canister. The dressing supplies were then placed on top of the bedside table. LPN 3 was observed to remove and discard her gloves, wash her hands and new gloves were applied. LPN 3 removed the heel protector from resident 43's left foot, placed a drape cloth under the foot and removed the old dressing. The dressing was discarded in a biohazard garbage canister. LPN 3 then opened a sterile 4 x 4 gauze bandage, applied normal saline (NS) to the wound bed from a vial (amount undetermined), and wiped dry the wound bed utilizing the 4 x 4 gauze dressing. LPN 3 then removed and discarded her gloves, washed her hands and applied new gloves. The remainder of the dressing change occurred without any further observation of cross contamination or lack of hand hygiene. At 4:15 PM, an interview was conducted with LPN 3 immediately following the dressing change observation. LPN 3 stated she should have washed her hands and applied new gloves after removing the old bandage and before cleansing the wound bed with the sterile 4 x 4 gauze and NS.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0578 (Tag F0578)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 28 was admitted to the facility on [DATE] with diagnoses which included diabetes mellitus type 2, cerebral infarctio...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 28 was admitted to the facility on [DATE] with diagnoses which included diabetes mellitus type 2, cerebral infarction, hyperlipidemia, epilepsy, generalized anxiety disorder, neuropathy, and pain management. Resident 28's medical record was reviewed on 10/8/19. A Utah Life with Dignity Order dated 9/28/18 documented resident 28's Code Status under section A. Cardiopulmonary Resuscitation Treatment options when the patient does not have a pulse and is not breathing. Resident 28 selected the option for Attempt to resuscitate. A review of the facility electronic medical record revealed that the facility documented resident 28 wished to be Do Not Resuscitate. On 10/8/19 at 2:57 PM, an interview was conducted with RN 1. RN 1 stated that when staff needed to review a resident's code status, the staff looked in the facility electronic electronic medical record. RN 1 stated that sometimes staff searched the book that was kept at the nurses' station with the hard copy of the Code Status sheets, because sometimes it was entered incorrectly in the facility electronic medical record. On 10/8/19 at 3:11 PM, an interview was conducted with the DON. The DON verified that resident 28's Code Status in the electronic medical record was not congruent with resident 28's signed wishes. Based on interview and record review it was determined, for 3 of 42 sampled residents, that the facility did not ensure the resident's right to request, refuse, and /or discontinue treatment and to formulate an advance directive. Specifically, three resident's advanced directives were not implemented and accurately documented in the medical records. Resident identifiers: 28, 30, and 70. Findings include: 1. Resident 70 was admitted to the facility on [DATE] with diagnoses which included urinary tract infection, metabolic encephalopathy, violent behavior, hypertension, restlessness and agitation, sleep disorder, pain, dementia, and mood disorder. On 10/8/19 resident 70's medical records were reviewed. Review of resident 70's physician orders revealed an order for full resuscitation. The order was initiated on 7/23/19. On 8/31/19, resident 70's physician progress note stated, Pt (patient) collapsed while sitting on couch after lunch. He became unresponsive and was found to have a lemon slice in his throat with other food debris. A code was called and chest compressions performed and airway attempted to be cleared by staff. EMS (emergency medical services) was also called and attempted ACLS (advanced cardiac life support) but airway was unsuccessfully obtained. He was then transported to ER (emergency room) where the code was called. On 8/30/19, resident 70's hospital history and physical stated, Reportedly the patient was found down in the hallway at the care center. Staff began CPR (Cardio Pulmonary Resuscitation). When EMS arrived on scene they found the patient to be asystole and started an intraosseous line as well as an IV (intravenous), administered a total of 4 rounds of epinephrine, with no shocks, and had return of spontaneous circulation. They attempted to intubate the patient but found quite a bit of food mater in his mouth and upper airway including a large piece of lemon. They were unsuccessful with the intubation due to this and the short transport time to the ED (emergency department). Apparently the patient is DNR/DNI (do not resuscitate/do not intubate), but they were unable to produce that paperwork on scene. Resident 70's advanced directives were reviewed. On March 26, 2018 resident 70's health care directive and Power of Attorney (POA) was established. Resident 70 documented that he choose not to receive care for the purpose of prolonging life, including CPR. On 10/15/19 at 11:18 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that advanced directives were located in the electronic medical records and the Provider Orders for Life-Sustaining Treatment (POLST) book at the nurse's station. RN 2 stated that the POLST book was what she would trust first because it contained the actual document. On 10/15/19 at 11:56 AM, an interview was conducted with the Director of Nursing (DON). The DON stated that advanced directives were located in the POLST book on the unit and in the electronic medical records (eMR). The DON stated that the process for obtaining advanced directives was completed upon admit with the nurse, the resident, or the POA. Once the information was obtained a copy of the document would go into the POLST book on the unit. Then the physician would sign off on it, and medical records would scan the document into the eMR. The DON stated that this provided a triple check process for ensuring that the documents were accurate and complete. The DON stated that the advanced directives were placed as an order in the computer and by default every resident was put in as a full code unless they knew differently. The DON stated that he was present in the building when resident 70 collapsed. The DON stated that he and the facility Administrator went to locate the POLST at the time the resident was found unresponsive. The DON stated that the CNA Coordinator called the POA who informed them that they already had a copy of his advanced directives and that resident 70 was DNR. The DON stated that as soon as they were informed they stopped compressions, but at this point the resident did have a faint pulse. The DON stated that when this incident occurred the process for obtaining POLST information was not in place. The DON stated that the new process was initiated the first part of September 2019. The DON stated that he was not aware of what the staff were doing prior to September for obtaining advanced directive information. 3. Resident 30 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included cerebral infarction, lumbar vertebra fracture, dysphagia, anemia, epilepsy and muscle weakness. Resident 30's medical record was reviewed on 10/8/19. A POLST form signed on 6/2/19 revealed that resident 30 signed to not resuscitate. The banner in the electronic medical record revealed resident 30's code status was Full Resuscitation. On 10/8/19 at 3:13 PM, the DON was interviewed. The DON stated there was a POLST book at each nurses' station, so staff could look at it. The DON stated that the banner in the electronic medical record also contained the resident's code status. The DON stated the banner and the POLST were to match. The DON stated that if the banner and POLST did not match then the resident's wishes might not get honored. The DON stated that the staff always use the book with the POLST in it.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Safe Environment (Tag F0584)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that the facility did not provide a comfortable and homelike environment. S...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that the facility did not provide a comfortable and homelike environment. Specifically, resident bedding was dirty and not changed, and resident wheelchairs were not cleaned. Additionally, full garbages and dirty laundry were left in the resident bathrooms. Resident Identifiers: 12, 21, 43, and 268. Findings include: 1. On 10/7/19 at 8:42 AM, an observation was made of room [ROOM NUMBER] with a bag full of garbage and another bag full of dirty clothes, left setting on the bathroom floor. 2. On 10/7/19 at 8:49 AM, room [ROOM NUMBER] was observed to have dirty clothes scattered across the bathroom floor. The bathroom garbage was observed to be full of used briefs and had a very strong urine odor. 3. On 10/7/19 at 8:52 AM, room [ROOM NUMBER] was observed with open pizza boxes and dried out pizza slices in them. A plate with a partially eaten grilled cheese sandwich was observed sitting on the resident's bed, it appeared old and dried out. There were an open jelly and margarine containers on the resident's bedside table that were both labeled keep refrigerated. room [ROOM NUMBER] was noted to have an odor of old and rotted food. 4. On 10/8/19 at 7:42 AM, an observation was made of room [ROOM NUMBER]'s bathroom. The bathroom garbage was observed to be full of soiled briefs. 5. On 10/8/19 at 7:48 AM, an observation was made of room [ROOM NUMBER]'s bathroom with a full bag of garbage left sitting on the floor. 6. On 10/8/19 at 8:13 AM, an observation was made of room [ROOM NUMBER]'s bedding that was very dirty and covered in food debris and red colored stains. The garbages in room [ROOM NUMBER] were observed to be full and overflowing. On 10/8/19 at 8:13 AM, resident 21 in room [ROOM NUMBER] was interviewed. Resident 21 stated that the staff very rarely came in to change his bedding, stated he had been asking to have his bedding changed for 3 weeks. Resident 21 stated that staff would occasionally help him throw away his food garbage and straighten up his room. Resident 21 stated that staff did not offer to help him store his food in the fridge. On 10/10/19 at 11:31 AM, an interview was conducted with Certified Nursing Assistant (CNA) 1. CNA 1 stated that he took out resident garbages every time they were full, or if the garbages had briefs or resident care supplies were in them. CNA 1 stated that briefs should never be left in the resident garbage. CNA 1 stated that any dirty clothes should be taken out of the resident room immediately. CNA 1 stated that bedding should be changed on the resident shower days and as needed. CNA 1 stated that resident 21 showered himself so staff sometimes forgot to change resident 21's bedding. CNA 1 stated that he never helped to clean resident 21's room or helped put food away. On 10/10/19 at 12:38 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that resident bedding should be changed on resident shower days and as needed. The DON stated that resident garbages should be taken out when they were full or if they had briefs in them. The DON stated that he had talked to resident 21 about putting resident 21's food in the fridge but the resident 21 will do what he wants to do. 7. On 10/7/19 at 8:46 AM, an observation was made of resident 12. Resident 12's wheelchair was soiled with a white substance. On 10/7/19 at 2:40 PM, an observation and interview was conducted with resident 12. Resident 12 was lying in bed with his wheelchair next to him. Resident 12's wheelchair was soiled with debris and a white substance. Resident 12 stated that his wheelchair had not been cleaned and he would like it to be cleaned regularly. 8. On 10/7/19 at 10:30 AM, an interview was conducted with resident 268. Resident 268 stated that staff were not very good at keeping the bathrooms picked up from clothes and garbage. Resident 268 also stated that the toilets were not usually cleaned very well. 9. On 10/9/19 at 3:30 AM, an observation was made of resident 43 lying in bed. The fitted sheet was observed with a blood stain on the bottom left corner. The stain was approximately 2.5 inches by 2 inches in size. On 10/10/19 at 3:30 PM, an observation was made of resident 43 lying in bed. The fitted sheet was observed with the same dried blood stain as was previously observed in the bottom left corner. On 10/10/19 at approximately 7: 00 AM, an interview was conducted with CNA 4. CNA 4 stated that resident 43 received showers on Tuesday, Thursday and Saturdays and that she usually changed the bed linen at that time. It should be noted that resident 43's shower log revealed that the resident had received 5 showers in the last 30 days. 10. On 9/9/19, the Resident Council Meeting Minutes documented a concern that CNAs needed to change sheets regularly after resident showers.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Comprehensive Care Plan (Tag F0656)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revas...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revascularization to his right leg on 5/13/19, chronic kidney disease, chronic obstructive pulmonary disease, hyperlipidemia, non-pressure chronic ulcer of right calf, type 2 diabetes (DMII), pain, benign prostatic hyperplasia, and hypertension. Resident 38's medical record was reviewed on 10/8/19. An admission MDS dated [DATE] documented that resident 38 was at risk for developing pressure ulcers but that his skin was intact at that time. Further review revealed the CAA under section V of the MDS documented that the facility staff addressed resident 38's pressure ulcer risk in the resident care plan. A review of resident 38's care plan revealed that resident 38's Skin Integrity IPOC (interdisciplinary plan of care) was not initiated until 9/24/19, after resident 38's stage III pressure ulcer was discovered. The two interventions listed on resident 38's care plan were Nurse to provide skin check weekly. And Staff to assist with repositioning every 2 hours and PRN (as needed). A review of resident 38's nurses' notes revealed: a. On 9/21/19 a nurses' note documented Bordered dressing to R (right) Heel until healed. [Note: This was the first mention of any skin issues for resident 38, there were no measurements done at that time.] b. On 9/24/19 a nurses' note documented Pt (patient) seen by wound care NP (nurse practitioner), a dressing was placed on the heel. NP reported the pt has a stage III pressure ulcer on the right heel. A new order will be placed for a daily dressing change today. [Note: The local wound care company examined resident 38 on 9/24/19 and documented Pt states that the wound and pain to his heel has been there for at least 2 weeks. The pressure ulcer and interventions pertaining to it were not placed on resident 38's care plan.] On 10/2/19 a physician's order was entered for soft boot to right heel while in bed. [Note: This intervention was never entered on resident 38's care plan, and resident 38 was observed multiple times with no boots on while in bed.] On 10/8/19 at 2:26 PM, an interview was conducted with resident 38. Resident 38 stated that the staff usually put a pillow under his feet at night, stated that staff did not come in and reposition him. Resident 38 stated that the staff were changing his dressing to help his wound heal, stated staff were not doing anything else. Resident 38 stated that he had never worn padding or boots on his heels. Resident 38 reported that his wound was painful. Resident 38 stated that he had reported heel pain to some staff members for a while prior to them finding the wound and starting dressing changes. A Medicare admission MDS dated [DATE], documented the resident 38 had a Brief Interview for Mental Status (BIMS) score of 15, which indicated that resident 38 was cognitively intact. On 10/8/19 at 2:39 PM, an interview was conducted with RN 1. RN 1 stated that he had never put a soft boot of any kind on resident 38. RN 1 stated that the only interventions that were being done for resident 38's pressure sore were the dressing changes. On 10/9/19 at 12:41 PM, an interview was conducted with the Wound Nurse (WN). The WN stated that resident 38 was at risk for pressure ulcer development when he admitted related to his diagnoses of PVD and diabetes. The WN stated that she did not know how or when resident 38's pressure ulcer developed, stated that she had not done a root/cause analysis. The WN stated that preventative interventions that staff were doing prior to resident 38's pressure ulcer development were to encourage proper footwear, the CNA's did skin checks with every shower and filled out a shower sheet, and resident 38 had a standard pressure relieving mattress. The WN verified that there was not an order for proper footwear. The WN stated that she did not know how it was communicated to staff to encourage resident 38 to wear proper footwear. On 10/9/19 at 6:36 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that resident 38 was on a standard pressure relieving mattress and had weekly skin checks by the floor nurse prior to the pressure sore appearing on his right heel. The DON stated that resident 38 was fully cognitively intact so we don't worry too much about him. The DON stated that he was unfamiliar with Braden score results breakdown used in the facility electronic charting system, stated that he did not use that score breakdown for intervention planning. The DON stated that he would have to check with the corporate office to see which Braden score breakdown they used. The DON stated that he only put other skin breakdown prevention interventions in if the Braden score was less than 12. [Note: Resident 38's Braden score was 17 even after his stage III pressure ulcer was discovered.] On 10/10/19 at 1:19 PM, a follow up interview was conducted with the DON. The DON stated that even if a resident was only a mild risk for skin breakdown, every resident should have a skin breakdown prevention care plan upon admission. [Note: Resident 38's skin breakdown prevention care plan was not initiated until over a month after his admission.] 5. Resident 58 was admitted to the facility on [DATE]; he went out to the hospital and was readmitted on [DATE] with diagnoses which included heart failure, cardiomyopathy, weakness, atrial fibrillation, bronchitis, anemia, anxiety, benign prostatic hyperplasia, chronic obstructive pulmonary disease, and hypertension. Resident 58's medical record was reviewed on 10/9/19. A review of resident 58's MDS assessment dated [DATE] documented that resident 58 had a BIMS score of 12, which indicated that resident 58's cognitive status was mildly impaired. Additionally, the MDS documented that resident 58 triggered needing a fall prevention care plan. [Note: Resident 58's Falls IPOC was not initiated and fall prevention interventions were not entered until 5/17/19.] A review of resident 58's care plan revealed the following interventions: a. On 5/17/19 Morse Fall Risk Standard Precautions, Bed in low position if unattended, call light within reach, mobility support available, non-slip footwear, personal items within reach, sensory aid items within reach, traffic path in room free of clutter, wheels locked with transfers. And . Verbal education regarding importance of call light use. b. On 8/10/19 educated on asking for assistance as needed & non skin (sic) socks or shoes when out of bed. [Note: Non-skid footwear was already an intervention initiated 5/17/19.] c. On 10/9/19 Staff to provide appropritely (sic) fill O2 (oxygen) tank or oxygen concentrator in the dining room. A review of resident 58's progress notes and incident reports for falls revealed that resident 58 had sustained falls on 4/5/19, and again on 4/5/19, 4/20/19, 6/12/19, 7/27/19, 7/28/19, 9/21/19, and10/7/19. Interventions was implemented after the following falls; 4/20/19, 7/28/19, and 10/7/19. It should be noted that of the 8 falls documented, 5 of them had no new interventions after the fall occured. Cross-refer to F689 for additional information regarding the falls. On 10/10/19 at 10:20 AM, an interview was conducted with the DON. The DON stated that he printed a report every morning that told him if there had been a fall, the interdisciplinary team then met that morning, updated the resident care plan and implemented interventions. The DON stated that a new intervention was implemented after every fall, and those interventions were entered into the care plan as well as sometimes entered as a physician's order as a way to communicate them to staff. The DON stated that resident 58 was cognitively intact and refused assistance, stated that the facility was still responsible for trying to keep resident 58 safe. 3. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and hypertension. On 10/08/19 resident 48's medical records were reviewed. Review of resident 48's admission MDS Assessment with an admission Reference Date (ARD) of 4/12/19 documented the Care Area Assessment (CAA) Summary for resident 48 as having triggered a care plan for falls (V0200). [Note: The care plan for falls was not initiated until 5/21/19 after the resident had sustained 2 falls with injuries.] Review of resident 48's care plan revealed the following interventions: a. On 5/21/19 standard fall precautions were initiated. These included bed in low position, call light in reach, mobility support, non-skid socks, personal items in reach, sensory aid items within reach, traffic path free of clutter, and wheels locked for transfers. b. On 5/21/19 mat to both sides of bed and intervene for unsafe behaviors effecting fall risk were initiated. c. On 5/30/19 therapy to evaluate walker, provide cueing and education during self-ambulation, and monitor for signs and symptoms of fatigue and encourage rest as needed, and monitor pain and treat to decrease fall risk were initiated. d. On 8/10/19 frequent checks throughout night was initiated. e. On 8/16/19 ensure proper footwear, non-skid socks was initiated. f. On 8/21/19 a bed alarm was initiated. Review of resident 48's progress notes and incident reports for falls revealed that resident 48 had sustained falls on 5/12/19, 5/18/19, 5/26/19, 5/28/19, 6/3/19, 6/6/19, 6/16/19, 6/21/19, 7/16/19, 7/31/19, 8/6/19, 8/16/19 and 8/20/19. Interventions were implemented after the following falls; 5/12/19, 5/18/19, 5/26/19, 6/21/19 and 8/20/19. It should be noted that of the 13 falls documented 8 of them had no new interventions implemented after the fall occurred. Cross-Refer to F689 for additional information regarding the falls. On 10/10/19 at 10:11 AM, an interview was conducted with the DON. The DON stated that the protocol for staff after a resident had sustained a fall was to ensure the resident's safety first, notify the physician and family, fill out an incident report, conduct a post fall evaluation, initiate neurological assessments if the fall was unwitnessed, observe the resident for 3 days post fall for late signs of injury, and to update the care plan with new interventions after each fall. The DON stated that he conducted rounds with CNAs and nurses to obtain possible interventions. The DON stated that all interventions were documented in the care plan to communicate to the staff. The DON stated that the fall protocol was patient specific and was listed on the care plan directly below standard fall precautions. The DON stated that fall interventions were re-evaluated post fall at least weekly. The DON stated that if residents were having repeated falls he would attempt to identify new interventions that would be more effective. The DON stated that the interventions needed to be patient centered and would try to keep them safe regardless of the resident's cognitive status or level of confusion. The DON stated, what should we have done, tie her down? when asked about resident 48's interventions. Based on observation, interview and record review it was determined that for 5 of 42 sampled residents; the facility did not develop and implement a comprehensive person-centered care plan for each resident. Specifically, a resident with pressure ulcers did not have care plans developed, other residents care plans were not updated and implemented for pressure ulcers and falls. Resident identifiers: 19, 38, 48, 58 and 59. Findings include: 1. Resident 59 was admitted to the facility on [DATE] with diagnoses which included displaced bimalleolar fracture of right lower leg, systemic inflammatory response syndrome, muscle weakness, diabetes mellitus and anemia. Resident 59's medical record was reviewed on 10/10/19. A 60 day Minimum Data Set (MDS) dated [DATE] revealed that resident 59 required extensive assistance with 1 person for bed mobility. The MDS further revealed that resident 59 did not have a pressure ulcer but was at risk for developing a pressure ulcer. The MDS revealed that resident 59 had a cushion for her chair and ointments were used for treatments. A care plan for resident 59's skin integrity dated 8/8/19 revealed a goal that [resident 59] is at risk for skin impairment r/t (related to) fractures and decreased mobility. Another goal developed was [resident 59] will have no unaddressed skin issues TNR (through next review). There were two interventions developed Nurse to assess skin on admit and weekly TNR (and) Staff to assist with repositioning every two hours and prn (as needed). [Note: This was the first skin care plan which wasn't initiated until 2 weeks post pressure ulcer discovery.] Two Braden assessments dated 7/22/19 and 8/17/19, both revealed resident 59 had very limited sensory perception, occasional moist skin, resident 59 was Chair Fast with 'Very limited mobility. Resident 59 had Probably inadequate nutrition with potential problems for Friction and Shear. Resident 59's Braden score was 13. A physician's visit dated 9/23/19 revealed Subject: Pt (patient) doing well overall. Concerned about pressure sores on bottom of foot. The assessment and plan was Pressures sores on bottom of feet. avoid pressure on bottom of feet, boot too tight. May have boot off bid (twice daily) for at least 30 minutes to allow for break. An orthopedic visit dated 9/24/19 revealed, Physician observation: Lateral Plantar early blister no change in alignment. The orders and instructions were Cont (continue) P, T wound care to foot, out of boot 2 hrs (hours)/day. A physician's visit 10/2/19 revealed, Pt doing ok today. Did want me to look at her pressure sore on the bottom of the foot. The visit notes further revealed, Skin/wound care as indicated and Wound care nurse notified. A note from the Wound Nurse (WN) dated 10/3/19 revealed, Patient has a DTI (deep tissue injury) to right lateral foot. Area is purple an does no (sic) blanch. The skin is intact. No blister noted. The wound is 3 x 2.2x0cm (centimeter). Patient denies any pain or discomfort in the wound area. MD (Medical Doctor) was there to observe wound. MD ordered that the wound be covered with a foam dressing and changed 3 times a week. MD wants notified of any changes. Unknown cause of the wound. A physician's order dated 10/3/19 revealed, .Foot, Right MWF (Monday, Wednesday, Friday) Deep tissue injury to right lateral foot. May change PRN. Cover with bordered foam dressing. Notify MD of any changes. A review of resident 59's Treatment Administration Record (TAR) revealed there were no treatments completed until 10/8/19. [Note: There was a note from the Orthopedic Physician on 9/24/19 that there was an early blister.] It should be noted at after resident 59's wound was discovered there was no care plan developed. 2. Resident 19 was admitted to the facility on [DATE] with diagnoses which included Parkinson's disease, hypertension, chronic obstructive pulmonary disease, pain, hyperlipidemia and anxiety. On 10/9/19 at 9:52 AM, an observation was made of resident 19. Resident 19 was in bed with his left heel elevated with his bedding. Resident 19's right heel was resting on the bed. On 10/9/10 at 12:58 PM, resident 19 was observed in bed laying in his right side. Resident 19's feet were both resting on the mattress. Resident 19 did not have booties on his feet. Resident 19's heels were not floating. There was no pillow or device to keep resident's heels from resting on the mattress. On 10/10/19 at 7:17 AM, resident 19 was observed in bed with heels against the mattress. There were no pillows and his heels were not floated. Resident 19's medical record was reviewed on 10/10/19. An admission MDS dated [DATE] revealed resident 19 did not have a pressure ulcer or other wounds. The MDS revealed that resident 19 was at risk for developing pressure ulcers. The MDS further revealed that resident 19 required 1 person limited assistance with bed mobility. There was no care plan regarding skin integrity in resident 19's electronic medical record. A skin assessment dated [DATE] revealed resident's skin was Usual for ethnicity, warm, dry, intact, elastic, pink, moist and scars. Barrier cream, lotion was used for preventative skin care. A skin assessment dated [DATE] revealed the skin was Usual for ethnicity, warm, dry, localized abnormality, elastic, pink, and point. Skin abnormalities were to the left heel and preventative skin care was lotion and protective covering. RN 2 documented a new order dated 9/23/19 revealed, Bandaid to L (left) heel pressure sore. On 10/10/19 at 1:30 PM, a copy of resident 19's wound measurements were provided. The Director of Nursing (DON) stated that the hospice company had been completing the measurements and documenting them. The DON stated the wound opened on 8/13/19 according to the Wound Flowsheet. [Note: All measurements were in centimeters.] The measurements were as follows: a. On 8/13/19 the measurements were 1.8 x 1.5 x 0.3. b. On 9/3/19 the measurements were 1.3 x 1.3. 0. c. On 9/19/19 the measurements were 0.7 x 0.7 x 0.2. d. On 10/8/19 the measurements were 0.6 x 1.4 x 0.1. It should be noted that there was no care plan was developed for resident 19's, after the facility assessed him as being at risk for developing pressure ulcer. In addition, a care plan was not developed after the pressure ulcer was discovered. There was no documentation that resident 19's heel had opened up on 8/13/19.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0676 (Tag F0676)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 3. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney d...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 3. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney disease, left bundle-branch block, benign prostatic hyperplasia, disorientation, hyperlipidemia, hypothyroidism, osteoarthritis, pain, and dementia. On 10/7/19 at 10:57 AM, an observation was made of resident 176 with very messy hair, which appeared dirty, and an unkempt beard. Resident 176's medical record was reviewed on 10/10/19. A review of resident 176's Resident Management Dashboard showed no documentation that resident 176 had a shower since his admission on [DATE]. A review of the nurses' progress notes revealed no documentation that resident 176 had refused any cares or treatments. On 10/10/19 at 11:45 AM, resident 176 was observed to be clean, his face was shaved, and he was in clean clothes. On 10/10/19 at 11:45 AM, resident 176's family member was interviewed. Resident 176's family member stated that when she visited resident 176 on 10/7/19 he appeared very unkempt and dirty. The family member stated that resident 176 had not been shaved and was still in the same hospital gown and pants that he had been admitted in 4 days prior. The family member stated that resident 176 was not able to shower or care for himself. The family member stated that due to resident 176's dementia and hearing loss, resident 176 had difficulty communicating his needs to staff. On 10/10/19 at 1:59 PM, a group interview was conducted with CNAs 2, 3, 4, and 5. CNA 5 stated that resident 176 required extensive assistance of 1 person with transfers, toileting, bathing, and dressing. CNA 5 stated that resident 176 never refused help with cares or treatments. All of the CNA's present stated that when they were short staffed then the CNAs usually did not get resident showers and vital signs completed. CNA 5 stated that resident 176's scheduled shower days were Monday, Wednesday, and Friday. CNA 2 stated that resident 176 received a shower on 10/9/19, but that he did not get shaved. CNA 2 stated that she shaved resident 176 the morning of 10/10/19. None of the CNAs knew why resident 176 did not get his scheduled shower on 10/4/19 as none of them worked with him that day. CNA 5 stated that she worked with resident 176 on 10/7/19, but was too busy to complete his scheduled shower that day. Based on interview and record review it was determined for 3 of 42 sample residents, that the facility did not provide the appropriate treatment and services to maintain or improve his or her ability to carry out the activities of daily living. Specifically, three residents did not get assistance with showers. Resident identifiers: 19, 59, and 176. Findings include: 1. Resident 19 was admitted to the facility on [DATE] with diagnoses which included Parkinson's disease, hypertension, chronic obstructive pulmonary disease, pain, hyperlipidemia and anxiety. On 10/7/19 at approximately 2:00 PM, an observation was made of resident 19. Resident 19 was observed to have greasy messy hair. Resident 19's medical record was reviewed on 10/9/19. An admission Minimum Data Set (MDS) dated [DATE] revealed that resident 19 required limited 1 person physical with bathing. A care plan dated 8/7/19 revealed ADL (activities of daily living) function. The goals were that resident 19 functioned at optimal level with ADLSs and resident 19 will be free from physical exhaustion. The interventions developed were that staff provided assistance to support level of need and resident specific intervention 1. Resident 19's electronic medical record revealed in the resident management dashboard, that resident 19 received 1 bath in the previous 7 days. A review of shower sheets provided by the Certified Nursing Assistant (CNA) coordinator revealed resident 19 had showers on 9/19/19 and 10/1/19. Resident 19 was in the hospital for the showers on 8/27/19, 8/29/19, 8/31/19 and 9/14/19. On 10/15/19 at 12:01 PM, an interview was conducted with CNA 8. CNA 8 stated that he was an Agency CNA. CNA 8 stated that resident 19 was able to shower himself. CNA 8 stated that resident 19 needed to be reminded to shower. CNA 8 stated that resident 19 required 1 person limited assistance with shower. CNA 8 stated that limited assistance would be considered minimal help but that resident 19 only required cueing and set up help. CNA 8 stated that he was not sure what days resident 19 was scheduled for showers. CNA 8 stated that he documented in a CNA charting system when resident 19 was showered. CNA 8 stated he was not sure when the last time resident 19 was showered. 2. Resident 59 was admitted to the facility on [DATE] with diagnoses which included displaced bimalleolar fracture of right lower leg, systemic inflammatory response syndrome, muscle weakness, diabetes mellitus and anemia. On 10/7/19 at 11:44 AM, an interview was conducted with resident 59. Resident 59 stated that she would like more showers. Resident 59's medical record was reviewed on 10/9/19. A 60 day MDS dated [DATE] revealed that resident 59 required 1 person physical help in part with bathing activity. A care plan dated 8/8/19 revealed that resident 59 was at risk for ADL deficit related to a fracture. The goals developed were, resident 59 functioned at optimal level with ADLs and her ADL needs will be met through the next review. There was 1 intervention developed that staff will provide assistance to support level of need. Resident 59's Resident Management Dashboard section revealed that 1 shower was given to resident 59 from 10/2/19 to 10/9/19. On 10/15/19 at 12:00 PM, an interview was conducted with CNA 8. CNA 8 stated that he was an agency CNA. CNA 8 stated that resident 59 was bathed on Tuesdays, Thursdays, and Saturdays. CNA 8 stated that resident 59 had been bathed that morning. On 10/9/19 at 2:42 PM, an interview was conducted with CNA 14. CNA 14 stated that showers were completed during the day, before his shift started at 2:00 PM. CNA 14 stated that resident 59 was bathed every other day. CNA 14 stated that resident 59 did not smell and he had not noticed that she was not getting showers. CNA 14 stated that resident 59 had not complained she was not getting showered.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0725 (Tag F0725)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney d...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney disease, left bundle-branch block, benign prostatic hyperplasia, disorientation, hyperlipidemia, hypothyroidism, osteoarthritis, pain, and dementia. On 10/7/19 at 10:57 AM, an observation was made of resident 176 with very messy hair, which appeared dirty, and an unkempt beard. Resident 176's medical record was reviewed on 10/10/19. A review of resident 176's CNA care tracker showed no documentation that resident 176 had a shower since his admission on [DATE]. A review of the nurses' progress notes revealed no documentation that resident 176 had refused any cares or treatments. On 10/10/19 at 11:45 AM, resident 176 was observed to be clean, his face was shaved, and he was in clean clothes. On 10/10/19 at 11:45 AM, resident 176's family member was interviewed. Resident 176's family member stated that when she visited resident 176 on 10/7/19 he appeared very unkempt and dirty. The family member stated that resident 176 had not been shaved and was still in the same hospital gown and pants that he had been admitted in 4 days prior. The family member stated that resident 176 was not able to shower or care for himself. The family member stated that due to resident 176's dementia and hearing loss, resident 176 had difficulty communicating his needs to staff. On 10/10/19 at 1:59 PM, a group interview was conducted with CNAs 2, 3, 4, and 5. CNA 5 stated that resident 176 required a 1 person extensive assistance with transfers, toileting, bathing, and dressing. CNA 5 stated that resident 176 never refused help with cares or treatments. All of the CNAs present stated that when the facility was short staffed, the CNAs usually did not get resident showers and vital signs completed. CNA 5 stated that resident 176's scheduled shower days were Monday, Wednesday, and Friday. CNA 2 stated that resident 176 received a shower on 10/9/19, but that he did not get shaved. CNA 2 stated that she shaved resident 176 the morning of 10/10/19. None of the CNAs knew why resident 176 did not get his scheduled shower on 10/4/19 as none of them worked with him that day. CNA 5 stated that she worked with resident 176 on 10/7/19, but was too busy to complete his scheduled shower that day. 5. On 10/7/19 at 10:15 AM, an interview was conducted with resident 56. Resident 56 stated that the staff rarely refilled the resident water mugs with fresh water unless she asked. Resident 56 stated that she worried about the other residents that were unable to request fresh water. On 10/7/19 at 10:32 AM, an interview was conducted with resident 268. Resident 268 stated that the staff did not refill her mug with fresh water. An observation was made of no water mug or cup in resident 268's room at that time. Resident 268 stated that she should have a mug in her room and did not know why she did not. On 10/7/19 at 2:42 PM, an interview was conducted with resident 27 and her family member. Resident 27 stated that she always had to request fresh water from staff; staff did not just bring water. Resident 27 stated that when her family came in, her family usually refilled resident 27's water. An observation was made of resident 27's room with no water mug in her room at that time. Resident 27 stated that she should always have water in her room. Resident 27 stated that 2 years ago she became so dehydrated in the facility, she went into kidney failure and was in the hospital for about a week. Resident 27's family member confirmed that staff rarely passed out fresh water to residents. On 10/8/19 at 8:19 AM, an interview was conducted with resident 21. Resident 21 stated that the staff never filled up his water mug. Resident 21 stated that he walked down to the kitchen and filled it up himself. On 10/10/19 at 6:53 AM, an observation was made of resident 66 in room [ROOM NUMBER]. Resident 66 did not have fresh water, the resident's mug was half full and there was no ice. On 10/10/19 at 7:00 AM, an observation was made of resident 54 in room [ROOM NUMBER]. Resident 54 stated that her water was warm and her mug was only half full. On 10/10/19 at 7:19 AM, an interview was conducted with resident 38. Resident 38 stated that staff did not refill his water mug the previous night. Resident 38's water mug was observed half full with no ice. On 10/10/19 at 9:05 AM, a follow up interview was conducted with resident 56. Resident 56 stated that her water in her mug was warm. Resident 56 stated that staff did not refill her water mug the previous night. Water pass was not observed to be done throughout the day on 10/10/19 for the 100 or 200 halls. On 10/10/19 at 2:10 PM, an interview was conducted with CNA 1 and CNA 13. CNA 1 and CNA 13 stated that they usually passed fresh water to residents about half way through their shift, right after lunch. CNA 1 stated that so far that day he had only given fresh water to the residents that asked for it. CNA 13 stated that she had not passed any fresh water out that day. CNA 1 stated that when the facility did not have enough CNAs working, and he was unable to complete all of his tasks, he usually eliminated his charting. CNA 13 stated that in she usually eliminated resident showers when she did not have enough time to complete her tasks. CNA 13 stated that she almost always worked over time at the facility. On 10/15/19 at 1:21 PM, an interview was conducted with CNA 8. CNA 8 stated that when the staff was short on CNAs, resident showers were usually skipped. CNA 8 stated that in addition to showers, water pass was frequently skipped. CNA 8 stated that fresh water and ice was supposed to be passed to the residents twice a day. CNA 8 stated that water pass was usually skipped at least once a day. 6. On 10/9/19 at 2:35 PM, a Resident Council meeting was conducted. Resident 56 stated that she doesn't like that the CNAs sit at the nurses' station at the same time when people need assistance. Resident 56 stated that it was always a 20 minute or more wait time for assistance, and that she has had to wait an hour for bathroom assistance. Resident 56 stated that they discussed staffing shortages in every resident council meeting. Resident 57 stated that there were not enough kitchen staff and frequently had to wait for food and meals to be served. Resident 57 stated that it felt like the more you complained about the wait time for assistance, the longer it seemed to take. Resident 27 stated that residents had to wait a long time to be transferred back to their room after dining. Resident 27 stated that there was not enough staff to assist with transferring residents and that she would often help others back to their room after dining. Review of the resident council meeting minutes revealed the following: a. On 4/8/19, the form documented under Are call lights being answered in a timely manner? that a resident needed assistance and not from other residents. b. On 5/13/19, the form documented that call lights were not being answered in a timely manner with a wait time of 45 minutes and that there was only 1 CNA quite a bit of the time. The form also documented that they needed more staff in the dining room. c. On 6/10/19, the form documented that agency [staff] doesn't seem to care. d. On 7/8/19, the form documented that there was a lack of staff at night and that residents were being woken up at 5:00 AM to ask if they wanted a shower. e. On 8/12/18 (sic), the form documented that call lights were not being answered in a timely manner. The form also documented that the call light were not left within reach and that when the lights were answered staff would turn the light off and then not return to provide assistance. The form also documented a concern of Residents reporting there was only 2 staff here for an entire night. f. On 9/9/19, the form documented that call lights were not being answered in a timely manner, that residents were being excessively left on toilet, and the average wait time was 20 minutes. The facility assessment was requested on 10/9/19. The facility Administrator provided the facility assessment on 10/15/19. The assessment revealed the facility was licensed for 92 beds. The section titled Staffing, Training, Services, & Personnel revealed that overall staffing and staff competencies were Sufficient. The section further revealed to Describe how you arrived at the determinations of sufficiency indicated in the sufficiency analysis for overall staffing, staff competencies, and services provided. The section revealed that The skills we depend on mostly are the ability of our nursing staff to give great care regardless of the resident's condition or diagnosis. This care often goes beyond the resident directly and require the expertise in communication with the family member, physicians, and any other clinical or psychosocial need that is offered in the community by the residents choice and direction. Each of our nursing staff.are licensed by the appropriate organizations pursuant to out stated and federal regulations. In addition, training was provided based on clients needs. The section further revealed that staffing was tracked every day and compared to the planned staffing, based on census and resident needs. The form assessment further revealed that Specific per patient day goals have been established to ensure sufficient cares in all categories above, in addition to support overall business needs and requirements. The above categories were, daily care, bed mobility, transfer, walk in room, toilet use, eating, bathing, dressing, and hygiene/grooming. On 10/10/19 at 1:00 PM, an interview was conducted with the Administrator. The Administrator stated that their goal was to have every staff member show up to work and not call in. The Administrator stated that he was aware the culture here is short staff. The Administrator stated he had been receiving complaints that there were not enough staff from residents. The Administrator stated that they were trying to change the CNAs dialog about being short staffed. The Administrator stated he was working hard to get Agency staff out of the building. The Administrator stated that the reality in the city was that agency staff worked 30-60 hours a week in the facility. The Administrator stated that there were huddles done daily with the staff and building trying to build a new perception that they were not understaffed. The DON stated that the staffing ratios at the facility were better than most. The DON stated that he did a training to remind staff why they were working at the facility. The DON stated that he trained staff on taking care of everything for a resident before leaving their room so they did not have to enter the room multiple times. The Administrator stated that It takes a while to change the culture. The Administrator stated he wanted to keep the staff out of the nurses' station but have enough staff to not be too busy. The Administrator stated that staffing was a topic in the quality assurance meetings. Based on observation, interview and record review it was determined, for 15 of 42 sample residents, that the facility did not have sufficient nursing staff with the appropriate competencies and skills set to provide nursing and related services to assure resident safety and attain or maintain the highest practicable physical, mental, and psychosocial well-being of each resident, as determined by resident assessments and individual plans of care and considering the number, acuity and diagnoses of the facility resident population in accordance with the facility assessment. Specifically, resident call lights were observed to alarm for greater than 5 minutes, residents complained there was not enough staff, and resident council minutes revealed complaints of low staffing. Resident identifiers: 11, 12, 19, 21, 27, 30, 38, 54, 56, 57, 66, 67, 118, 176 and 268. Findings include: 1. The following interviews from residents were: a. On 10/8/19 at 10:30 AM, an interview was conducted with resident 118's family member. Resident 118's family member stated that there was not enough staff on the weekends. Resident 118's family member stated that when she called to have a tour of the facility prior to resident's admit, the staff told her to not come visit on the weekends because there was not enough staff. b. On 10/07/19 at 10:58 AM, an interview was conducted with resident 30. Resident 30 stated that there was not enough staff. Resident 30 stated that she was told yesterday there was only 1 Certified Nursing Assistant (CNA) for the 100 hall. Resident 30 stated that during the weekend she had waited in the bathroom for 45 minutes. Resident 30 stated that CNAs told her there were not enough staff. c. On 10/7/19 at approximately 2:00 PM, an interview was conducted with resident 19. Resident 19 stated that he had to wait for 5 to 10 minutes to have his call light answered. d. On 10/7/19 at 2:50 PM, an interview was conducted with resident 66. Resident 66 stated that her call light was not answered as quickly as I want. Resident 66 stated her legs were dangling from the wheelchair because staff had removed her foot rests to put her in bed. Resident 66 stated that staff had not returned to put her back in bed. e. On 10/7/19 at 3:00 PM, an interview was conducted with resident 67. Resident 67 stated that the facility was Usually short staffed on Sundays. f. On 10/7/19 at 10:13 AM, an interview was conducted with resident 56. Resident 56 stated that staff usually took at least 20 minutes to answer her call light. Resident 56 stated that she was sent things that she didn't like for breakfast so she asked for cereal at 9:00 AM, and was still waiting. Resident 56 stated that she was leaving for an outing with her daughter soon and would not have time to eat breakfast now. g. On 10/7/19 at 10:29 AM, an interview was conducted with resident 268. Resident 268 stated that when she used her call light it took a long long time for staff to answer it, usually over 20 minutes. h. On 10/7/19 at 2:40 PM, an interview was conducted with resident 27 and resident 27's family member. Resident 27 stated that she was fairly independent and did not use her call light often, but when she did use her call light it was pretty important. Resident 27 stated that it would take up to an hour for staff to answer her call light. Resident 27's family member stated that staff rarely helped resident 27, and would say [resident 27] can do it herself. i. On 10/8/19 at 8:17 AM, an interview was conducted with resident 21. Resident 21 stated that he did not use his call light very much anymore because it took half an hour for staff to come help. Resident 21 stated that he now just went out to the nurses' station if he needed help. 2. The following observations were made of call lights: a. On 10/8/19 at 7:44 AM, resident 12's call light was alarming. At 7:54 AM, CNA 8 entered resident 12's room; the CNA turned the call light off and stated We will be with you soon. At 7:57 AM, resident 12 turned his call light back on. At 8:05 AM, the Resident Advocate (RA) entered resident 12's room, and turned off the call light. An interview was immediately conducted with the RA. The RA stated that resident 12 wanted to get out of bed. The RA stated that she told CNA 8 and another CNA that resident 12 wanted to get out of bed. At 8:29 AM, CNA 8 entered resident 12's room. After CNA 8 left resident 12's room, resident 12 was observed up in his wheelchair. b. On 10/7/19 at 8:26 AM, resident 11's call light was alarming. At 8:32 AM, a CNA entered resident 11's room and turned off the call light. At 8:36 AM, resident 11 turned her call light back on. At 8:38 AM, staff turned off resident 11's call light again. At 8:40 AM, resident 11 turned her call light back on. At 8:49 PM, CNA 8 entered resident 11's room. At 9:10 AM, resident 11 was interviewed. Resident 11 stated that she had her call light on because she needed to use the restroom. Resident 11 stated that she had an accident waiting for staff to come. c. On 10/8/19 at 1:07 PM, the call light for room [ROOM NUMBER] was alarming. room [ROOM NUMBER]'s bathroom call light started alarming at 1:16 PM. Both call lights were turned off at 1:19 PM. d. On 10/8/19 at 1:25 PM, resident 11's call light was alarming. Resident 11's call light was answered at 1:34 PM. Resident 11's call light alarmed for 9 minutes before being answered by a staff member. e. On 10/9/19 at 9:32 AM, the call light for room [ROOM NUMBER] was alarming until 9:45 AM. The call light alarmed for 13 minutes before being answered by a staff member. f. On 10/9/19 at 4:30 PM, an observation was made of the call light on in room [ROOM NUMBER]. The call light alarmed for 10 minutes before being answered by a staff member. g. On 10/09/19 at 8:12 AM, an observation was made of the call light on in room [ROOM NUMBER]. The call light alarmed for 12 minutes before being answered by the Business Office Manager. h. On 10/8/19 at 1:22 PM, an observation was made of a resident family member requesting assistance at the nurses' station. A Director of Nursing (DON) from a sister facility was observed to tell the family member that she could not help, the sister DON stated that she did not work at the facility and did not know what she was doing. The sister DON stated that she just came down to this facility to help answer call lights and pass hall trays since the state survey team was in the building. i. On 10/9/19 at 4:45 PM, an observation was made of the call light on in room [ROOM NUMBER]. The call light was answered at 4:56 PM. room [ROOM NUMBER]'s call light alarmed for 11 minutes before being answered by a staff member. 3. The following staff members were interviewed: a. On 10/10/19 at 11:29 AM, an interview was conducted with CNA 1. CNA 1 stated that if a CNA did not come to work, someone was called in to help and usually showed up within an hour. CNA 1 stated that there were float CNAs that were pulled to replace a CNA on the hall. CNA 1 stated that the float CNA shift was started a few weeks ago and it was very helpful to have the floating CNA. CNA 1 stated that he needed 3 CNAs for the 100 and 200 hall when getting resident's ready for meals and during showers. CNA 1 stated that they also needed 3 CNAs during meal time for 1 to be in the dining room, 1 on the floor and another 1 to serve meal trays to residents in their room. b. On 10/9/19 at 6:19 PM, an interview was conducted with CNA 6. CNA 6 stated that she worked the 100 and 200 hall. CNA 6 stated that there were 29 residents on the 100 and 200 halls. CNA 6 stated there were usually 2 CNAs for 29 residents. CNA 6 stated if she was with a CNA that knew the resident they were able to get all the showers done, charting and meal trays cleaned up by 10:00 AM. CNA 6 stated that if she was with someone who is slow, I leave showers till the last thing. CNA 6 stated that she made sure all residents were dry. CNA 6 stated that she had 10 residents that required 2 person assistance with transfers. CNA 6 stated if there were 2 CNAs for the 100 and 200 hall then nurses answered call lights. CNA 6 stated that if there were not enough staff, then resident showers were not completed. c. On 10/10/19 at approximately 6: 55 AM, an interview was conducted with CNA 10. CNA 10 stated that she had worked at the facility 30-60 hours per week for the last 3 months. CNA 10 was an agency staff. d. On 10/10/19 at 1:59 PM, an interview was conducted with CNA 4. CNA 4 stated that she was frequently asked to work late and pick up overtime shifts. CNA 4 stated that she and CNA 13 usually worked over 60 hours a week.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0761 (Tag F0761)

Could have caused harm · This affected multiple residents

Based on observation and interview it was determined that the facility did not ensure safe storage of drugs and biologicals in accordance with accepted professional principles; or include the appropri...

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Based on observation and interview it was determined that the facility did not ensure safe storage of drugs and biologicals in accordance with accepted professional principles; or include the appropriate accessory and cautionary instructions, and the expiration date on the medications. Specifically, a medication cart was left unlocked and unattended, medications were found in resident rooms without an order. Additionally, medications and laboratory supplies that had expired were still available for use. Resident identifiers: 24, 60, and 61. Findings include: 1. On 10/7/19 at 11:03 AM, an observation was made of the 200 hall medication cart by the nurses' station, unlocked and unattended. At 11:07 AM, the nurse returned momentarily to the nurses' station, and left again, the medication cart remained unlocked. At 11:09 AM, the nurse returned and locked the medication cart. On 10/9/19 at 6:18 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that medication carts should be locked any time the nurse was more than a few feet away. The DON stated that the medication carts must remain locked for safety, and to ensure that resident's and family members were not accessing the carts. 2. On 10/7/19 at 8:44 AM, an observation was made of resident 24's room. A bottle of clobetasol 0.05% topical ointment was observed on resident 24's bedside table. Resident 24 did not have a cognitive assessment completed, but did have a diagnosis of dementia. Resident 24's medical record was reviewed on 10/9/19, and revealed no current orders for clobetasol. An order for clobetasol 0.05% topical was entered on 6/5/18 and was discontinued on 3/6/19. 3. On 10/7/19 at 8:49 AM, an observation was made of resident 60's room. Resident 60 was observed to have an almost full bottle of vitamin B12 and another almost full bottle of vitamin B6 on the bedside table. Resident 60 had a Brief Interview for Mental Status (BIMS) score of 10, which indicated mild cognitive impairment. Resident 60 also had a diagnosis of Alzheimer's. Resident 60's medical record was reviewed on 10/9/19, and revealed no discontinued or current orders for vitamin B12 or vitamin B6. 4. On 10/8/19 at 7:41 AM, an observation was made of resident 61's room. Resident 61 was observed to have oxymetazoline nasal spray on her bedside table. Resident 61 ha a BIMS score of 9, which indicated mild cognitive impairment. Resident 61's medical record was reviewed on 10/9/19, and revealed no current orders for oxymetazoline. An order for oxymetazoline nasal spray twice a day for 5 day was started on 6/26/19 and discontinued on 7/1/19. According to Wolters-Kluwer 2016 Nursing Drug Handbook, pages 1082-1083 for oxymetazoline hydrochloride (intranasal), prolonged use may result in rebound congestion. On 10/9/19 at 5:16 PM, an interview was conducted with Certified Nursing Assistant (CNA) 6. CNA 6 stated that resident's 24, 60, and 61 were not approved to keep and administer their own medications. CNA 6 stated that when medications were found in a resident room the CNA must remove the medication and take it to the nurse. On 10/9/19 at 5:32 PM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that resident 24, 60, and 61 should not have medication in their rooms. RN 2 stated that when medications were found in resident rooms, the medication should be removed and the resident educated on safety risks of having medication in their room. On 10/9/19 at 6:18 PM, an interview was conducted with the DON. The DON stated that if residents wanted to administer their own medications, the facility and doctor would conduct safety evaluations of the resident, if approved the resident would be required to keep the medications locked up in their room. The DON stated that the risk of resident's keeping unapproved medications in their rooms was that the medical staff would be unaware of what and how much medications the resident were receiving. The DON stated that he was unaware of the risks of long term use of oxymetazoline. 5. On 10/9/19 at approximately 4:00 PM, the 100 hall medication room was observed. The laboratory supplies contained 37 blue top test tubes all of which had an expiration date of 8/31/19. The medication room contained 1 anaerobic blood culture test tube with an expiration date of 6/30/19, and 1 aerobic blood culture test tube with an expiration date of 8/31/19. There were 8 Blood culture collection kit(s) all of which expired 7/13/19. The medication room also contained culture swabs for wound infection and influenza diagnosis, 5 swabs had an expiration date of 12/31/18, while 2 other swabs were found to have an expiration date of 5/2018. 6. On 10/9/19 at approximately 4:15 PM, the 100 hall treatment cart was observed. The cart was observed to contain 16 providone-iodine prep pads, all of which had an expiration date of 3/2019. Additionally, the cart contained 3 glycerin suppositories all of which had an expiration date of 7/2019. There was also 1 open tube of triamcinolone cream with an expiration date of 9/2018. 7. On 10/9/19 at approximately 4:45 PM, an observation was made of the 300 hall medication room. The laboratory supplies contained 4 blue top test tubes, all of which had an expiration date of 8/31/19. The laboratory supplies also contained culture swabs for wound infection and influenza diagnosis, 2 of those swabs had expiration dates of 7/2019. 8. On 10/9/19 at approximately 4:55 PM, an observation was made of the 400 hall medication room. The laboratory supplies contained 10 blue top test tubes, all of which had an expiration date of 8/31/19. The laboratory supplies also contained culture swabs for wound infection and influenza diagnosis, 1 of those swabs had expiration date of 7/2019. 9. On 10/9/19 at approximately 5:00 PM, an observation was made of the 400 hall medication cart. The medication cart contained a large stack of providone-iodine prep pads, all of which had expired on 3/2019. On 10/9/19 at 4:31 PM, an interview was conducted with RN 2. RN 2 stated that the facility nurses drew all of the physician ordered laboratory samples. RN 2 stated that the laboratory supplies in the 100 hall medication room were used frequently. RN 2 verified that the treatment cart supplies were expired and should have been thrown away. On 10/9/19 at 5:09 PM, an interview was conducted with Licensed Practical Nurse (LPN) 1. LPN 1 verified that the laboratory supplies in the 400 hall medication room were expired. LPN 1 also verified that the providone-iodine prep pads in the 400 hall medication cart expired 3/2019. On 10/9/19 at 5:32 PM, a follow-up interview was conducted with RN 2. RN 2 verified that the laboratory supplies in the 100 hall medication room were expired. On 10/9/19 at 6:18 PM, an interview was conducted with the DON. The DON stated that the risks of collecting laboratory samples with expired supplies were that the laboratory results could be inaccurate. The DON stated the risk of using expired medications and prep pads would be that they could be ineffective.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0804 (Tag F0804)

Could have caused harm · This affected multiple residents

Based on observation, interview and record review it was determined, for 12 of 42 sample residents, that the facility did not provide each resident with food and drink that was palatable, attractive, ...

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Based on observation, interview and record review it was determined, for 12 of 42 sample residents, that the facility did not provide each resident with food and drink that was palatable, attractive, and at a safe and appetizing temperature. Specifically, resident's complained of food quality, resident council minutes revealed complaints of food and a test tray was obtained which was bland and cold to the taste. Resident identifiers: 4, 12, 19, 21, 27, 30, 35, 38, 56, 59, 67 and 268. Findings include: 1. On 10/7/19 at 2:30 PM, an interview was conducted with resident 19. Resident 19 stated that the food tasted terrible. Resident 19 stated I don't eat. Resident 19 stated that he was drinking a high calorie and protein drink to keep from loosing weight. 2. On 10/07/19 at 10:49 AM, an interview was conducted with resident 30. Resident 30 stated that her food preferences were not honored. Resident 30 stated a lot of the food was spicy and she was unable to eat it. Resident 30 stated that the meal the day before was salty. 3. On 10/07/19 at 11:48 AM, an interview was conducted with resident 59. Resident 59 stated the food was so, so. Resident 59 stated that she had an egg this morning that was stringy and flat. Resident 59 stated that breakfast was served cold. 4. On 10/7/19 at 2:40 PM, an interview was conducted with resident 12. Resident 12 stated that half the food was served cold. 5. On 10/7/19 at 3:00 PM, an interview was conducted with resident 67. Resident 67 stated the food was too salty Resident 67 stated I don't much care for their food. Resident 67 stated that he was served tomato soup out of a can that had not been mixed with water. Resident 67 stated that the soup was served cold. 6. On 10/7/19 at 10:13 AM, an interview was conducted with resident 56. Resident 56 stated that the food served at the facility tasted odd from whatever kind of spices the kitchen used. 7. On 10/7/19 at 2:41 PM, an interview was conducted with resident 27. Resident 27 stated that the food served at the facility did not taste good. Resident 27 also stated that the food was usually cold, even though she ate most of her meals in the dining room. 8. On 10/7/19 at 10:31 AM, an interview was conducted with resident 268. Resident 268 stated that the food served at the facility was almost always cold, stated that she ate in the dining room most of the time. 9. On 10/8/19 at 8:15 AM, an interview was conducted with resident 21. Resident 21 stated that he bought all his own food because the food served at the facility was terrible. Resident 21 stated that all of the food the facility served was prepackaged and canned, stated none of it was fresh. 10. On 10/7/19 11:15 AM, an interview was conducted with resident 38. Resident 38 stated that the meals were usually at least 20 minutes late in the dining room, and even later if you stayed in your room for meals. 11. On 10/07/19 at 2:17 PM, an interview was conducted with resident 4. Resident 4 stated she hated most of the food at the facility. Resident 4 stated that the food did not taste good and that the seasoning was not good. 12. On 10/7/19 at 2:13 PM, an interview was conducted with resident 35. Resident 35 stated that she chose not to eat meals in her room because the food was always served cold from the hall carts. Resident 35 stated that if her meal tray was put on the hall cart by accident the staff would deliver the meal tray to the dining room. Resident 35 stated that she would refuse her meal from the hall cart because it would be served cold. On 10/9/19, the resident council meeting minutes were reviewed and revealed the following: a. On 4/8/19, the form documented dietary concerns of not enough condiments, no garnishes on salad, need maple syrup, and need whipping cream for Jell-O and desserts. b. On 5/13/19, the form documented dietary concerns of still needed condiments such as syrup, ketchup, butter, and salt/pepper on tables. The form also documented that hall trays were often cold when served to residents. c. On 6/10/19, the form documented dietary concerns of kitchen staff not reading meal slips and providing what was ordered, especially alternatives. d. On 7/8/19, the form documented dietary concerns of Rolls are too hard!! Need butter! Additional dietary concerns were too much marinara and chicken, too frequent, add hot dogs and pizza to alternative food options, and provide more tacos. e. On 8/2/19, the form documented dietary concerns of Rolls are very hard. Only getting butter, jam, salt and pepper on request. Additional dietary concerns were that the kitchen was telling residents that the alternative food items were out of stock, no snacks were served, and that the food was barely warm. f. On 9/9/19, the form documented dietary concerns of rolls too hard, requested potato rolls, make fry sauce and coffee in advance of the meal, requested more variety for lunch, requested larger portions for dinner, requested more Mexican and pizza options, offer snacks (peanut butter and jelly sandwiches, cheese and crackers, yogurt and fruit) and routinely stock the condiments especially the salt and pepper. The form also documented that the kitchen is always out of something. On 10/10/19 at 11:26 AM, an interview was conducted with Certified Nursing Assistant (CNA) 1. CNA 1 stated that he gets a fair amount of complaints about food. CNA 1 stated that he will report to the kitchen when a resident told him they disliked a food. CNA 1 stated that if they did not like a food offered, he offered to get them something else. CNA 1 stated that residents that eat in their room complain of cold food. On 10/10/19 at 11:33 AM, a meal tray was requested from [NAME] 1. At 11:38 AM, an observation was made of [NAME] 1 placing food on the test plate. At 11:39 AM, the plate was placed on the cart for the 400 and 500 hall. The cart was observed to leave the kitchen and was placed outside of the dining room. The Dietary Manager stated that we usually leave it here and call the CNAs to come pick it up. At 11:46 AM, physical therapy assistant 1 was observed to take the meal cart to the 400 hall. At 11:48 AM, the Minimum Data Set coordinator served 1st tray. The last try was observed to be served at 12:06 PM. At 12:09 PM, the meal tray temperatures were obtained. [Note: All temperatures were in degrees Fahrenheit.] The turkey was 102.2, mashed potatoes 117.3, spinach 109.2, roll 98.6. The mousse was 61.9. The turkey was cold to the taste with a slimy texture and was bland to the taste. The mashed potatoes were cold to the taste with had large lumps. The spinach was cold to the taste and a mushy texture. The roll was was cold to the taste. The mouse had a milk peanut butter flavor. On 10/15/19 at 12:29 PM, an interview was conducted with the Head Cook. The Head [NAME] stated that she had not heard resident's complain about food being cold or food quality. On 10/15/19 at 12:35 PM, an interview was conducted with [NAME] 1. [NAME] 1 stated that meals served to the halls had a hot plate under the plate and a cover on the top to keep the food warm. [NAME] 1 stated that they ran out of hot plates and domes so they were covering plates with plastic wrap. [NAME] 1 stated that the Dietary Manager ordered more hot plates and domes because there were not enough for all the meals served to residents in their rooms.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Deficiency F0807 (Tag F0807)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that for 8 of 42 sample residents the facility did not provide each residen...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that for 8 of 42 sample residents the facility did not provide each resident with drinks, including water and other liquids consistent with resident needs and preferences and sufficient to maintain resident hydration. Specifically, residents were not given fresh water at bedside. Additionally, diabetic residents were served regular coke. Resident identifiers: 21, 27, 38, 54, 56, 59, 66, and 268. Findings included: 1. On 10/7/19 at 12:09 PM, an observation was made of the lunch time meal in the main dining room. Resident 59 and 268 were sitting at the middle table on the far east side of the dining room. Both resident 59 and 268 requested diet coke with their meal. The Certified Nursing Assistant (CNA) brought both residents regular coke, the CNA told the residents that the kitchen was out of diet coke. An observation of resident 59 and resident 268's diet order tickets, which revealed that both residents were diabetic. On 10/9/19 at 9:42 AM, an interview was conducted with the Registered Dietitian (RD). The RD stated that resident's with diabetes were to be offered a diet punch or other diet beverages over regular coke. On 10/10/19 at 11:20 AM, an interview was conducted with Certified Nursing Assistant (CNA) 13. CNA 13 stated that if a resident asked for coke, then the CNA would check with the nurse to see if they could have it. CNA 13 stated that if the resident was diabetic then they would offer other diabetic friendly options first. 2. On 10/7/19 at 10:15 AM, an interview was conducted with resident 56. Resident 56 stated that the staff rarely refilled the resident water mugs with fresh water unless she asked. Resident 56 stated that she worried about the other residents that were unable to request fresh water. On 10/7/19 at 10:32 AM, an interview was conducted with resident 268. Resident 268 stated that the staff did not refill her mug with fresh water. An observation was made of no water mug or cup in resident 268's room at that time. Resident 268 stated that she should have a mug in her room and did not know why she did not. On 10/7/19 at 2:42 PM, an interview was conducted with resident 27 and her family member. Resident 27 stated that she always had to request fresh water from staff; staff did not just bring water. Resident 27 stated that when her family came to visit then her family usually refilled her water. An observation was made of resident 27's room with no water mug in her room at that time. Resident 27 stated that she should always have water in her room. Resident 27 stated that 2 years ago she became so dehydrated in the facility, she went into kidney failure and was in the hospital for about a week. Resident 27's family member confirmed that staff rarely passed out fresh water to residents. On 10/8/19 at 8:19 AM, an interview was conducted with resident 21. Resident 21 stated that the staff never filled up his water mug. Resident 21 stated that he walked down to the kitchen and filled it up himself. On 10/10/19 at 6:53 AM, an observation was made of resident 66 in room [ROOM NUMBER]. Resident 66 did not have fresh water, the resident's mug was half full and there was no ice. On 10/10/19 at 7:00 AM, an observation was made of resident 54 in room [ROOM NUMBER]. Resident 54 stated that her water was warm and her mug was only half full. On 10/10/19 at 7:19 AM, an interview was conducted with resident 38. Resident 38 stated that staff did not refill his water mug the previous night. Resident 38's water mug was observed half full with no ice. On 10/10/19 at 9:05 AM, a follow up interview was conducted with resident 56. Resident 56 stated that her water in her mug was warm. Resident 56 stated that staff did not refill her water mug the previous night. Water pass was not observed to be done throughout the day on 10/10/19 for the 100 or 200 halls. On 10/10/19 at 2:10 PM, an interview was conducted with CNA 1 and CNA 13. CNA 1 and CNA 13 stated that they usually passed fresh water to residents about half way through their shift, right after lunch. CNA 1 stated that so far that day he had only given fresh water to the residents that asked for it. CNA 13 stated that she had not passed any fresh water out that day. On 10/15/19 at 1:21 PM, an interview was conducted with CNA 8. CNA 8 stated that when the staff was short on CNA's, resident showers were usually skipped. CNA 8 stated that in addition to showers, water pass was frequently skipped. CNA 8 stated that fresh water and ice was supposed to be passed to the residents twice a day. CNA 8 stated that water pass was usually skipped at least once a day. 3. On 10/9/19 at 2:35 PM, a Resident Council meeting was conducted. Resident 56 stated that the facility had ran out of diet coke. Review of the resident council meeting minutes revealed the following: a. On 4/8/19, the form documented not enough drinks - only ¼ filled on hall trays and Need fresh water and mugs. The response from the dietary department was trying to get the right size cups, because these ones are 16 ounce (oz.) and it should be 6 oz. b. On 5/13/19, the form documented a concern of fresh water filled only when asked - want regularly, and Fresh water not being passed. c. On 6/10/19, the form documented a concern of still need fresh water and mugs. d. On 7/8/19, the form documented a concern of still need fresh water. e. On 8/12/19, the form documented a concern of FRESH WATER - Have to ask for it. Not being delivered on a routine. f. On 9/9/19, the form documented a concern of Water - still need to ask and fresh water not routinely offered. On 10/15/19 at 12:43 PM, an interview was conducted with the Resident Advocate (RA). The RA stated that she participated in the resident council meeting each month. The RA stated that when a concern was discussed she would inform the department manager of that area of concern. The RA stated that the department manager would generally write a resolution, and would provide the staff with an in-service to address the concern. The RA stated that the concern was acknowledged by the administrator, the department manager and herself, and they would sign off on it. The RA stated that reoccurring complaints or concerns were addressed with another in-service or training. The RA stated that the concern related to fresh water was addressed and a new protocol was established. The facility purchased new water mugs, and the CNAs were to provide fresh water two times a day. The RA stated that she was not aware of when the new protocol was implemented and but she believed it was between August and September 2019. The RA stated that there was a hydration program prior to the new protocol, but was not aware of what that program was. The RA stated that she was aware that the new hydration protocol was in place during last month's resident council meeting when the issue of concern was voiced again by the residents. The RA stated that her responsibility with resolving the concerns identified during resident council meetings was to forward those concerns to the appropriate department managers. I recognized that it was still a concern, like I said, it was education provided by the department head. On 10/15/19 at 1:09 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that the concerns identified in the resident council meeting were discussed in the morning stand up meeting. The DON stated that prior to August 2019 he was not aware of how the concerns were addressed. The DON stated that he started his employment at the facility in August 2019. The DON stated that grievance resolution was ultimately the responsibility of the entire team. The DON stated that education was provided to the CNAs by verbal communication and that the hydration protocol was a weekly focus in September 2019. The DON stated that for education and training he utilized the WhatsApp to make sure that everyone received the communication. The DON stated that the agency staff were not on the WhatsApp and that he would communicate with them in a daily huddle. The DON stated that he conducted rounds of resident rooms in September and determined that water service was not an active concern as he was able to visualize resident's water mugs full. The DON stated that the hydration protocol was that the CNAs should be filling up the water mugs every shift.
CONCERN (E)

Potential for Harm - no one hurt, but risky conditions existed

Food Safety (Tag F0812)

Could have caused harm · This affected multiple residents

**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 5. On 10/10/19 at 7:58 AM, an observation was made of Certified Nurse Assistant (CNA) 10. CNA 10 was observed to enter the kitch...

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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 5. On 10/10/19 at 7:58 AM, an observation was made of Certified Nurse Assistant (CNA) 10. CNA 10 was observed to enter the kitchen during the breakfast meal delivery. CNA 10 walked around the food prep table in the kitchen between the grill and table. CNA 10 did not have a hair net on and CNA 10's hair was observed to be long and pulled back in a ponytail. On 10/15/19 at 8:15 AM, an observation was made of CNA 12. CNA 12 was observed to enter the kitchen and walk to the trayline. CNA 12 was observed to be standing over an uncovered tray on trayline without a hairnet. An immediate interview was conducted with the Dietary Manager (DM). The DM stated that staff should wear a hair net in the kitchen and that he witnessed CNA 10 entering an area that required hair nets. The DM stated that she was in an area that she shouldn't be, and I told her to get out of there. Based on observation, interview and record review it was determined that the facility did not store, prepare, distribute and serve food in accordance with professional standards for food service safety. Specifically, observations were made of uncovered food being transported and served in the hallways, outdated food was located in the refrigerator, and staff were observed in the food prep area without a hairnet. Findings include: 1. On 10/7/19 at 10:10 AM, an initial tour of the kitchen was conducted. The following was observed: a. A white substance in a container did not have a label and was dated 10/21/19 in the refrigerator. b. A container labeled ketchup had a use by date of 10/3/19. c. A container labeled Cilantro Crema had a use by date of 10/2/19. d. A container with cooked rice had a use by date of 10/7/19. e. There was black debris on the floor behind the oven. 2. On 10/15/19 at 12:29 PM, a follow up tour of the kitchen was conducted. The following was observed: a. There was black debris behind the oven. b. There was cucumber sauce dated 10/12/19 in the refrigerator. c. There was enchilada sauce in a container in the refrigerator with a use by date of 10/14/19. d. There was a container labeled French Toast Prep dated 10/10/19 with a use by date of 10/12/19 in the refrigerator. e. There was a container labeled Eggs dated 10/12/19 with a use by date of 10/14/19 in the refrigerator. f. There was a container labeled Pancake Mix with a date of 10/9/19 with no use by date in the refrigerator. 3. On 10/10/19 at 11:33 AM, an observation was made of the meal tray line in the kitchen. [NAME] 1 was observed to pick up tongs out of a bowl with bread, touching the handle of the tongs barehanded. [NAME] 1 was observed to place the handle of the tongs back into the bowl with the bread. 4. The following observations were made of food being transported through the halls uncovered: a. On 10/7/19 at 8:42 AM, an observation was made in the 100 hall. Staff were observed to be serving breakfast trays to residents. There were drinks and cereal on the breakfast trays that were transported by staff through the hallways uncovered. b. On 10/7/19 at 11:36 AM, an observation was made in the 400 and 500 hall. Staff were observed to be serving lunch trays to the residents. The lunch tray cart was stationed outside of resident room [ROOM NUMBER]. The desserts on the resident lunch trays were observed to not have a cover on them. The staff delivered resident lunch trays to rooms 404, 505, 507, and 509. c. On 10/7/19 at 11:58 AM, an observation was made in the 100 hall. Staff were observed to be serving lunch trays to the resident. The lunch tray cart was stationed outside of resident room [ROOM NUMBER]. The desserts on the resident lunch trays were observed to not have a cover on them. The staff delivered resident lunch trays to room [ROOM NUMBER], 108, 112, and 114. The resident in room [ROOM NUMBER] was not in the room. The staff were observed to carry the lunch tray through the hall and the tray was place back in the lunch tray cart. d. On 10/7/19 at 12:05 PM, an observation was made in the 200 hall. Staff were observed to push the 100 hall lunch tray cart to the 200 hall. The lunch tray cart was stationed outside of resident room [ROOM NUMBER]. The desserts on the resident lunch trays were observed to not have a cover on them. The staff delivered resident lunch trays to room [ROOM NUMBER], 209, and 211. e. On 10/8/19 at 3:50 PM, an observation was made in the 400 hall. A cart with 10 individual bowls of uncovered ice cream was observed outside of room [ROOM NUMBER]. There was no staff present. A volunteer exited room [ROOM NUMBER] and stated that she was passing snacks for the residents. f. On 10/08/19 at 3:47 PM, an observation was made of the Recreational Therapy (RT) staff delivering bowels of ice cream to residents in the 300 hallway. The bowls of ice cream were observed uncovered on the delivery tray. An immediate interview was conducted with the RT staff. The RT staff stated that when she delivered ice cream she did not usually cover them. On 10/15/19 at 12:29 PM, an interview was conducted with the Head Cook. The Head [NAME] stated that all things in the refrigerator were to be labeled with the items, delivered date, and a use by date. The Head [NAME] stated that all prepared foods were to be thrown out within 3 days. The Head [NAME] stated that the debris behind the oven was from cleaning the oven. The Head [NAME] stated that staff did not clean behind the oven because it did not move.
Understanding Severity Codes (click to expand)
Life-Threatening (Immediate Jeopardy)
J - Isolated K - Pattern L - Widespread
Actual Harm
G - Isolated H - Pattern I - Widespread
Potential for Harm
D - Isolated E - Pattern F - Widespread
No Harm (Minor)
A - Isolated B - Pattern C - Widespread

Questions to Ask on Your Visit

  • "What changes have you made since the serious inspection findings?"
  • "Why is there high staff turnover? How do you retain staff?"
  • "Can I speak with families of current residents?"
  • "What's your RN coverage like on weekends and overnight?"

Our Honest Assessment

Strengths
  • • Licensed and certified facility. Meets minimum state requirements.
Concerns
  • • Multiple safety concerns identified: 1 life-threatening violation(s), 3 harm violation(s), $32,029 in fines, Payment denial on record. Review inspection reports carefully.
  • • 31 deficiencies on record, including 1 critical (life-threatening) violation. These warrant careful review before choosing this facility.
  • • $32,029 in fines. Higher than 94% of Utah facilities, suggesting repeated compliance issues.
  • • Grade F (23/100). Below average facility with significant concerns.
Bottom line: Trust Score of 23/100 indicates significant concerns. Thoroughly evaluate alternatives.

About This Facility

What is Rocky Mountain Care - The Lodge's CMS Rating?

CMS assigns Rocky Mountain Care - The Lodge an overall rating of 3 out of 5 stars, which is considered average nationally. Within Utah, this rating places the facility higher than 0% of the state's 100 nursing homes. This mid-range rating indicates the facility meets federal standards but may have areas for improvement.

How is Rocky Mountain Care - The Lodge Staffed?

CMS rates Rocky Mountain Care - The Lodge's staffing level at 3 out of 5 stars, which is average compared to other nursing homes. Staff turnover is 56%, which is 10 percentage points above the Utah average of 46%. High turnover can affect care consistency as new staff learn residents' individual needs. RN turnover specifically is 61%, which is notably high. RNs provide skilled clinical oversight, so turnover in this role can affect medical care quality.

What Have Inspectors Found at Rocky Mountain Care - The Lodge?

State health inspectors documented 31 deficiencies at Rocky Mountain Care - The Lodge during 2019 to 2025. These included: 1 Immediate Jeopardy (the most serious level, indicating potential for serious harm or death), 3 that caused actual resident harm, and 27 with potential for harm. Immediate Jeopardy findings are rare and represent the most serious regulatory concerns. They require immediate corrective action.

Who Owns and Operates Rocky Mountain Care - The Lodge?

Rocky Mountain Care - The Lodge is owned by a non-profit organization. Non-profit facilities reinvest revenue into operations rather than distributing to shareholders. The facility is operated by ROCKY MOUNTAIN CARE, a chain that manages multiple nursing homes. With 92 certified beds and approximately 73 residents (about 79% occupancy), it is a smaller facility located in Heber City, Utah.

How Does Rocky Mountain Care - The Lodge Compare to Other Utah Nursing Homes?

Compared to the 100 nursing homes in Utah, Rocky Mountain Care - The Lodge's overall rating (3 stars) is below the state average of 3.3, staff turnover (56%) is near the state average of 46%, and health inspection rating (3 stars) is at the national benchmark.

What Should Families Ask When Visiting Rocky Mountain Care - The Lodge?

Based on this facility's data, families visiting should ask: "What changes have been made since the serious inspection findings, and how are you preventing similar issues?" "How do you ensure continuity of care given staff turnover, and what is your staff retention strategy?" "Can I visit during a mealtime to observe dining assistance and food quality?" "How do you handle medical emergencies, and what is your hospital transfer rate?" These questions are particularly relevant given the facility's Immediate Jeopardy citations and the facility's high staff turnover rate.

Is Rocky Mountain Care - The Lodge Safe?

Based on CMS inspection data, Rocky Mountain Care - The Lodge has documented safety concerns. Inspectors have issued 1 Immediate Jeopardy citation (the most serious violation level indicating risk of serious injury or death). The facility has a 3-star overall rating and ranks #100 of 100 nursing homes in Utah. Families considering this facility should ask detailed questions about what corrective actions have been taken since these incidents.

Do Nurses at Rocky Mountain Care - The Lodge Stick Around?

Staff turnover at Rocky Mountain Care - The Lodge is high. At 56%, the facility is 10 percentage points above the Utah average of 46%. Registered Nurse turnover is particularly concerning at 61%. RNs handle complex medical decisions and coordinate care — frequent RN changes can directly impact care quality. High turnover means new staff may not know residents' individual needs, medications, or preferences. It can also be disorienting for residents, especially those with dementia who rely on familiar faces. Families should ask: What is causing the turnover? What retention programs are in place? How do you ensure care continuity during staff transitions?

Was Rocky Mountain Care - The Lodge Ever Fined?

Rocky Mountain Care - The Lodge has been fined $32,029 across 1 penalty action. This is below the Utah average of $33,399. While any fine indicates a compliance issue, fines under $50,000 are relatively common and typically reflect isolated problems that were subsequently corrected. Families should ask what specific issues led to these fines and confirm they've been resolved.

Is Rocky Mountain Care - The Lodge on Any Federal Watch List?

Rocky Mountain Care - The Lodge is not on any federal watch list. The most significant is the Special Focus Facility (SFF) program, which identifies the bottom 1% of nursing homes nationally based on persistent, serious quality problems. Not being on this list means the facility has avoided the pattern of deficiencies that triggers enhanced federal oversight. This is a positive indicator, though families should still review the facility's inspection history directly.