SERIOUS
(G)
Actual Harm - a resident was hurt due to facility failures
Pressure Ulcer Prevention
(Tag F0686)
A resident was harmed · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 1. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revas...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 1. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revascularization to his right leg on 5/13/19, chronic kidney disease, chronic obstructive pulmonary disease, hyperlipidemia, non-pressure chronic ulcer of right calf, type 2 diabetes, pain, benign prostatic hyperplasia, and hypertension.
On 10/7/19 at 9:00 AM, an observation was made of resident 38 sleeping in his bed. Resident 38 had bare feet; resident 38's feet were not floated on a pillow.
On 10/7/19 at 11:07 AM, an observation was made of resident 38 pushing himself, in his wheelchair, out of his bathroom post shower. Resident 38 was observed barefoot, pushing himself backwards by his heels. Resident 38 was observed only wearing a pair of pants. Resident 38 stated he was waiting for the nurse to put a new dressing on his heel. Resident 38's right heel was observed to have an open pressure sore with some drainage. Resident 38's pressure wound was resting directly on the laminate floor.
On 10/7/19 at 11:30 AM, Certified Nursing Assistant (CNA) 7 went in to check on resident 38. CNA 7 stated that the nurse would be there soon. CNA 7 stated that the nurse was looking for supplies to do resident 38's dressing change.
On 10/7/19 at 11:59 AM, Registered Nurse (RN) 3 returned to do resident 38's dressing. RN 3 stated that she had been waiting for the wound nurse to come look at resident 38's heel. RN 3 stated that since the wound nurse had not come yet, she would just do the dressing now. RN 3 observed to apply resident 38's dressing to his heel.
On 10/8/19 at 2:26 PM, an observation was made of resident 38. Resident 38 was observed in his wheelchair wearing his shoes, resident 38's wheelchair had no foot pedals and his heels were resting on the ground.
On 10/9/19 at 12:28 PM, an observation was made of resident 38 in bed. Resident 38's right foot was elevated on a pillow; his left foot was resting on the bed.
On 10/9/19 at 2:33 PM, an observation was made of resident 38 in bed; resident 38 had been observed to be in bed throughout the day. Resident 38 had a urinal at his bedside; resident 38 stated staff had been emptying it periodically. Resident 38 had a pillow under his right calf; right heel was resting heavily on the mattress as evidence by the mattress indented below his right heel.
Resident 38's medical record was reviewed on 10/8/19.
An admission Minimum Data Set (MDS) dated [DATE] documented that resident 38 was at risk for developing pressure ulcers but that his skin was intact at that time. Additional MDS documentation showed that resident 38 was a 2 person extensive assistance for bed mobility and repositioning. Further review revealed the Care Area Assessment section of the MDS documented that the facility staff addressed resident 38's pressure ulcer risk in the resident care plan.
A review of resident 38's care plan revealed that resident 38's Skin Integrity IPOC (interdisciplinary plan of care) was not initiated until 9/24/19, after resident 38's stage III pressure ulcer was discovered. The only two interventions listed on resident 38's care plan were Nurse to provide skin check weekly. And Staff to assist with repositioning every 2 hours and PRN.
A review of the facility electronic charting system Braden Assessment score breakdown revealed that Braden score of 18 or less will indicate a patient is at risk for a pressure ulcer.
A review of resident 38's Braden Assessment results revealed:
a. 8/22/19 documented that resident 38's Braden Assessment score was 17.
b. 8/27/19 documented that resident 38's Braden Assessment score was 16.
c. 8/31/19 documented that resident 38's Braden Assessment score was 16.
d. 9/1/19 documented that resident 38's Braden Assessment score was 16.
e. 9/2/19 documented that resident 38's Braden Assessment score was 16.
f. 9/4/19 documented that resident 38's Braden Assessment score was 14.
g. 9/5/19 documented that resident 38's Braden Assessment score was 14.
h. 9/16/19 documented that resident 38's Braden Assessment score was 16.
i. 9/19/19 documented that resident 38's Braden Assessment score was 17.
j. 9/27/19 documented that resident 38's Braden Assessment score was 17. [Note: This was after resident 38's stage III pressure ulcer was discovered.]
A review of all of resident 38's nurse skin checks documented intact skin from 8/20/19 through 9/19/19.
[Note: No skin checks had been documented since 9/19/19.]
A review of resident 38's shower documentation revealed that resident 38 did not get a shower from 9/12/19 until 9/21/19. None of resident 38's CNA shower sheets documented skin breakdown to either of his feet.
A review of the facility Turn and Reposition Detail Report documented that resident 38 was turned and repositioned every two hours or was able to position self. Resident 38's 8/30/19 MDS documented that resident 38 was not able to reposition self in bed.
A review of resident 38's nurses' notes revealed:
a. On 9/21/19 a nurses' note documented Bordered dressing to R (right) Heel until healed.
[Note: This was the first mention of any skin issues for resident 38, there were no measurements done at that time.]
b. On 9/24/19 a nurses' note documented Pt seen by wound care NP, a dressing was placed on the heel. NP reported the pt has a stage III pressure ulcer on the right heel. A new order will be placed for a daily dressing change today. [Note: The local wound care company examined resident 38 on 9/24/19 and documented Pt states that the wound and pain to his heel has been there for at least 2 weeks.]
c. On 9/25/19 a nurses' note documented pressure ulcer noted to the right heel. [MD (Medical Director) 1] ordered for [local wound care company] to treat and evaluate. New orders for patient to clean wound with NS (normal saline) and pat dry. Apply hydrogel to the wound, continue to change daily. Wound measures 1.4x1.4x0.2 (centimeters). wound bed is pink with no drainage noted. the wound edges are attached and have full thickness. The surrounding skin is within normal color for this patient. [Local wound care company] will continue to follow this patient. Staff will continue to follow these orders that were approved by [MD 1].
d. On 10/2/19 a nurses' note documented New order placed for tubi grip to bil (bilateral) le (lower extremities), dx (diagnosis) edema, monitor edema q (every) shift , soft boot to right heel when in bed. PU (pressure ulcer) to r (right) heel, cleanse with ns (normal saline), pat dry, apply medihoney to wound bed, cover with border foam dressing , change q 3 days and prn (as needed), notifiy (sic) md of s.s (signs and symptoms) infection or changes, chenck (sic) placement drsg (dressing) q shift.
e. On 10/7/19 a nurses' note documented Patient has a right heel pressure ulcer. The wound has a pink wound bed with a scant amount of serosang (serosanguineous) drainage. The wound edges are smooth and attached. The peri wound area is within normal color for this patient. There is no foul odor of s/s (signs and symptoms) of infection. Patient stated that he had a little discomforted when the NP debreaded (sic) the wound. NP ordered that the dressing be clean with NS, pat dry, Medihoney with a border foam dressing. Change dressing M-W-F and PRN. The wound measures 1.2x1.2x0.1 cm . [MD 1] was notified of the new wounds and orders and he is in agreement with all of the treatments. This patient will continued to be monitored by [local wound care company].
On 9/25/19 a physician's order was entered for Pressure ulcer, Heel. Clean wound with NS, pat dry, apply hydrogel to wound, cover with boarder foam gauze.
[Note: This was the first wound care order entered; the wound was discovered on 9/21/19.]
On 10/2/19 a physician's order was entered for soft boot to right heel while in bed.
[Note: Resident 38 was observed multiple times with no boots on while in bed.]
Resident 38's TAR was reviewed, which revealed no documented dressing changes until 10/8/19.
On 10/8/19 at 2:26 PM, an interview was conducted with resident 38. Resident 38 stated that the staff usually put a pillow under his feet at night. Resident 38 stated that staff did not come in and reposition him. Resident 38 stated that the staff were changing his dressing to help his wound heal, stated staff were not doing anything else. Resident 38 stated that he had never worn padding or boots on his heels. Resident 38 reported that his wound was painful. Resident 38 stated that he had reported heel pain to some staff members for a while prior to them finding the wound and starting dressing changes.
An admission MDS dated [DATE], documented the resident 38 had a Brief Interview for Mental Status (BIMS) score of 15, which indicated that resident 38 was cognitively intact.
On 10/8/19 at 2:39 PM, an interview was conducted with RN 1. RN 1 stated that he changed resident 38's heel dressing every day, stated that he had already changed the dressing that day. RN 1 stated that he put hydrogel on resident 38's right heel and covered it with some kind of dressing to hold the hydrogel in place, nothing specific though. RN 1 stated that he had never put a soft boot of any kind on resident 38. RN 1 stated that the only interventions that were being done for resident 38's pressure sore were the dressing changes.
On 10/8/19 at 2:47 PM, an interview was conducted with CNA 8. CNA 8 stated that the CNA's did not do any interventions to help with resident 38's heel wound. CNA 8 stated he thought night shift might float resident 38's heels. CNA 8 stated day shift let the nurse know when resident 38 was out of the shower so the nurse could change resident 38's dressing. CNA 8 stated that the CNA's notified the nurses if they saw any new skin issues. CNA 8 stated that staff was not doing anything to prevent skin breakdown prior to resident 38's pressure ulcer being identified. CNA 8 stated that he had never placed any kind of padded boot to resident 38's heel. CNA 8 stated that resident 38 was alert and oriented, and just kind of does his own thing throughout the day, stated the CNA's did not reposition resident 38. [Note: the facility Turn and Reposition Detail Report documented that the CNA's repositioned resident 38 every 2 hours on 10/8/19.]
On 10/8/19 at 3:31 PM, an interview was conducted with Corporate Resource Nurse (CRN) 1. CRN 1 stated that she did not know what was done with Braden score results. CRN 1 stated that if a treatment was not documented on the TAR then there was no way to know if the treatment was done. CRN 1 verified that resident 38's TAR had no documentation of dressing changes to his right heel pressure ulcer.
On 10/9/19 at 10:12 AM, an interview was conducted with CNA 7. CNA 7 stated that when CNA's did showers they turned the shower sheets in the CNA Coordinator. CNA 7 stated that he had not helped reposition resident 38 all morning.
On 10/9/19 at 12:26 PM, a follow up interview was conducted with resident 38. Resident 38 stated that he did not reposition himself; resident 38 stated he just always lay on his back. Resident 38 stated that staff would help him reposition about 3 times a week. [Note: Verified with resident that he meant 3 times a week. The facility Turn and Reposition Detail Report documented resident 38 was able to turn and reposition himself.] Resident 38 stated that no one had helped him reposition that day. Resident 38 stated that he had been using his feet to propel himself in his wheelchair for several months, even prior to admitting to the current facility. Resident 38 stated that he never had foot pedals on his wheelchair at this facility because he used his feet to push himself around.
On 10/9/19 at 12:41 PM, an interview was conducted with the Wound Nurse (WN). The WN stated that resident 38 was at risk for pressure ulcer development when he admitted related to his diagnoses of PVD and diabetes. The WN stated that she did not know how or when resident 38's pressure ulcer developed, stated that she had not done a root/cause analysis. The WN stated that she knew the floor nurses did Braden assessments, but stated that she did not know what was done with the results. The WN stated that preventative interventions that staff were doing prior to resident 38's pressure ulcer development were to encourage proper footwear, the CNA's did skin checks with every shower and filled out a shower sheet, and resident 38 had a standard pressure relieving mattress. [Note: Resident 38 did not get a shower from 9/12/19 to 9/21/19.] The WN verified that there was not an order for proper footwear. The WN stated that she did not know how it was communicated to staff to encourage resident 38 to wear proper footwear. The WN stated that resident 38 did not have foot pedals on his wheelchair because he used his feet to self-propel. The WN stated that it would concern her if resident 38 was using his heels to self-propel, and that it could have contributed to his pressure ulcer.
On 10/9/19 at 2:33 PM, another interview was conducted with resident 38. Resident 38 stated staff had not repositioned him all day. [Note: The facility Turn and Reposition Detail Report documented that the CNA's repositioned resident 38 every 2 hours on 10/9/19.]
On 10/9/19 at 6:36 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that resident 38 was on a standard pressure relieving mattress and had weekly skin checks by the floor nurse prior to the pressure sore appearing on his right heel. [Note: No skin checks had been done since 9/19/19.] The DON stated that resident 38 was cognitively intact so we don't worry too much about him. The DON stated that he was unfamiliar with Braden score results breakdown used in the facility electronic charting system; the DON stated that he did not use that score breakdown for care plan intervention developement. The DON stated that he would have to check with the corporate office to see which Braden score breakdown they used. The DON stated that he only put other skin breakdown prevention interventions in if the Braden score was less than 12.
[Note: Resident 38's Braden score was 17 even after his stage III pressure ulcer was discovered.]
On 10/10/19 at 10:57 AM, an interview was conducted with Physical Therapy Assistant (PTA) 1. PTA 1 stated that resident 38 had never been on therapy services at the facility, so they did not do anything to help with his wound healing or prevention.
On 10/10/19 at 1:19 PM, a follow up interview was conducted with the DON. The DON provided the Braden score breakdown sheet that he referred to when implementing interventions, which he stated he printed off of the Braded website. The DON stated that he did not know why the WN or CRN 1 knew nothing about the Braden score breakdown used. The DON stated that even if a resident was only a mild risk for skin breakdown, every resident should have a skin breakdown prevention care plan upon admission.
[Note: Resident 38's skin breakdown prevention care plan was not initiated until over a month after his admission.]
On 10/15/19 further documentation was provided by the facility Administrator about interventions for skin breakdown prevention for resident 38. The documentation stated that the facility started resident 38 on vitamin C and a multivitamin upon admission. Upon further review of the discharge orders from the previous facility, resident 38 had been receiving those supplements prior to admission at the current facility.
Potiential for Harm
2. Resident 59 was admitted to the facility on [DATE] with diagnoses which included displaced bimalleolar fracture of right lower leg, systemic inflammatory response syndrome, muscle weakness, diabetes mellitus and anemia.
On 10/7/19 at 11:54 AM, an interview was conducted with resident 59. Resident 59 stated that she has a pressure sore on the bottom of her foot under the boot. Resident 59 stated that she developed the pressure sore because of the boot. Resident 59 stated that facility staff told her the best way to help the sore was to take the boot off. Resident 59 stated that the Wound Nurse was aware of the sore. Resident 59's boot was observed to start at the top of resident 59's calf and covered her toes. Resident 59's boot was curved below the heel and was not pressed against her heel. Resident 59's boot was observed to be flat along the ball of the foot. Resident 59 stated that she was going to the doctor the next day and hoped to get a brace.
On 10/9/10 at 12:58 PM, an observation was made of resident 59's room. There was a wedge pillow with holes in it on her bed. Resident 59 was observed sitting in her wheelchair in the common area. Resident 59 stated that they found her sore on the bottom of her foot a couple weeks ago when she had a boot on. Resident 59 stated staff did not put a bandage on the wound and staff told her they wanted to keep the wound dry. Resident 59 stated staff placed pillows under her calves to keep her from getting sores on her foot. Resident 59 stated that staff were taking the boot off more often after they noticed the sore but have/had not put any bandages on it. Resident 59 stated that the wound was very painful when staff touched it. Resident 59 was observed to have a black laced brace around her ankle to the middle of her foot. Resident 59 stated that she got the brace the day before.
On 10/9/19 at 2:05 PM, an observation was made of resident 59's wound. Resident 59 stated there was no dressing on her foot. Resident 59 stated that it was painful when Registered Nurse (RN) 4 nurse touched the wound. RN 4 was observed to remove resident 59's laced brace and there was a sock under the brace with no dressing on the wound. Resident 59's wound was on the lateral ball of foot. RN 4 was observed to measure the wound and stated the wound was 3.6 centimeter (cm) by 2.8 cm. An observation of the wound was non-blanchable dry/scabbed area with unclear edges. Resident 59 stated that the wound was very painful to touch, rated pain 9/10 when touched. Resident 59 was observed to be flinching, wincing, and shuddering. RN 4 was observed to cleaned the wound with normal saline and gauze, RN 4 applied lotion to the rest of the foot excluding the wound and periwound. RN 4 was observed to apply a bordered gauze dressing over the wound. Resident 59 stated that it felt better once the dressing was on. Resident 59 stated that the wound therapist said it was redder than when she saw it on Friday.
Resident 59's medical record was reviewed on 10/10/19.
A 60 day Minimum Data Set (MDS) dated [DATE] revealed that resident 59 required extensive assistance with 1 person for bed mobility. The MDS further revealed that resident 59 did not have a pressure ulcer at that time but was at risk for developing a pressure ulcer. The MDS revealed that resident 59 had a cushion for her chair and ointments were used for treatments.
A care plan for resident 59's skin integrity dated 8/8/19 revealed a goal that [resident 59] is at risk for skin impairment r/t (related to) fractures and decreased mobility. Another goal developed was [resident 59] will have no unaddressed skin issues TNR (through next review). There were two interventions developed Nurse to assess skin on admin (admission) and weekly TNR (and) Staff to assist with repositioning every two hours and prn (as needed).
On 10/9/19 at 6:36 PM, an interview was conducted with Director of Nursing (DON). The DON stated that greater than 18 for a Braden score was low risk, 13-18 was moderate risk, and less than 12 was high risk for pressure sore development.
Two skin/Braden assessments dated 7/22/19 and 8/17/19, both revealed resident 59 had very limited sensory perception, occasional moist skin, resident 59 was Chair Fast with 'Very limited mobility. Resident 59 had Probably inadequate nutrition with potential problems for Friction and Shear. Resident 59's Braden score was 13.
A skin/Braden assessment dated [DATE] revealed that resident 59 had slightly limited sensory perception, skin was occasionally moist, walked occasionally, and mobility was slightly limited. Resident 59's nutrition was adequate with potential problems for friction and sheer. Resident 59's Braden score was 17.
A skin/Braden assessment dated [DATE] revealed that there was no apparent friction or shearing problems, with a Braden score of 17.
Resident 59's skin/Braden assessments dated 9/2/19, 9/3/19, 9/5/19, 9/6/19, revealed resident 59 had potential problems with friction and shearing, with a Braden score of 16.
A skin/Braden assessment dated [DATE] revealed potential problems for friction and shear, with a Braden score of 15.
An orthopedic physician's visit dated 9/10/19 revealed that resident 59 was 25 % weight bearing and to follow up in 2 weeks. There was no information that the cast had been removed.
A skin/Braden assessment dated [DATE] revealed resident 59 had potential problems for friction and shearing, with a Braden score of 16.
A physician's visit dated 9/23/19 revealed Subject: Pt (patient) doing well overall. Concerned about pressure sores on bottom of foot. The physician's assessment and plan was Pressures sores on bottom of feet, avoid pressure on bottom of feet, boot too tight. May have boot off bid (twice daily) for at least 30 minutes to allow for break. [Note: There were no interventions developed on resident 59's care plan or treatment orders in resident 59's electronic medical record.]
An orthopedic physician's visit dated 9/24/19 revealed, Physician observation: Lateral Plantar early blister no change in alignment. The physician's orders and instructions were Cont (continue) PT (physical therapy), wound care to foot, out of boot 2 hrs(hours)/day.
A skin/Braden assessment dated [DATE] revealed No apparent problem with friction or shearing, with a Braden score of 17.
A physician's visit on 10/2/19 revealed, Pt doing ok today. Did want me to look at her pressure sore on the bottom of the foot. The Assessment/Plan revealed, Pressure sore 2/2 (secondary to) cast = healing nicely. Keep pressure off the foot when possible. She is still allowed activity per surgery for therapy. The visit notes further revealed, Skin/wound care as indicated and Wound care nurse notified. [Note: There were no treatments orders in resident 59's electronic medical record.]
A note from the Wound Nurse (WN) dated 10/3/19 revealed, Patient has a DTI (deep tissue injury) to right lateral foot. Area is purple and does no (sic) blanch. The skin is intact. No blister noted. The wound is 3 x 2.2x0cm. Patient denies any pain or discomfort in the wound area. MD (Medical Doctor) was there to observe wound. MD ordered that the wound be covered with a foam dressing and changed 3 times a week. MD wants notified of any changes. Unknown cause of the wound. [Note: The measurements done on 10/9/16 showed that the wound had increased in size from the original measurements on 10/3/19.]
A physician's order dated 10/3/19 revealed, .Foot, Right MWF (Monday, Wednesday, Friday) Deep tissue injury to right laderal foot. May change PRN. Cover with bordered foam dressing. Notify MD of any changes.
A note from the WN dated 10/4/19 revealed, [Resident 59's physician] ordered to have this patient on Juven one packet everyday r/t wound healing. The RD (Registered Dietician) recommended the order.
A skin/Braden assessment dated [DATE] revealed No apparent problem with friction or shearing, with a Braden score of 20. [Note: This was after the pressure ulcer was discovered.]
A skin/Braden assessment dated [DATE] revealed, No apparent problem with friction or shearing, with a Braden score of 17.
A review of resident 59's Treatment Administration Record (TAR) revealed there were no treatments completed to resident 59's wound until 10/8/19. [Note: There was a note from the Orthopedic Physician on 9/24/19 that there was an early blister.]
A review of resident 59's shower sheets revealed that resident did not any documented skin conditions on 8/27/19, 9/14/19, 9/19/19, 10/1/19 and 10/10/19. [Note: There was no documentation that there was a bandage on resident 59's foot on the above dates.]
On 10/9/19 at 12:44 PM, an interview was conducted with Corporate Resource Nurse (CRN) 1. CRN 1 stated that stated the she was unable to find documentation that dressing changes had been completed prior to 10/8/19.
On 10/9/19 at approximately 2:00 PM, an interview was conducted with the Assistant Director of Nursing (ADON). The ADON stated that she was the Wound Nurse (WN) for the facility. The ADON stated that if a Certified Nursing Assistant (CNA) discovered a wound during a shower, the CNA was to notify the nurse and then the nurse notified the physician. The ADON stated that the nurse then received an order from the physician and notified the family. The ADON stated that after she was notified of a wound she followed up the next time she was in the facility. The ADON stated that she conducted wound rounds on Monday with the Nurse Practitioner. The ADON stated that all new admission residents and new wounds were followed up on. The ADON stated that she compared wound measurements from the previous wound rounds. The ADON stated that she consulted with the resident's physician regarding any wounds and received orders from the physician. The ADON stated that there was a glitch in the electronic medical record which caused treatments to not be documented. The ADON stated that there was an area that needed to be clicked to trigger a treatment order to alert the nurses to complete the treatment. The ADON stated that nurses had no idea that a treatment needed to be completed because it did not flag them to complete it. The ADON stated that the physician's order for the/resident 59's treatment was to be done twice daily, for staff to look and see if the dressing was in place or soiled. The ADON stated that the treatment to change the boardered foam was Monday, Wednesday and Friday. The ADON confirmed there were no treatments documented in resident 59's medical record until 10/8/19. The ADON stated that she was notified of the wound on 10/3/19. The ADON stated that it was a pressure ulcer, and she obtained an order for treatments to be done. The ADON stated that she planned on looking at the wound tomorrow to obtain new wound measurements. The ADON stated that she was not sure why there were no orders for treatment on 9/23/19, for the pressure ulcer wounds noted in the physician's note. The ADON stated that she was unaware of any skin issues until 10/3/19. The ADON stated that not having documented treatments was a problem because of the computer system and how orders had to be inputted. The ADON stated that the wound most likely developed from the cast or the boot. The ADON stated she was not sure when resident 59's cast was removed.
On 10/9/19 at 2:27 PM, an interview was conducted with CNA 14. CNA 14 stated resident 59 had a big gray boot on the day before, she now had a black brace. CNA 14 stated that she thought resident 59 had a boot for about a month, but wasn't sure. CNA 14 stated that when resident 59 had the boot that staff removed every 2 hours for 15 minutes. CNA 14 stated that the staff did not document when the boot was removed. CNA 14 stated that resident 59 was busy sometimes and the staff did not remove the boot. CNA 14 stated that resident 59 was alert and oriented and did not refuse care. CNA 14 stated that resident 59 was unable to remove the boot herself. CNA 14 stated that resident 59 had a foam thing while she was in bed, on the side of her leg to keep her leg in the straight direction. CNA 14 stated that he was not aware of other things to do for her foot.
On 10/9/19 at 2:30 PM, an interview was conducted with RN 4. RN 4 stated that she was from a staffing agency. RN 4 stated that it was her first day working with resident 59. RN 4 stated that she was not familiar with the electronic medical record. RN 4 stated that treatment orders popped up on her computer screen to complete. RN 4 stated that she did not know how often resident 59's wound care was to be done. RN 4 stated I have no idea why she didn't have a dressing on it. RN 4 further stated that maybe the dressing fell off and the CNAs forgot to tell the nurse it came off when resident 59 was in the shower.
On 10/9/19 at 2:47 PM, an interview was conducted with CNA 8. CNA 8 stated that he worked for a staffing agency. CNA 8 stated that he knew resident 59 needed to have her ankle straight. CNA 8 stated that resident 59's boot was removed yesterday and a little sleeve boot was applied. CNA 8 stated that he had not been instructed on checking resident 59's sore on her foot. CNA 8 stated that when resident 59 was showered, her brace would be removed for a full body skin check. CNA 8 stated that if he had seen any skin conditions, he would report them to the nurse. CNA 8 stated that the only instructions he was given was to keep resident 59's ankle and leg straight. CNA 8 stated that resident 59 was alert and oriented and able to verbalize needs.
On 10/9/19 at 2:52 PM, an interview was conducted with CNA 6. CNA 6 stated that she had worked at the facility for 3 months. CNA 6 stated that resident 59 was alert and oriented and able to verbalize her needs. CNA 6 stated that resident 59 had a sore by her toes on the pad of her foot. CNA 6 stated that she had known about it for about 2 weeks. CNA 6 stated that she was told to leave resident 59's boot on at all times, so CNAs covered it with plastic when they showered resident 59 . CNA 6 stated that resident 59 told her that her doctor wanted to have her boot off twice a day for 2 hours. CNA 6 stated she was not sure why resident 59 needed her boot removed. CNA 6 stated that when she removed the boot there was a white sock under it and CNA 6 did not remove the sock. CNA 6 stated that she was unable to see if there was any skin issues under the sock.
On 10/9/19 at 5:28 PM, an interview was conducted with resident 59's physician. Resident 59's physician stated that resident 59 had a cast on her ankle and the surgeon had removed it. Resident 59's physician stated there were noted pressure sores when the cast was taken off. Resident 59's physician stated that the WN informed him of any wounds. Resident 59's physician stated that the Physical Therapist had brought up the fact that she had skin breakdown under the boot. Resident 59's physician[TRUNCATED]
SERIOUS
(G)
Actual Harm - a resident was hurt due to facility failures
Accident Prevention
(Tag F0689)
A resident was harmed · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE]; he went out to the hospital and was readmitted on [DATE] with diagnoses w...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE]; he went out to the hospital and was readmitted on [DATE] with diagnoses which included heart failure, cardiomyopathy, weakness, atrial fibrillation, bronchitis, anemia, anxiety, benign prostatic hyperplasia, chronic obstructive pulmonary disease, and hypertension.
Resident 58's medical record was reviewed on 10/9/19.
A review of resident 58's Medicare admission Minimum Data Set (MDS) assessment dated [DATE] documented that resident 58 had a Brief Interview for Mental Status score of 12 which indicated that resident 58's cognitive status was mildly impaired. Additionally, the MDS documented that resident 58 triggered as needing a fall prevention care plan. [Note: Resident 58's Falls IPOC (interdisciplinary plan of care) was not initiated and fall prevention interventions were not developed until 5/17/19.]
A review of resident 58's care plan revealed the following interventions:
a. On 5/17/19 Morse Fall Risk Standard Precautions, Bed in low position if unattended, call light within reach, mobility support available, non-slip footwear, personal items within reach, sensory aid items within reach, traffic path in room free of clutter, wheels locked with transfers. And . Verbal education regarding importance of call light use.
b. On 8/10/19 educated on asking for assistance as needed & non skin (sic) socks or shoes when out of bed. [Note: non-skid footwear was already an intervention initiated 5/17/19.]
c. On 10/9/19 Staff to provide appropritely (sic) fill O2 (oxygen) tank or oxygen concentrator in the dining room.
A review of resident 58's progress notes revealed that he had 8 falls since his readmission:
a. A nurses' progress note on 4/5/19 Resident has had an unsteady gait since after breakfast. Lost balance and fell into the counter. Approximately 30 minutes later he got out of bed to leave the room. He was unsteady and lost balanced with his wheelchair and he was found on the ground.
[Note: No fall interventions were initiated.]
b. A nurses' progress note on 4/20/19 [Resident 58] was found laying on the floor, assessed for injuries and none found, tried to assist resident back to bed but he was able to crawl back to his bed.
A hard copy incident report stated [Resident 58] was found laying on the floor face down in his room. Resident stated he tripped & hit his head, neck & wrist. No apparent skin injury noted. Resident stated that he was self transferring from restroom. Director of Nursing (DON) follow up: encourage call light usage prior to transfer and no self transferring.
[Note: Fall interventions were not initiated until 5/17/19.]
c. A nurses' progress note on 6/12/19 CNA reported patient tangled in his O2 tubing and went to a knee but did not sustain a fall or hit his head.
A hard copy incident report stated Walking from bathroom back to bed pushing his concentrator and pt (patient) leg gave out and pt knee hit floor and caught himself on his bed footboard.
A Medical Director (MD) progress note dated 6/14/19 stated Pt had fall and thinks he may have broken a rib on the right side lower chest. He says he does not want an xray to confirm but would like a wrap to splint the ribs.
[Note: No fall interventions were initiated.]
d. A nurses' progress noted on 7/27/19 States fell on floor; from bed says feet went out from under him. DON follow up: non skid socks or shoes when OOB (out of bed).
[Note: No fall interventions were initiated.]
e. A nurses' progress note on 7/28/19 Resident fell x2 (twice) in his room the first time he self reported a fall the second fall was witnessed by his room mate.
[Note: Fall interventions initiated on 8/10/19 were duplicate interventions.]
f. A nurses' progress note on 9/21/19 Patient had call light on and CNA went into room at 2200 (10:00 PM) with writer (sic). Patient was on floor next to bed. Patient stated that he went to the bathroom and when he was walking back he slipped on a blanket that had fallen off the end of his bed. Grip socks put on patient and placed call light within reach.
[Note: No fall interventions were initiated.]
g. A nurses' progress note on 10/7/19 Pt was using walker and was transferring to stationary chair in dining room. Cna was holding chair and pt fell to the right towards walker and hit his right side of his ear on walker and hit right elbow. Patient then fell to the floor.
[Note: Fall intervention was initiated on 10/9/19.]
Resident 58 refused to be interviewed.
On 10/9/19 at 10:12 AM, an interview was conducted with CNA 7. CNA 7 stated that he was familiar with resident 58. CNA 7 stated that resident 58 had fallen multiple times and had refused fall mats and a low bed. CNA 7 stated that resident 58 was encouraged to use his call light for help, but that resident 58 was trying to stay independent. CNA 7 stated that staff kept an eye on resident 58 when he was out walking around the facility. CNA 7 stated that resident 58 was super independent so staff did not provide any assistance or cares to resident 58. CNA 7 stated that new interventions were communicated to staff by mouth during shift change report. CNA 7 stated the sometimes nurse management would send out a group text about new interventions. CNA 7 stated that there had been no messages about new interventions for resident 58.
On 10/10/19 at 10:20 AM, an interview was conducted with the DON. The DON stated that the facility process for falls was to assess the resident and administer first aid, fill out a hard copy incident report and notify the MD and family, fill out a post fall assessment in the facility electronic charting system, and place the resident on 3 days of monitoring. The DON stated that he printed a report every morning that told him if there had been a fall, the interdisciplinary team then met that morning and updated the resident care plan and implemented interventions. The DON stated that a new intervention was implemented after every fall, and those interventions were entered into the care plan as well as sometimes entered as a physician's order as a way to communicate them to staff. The DON stated that the interventions were re-evaluated for effectiveness after each subsequent fall. The DON stated that if there was a resident who was a repeat faller, then he would review all of the resident's falls to identify a pattern. The DON stated that resident 58 was cognitively intact and refused assistance, stated that the facility was still responsible for trying to keep resident 58 safe.
On 10/9/19 at 10:37 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that she was familiar with resident 58. RN 2 stated that resident 58 had multiple falls in the past and that he now had interventions in his care plan for non-skid socks, low bed, and call light within reach. RN 2 stated that resident 58 refused some of those interventions.
Based on observation, interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that the resident environment remained as free from accident hazards as was possible; and that each resident received adequate supervision and assistance to prevent accidents. Specifically, two residents had multiple falls with injuries without interventions identified and implemented. The deficient practice identified for resident 48 was found to have occurred at a harm level. Resident identifiers 48 and 58.
Findings include:
HARM
1. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and hypertension.
On 10/07/19 at 3:06 PM, an observation was made of resident 48. A bruise was observed on the resident's left cheek. Resident 48 was unable to state how she got the bruise.
On 10/8/19 at approximately 3:30 PM, an observation was made of resident 48 ambulating independently up and down the 300 hallway. Resident 48 was observed wearing shoes. Resident 48 was observed at the nurse's station looking for assistance, and was calling out I need, I need. Resident 48 was unable to state the desired request due to dementia and confusion. Resident 48 was observed to ambulate towards her bedroom with Certified Nurse Assistant (CNA) 6 and CNA 9. Resident 48's skirt was observed wet in the back and a strong odor of urine was noted. An observation was made of the resident's bed in a low position and the bedside mats were observed propped up against the wall.
On 10/08/19 resident 48's medical records were reviewed.
Review of resident 48's admission Minimum Data Set (MDS) Assessment with an admission Reference Date of 4/12/19 documented the resident's functional status was a 1 person limited assistance for transferring, walking in room and walking in corridor. Resident 48 was assessed as 1 person supervision with oversight for locomotion on unit and off the unit. Resident 48 was assessed as not steady but able to stabilize without staff assistance for moving from a seated to standing position, walking, turning, moving on and off the toilet, and surface to surface transfers. Resident 48 was assessed as having no impairment with ROM (range of motion) and no mobility devices were utilized. The resident was assessed as having no history of falls during last month prior to admission, in the last 2-6 months prior to admission, or a fracture related to a fall in the last 6 months. The assessment documented the resident's cognitive status and Brief Interview for Mental Status (BIMS) summary score as 00. This score was reflective of the resident not being able to recall information or incorrect or no responses given. The Care Area Assessment (CAA) Summary documented that resident 48 had a fall care area triggered for care planning. [Note: The care plan for falls was not initiated until 5/21/19 after the resident had sustained 2 falls with injuries.]
Review of resident 48's care plan revealed the following interventions:
a. On 5/21/19 standard fall precautions were initiated. These included bed in low position, call light in reach, mobility support, non-slip footwear, personal items in reach, sensory aid items within reach, traffic path free of clutter, and wheels locked for transfers.
b. On 5/21/19 mat to both sides of bed and intervene for unsafe behaviors effecting fall risk, were initiated.
c. On 5/30/19 therapy to evaluate walker, provide cueing and education during self-ambulation, and monitor for signs and symptoms of fatigue and encourage rest as needed, and monitor pain and treat to decrease fall risk were initiated.
d. On 8/10/19 frequent checks throughout night was initiated.
e. On 8/16/19 ensure proper footwear, non-skid socks was initiated.
f. On 8/21/19 a bed alarm was initiated.
Review of resident 48's physician orders revealed the following:
a. Fall risk assessment, initiated on 5/20/19.
b. Physical Therapy (PT)/Occupational Therapy (OT) to evaluate and treat, initiated on 5/20/19.
c. PT to evaluate and treat, initiated on 6/12/19.
d. X-ray to skull and mandible, initiated on 8/6/19.
d. Bed alarm, initiated on 8/21/19.
On 5/20/19 the Fall Risk Assessment Tool documented a score of 15, medium risk of falls for resident 48.
Review of resident 48's Benefit vs. Risk form documented an area of concern as fall mat at bedside on floor. The benefit identified was a decrease in risk of injury if roused from bed. The risk identified was an increased risk of tripping, falling when ambulating in the room. The form was initiated on 6/6/19.
Review of resident 48's radiology report for a skull x-ray on 8/6/19 documented no acute bony abnormalities. The report stated that the resident history was a contusion of unspecified part of head. It should be noted that no documentation could be found related to an injury resulting in a contusion on or around 8/6/19. The most recent incident prior to the x-ray was on 7/16/19 with no documented injuries noted.
Review of resident 48's progress notes and incident reports for falls revealed the following:
a. An incident report, on 5/12/19 at 4:30 PM, documented that resident 48 was found on the floor (FOF) in the general interior of building. The report documented that pain was present in the forehead and Bilateral hip. The injuries documented were a skin tear, hematoma to forehead, and a suspected fracture. Resident 48 was sent to the Emergency Department (ED) for treatment. Resident tripped while carrying two plates of pastries from main dining RM (room). The report documented that the care plan was updated with a referral to PT/OT upon return to the facility and staff assistance with all transfers.
b. On 5/17/19 at 4:38 PM, the note stated, Facility cameras reviewed to monitor falls and determine root cause and interventions. Resident is viewed ambulating into main street area. Resident goes to creamery and removes 3 items from self-serve pastry box. Resident is also noted to be holding her purse. Resident attempted to balance all three items in conjunction with purse. She drops something and attempts to pick it up, and loses balance and falls. Nurse responds to provide immediate attention within 15 seconds of occurrence, Fall protocol initiated as appropriate. Staff attend to residents immediate needs and resident remains in appropriate positioning until medical personal were able to stabilize resident R/T (related to) fracture upon a backboard. Resident has returned to facility after surgical treatment. Resident is being monitored very frequently R/T this Pain regimen reviewed and appears to be adequately treating pain. NEW INTERVENTIONS: 1.) PT/OT 2.) Low bed with mat while bed is occupied 3.) Staff assistance with transfers. Care plan updated to reflect new orders. Attempted to call [family member] X 2 with no answer. It should be noted that this progress note was referencing the fall that occurred on 5/12/19.
c. On 5/18/19 at 6:17 AM, the note stated at aprox. (sic) 0345 (3:45 AM) On patient rounds CNA went to residents room and heard her bed alarm ringing and found [resident 48] on the floor on the side of her bed. She was laying flat on her back . Nurse was called into assess resident. She was conscious and alert with confusion which is patients baseline. She has severe dementia and poor safety awareness with impulsiveness. She did not have any new bruising, has old bruise to right forehead from previous fall. Neuro checks done and WNL (within normal limits) PERLA (pupils equal, reactive to light and accommodation). with strong bilateral hand grips. V/S (vital signs) as follows 146/68, p (pulse) 80 r (respirations) 18, t (temperature) 98.1. No bleeding noted. C/O (complained of) pain to right hip area. Just readmitted to facility after TKA (total knee arthroplasty) (sic) of Right hip. Dressing to area clean dry and intact. Unable to move her right leg to assess pain or ROM d/t (due to) increase c/o and s/s (signs and symptoms) of pain from fall. Stated that it hurts really bad. [Physician] called at 0355 (3:55 AM) and gave order to have her transported via ambulance to have her revaluated for any new injuries at [local hospital]. [Family member] notified at 0400 (4:00 AM) and she agrees with plan to evaluate. She stated that she would meet her at the hospital. EMS (emergency medical services) notified and Ambulance, EMTs (emergency medical technicians) arrived and transferred her to the gurney and took her to [name of local hospital] via ambulance.
A hard copy incident report, on 5/18/19 at 3:00 AM, documented that resident 48 was FOF in room from high/low bed. The report documented that pain was present in both hips, and the resident was sent to ED for treatment. A factor documented at the time of fall, was bed height not appropriate. Footwear documented at the time of the fall was gripper socks. The report documented immediate interventions were low bed and fall mats times 2.
Interventions implemented in the care plan on 5/21/19 were standard fall precautions which included bed in low position, call light in reach, mobility support, non-skid socks, personal items in reach, sensory aid items within reach, traffic path free of clutter, and wheels locked for transfers. Additional interventions initiated at that time were fall mats to both sides of the bed and staff to intervene for unsafe behaviors.
d. On 5/18/19 at 11:02 PM, the note stated, [Resident 48] received CT (computed tomography) scan at hospital which showed no injury related to her fall. A pulmonary embolism was discovered in her right upper lobe. They are planning on keeping her for observation and returning her to the facility tomorrow.
e. A hard copy incident report, on 5/26/19 (time not documented), documented that resident 48 rolled out of bed in her room. The report documented no injury or pain. The footwear at the time of the fall was not documented. The report documented an immediate intervention was frequent checks and that the care plan was updated. It should be noted that the care plan did not have an intervention of frequent checks until 8/10/19.
f. On 5/28/19 at 4:14 AM, the note stated, Resident had unwitnessed fall and found by CNA on mat in front of bed. Resident had no injuries upon examination. Resident put back into bed and slept through the night. Dr., ADON (Assistant Director of Nursing), and family notified.
[Note: No documentation could be found of a hard copy incident report for this fall. No new interventions were identified.]
g. On 5/30/19 at 3:11 PM, the note stated, Resident noted to be back to baseline of very frequent ambulation. Resident walking with four wheeled walker and using device well. Resident does continue to reach and carry items while ambulating. Therapy notified and will be providing walker evaluation and adding [NAME] Purse to front of walker for resident to carry items to decrease her falls risk. Resident responds well to cueing during education but does not retain long term education for call light or assistance from staff for ambulation. Staff have spoken with family regarding fall care plan. Family understands risks of continued independent ambulation, but state that the benefit of resident being able to continue per her past history of frequent ambulation will increase her independence and would like to continue with this care path. Staff will continue to provide cueing and education for safety PRN (as needed). Staff will also continue to provide therapy services for strengthening and balance as well as safe ambulation techniques. Staff providing more frequent rounding and monitoring R/T falls risk. Staff will also continue to watch resident's pain regimen and treat as intervention appropriate.
Interventions implemented in the care plan on 5/30/19 were therapy to evaluate walker and provide a walker purse for front of the walker, provide cueing and education during self-ambulation, monitor pain and treatment to decrease fall risk, monitor for signs and symptoms of fatigue, and encourage rest as needed.
i. A hard copy incident report, on 6/3/19 at 2:15 AM, documented that resident 48 was FOF in room. No injuries or pain were documented. Footwear documented at time of fall was gripper socks.
[Note: No new interventions were identified.]
j. On 6/6/19 at 3:26 AM, the note stated, resident had an unwitnessed fall at 0045 (12:45 AM). 1 inch laceration to scalp on back of residents head with hematoma. Resident taken to ER (emergency room) via ambulance and stretcher. In ER, per nurse to nurse, resident received 7 staples and a CT scan which was normal. Resident to have staples removed in 7 days. No new orders. Resident back from ER and resting in bed with call light within reach.
A hard copy incident report, on 6/6/19 at 12:45 AM, documented Resident was found on the floor after a loud noise was heard. Large hematoma to back of resident's head. 1 inch laceration to back of head. Resident 48 was sent to the ED for treatment. Footwear documented at the time of the fall was shoes. [Note: No new interventions were identified.]
k. On 6/17/19 at 1:29 AM, the note stated, Resident was sitting in recliner in hallway and stood up and started to walk and fell down on the carpet landing on her left side. Did not hit head. no injuries noted. VS 96.2 14 68 145/75 92% RA (room air). Dr , DON (Director of Nursing) and family notified.
A hard copy incident report, on 6/16/19 at 10:30 PM, documented a witnessed fall to floor in the hallway from a standing position. No injuries noted or pain was documented. Footwear documented at the time of the fall was gripper socks. [Note: No new interventions were identified.]
l. On 6/21/19 at 4:31 AM, the note stated, Resident was sent out to ER for further evaluation of increased back pain post ground level fall. UA (urinalysis) and CT of head, cervical, lumbar, thoracic and thorax were completed with no unusual findings. Resident is back in bed with bedside mat and bed alarm in place. Call light within reach.
A hard copy incident report, on 6/21/19 at 2:00 AM, documented Resident was found on floor near bed. Bedside mat had been pushed aside, bed alarm removed by resident. Resident assessed for pain/injury. Increased pain noted in back and with small movement to assist off bed frame. The report documented that the type of injury was a suspected fracture. Resident 48 was sent to the ED for treatment. The report documented factors to the fall as late hour and the footwear at the time of the fall was shoes. [Note: The progress note documented that a bed alarm was initiated. However, the physician order for the bed alarm was not initiated until 8/21/19.]
m. On 6/21/19 at 7:29 AM, the note stated, [Staff member] from ED called to report that MD (Medical Doctor) noticed a very subtle T10 fracture and there's nothing the doctor wants to do for it, although it will cause some pain. Family notified via voice mail message. WCTM (will continue to monitor), PRN pain medication given as needed per MD orders.
n. On 7/16/19 at 3:03 AM, the note stated Pt (patient) had an unwitnessed fall-Was discovered under the desk at the nurses station after loud noise was heard. Assessed pt while on the ground, had no complaints and reported no pain. Palpated head, neck, spine, and extremities- pt denies any pain or tenderness. Vital signs with in normal limits. Initiated neuro checks and reported fall to the MD. ADM (administered) 0300 (3:00 AM) Tylenol as ordered for possible pain control. Transferred pt to bed at lowest setting with fall mats in place- will continue to monitor.
The hard copy incident report, on 7/16/19 at 2:15 AM, documented pt. was found behind nurse station sitting on the floor under desk after loud noise was heard by CNA. pt reported no pain or injury but will continue to monitor-possibly head injury- The report documented that the footwear was NOT non-slip. The report documented immediate interventions was to conduct frequent checks during the night, and the care plan was not updated. [Note: No new interventions were identified on the care plan.]
o. On 7/31/19 at 9:26 PM, the note stated, Pt found on floor, witnessed by other patients, pt fell back landed on her back with right arm behind her, pt sweaty diaphorectic (sic), vs stable, 175/69, 91 ra (sic), hr 82 even, resp (respirations) 24. Pt alert x 1 to self, unable to communicate staring blankly at staff, unable to answer questions r/t cares etc. Md notified , [family member] notified, will meet at hospital, emergent services contacted. Cognition poor, unable to process any information. Unusual for her. Large bump to right side of her head above her ear. [Note: No documentation could be found of a hard copy incident report for this fall. No new interventions were identified.]
p. On 8/1/19 at 4:43 AM, the note stated, Pt returned from the ER at [local hospital] around 0020 (12:20 AM) with the [family member]. Pt was AO (alert and orient) x 2. and was more stable on her feet. Pt had a UA and tested positive for candida, and a bladder infection. Pt also had a scalp hematoma from the ground level fall. Pt had a CT brain/head w/o (without) contrast and a CT spine cervical w/o contrast. New orders recived (sic) from the ER :-Cephalexin Keflex 500 mg (milligrams) oral capsule BID (two times a day) for 7 days. Nystatin topical cream QID (four times a day) for 7 days PRN as needed for skin. Pt has been resting. VS are stable and WNL (within normal limits). Will continue to monitor and do VS and Neuro checks as per protocol.
Interventions implemented in the care plan were frequent checks throughout the night on 8/10/19 and ensure proper footwear, non-skid socks on 8/16/19. It should be noted that non skid-socks were initially implemented on 5/21/19.
q. On 8/6/19, a note stated that resident 48 had bruising of unknown origin on the frontal, sphenoid, and mandible area, and X-rays were ordered.
[Note: No documentation could be found of a hard copy incident report for this injury. No new interventions were identified.]
r. A hard copy incident report, on 8/16/19 at 8:20 AM, documented that resident 48 was FOF in room. No injuries or pain were documented. The footwear at the time of the fall was documented as regular socks. The physician ordered a UA.
[Note: No new interventions were identified.]
s. On 8/20/19 at 4:45 AM, the note stated at 00:30 (12:30 AM) patient was found on the floor of her room. When the patient was asked what happened, she stated that she did not fall. She said that she was tired and wanted to lay down. Pt had no new injuries.
VITALS
Temp: 97.7
Resp: 16
Pulse: 58
BP (Blood Pressure): 157/78
O2: 97% on RA
NEUROS
LOC (level of consciousness): awake and aware
Movement: all 4 extremities
Speech: clear
Hand grasp: equal and strong
Pupil reaction: brisk
Pupil size: 4mm (millimeter)
Interventions already in place include; Bed in low position, mat on the floor, call device within reach, encourage handrail, night light, non-slip footwear, traffic path in room free of clutter, frequent checks. Recommendations: collaborate with family in regards to setting a bed alarm
A hard copy incident report, on 8/20/19 at 12:30 AM, documented that resident 48 was FOF in room. No injuries or pain were documented.
Interventions implemented on 8/21/19 in the care plan was a bed alarm.
On 10/08/19 at 4:29 PM, an interview was conducted with the CNA Coordinator and Licensed Practical Nurse (LPN) 1. The CNA Coordinator stated that the bruise on the resident's right cheek was from a fall that occurred approximately a month ago where the resident's entire right side of her face was bruised. LPN 1 stated that this was not a new injury but rather a resolving and healing bruise.
On 10/09/19 at 9:21 AM, an interview was conducted with CNA 7. CNA 7 stated that he was also a facility Restorative Nurse Assistant (RNA) and that he worked with resident 48 in the restorative program. CNA 7 stated that he attempted to provide resident 48 with restorative services Monday through Saturday for 15 minutes a day. CNA 7 stated that he provided resident 48 with active ROM exercises and walking. CNA 7 stated with regards to resident 48's walking exercises he just visualized her ambulation, and on days that resident 48 was not observed ambulating he would try to take her on a walk. CNA 7 stated that resident 48 liked to participate in the move and groove activity that was conducted daily at 11:00 AM. CNA 7 stated that resident 48 enjoyed hitting balloons with noodles during the move and groove activity. CNA 7 stated that resident 48 had a history of falling, but had not had a fall in awhile. CNA 7 stated that interventions for preventing resident 48 from falling were to keep the bed in a low position, place fall mats on both sides of the bed when the resident was in bed, and to check on her frequently. CNA 7 stated that resident 48 has had injuries from her falls, such as a bruise on her face. CNA 7 stated that he observed that the bruise had caused resident 48 pain because she would touch her face and groan. CNA 7 stated that on days when resident 48 seemed off balance they would try to walk with her or guide her in her ambulation.
On 10/09/19 at 10:33 AM, an observation was made of resident 48 ambulating. Resident 48 was observed ambulating down the hallway wearing only one shoe on the left foot. Resident 48 was observed to be holding the right shoe. Resident 48 stated that the right foot was hurting. Resident 48's socks were observed to be mismatched and the sock located on the right foot was thicker than the left. Resident 48 was approached by the CNA Coordinator and RN 3. Both staff members asked resident 48 why she was carrying her shoe. Neither staff member attempted to assist resident 48 with her footwear. Resident 48 then proceeded to remove the other shoe and was observed ambulating in the hallway in only socks. The resident was left unattended not wearing shoes. Resident 48 stated she wanted her shoes off because they hurt her feet. Resident 48 was then observed to ambulate down the hallway unattended while holding her shoes in her hands. Resident 48 was observed ambulating into the dining room onto the vinyl flooring in her socks.
On 10/09/19 at 11:08 AM, an interview was conducted with CNA 9. CNA 9 stated she had been at the facility for a month and a half. CNA 9 stated that she knew resident 48 really well and was usually assigned to her hallway. CNA 9 stated she did not know of any intervention[TRUNCATED]
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Assessment Accuracy
(Tag F0641)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE], and readmitted on [DATE] with diagnoses which included heart failure, car...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 58 was admitted to the facility on [DATE], and readmitted on [DATE] with diagnoses which included heart failure, cardiomyopathy, weakness, atrial fibrillation, bronchitis, anemia, anxiety, benign prostatic hyperplasia, chronic obstructive pulmonary disease, and hypertension.
On 10/9/19 resident 58's medical records were reviewed.
A review of resident 58's progress notes revealed that he had 8 falls on the following dates:
a. 4/5/19 [Note: resident 58 had 2 falls on this date.]
b. 4/20/19
c. 6/12/19
d. 7/27/19
e. 7/28/19
f. 9/21/19
g. 10/7/19
A Medicare 14 day MDS assessment dated [DATE], with a look back period that ended on 4/6/19, documented under section J that resident 58 had no falls since admission or the prior assessment.
[Note: resident 58 had a fall on 4/5/19.]
A Quarterly MDS assessment dated [DATE], with a look back period that ended on 6/23/19, documented under section J that resident 58 had no falls since admission or the prior assessment.
[Note: resident 58 had falls on 4/20/19 and 6/12/19.]
A Quarterly MDS assessment dated [DATE], with a look back period that ended on 9/16/19, documented under section J that resident 58 had no falls since admission or the prior assessment.
[Note: resident 58 had falls on 7/27/19 and 7/28/19.]
Based on interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that the resident assessment information was accurate. Specifically, a resident who had a pressure ulcer (PU) upon admission was documented as not having a PU on the admission Minimum Data Set (MDS) Assessment, and a resident who had sustained multiple falls did not have a Quarterly MDS Assessment that documented the falls. Resident identifiers: 43 and 58.
Findings include:
1. Resident 43 was admitted to the facility on [DATE], and readmitted on [DATE] with diagnoses which included dementia, sepsis, pressure ulcers to bilateral heels, muscle weakness, hypertension, pain, aortic stenosis, and presence of a cardiac pacemaker.
On 10/8/19 resident 43's medical records were reviewed.
Resident 43's admission MDS Assessment with an admission Reference Date (ARD) of 1/7/19 was reviewed. Section M0210-Unhealed Pressure Ulcers/Injuries documented No to the question does this resident have one or more unhealed pressure ulcers/injuries.
On 10/10/19 at 2:07 PM, an interview was conducted with the Corporate Resource Nurse (CRN) 1. CRN 1 stated that the admission MDS Assessment for resident 43 was inaccurate. CRN 1 stated that she had located a physician note on 12/31/18 that documented that the resident had wounds to the bilateral heels upon admit.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
ADL Care
(Tag F0677)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 4 out of 42 sampled residents, that the facility did no...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 4 out of 42 sampled residents, that the facility did not ensure that a resident who was unable to carry out activities of daily living (ADLs) received the necessary services to maintain good nutrition, and personal hygiene. Specifically, two residents were observed to wait for a prolonged period of time without being provided dining assistance while their food sat in front of them, another resident was not provided showers on his scheduled shower days, and a resident was observed in urine soaked clothing for approximately 40 minutes. Resident identifiers: 43, 44, 48, and 49.
Findings include:
1. Resident 43 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included dementia, sepsis, pressure ulcers to bilateral heels, muscle weakness, hypertension, pain, aortic stenosis, and presence of a cardiac pacemaker.
On 10/8/19 resident 43's medical records were reviewed.
Review of resident 43's electronic bathing log revealed that the resident had received 5 showers in the last 30 days. The log was dated 10/7/19.
Review of resident 43's Quarterly Minimum Data Set (MDS) Assessment on 8/27/19 revealed that resident 43 was an extensive 1 person assist for personal hygiene and 1 person physical assist for bathing.
The shower/skin check forms were reviewed. Forms were provided for 8/27/19, 8/29/19, 8/31/19, 9/14/19, 9/19/19, 10/1/19, 10/2/19, and 10/10/19. None of the forms documented that showers were provided to resident 43. The forms did document that a shower was provided to another resident with the same first name as resident 43.
On 10/10/19 at 6:47 AM, an interview was conducted with Certified Nurse Assistant (CNA) 12. CNA 12 stated he was assigned to provide care for resident 43 on 10/7/19, and did not provide him with a shower that day.
On 10/10/19 at approximately 6: 55 AM, an interview was conducted with CNA 10. CNA 10 stated that resident 43 was scheduled for showers on Tuesdays, Thursdays and Saturdays. CNA 10 stated that showers were documented in the electronic medical records. CNA 10 stated that they also completed a skin check with each shower and documented on the shower log. CNA 10 stated that the shower/skin check forms were then given to the CNA Coordinator.
On 10/15/19 at 11:42 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that resident 43 was not identified on the shower logs. RN 2 stated that it was another resident with the same first name as resident 43. RN 2 stated that she determined this based on the other residents located on the shower log and that they were all residing on the 100 hallway and not the 300 hallway with resident 43.
On 10/15/19 at 11:44 AM, an interview was conducted with CNA 7. CNA 7 stated that the shower logs were all for the 100 hallway and that resident 43 was not located on them. CNA 7 stated that resident 43 resided on the 300 hallway.
2. Resident 44 was admitted to the facility on [DATE] with diagnoses which included Alzheimer's disease, atrial fibrillation, anxiety disorder, major depressive disorder, hypothyroidism, pain, and pressure ulcer of buttocks.
On 10/07/19 at 12:23 PM, an observation was made of resident 44 during the lunch meal in the main dining room. Resident 44 was seated at the assisted dining table, and was served her meal. At 12:39 PM the first bite was provided to resident 44 by CNA 7. Resident 44 was observed to wait 16 minutes for dining assistance.
On 10/7/19 resident 44's medical records were reviewed.
Review of the Quarterly MDS Assessment on 8/28/19 documented that resident 44 required extensive 1 person assistance with eating.
Review of the care plan for ADLs documented that resident 44 required staff assistance with ADLs. An intervention was to provide assistance to support the level of need for resident 44. The care plan was initiated on 12/7/18.
3. Resident 49 was admitted to the facility on [DATE] with diagnoses which included cerebral infarct, vascular dementia, pseudobulbar affect, chronic pain syndrome, muscle weakness, mood disorder, hemiplegia, and hemiparesis.
On 10/07/19 at 12:25 PM, an observation was made of resident 49 during the lunch meal in the main dining room. Resident 49 was seated at the assisted dining table, and was served her meal. At 12:43 PM the first bite was provided to resident 49 by CNA 12. Resident 49 was observed to wait 18 minutes for dining assistance.
On 10/7/19 resident 49's medical records were reviewed.
Review of the Annual MDS Assessment on 9/6/19 documented that resident 49 required extensive 1 person assistance for eating.
Review of the care plan for ADLs documented that resident 49 required staff assistance with ADLs'. An intervention was to provide assistance to support the level of need for resident 44. The care plan was initiated on 9/26/18.
On 10/10/19 at 10:57 AM, an interview was conducted with the Director of Nursing (DON). The DON stated that a reasonable wait time for dining assistance was under 15 minutes.
4. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and need for assistance with personal care.
On 10/8/19 resident 48's medical records were reviewed.
Review of the quarterly MDS Assessment on 10/1/19 documented that resident 48 was an extensive 1 person assist for toileting. The assessment also documented that resident 48 had frequent urinary incontinence and always had bowel incontinence.
Review of the care plan for ADLs documented that resident 48's ADLs needs would be met through the next review. An intervention was to provide assistance to support level of need for resident 48. The care plan was initiated on 5/21/19.
On 10/08/19 at approximately 3:30 PM, resident 48 was observed at the nurse's station looking for assistance, and was calling out I need, I need. Resident 48 was unable to state the desired request due to dementia and confusion. Resident 48 was observed to ambulate towards her bedroom with CNA 6 and CNA 9. Resident 48's skirt was observed wet in the back and a strong odor of urine was noted. At 3:40 PM, resident 48 was observed looking for an item in her room with CNA 6 and CNA 9. Resident 48 was observed to exit the room and no toileting assistance was provided.
On 10/08/19 at 3:52 PM, resident 48 was observed ambulating down the 300 hallway towards the dining room. Resident 48 was accompanied by CNA 9. The resident attempted to enter the kitchen and was blocked by CNA 9.
On 10/08/19 at 4:10 PM, an interview was conducted with Licensed Practical Nurse (LPN) 1. LPN 1 stated that resident 48's skirt appeared to be wet. LPN 1 stated she could detect a strong odor of a bowel movement (BM).
Resident 48 was observed needing toileting assistance for approximately 40 minutes.
On 10/09/19 at 11:22 AM, a follow-up interview was conducted with LPN 1. LPN 1 stated that resident 48 was toileted immediately after the skirt was observed wet on 10/8/19, and assistance was provided by CNA 6. LPN 1 stated that resident 48 was having an off day with her dementia. LPN 1 stated that resident 48 had a strong odor of BM yesterday and she was probably wet.
On 10/09/19 at 11:26 AM, a follow-up interview was conducted with CNA 6. CNA 6 stated that she changed resident 48's brief yesterday after we identified that her skirt appeared wet. CNA 6 stated that the resident's brief and skirt were saturated with urine. CNA 6 stated that resident 48's urine had a really strong odor and she reported it to the nurse as it could be a sign of an infection.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0757
(Tag F0757)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that eac...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on interview and record review it was determined, for 2 of 42 sampled residents, that the facility did not ensure that each resident's drug regimen was free from unnecessary drugs. An unnecessary drug was any drug when used in excessive dose; or for excessive duration; or without adequate monitoring; or without adequate indications for its use; or in the presence of adverse consequences. Specifically, a resident was not administered insulin when it should have been provided according to the physician order, and corresponding blood sugar (BS) checks were not documented. Additionally, a resident's antihypertensive medication was administered without prior blood pressure (BP) readings as ordered by the physician. Resident identifier: 48 and 55.
Findings include:
1. Resident 55 was admitted to the facility on [DATE] with diagnoses which included perforation of intestine, obesity, gastro-esophageal reflux disease, major depressive disorder, and type 2 diabetes mellitus.
On 0/9/19 resident 55's medical records were reviewed.
Resident 55's physician orders stated, Insulin Lispro, inject subcutaneously before meals and at bedtime per the sliding scale; 61-70=recheck in 1 hour, 71-124=0 units, 125-175=2 units, 176-225=4 units, 226-275=6 units, 276-325=8 units, 326-375=10 units, and 376-400=12 units. The order was initiated on 9/23/19.
Review of resident 55's Medication Administration Record (MAR) for September and October 2019 revealed the following:
a. On 9/24/19 at 11:18 PM, 4 units of insulin were administered. No documentation could be found of a BS check.
b. On 10/1/19 at 11:10 PM, the insulin was not administered Per Order Parameters. No documentation could be found of a BS check.
c. On 10/4/19 at 8:42 PM, the BS was 128 and insulin was not administered Per Order Parameters. Per the physician order 2 units should have been administered.
d. On 10/5/19 at 9:37 PM, the BS was 130 and insulin was not administered Per Order Parameters. Per the physician order 2 units should have been administered.
e. On 10/8/19 at 10:16, PM, the BS was 137 and insulin was not administered Per Order Parameters. Per the physician order 2 units should have been administered.
On 10/10/19 at 7:17 AM, an interview was conducted with Licensed Practical Nurse (LPN) 2. LPN 2 stated that resident's BS checks were documented in the MAR and would be obtained prior to insulin administration.
On 10/15/19 at 10:49 AM, an interview was conducted with the Director of Nursing (DON). The DON stated that he expected the licensed nursing staff to first read the order, and then administer the insulin per the physician order. The DON stated that the nurses may utilize their judgement to hold the medication. For example, the nurse may hold the insulin, per nursing judgement, if the resident did not eat. The DON stated that he would expect the nurse to notify the physician if there was a need to alter treatment and document in the nursing notes. The DON stated that he identified that it was one nurse that was administering the insulin incorrectly. The DON stated that not given per order parameters was documented and in this instance it was a nursing error.
2. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and need for assistance with personal care.
On 10/8/19 resident 48's medical records were reviewed.
Review of resident 48's physician orders revealed the following:
a. Amlodipine 5 milligrams (mg) every day for hypertension, take BP prior to administering. The order was initiated on 5/21/19.
b. Lisinopril 10 mg every day for hypertension, take BP prior to administering. The order was initiated on 5/21/19.
Review of resident 48's MAR for October 2019 revealed no BP monitoring for the Amlodipine and Lisinopril administration on 10/2/19, 10/3/19, 10/4/19, 10/7/19 and 10/8/19.
On 10/09/19 at 8:28 AM, an interview was conducted with LPN 3. LPN 3 stated that the MAR would show the BP readings for any medication that had orders for it.
On 10/15/19 at 10:46 AM, an interview was conducted with the DON. The DON stated that the night staff would obtain the vital signs (VS) for day shift between 6:00 AM and 6:30 AM. The DON stated that the aides would give the VS sheet to the nurse and the nurse would put them into the electronic medical records. The DON stated that there were no BP results for the Amlodipine and Lisinopril administration on 10/2/19, 10/3/19, 10/4/19, 10/7/19 and 10/8/19.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0805
(Tag F0805)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 2 of 42 sample residents, that the facility did not pro...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation, interview and record review it was determined, for 2 of 42 sample residents, that the facility did not provide drinks in a form designed to meet individual needs. Specifically, beverages were not prepared according to manufacturer requirements for thickness. Resident identifiers: 44 and 118.
Findings include:
1. Resident 118 was admitted to the facility on [DATE] with diagnoses which included falls, syncope and collapse, orthostatic hypotension and unspecified dementia without behavioral disturbance.
On 10/10/19 at 7:50 AM, an observation was made of Certified Nursing Assistant (CNA) 5. CNA 5 was observed to add 1 spoon full of thickener to 4 ounces of apple juice. CNA 5 stated that she used 1 spoon full of thickener for the small drinks and 2 spoon fulls for the large drinks. Resident 118 was observed to drink the apple juice.
On 10/10/19 at 8:04 AM, an observation was made of CNA 10. CNA 10 was observed to serve resident 118 apple juice from a sealed container and milk in a glass. CNA 10 stated that the apple juice was pre-thickened in the container and the kitchen staff thickened the milk.
Resident 118's medical record was reviewed on 10/10/19.
A physicians order dated 10/3/19 at 7:05 PM revealed, Nectar Thickened, Constant Indicator.
A care plan dated 10/5/19 revealed LTC (long term care) Nutritional Status. The goal developed was Nutritional intake meets needs. One of the interventions developed was, Staff is to provide [resident 118] with the ordered diet of NDD2 (national dysphagia diet 2), Nectar thick liquids and no straws.
2. Resident 44 was admitted to the facility on [DATE] with diagnoses which included Alzheimer's disease, atrial fibrillation, anxiety disorder, major depressive disorder, hypothyroidism, pain, and pressure ulcer of buttocks.
On 10/07/19 at 12:23 PM, an observation was made of resident 44 during the lunch meal in the main dining room. Resident 44 was seated at the assisted dining table, and was served her meal. The diet was observed to be pureed. At 12:39 PM, the first bite was provided to resident 44 by CNA 7. CNA 7 was observed to place 2 level scoops of thickener into resident 44's 8 ounce (oz.) glass of apple juice. CNA 7 utilized a plastic spoon to scoop the thickener, and not a measuring spoon. CNA 7 stated that the resident was on nectar thick liquids and that he was told that one spoonful was the equivalent of 1 tablespoon (Tbsp.). CNA 7 stated that according to the manufacturer guidelines, located on the thickener canister, 1 Tbsp. was required to reach a nectar thick consistency. CNA 7 stated he liked to add in more than the recommendation to make sure the resident did not aspirate.
On 10/10/19 at 7:43 AM, an observation was made of the breakfast meal in the dining room. Resident 44 was observed to be served orange juice. CNA 3 (agency staff) was observed to mix 2 plastic spoon fulls from thickener into 6 ounces of orange juice. CNA 3 stated that she used 2 spoon fulls and then stirred it. CNA 3 was asked how much thickener needed to be used to make a nectar thick liquid. CNA 3 responded you just know after doing it for so long. At 8:02 AM, an observation was made of resident 44's orange juice. The orange juice was observed to have crystals and was sticking to the spoon. CNA 3 stated that it's thicker than nectar thick liquids.
On 10/10/19 at 7:50 AM, an observation was made of resident 44 during the breakfast meal in the main dining room. Resident 44 was seated at the assisted dining table and was provided assistance by CNA 3. At 8:25 AM, CNA 3 was observed to place one level spoon of thickener into resident 44's 8 oz. glass of cranberry juice. CNA 3 was observed to provide the beverage to resident 44. Resident 44 was observed to attempt to swallow the liquid multiple times. CNA 3 stated it looks like you are choking; you need to have more thickener added to the drink.
On 10/7/19 resident 44's medical records were reviewed.
Resident 44's diet orders were reviewed and stated pureed diet, nectar thickened liquids. The order was initiated on 2/22/19.
The label of the powder thickener was observed. The label directed to use 1 tablespoon for 4 oz of cranberry juice, orange juice or apple juice. The label further revealed to allow 1-4 minutes to reach desired consistency.
On 10/10/19 at 8:15 AM, an observation and interview was conducted with the Dietary Manager (DM). The DM stated that the kitchen staff thickened the beverages for the residents that ate in their rooms. The DM stated that CNAs thickened the beverages in the dining room. The DM stated that staff did not use a measuring spoon to measure the thickener added to the drinks. The DM stated that staff were to used 1 1/2 scoops with the plastic spoon for 4 oz of beverage. The DM stated that 8 oz beverage were to have 2 scoops of thickener. The DM stated that the spoons should be level. The DM was observed to put 1 1/2 level plastic spoon fulls of thickener into a cup. The DM was observed to put 1 tablespoon of thickener into another cup. The DM was observed to pour the thickener from the plastic spoons into the table spoon. The thickener was not a full tablespoon. The DM stated that the thickener was not enough. The DM stated that nectar thickened liquids should not stick to a spoon.
On 10/10/19 at 8:41 AM, an interview was conducted with the facility Speech Language Pathologist (SLP). The SLP stated that she had worked at the facility for about a month. The SLP stated that the protocol for thickening was have the CNAs thicken the beverages. The SLP stated that the DM ordered prethickened liquids and staff had been serving the prethickened liquids to residents for about a week. The SLP stated that she observed the CNAs thicken liquids and CNAs Knew what they were doing. The SLP stated that CNAs had asked her about thickening liquids. The SLP stated that one of the CNAs was being over cautions and over thickening the beverages. The SLP stated that she had done training on a individual basis with CNAs. The SLP stated that she did a full training on diet and liquid textures with the kitchen staff. The SLP stated residents needed to be safe and happy with their beverages. The SLP stated that the risks of not having a true nectar thickened beverage was aspiration.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Infection Control
(Tag F0880)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined, for 1 of 42 sampled residents, that the facility did not ensure that the f...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined, for 1 of 42 sampled residents, that the facility did not ensure that the facility's infection prevention and control program was maintained to provide a safe and sanitary environment and to help prevent the development and transmission of communicable diseases and infections. Specifically, an observation was made of a resident's dressing change and proper hand hygiene was not maintained. Resident identifier: 43.
Findings include:
Resident 43 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included dementia, sepsis, pressure ulcers to bilateral heels, muscle weakness, hypertension, pain, aortic stenosis, and presence of a cardiac pacemaker.
On 10/9/19 at 3:30 PM, an observation was made of resident 43's dressing change to the bilateral heel Stage IV Pressure Ulcers (PU) by Licensed Practical Nurse (LPN) 3, and assisted by the Wound Nurse (WN). All dressing supplies were gathered per the physician order. All staff gowned, gloved and applied face mask and heel protectors prior to entering resident 43's isolation room. LPN 3 was observed to cleanse resident 43's bedside table with a sanitizer wipe and dispose of it in a biohazard garbage canister. The dressing supplies were then placed on top of the bedside table. LPN 3 was observed to remove and discard her gloves, wash her hands and new gloves were applied. LPN 3 removed the heel protector from resident 43's left foot, placed a drape cloth under the foot and removed the old dressing. The dressing was discarded in a biohazard garbage canister. LPN 3 then opened a sterile 4 x 4 gauze bandage, applied normal saline (NS) to the wound bed from a vial (amount undetermined), and wiped dry the wound bed utilizing the 4 x 4 gauze dressing. LPN 3 then removed and discarded her gloves, washed her hands and applied new gloves. The remainder of the dressing change occurred without any further observation of cross contamination or lack of hand hygiene.
At 4:15 PM, an interview was conducted with LPN 3 immediately following the dressing change observation. LPN 3 stated she should have washed her hands and applied new gloves after removing the old bandage and before cleansing the wound bed with the sterile 4 x 4 gauze and NS.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0578
(Tag F0578)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 28 was admitted to the facility on [DATE] with diagnoses which included diabetes mellitus type 2, cerebral infarctio...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 2. Resident 28 was admitted to the facility on [DATE] with diagnoses which included diabetes mellitus type 2, cerebral infarction, hyperlipidemia, epilepsy, generalized anxiety disorder, neuropathy, and pain management.
Resident 28's medical record was reviewed on 10/8/19.
A Utah Life with Dignity Order dated 9/28/18 documented resident 28's Code Status under section A. Cardiopulmonary Resuscitation Treatment options when the patient does not have a pulse and is not breathing. Resident 28 selected the option for Attempt to resuscitate.
A review of the facility electronic medical record revealed that the facility documented resident 28 wished to be Do Not Resuscitate.
On 10/8/19 at 2:57 PM, an interview was conducted with RN 1. RN 1 stated that when staff needed to review a resident's code status, the staff looked in the facility electronic electronic medical record. RN 1 stated that sometimes staff searched the book that was kept at the nurses' station with the hard copy of the Code Status sheets, because sometimes it was entered incorrectly in the facility electronic medical record.
On 10/8/19 at 3:11 PM, an interview was conducted with the DON. The DON verified that resident 28's Code Status in the electronic medical record was not congruent with resident 28's signed wishes.
Based on interview and record review it was determined, for 3 of 42 sampled residents, that the facility did not ensure the resident's right to request, refuse, and /or discontinue treatment and to formulate an advance directive. Specifically, three resident's advanced directives were not implemented and accurately documented in the medical records. Resident identifiers: 28, 30, and 70.
Findings include:
1. Resident 70 was admitted to the facility on [DATE] with diagnoses which included urinary tract infection, metabolic encephalopathy, violent behavior, hypertension, restlessness and agitation, sleep disorder, pain, dementia, and mood disorder.
On 10/8/19 resident 70's medical records were reviewed.
Review of resident 70's physician orders revealed an order for full resuscitation. The order was initiated on 7/23/19.
On 8/31/19, resident 70's physician progress note stated, Pt (patient) collapsed while sitting on couch after lunch. He became unresponsive and was found to have a lemon slice in his throat with other food debris. A code was called and chest compressions performed and airway attempted to be cleared by staff. EMS (emergency medical services) was also called and attempted ACLS (advanced cardiac life support) but airway was unsuccessfully obtained. He was then transported to ER (emergency room) where the code was called.
On 8/30/19, resident 70's hospital history and physical stated, Reportedly the patient was found down in the hallway at the care center. Staff began CPR (Cardio Pulmonary Resuscitation). When EMS arrived on scene they found the patient to be asystole and started an intraosseous line as well as an IV (intravenous), administered a total of 4 rounds of epinephrine, with no shocks, and had return of spontaneous circulation. They attempted to intubate the patient but found quite a bit of food mater in his mouth and upper airway including a large piece of lemon. They were unsuccessful with the intubation due to this and the short transport time to the ED (emergency department). Apparently the patient is DNR/DNI (do not resuscitate/do not intubate), but they were unable to produce that paperwork on scene.
Resident 70's advanced directives were reviewed. On March 26, 2018 resident 70's health care directive and Power of Attorney (POA) was established. Resident 70 documented that he choose not to receive care for the purpose of prolonging life, including CPR.
On 10/15/19 at 11:18 AM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that advanced directives were located in the electronic medical records and the Provider Orders for Life-Sustaining Treatment (POLST) book at the nurse's station. RN 2 stated that the POLST book was what she would trust first because it contained the actual document.
On 10/15/19 at 11:56 AM, an interview was conducted with the Director of Nursing (DON). The DON stated that advanced directives were located in the POLST book on the unit and in the electronic medical records (eMR). The DON stated that the process for obtaining advanced directives was completed upon admit with the nurse, the resident, or the POA. Once the information was obtained a copy of the document would go into the POLST book on the unit. Then the physician would sign off on it, and medical records would scan the document into the eMR. The DON stated that this provided a triple check process for ensuring that the documents were accurate and complete. The DON stated that the advanced directives were placed as an order in the computer and by default every resident was put in as a full code unless they knew differently. The DON stated that he was present in the building when resident 70 collapsed. The DON stated that he and the facility Administrator went to locate the POLST at the time the resident was found unresponsive. The DON stated that the CNA Coordinator called the POA who informed them that they already had a copy of his advanced directives and that resident 70 was DNR. The DON stated that as soon as they were informed they stopped compressions, but at this point the resident did have a faint pulse. The DON stated that when this incident occurred the process for obtaining POLST information was not in place. The DON stated that the new process was initiated the first part of September 2019. The DON stated that he was not aware of what the staff were doing prior to September for obtaining advanced directive information.
3. Resident 30 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included cerebral infarction, lumbar vertebra fracture, dysphagia, anemia, epilepsy and muscle weakness.
Resident 30's medical record was reviewed on 10/8/19.
A POLST form signed on 6/2/19 revealed that resident 30 signed to not resuscitate.
The banner in the electronic medical record revealed resident 30's code status was Full Resuscitation.
On 10/8/19 at 3:13 PM, the DON was interviewed. The DON stated there was a POLST book at each nurses' station, so staff could look at it. The DON stated that the banner in the electronic medical record also contained the resident's code status. The DON stated the banner and the POLST were to match. The DON stated that if the banner and POLST did not match then the resident's wishes might not get honored. The DON stated that the staff always use the book with the POLST in it.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Safe Environment
(Tag F0584)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that the facility did not provide a comfortable and homelike environment. S...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that the facility did not provide a comfortable and homelike environment. Specifically, resident bedding was dirty and not changed, and resident wheelchairs were not cleaned. Additionally, full garbages and dirty laundry were left in the resident bathrooms. Resident Identifiers: 12, 21, 43, and 268.
Findings include:
1. On 10/7/19 at 8:42 AM, an observation was made of room [ROOM NUMBER] with a bag full of garbage and another bag full of dirty clothes, left setting on the bathroom floor.
2. On 10/7/19 at 8:49 AM, room [ROOM NUMBER] was observed to have dirty clothes scattered across the bathroom floor. The bathroom garbage was observed to be full of used briefs and had a very strong urine odor.
3. On 10/7/19 at 8:52 AM, room [ROOM NUMBER] was observed with open pizza boxes and dried out pizza slices in them. A plate with a partially eaten grilled cheese sandwich was observed sitting on the resident's bed, it appeared old and dried out. There were an open jelly and margarine containers on the resident's bedside table that were both labeled keep refrigerated. room [ROOM NUMBER] was noted to have an odor of old and rotted food.
4. On 10/8/19 at 7:42 AM, an observation was made of room [ROOM NUMBER]'s bathroom. The bathroom garbage was observed to be full of soiled briefs.
5. On 10/8/19 at 7:48 AM, an observation was made of room [ROOM NUMBER]'s bathroom with a full bag of garbage left sitting on the floor.
6. On 10/8/19 at 8:13 AM, an observation was made of room [ROOM NUMBER]'s bedding that was very dirty and covered in food debris and red colored stains. The garbages in room [ROOM NUMBER] were observed to be full and overflowing.
On 10/8/19 at 8:13 AM, resident 21 in room [ROOM NUMBER] was interviewed. Resident 21 stated that the staff very rarely came in to change his bedding, stated he had been asking to have his bedding changed for 3 weeks. Resident 21 stated that staff would occasionally help him throw away his food garbage and straighten up his room. Resident 21 stated that staff did not offer to help him store his food in the fridge.
On 10/10/19 at 11:31 AM, an interview was conducted with Certified Nursing Assistant (CNA) 1. CNA 1 stated that he took out resident garbages every time they were full, or if the garbages had briefs or resident care supplies were in them. CNA 1 stated that briefs should never be left in the resident garbage. CNA 1 stated that any dirty clothes should be taken out of the resident room immediately. CNA 1 stated that bedding should be changed on the resident shower days and as needed. CNA 1 stated that resident 21 showered himself so staff sometimes forgot to change resident 21's bedding. CNA 1 stated that he never helped to clean resident 21's room or helped put food away.
On 10/10/19 at 12:38 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that resident bedding should be changed on resident shower days and as needed. The DON stated that resident garbages should be taken out when they were full or if they had briefs in them. The DON stated that he had talked to resident 21 about putting resident 21's food in the fridge but the resident 21 will do what he wants to do.
7. On 10/7/19 at 8:46 AM, an observation was made of resident 12. Resident 12's wheelchair was soiled with a white substance.
On 10/7/19 at 2:40 PM, an observation and interview was conducted with resident 12. Resident 12 was lying in bed with his wheelchair next to him. Resident 12's wheelchair was soiled with debris and a white substance. Resident 12 stated that his wheelchair had not been cleaned and he would like it to be cleaned regularly.
8. On 10/7/19 at 10:30 AM, an interview was conducted with resident 268. Resident 268 stated that staff were not very good at keeping the bathrooms picked up from clothes and garbage. Resident 268 also stated that the toilets were not usually cleaned very well.
9. On 10/9/19 at 3:30 AM, an observation was made of resident 43 lying in bed. The fitted sheet was observed with a blood stain on the bottom left corner. The stain was approximately 2.5 inches by 2 inches in size.
On 10/10/19 at 3:30 PM, an observation was made of resident 43 lying in bed. The fitted sheet was observed with the same dried blood stain as was previously observed in the bottom left corner.
On 10/10/19 at approximately 7: 00 AM, an interview was conducted with CNA 4. CNA 4 stated that resident 43 received showers on Tuesday, Thursday and Saturdays and that she usually changed the bed linen at that time. It should be noted that resident 43's shower log revealed that the resident had received 5 showers in the last 30 days.
10. On 9/9/19, the Resident Council Meeting Minutes documented a concern that CNAs needed to change sheets regularly after resident showers.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Comprehensive Care Plan
(Tag F0656)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revas...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 38 was admitted to the facility on [DATE] with diagnoses which included peripheral vascular disease (PVD) with revascularization to his right leg on 5/13/19, chronic kidney disease, chronic obstructive pulmonary disease, hyperlipidemia, non-pressure chronic ulcer of right calf, type 2 diabetes (DMII), pain, benign prostatic hyperplasia, and hypertension.
Resident 38's medical record was reviewed on 10/8/19.
An admission MDS dated [DATE] documented that resident 38 was at risk for developing pressure ulcers but that his skin was intact at that time. Further review revealed the CAA under section V of the MDS documented that the facility staff addressed resident 38's pressure ulcer risk in the resident care plan.
A review of resident 38's care plan revealed that resident 38's Skin Integrity IPOC (interdisciplinary plan of care) was not initiated until 9/24/19, after resident 38's stage III pressure ulcer was discovered. The two interventions listed on resident 38's care plan were Nurse to provide skin check weekly. And Staff to assist with repositioning every 2 hours and PRN (as needed).
A review of resident 38's nurses' notes revealed:
a. On 9/21/19 a nurses' note documented Bordered dressing to R (right) Heel until healed.
[Note: This was the first mention of any skin issues for resident 38, there were no measurements done at that time.]
b. On 9/24/19 a nurses' note documented Pt (patient) seen by wound care NP (nurse practitioner), a dressing was placed on the heel. NP reported the pt has a stage III pressure ulcer on the right heel. A new order will be placed for a daily dressing change today.
[Note: The local wound care company examined resident 38 on 9/24/19 and documented Pt states that the wound and pain to his heel has been there for at least 2 weeks. The pressure ulcer and interventions pertaining to it were not placed on resident 38's care plan.]
On 10/2/19 a physician's order was entered for soft boot to right heel while in bed.
[Note: This intervention was never entered on resident 38's care plan, and resident 38 was observed multiple times with no boots on while in bed.]
On 10/8/19 at 2:26 PM, an interview was conducted with resident 38. Resident 38 stated that the staff usually put a pillow under his feet at night, stated that staff did not come in and reposition him. Resident 38 stated that the staff were changing his dressing to help his wound heal, stated staff were not doing anything else. Resident 38 stated that he had never worn padding or boots on his heels. Resident 38 reported that his wound was painful. Resident 38 stated that he had reported heel pain to some staff members for a while prior to them finding the wound and starting dressing changes.
A Medicare admission MDS dated [DATE], documented the resident 38 had a Brief Interview for Mental Status (BIMS) score of 15, which indicated that resident 38 was cognitively intact.
On 10/8/19 at 2:39 PM, an interview was conducted with RN 1. RN 1 stated that he had never put a soft boot of any kind on resident 38. RN 1 stated that the only interventions that were being done for resident 38's pressure sore were the dressing changes.
On 10/9/19 at 12:41 PM, an interview was conducted with the Wound Nurse (WN). The WN stated that resident 38 was at risk for pressure ulcer development when he admitted related to his diagnoses of PVD and diabetes. The WN stated that she did not know how or when resident 38's pressure ulcer developed, stated that she had not done a root/cause analysis. The WN stated that preventative interventions that staff were doing prior to resident 38's pressure ulcer development were to encourage proper footwear, the CNA's did skin checks with every shower and filled out a shower sheet, and resident 38 had a standard pressure relieving mattress. The WN verified that there was not an order for proper footwear. The WN stated that she did not know how it was communicated to staff to encourage resident 38 to wear proper footwear.
On 10/9/19 at 6:36 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that resident 38 was on a standard pressure relieving mattress and had weekly skin checks by the floor nurse prior to the pressure sore appearing on his right heel. The DON stated that resident 38 was fully cognitively intact so we don't worry too much about him. The DON stated that he was unfamiliar with Braden score results breakdown used in the facility electronic charting system, stated that he did not use that score breakdown for intervention planning. The DON stated that he would have to check with the corporate office to see which Braden score breakdown they used. The DON stated that he only put other skin breakdown prevention interventions in if the Braden score was less than 12.
[Note: Resident 38's Braden score was 17 even after his stage III pressure ulcer was discovered.]
On 10/10/19 at 1:19 PM, a follow up interview was conducted with the DON. The DON stated that even if a resident was only a mild risk for skin breakdown, every resident should have a skin breakdown prevention care plan upon admission.
[Note: Resident 38's skin breakdown prevention care plan was not initiated until over a month after his admission.]
5. Resident 58 was admitted to the facility on [DATE]; he went out to the hospital and was readmitted on [DATE] with diagnoses which included heart failure, cardiomyopathy, weakness, atrial fibrillation, bronchitis, anemia, anxiety, benign prostatic hyperplasia, chronic obstructive pulmonary disease, and hypertension.
Resident 58's medical record was reviewed on 10/9/19.
A review of resident 58's MDS assessment dated [DATE] documented that resident 58 had a BIMS score of 12, which indicated that resident 58's cognitive status was mildly impaired. Additionally, the MDS documented that resident 58 triggered needing a fall prevention care plan.
[Note: Resident 58's Falls IPOC was not initiated and fall prevention interventions were not entered until 5/17/19.]
A review of resident 58's care plan revealed the following interventions:
a. On 5/17/19 Morse Fall Risk Standard Precautions, Bed in low position if unattended, call light within reach, mobility support available, non-slip footwear, personal items within reach, sensory aid items within reach, traffic path in room free of clutter, wheels locked with transfers. And . Verbal education regarding importance of call light use.
b. On 8/10/19 educated on asking for assistance as needed & non skin (sic) socks or shoes when out of bed.
[Note: Non-skid footwear was already an intervention initiated 5/17/19.]
c. On 10/9/19 Staff to provide appropritely (sic) fill O2 (oxygen) tank or oxygen concentrator in the dining room.
A review of resident 58's progress notes and incident reports for falls revealed that resident 58 had sustained falls on 4/5/19, and again on 4/5/19, 4/20/19, 6/12/19, 7/27/19, 7/28/19, 9/21/19, and10/7/19. Interventions was implemented after the following falls; 4/20/19, 7/28/19, and 10/7/19. It should be noted that of the 8 falls documented, 5 of them had no new interventions after the fall occured. Cross-refer to F689 for additional information regarding the falls.
On 10/10/19 at 10:20 AM, an interview was conducted with the DON. The DON stated that he printed a report every morning that told him if there had been a fall, the interdisciplinary team then met that morning, updated the resident care plan and implemented interventions. The DON stated that a new intervention was implemented after every fall, and those interventions were entered into the care plan as well as sometimes entered as a physician's order as a way to communicate them to staff. The DON stated that resident 58 was cognitively intact and refused assistance, stated that the facility was still responsible for trying to keep resident 58 safe.
3. Resident 48 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses which included Parkinson's disease, mood disorder, muscle weakness, anxiety disorder, dementia, insomnia, major depressive disorder, and hypertension.
On 10/08/19 resident 48's medical records were reviewed.
Review of resident 48's admission MDS Assessment with an admission Reference Date (ARD) of 4/12/19 documented the Care Area Assessment (CAA) Summary for resident 48 as having triggered a care plan for falls (V0200). [Note: The care plan for falls was not initiated until 5/21/19 after the resident had sustained 2 falls with injuries.]
Review of resident 48's care plan revealed the following interventions:
a. On 5/21/19 standard fall precautions were initiated. These included bed in low position, call light in reach, mobility support, non-skid socks, personal items in reach, sensory aid items within reach, traffic path free of clutter, and wheels locked for transfers.
b. On 5/21/19 mat to both sides of bed and intervene for unsafe behaviors effecting fall risk were initiated.
c. On 5/30/19 therapy to evaluate walker, provide cueing and education during self-ambulation, and monitor for signs and symptoms of fatigue and encourage rest as needed, and monitor pain and treat to decrease fall risk were initiated.
d. On 8/10/19 frequent checks throughout night was initiated.
e. On 8/16/19 ensure proper footwear, non-skid socks was initiated.
f. On 8/21/19 a bed alarm was initiated.
Review of resident 48's progress notes and incident reports for falls revealed that resident 48 had sustained falls on 5/12/19, 5/18/19, 5/26/19, 5/28/19, 6/3/19, 6/6/19, 6/16/19, 6/21/19, 7/16/19, 7/31/19, 8/6/19, 8/16/19 and 8/20/19. Interventions were implemented after the following falls; 5/12/19, 5/18/19, 5/26/19, 6/21/19 and 8/20/19. It should be noted that of the 13 falls documented 8 of them had no new interventions implemented after the fall occurred. Cross-Refer to F689 for additional information regarding the falls.
On 10/10/19 at 10:11 AM, an interview was conducted with the DON. The DON stated that the protocol for staff after a resident had sustained a fall was to ensure the resident's safety first, notify the physician and family, fill out an incident report, conduct a post fall evaluation, initiate neurological assessments if the fall was unwitnessed, observe the resident for 3 days post fall for late signs of injury, and to update the care plan with new interventions after each fall. The DON stated that he conducted rounds with CNAs and nurses to obtain possible interventions. The DON stated that all interventions were documented in the care plan to communicate to the staff. The DON stated that the fall protocol was patient specific and was listed on the care plan directly below standard fall precautions. The DON stated that fall interventions were re-evaluated post fall at least weekly. The DON stated that if residents were having repeated falls he would attempt to identify new interventions that would be more effective. The DON stated that the interventions needed to be patient centered and would try to keep them safe regardless of the resident's cognitive status or level of confusion. The DON stated, what should we have done, tie her down? when asked about resident 48's interventions.
Based on observation, interview and record review it was determined that for 5 of 42 sampled residents; the facility did not develop and implement a comprehensive person-centered care plan for each resident. Specifically, a resident with pressure ulcers did not have care plans developed, other residents care plans were not updated and implemented for pressure ulcers and falls. Resident identifiers: 19, 38, 48, 58 and 59.
Findings include:
1. Resident 59 was admitted to the facility on [DATE] with diagnoses which included displaced bimalleolar fracture of right lower leg, systemic inflammatory response syndrome, muscle weakness, diabetes mellitus and anemia.
Resident 59's medical record was reviewed on 10/10/19.
A 60 day Minimum Data Set (MDS) dated [DATE] revealed that resident 59 required extensive assistance with 1 person for bed mobility. The MDS further revealed that resident 59 did not have a pressure ulcer but was at risk for developing a pressure ulcer. The MDS revealed that resident 59 had a cushion for her chair and ointments were used for treatments.
A care plan for resident 59's skin integrity dated 8/8/19 revealed a goal that [resident 59] is at risk for skin impairment r/t (related to) fractures and decreased mobility. Another goal developed was [resident 59] will have no unaddressed skin issues TNR (through next review). There were two interventions developed Nurse to assess skin on admit and weekly TNR (and) Staff to assist with repositioning every two hours and prn (as needed). [Note: This was the first skin care plan which wasn't initiated until 2 weeks post pressure ulcer discovery.]
Two Braden assessments dated 7/22/19 and 8/17/19, both revealed resident 59 had very limited sensory perception, occasional moist skin, resident 59 was Chair Fast with 'Very limited mobility. Resident 59 had Probably inadequate nutrition with potential problems for Friction and Shear. Resident 59's Braden score was 13.
A physician's visit dated 9/23/19 revealed Subject: Pt (patient) doing well overall. Concerned about pressure sores on bottom of foot. The assessment and plan was Pressures sores on bottom of feet. avoid pressure on bottom of feet, boot too tight. May have boot off bid (twice daily) for at least 30 minutes to allow for break.
An orthopedic visit dated 9/24/19 revealed, Physician observation: Lateral Plantar early blister no change in alignment. The orders and instructions were Cont (continue) P, T wound care to foot, out of boot 2 hrs (hours)/day.
A physician's visit 10/2/19 revealed, Pt doing ok today. Did want me to look at her pressure sore on the bottom of the foot. The visit notes further revealed, Skin/wound care as indicated and Wound care nurse notified.
A note from the Wound Nurse (WN) dated 10/3/19 revealed, Patient has a DTI (deep tissue injury) to right lateral foot. Area is purple an does no (sic) blanch. The skin is intact. No blister noted. The wound is 3 x 2.2x0cm (centimeter). Patient denies any pain or discomfort in the wound area. MD (Medical Doctor) was there to observe wound. MD ordered that the wound be covered with a foam dressing and changed 3 times a week. MD wants notified of any changes. Unknown cause of the wound.
A physician's order dated 10/3/19 revealed, .Foot, Right MWF (Monday, Wednesday, Friday) Deep tissue injury to right lateral foot. May change PRN. Cover with bordered foam dressing. Notify MD of any changes.
A review of resident 59's Treatment Administration Record (TAR) revealed there were no treatments completed until 10/8/19. [Note: There was a note from the Orthopedic Physician on 9/24/19 that there was an early blister.]
It should be noted at after resident 59's wound was discovered there was no care plan developed.
2. Resident 19 was admitted to the facility on [DATE] with diagnoses which included Parkinson's disease, hypertension, chronic obstructive pulmonary disease, pain, hyperlipidemia and anxiety.
On 10/9/19 at 9:52 AM, an observation was made of resident 19. Resident 19 was in bed with his left heel elevated with his bedding. Resident 19's right heel was resting on the bed.
On 10/9/10 at 12:58 PM, resident 19 was observed in bed laying in his right side. Resident 19's feet were both resting on the mattress. Resident 19 did not have booties on his feet. Resident 19's heels were not floating. There was no pillow or device to keep resident's heels from resting on the mattress.
On 10/10/19 at 7:17 AM, resident 19 was observed in bed with heels against the mattress. There were no pillows and his heels were not floated.
Resident 19's medical record was reviewed on 10/10/19.
An admission MDS dated [DATE] revealed resident 19 did not have a pressure ulcer or other wounds. The MDS revealed that resident 19 was at risk for developing pressure ulcers. The MDS further revealed that resident 19 required 1 person limited assistance with bed mobility.
There was no care plan regarding skin integrity in resident 19's electronic medical record.
A skin assessment dated [DATE] revealed resident's skin was Usual for ethnicity, warm, dry, intact, elastic, pink, moist and scars. Barrier cream, lotion was used for preventative skin care.
A skin assessment dated [DATE] revealed the skin was Usual for ethnicity, warm, dry, localized abnormality, elastic, pink, and point. Skin abnormalities were to the left heel and preventative skin care was lotion and protective covering.
RN 2 documented a new order dated 9/23/19 revealed, Bandaid to L (left) heel pressure sore.
On 10/10/19 at 1:30 PM, a copy of resident 19's wound measurements were provided. The Director of Nursing (DON) stated that the hospice company had been completing the measurements and documenting them. The DON stated the wound opened on 8/13/19 according to the Wound Flowsheet. [Note: All measurements were in centimeters.] The measurements were as follows:
a. On 8/13/19 the measurements were 1.8 x 1.5 x 0.3.
b. On 9/3/19 the measurements were 1.3 x 1.3. 0.
c. On 9/19/19 the measurements were 0.7 x 0.7 x 0.2.
d. On 10/8/19 the measurements were 0.6 x 1.4 x 0.1.
It should be noted that there was no care plan was developed for resident 19's, after the facility assessed him as being at risk for developing pressure ulcer. In addition, a care plan was not developed after the pressure ulcer was discovered. There was no documentation that resident 19's heel had opened up on 8/13/19.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0676
(Tag F0676)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 3. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney d...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 3. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney disease, left bundle-branch block, benign prostatic hyperplasia, disorientation, hyperlipidemia, hypothyroidism, osteoarthritis, pain, and dementia.
On 10/7/19 at 10:57 AM, an observation was made of resident 176 with very messy hair, which appeared dirty, and an unkempt beard.
Resident 176's medical record was reviewed on 10/10/19.
A review of resident 176's Resident Management Dashboard showed no documentation that resident 176 had a shower since his admission on [DATE].
A review of the nurses' progress notes revealed no documentation that resident 176 had refused any cares or treatments.
On 10/10/19 at 11:45 AM, resident 176 was observed to be clean, his face was shaved, and he was in clean clothes.
On 10/10/19 at 11:45 AM, resident 176's family member was interviewed. Resident 176's family member stated that when she visited resident 176 on 10/7/19 he appeared very unkempt and dirty. The family member stated that resident 176 had not been shaved and was still in the same hospital gown and pants that he had been admitted in 4 days prior. The family member stated that resident 176 was not able to shower or care for himself. The family member stated that due to resident 176's dementia and hearing loss, resident 176 had difficulty communicating his needs to staff.
On 10/10/19 at 1:59 PM, a group interview was conducted with CNAs 2, 3, 4, and 5. CNA 5 stated that resident 176 required extensive assistance of 1 person with transfers, toileting, bathing, and dressing. CNA 5 stated that resident 176 never refused help with cares or treatments. All of the CNA's present stated that when they were short staffed then the CNAs usually did not get resident showers and vital signs completed. CNA 5 stated that resident 176's scheduled shower days were Monday, Wednesday, and Friday. CNA 2 stated that resident 176 received a shower on 10/9/19, but that he did not get shaved. CNA 2 stated that she shaved resident 176 the morning of 10/10/19. None of the CNAs knew why resident 176 did not get his scheduled shower on 10/4/19 as none of them worked with him that day. CNA 5 stated that she worked with resident 176 on 10/7/19, but was too busy to complete his scheduled shower that day.
Based on interview and record review it was determined for 3 of 42 sample residents, that the facility did not provide the appropriate treatment and services to maintain or improve his or her ability to carry out the activities of daily living. Specifically, three residents did not get assistance with showers. Resident identifiers: 19, 59, and 176.
Findings include:
1. Resident 19 was admitted to the facility on [DATE] with diagnoses which included Parkinson's disease, hypertension, chronic obstructive pulmonary disease, pain, hyperlipidemia and anxiety.
On 10/7/19 at approximately 2:00 PM, an observation was made of resident 19. Resident 19 was observed to have greasy messy hair.
Resident 19's medical record was reviewed on 10/9/19.
An admission Minimum Data Set (MDS) dated [DATE] revealed that resident 19 required limited 1 person physical with bathing.
A care plan dated 8/7/19 revealed ADL (activities of daily living) function. The goals were that resident 19 functioned at optimal level with ADLSs and resident 19 will be free from physical exhaustion. The interventions developed were that staff provided assistance to support level of need and resident specific intervention 1.
Resident 19's electronic medical record revealed in the resident management dashboard, that resident 19 received 1 bath in the previous 7 days.
A review of shower sheets provided by the Certified Nursing Assistant (CNA) coordinator revealed resident 19 had showers on 9/19/19 and 10/1/19. Resident 19 was in the hospital for the showers on 8/27/19, 8/29/19, 8/31/19 and 9/14/19.
On 10/15/19 at 12:01 PM, an interview was conducted with CNA 8. CNA 8 stated that he was an Agency CNA. CNA 8 stated that resident 19 was able to shower himself. CNA 8 stated that resident 19 needed to be reminded to shower. CNA 8 stated that resident 19 required 1 person limited assistance with shower. CNA 8 stated that limited assistance would be considered minimal help but that resident 19 only required cueing and set up help. CNA 8 stated that he was not sure what days resident 19 was scheduled for showers. CNA 8 stated that he documented in a CNA charting system when resident 19 was showered. CNA 8 stated he was not sure when the last time resident 19 was showered.
2. Resident 59 was admitted to the facility on [DATE] with diagnoses which included displaced bimalleolar fracture of right lower leg, systemic inflammatory response syndrome, muscle weakness, diabetes mellitus and anemia.
On 10/7/19 at 11:44 AM, an interview was conducted with resident 59. Resident 59 stated that she would like more showers.
Resident 59's medical record was reviewed on 10/9/19.
A 60 day MDS dated [DATE] revealed that resident 59 required 1 person physical help in part with bathing activity.
A care plan dated 8/8/19 revealed that resident 59 was at risk for ADL deficit related to a fracture. The goals developed were, resident 59 functioned at optimal level with ADLs and her ADL needs will be met through the next review. There was 1 intervention developed that staff will provide assistance to support level of need.
Resident 59's Resident Management Dashboard section revealed that 1 shower was given to resident 59 from 10/2/19 to 10/9/19.
On 10/15/19 at 12:00 PM, an interview was conducted with CNA 8. CNA 8 stated that he was an agency CNA. CNA 8 stated that resident 59 was bathed on Tuesdays, Thursdays, and Saturdays. CNA 8 stated that resident 59 had been bathed that morning.
On 10/9/19 at 2:42 PM, an interview was conducted with CNA 14. CNA 14 stated that showers were completed during the day, before his shift started at 2:00 PM. CNA 14 stated that resident 59 was bathed every other day. CNA 14 stated that resident 59 did not smell and he had not noticed that she was not getting showers. CNA 14 stated that resident 59 had not complained she was not getting showered.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0725
(Tag F0725)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney d...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 4. Resident 176 was admitted on [DATE] with diagnoses which included shortness of breath, anemia, hypertension, chronic kidney disease, left bundle-branch block, benign prostatic hyperplasia, disorientation, hyperlipidemia, hypothyroidism, osteoarthritis, pain, and dementia.
On 10/7/19 at 10:57 AM, an observation was made of resident 176 with very messy hair, which appeared dirty, and an unkempt beard.
Resident 176's medical record was reviewed on 10/10/19.
A review of resident 176's CNA care tracker showed no documentation that resident 176 had a shower since his admission on [DATE].
A review of the nurses' progress notes revealed no documentation that resident 176 had refused any cares or treatments.
On 10/10/19 at 11:45 AM, resident 176 was observed to be clean, his face was shaved, and he was in clean clothes.
On 10/10/19 at 11:45 AM, resident 176's family member was interviewed. Resident 176's family member stated that when she visited resident 176 on 10/7/19 he appeared very unkempt and dirty. The family member stated that resident 176 had not been shaved and was still in the same hospital gown and pants that he had been admitted in 4 days prior. The family member stated that resident 176 was not able to shower or care for himself. The family member stated that due to resident 176's dementia and hearing loss, resident 176 had difficulty communicating his needs to staff.
On 10/10/19 at 1:59 PM, a group interview was conducted with CNAs 2, 3, 4, and 5. CNA 5 stated that resident 176 required a 1 person extensive assistance with transfers, toileting, bathing, and dressing. CNA 5 stated that resident 176 never refused help with cares or treatments. All of the CNAs present stated that when the facility was short staffed, the CNAs usually did not get resident showers and vital signs completed. CNA 5 stated that resident 176's scheduled shower days were Monday, Wednesday, and Friday. CNA 2 stated that resident 176 received a shower on 10/9/19, but that he did not get shaved. CNA 2 stated that she shaved resident 176 the morning of 10/10/19. None of the CNAs knew why resident 176 did not get his scheduled shower on 10/4/19 as none of them worked with him that day. CNA 5 stated that she worked with resident 176 on 10/7/19, but was too busy to complete his scheduled shower that day.
5. On 10/7/19 at 10:15 AM, an interview was conducted with resident 56. Resident 56 stated that the staff rarely refilled the resident water mugs with fresh water unless she asked. Resident 56 stated that she worried about the other residents that were unable to request fresh water.
On 10/7/19 at 10:32 AM, an interview was conducted with resident 268. Resident 268 stated that the staff did not refill her mug with fresh water. An observation was made of no water mug or cup in resident 268's room at that time. Resident 268 stated that she should have a mug in her room and did not know why she did not.
On 10/7/19 at 2:42 PM, an interview was conducted with resident 27 and her family member. Resident 27 stated that she always had to request fresh water from staff; staff did not just bring water. Resident 27 stated that when her family came in, her family usually refilled resident 27's water. An observation was made of resident 27's room with no water mug in her room at that time. Resident 27 stated that she should always have water in her room. Resident 27 stated that 2 years ago she became so dehydrated in the facility, she went into kidney failure and was in the hospital for about a week. Resident 27's family member confirmed that staff rarely passed out fresh water to residents.
On 10/8/19 at 8:19 AM, an interview was conducted with resident 21. Resident 21 stated that the staff never filled up his water mug. Resident 21 stated that he walked down to the kitchen and filled it up himself.
On 10/10/19 at 6:53 AM, an observation was made of resident 66 in room [ROOM NUMBER]. Resident 66 did not have fresh water, the resident's mug was half full and there was no ice.
On 10/10/19 at 7:00 AM, an observation was made of resident 54 in room [ROOM NUMBER]. Resident 54 stated that her water was warm and her mug was only half full.
On 10/10/19 at 7:19 AM, an interview was conducted with resident 38. Resident 38 stated that staff did not refill his water mug the previous night. Resident 38's water mug was observed half full with no ice.
On 10/10/19 at 9:05 AM, a follow up interview was conducted with resident 56. Resident 56 stated that her water in her mug was warm. Resident 56 stated that staff did not refill her water mug the previous night.
Water pass was not observed to be done throughout the day on 10/10/19 for the 100 or 200 halls.
On 10/10/19 at 2:10 PM, an interview was conducted with CNA 1 and CNA 13. CNA 1 and CNA 13 stated that they usually passed fresh water to residents about half way through their shift, right after lunch. CNA 1 stated that so far that day he had only given fresh water to the residents that asked for it. CNA 13 stated that she had not passed any fresh water out that day. CNA 1 stated that when the facility did not have enough CNAs working, and he was unable to complete all of his tasks, he usually eliminated his charting. CNA 13 stated that in she usually eliminated resident showers when she did not have enough time to complete her tasks. CNA 13 stated that she almost always worked over time at the facility.
On 10/15/19 at 1:21 PM, an interview was conducted with CNA 8. CNA 8 stated that when the staff was short on CNAs, resident showers were usually skipped. CNA 8 stated that in addition to showers, water pass was frequently skipped. CNA 8 stated that fresh water and ice was supposed to be passed to the residents twice a day. CNA 8 stated that water pass was usually skipped at least once a day.
6. On 10/9/19 at 2:35 PM, a Resident Council meeting was conducted. Resident 56 stated that she doesn't like that the CNAs sit at the nurses' station at the same time when people need assistance. Resident 56 stated that it was always a 20 minute or more wait time for assistance, and that she has had to wait an hour for bathroom assistance. Resident 56 stated that they discussed staffing shortages in every resident council meeting.
Resident 57 stated that there were not enough kitchen staff and frequently had to wait for food and meals to be served. Resident 57 stated that it felt like the more you complained about the wait time for assistance, the longer it seemed to take.
Resident 27 stated that residents had to wait a long time to be transferred back to their room after dining. Resident 27 stated that there was not enough staff to assist with transferring residents and that she would often help others back to their room after dining.
Review of the resident council meeting minutes revealed the following:
a. On 4/8/19, the form documented under Are call lights being answered in a timely manner? that a resident needed assistance and not from other residents.
b. On 5/13/19, the form documented that call lights were not being answered in a timely manner with a wait time of 45 minutes and that there was only 1 CNA quite a bit of the time. The form also documented that they needed more staff in the dining room.
c. On 6/10/19, the form documented that agency [staff] doesn't seem to care.
d. On 7/8/19, the form documented that there was a lack of staff at night and that residents were being woken up at 5:00 AM to ask if they wanted a shower.
e. On 8/12/18 (sic), the form documented that call lights were not being answered in a timely manner. The form also documented that the call light were not left within reach and that when the lights were answered staff would turn the light off and then not return to provide assistance. The form also documented a concern of Residents reporting there was only 2 staff here for an entire night.
f. On 9/9/19, the form documented that call lights were not being answered in a timely manner, that residents were being excessively left on toilet, and the average wait time was 20 minutes.
The facility assessment was requested on 10/9/19. The facility Administrator provided the facility assessment on 10/15/19. The assessment revealed the facility was licensed for 92 beds. The section titled Staffing, Training, Services, & Personnel revealed that overall staffing and staff competencies were Sufficient. The section further revealed to Describe how you arrived at the determinations of sufficiency indicated in the sufficiency analysis for overall staffing, staff competencies, and services provided. The section revealed that The skills we depend on mostly are the ability of our nursing staff to give great care regardless of the resident's condition or diagnosis. This care often goes beyond the resident directly and require the expertise in communication with the family member, physicians, and any other clinical or psychosocial need that is offered in the community by the residents choice and direction. Each of our nursing staff.are licensed by the appropriate organizations pursuant to out stated and federal regulations. In addition, training was provided based on clients needs. The section further revealed that staffing was tracked every day and compared to the planned staffing, based on census and resident needs. The form assessment further revealed that Specific per patient day goals have been established to ensure sufficient cares in all categories above, in addition to support overall business needs and requirements. The above categories were, daily care, bed mobility, transfer, walk in room, toilet use, eating, bathing, dressing, and hygiene/grooming.
On 10/10/19 at 1:00 PM, an interview was conducted with the Administrator. The Administrator stated that their goal was to have every staff member show up to work and not call in. The Administrator stated that he was aware the culture here is short staff. The Administrator stated he had been receiving complaints that there were not enough staff from residents. The Administrator stated that they were trying to change the CNAs dialog about being short staffed. The Administrator stated he was working hard to get Agency staff out of the building. The Administrator stated that the reality in the city was that agency staff worked 30-60 hours a week in the facility. The Administrator stated that there were huddles done daily with the staff and building trying to build a new perception that they were not understaffed. The DON stated that the staffing ratios at the facility were better than most. The DON stated that he did a training to remind staff why they were working at the facility. The DON stated that he trained staff on taking care of everything for a resident before leaving their room so they did not have to enter the room multiple times. The Administrator stated that It takes a while to change the culture. The Administrator stated he wanted to keep the staff out of the nurses' station but have enough staff to not be too busy. The Administrator stated that staffing was a topic in the quality assurance meetings.
Based on observation, interview and record review it was determined, for 15 of 42 sample residents, that the facility did not have sufficient nursing staff with the appropriate competencies and skills set to provide nursing and related services to assure resident safety and attain or maintain the highest practicable physical, mental, and psychosocial well-being of each resident, as determined by resident assessments and individual plans of care and considering the number, acuity and diagnoses of the facility resident population in accordance with the facility assessment. Specifically, resident call lights were observed to alarm for greater than 5 minutes, residents complained there was not enough staff, and resident council minutes revealed complaints of low staffing. Resident identifiers: 11, 12, 19, 21, 27, 30, 38, 54, 56, 57, 66, 67, 118, 176 and 268.
Findings include:
1. The following interviews from residents were:
a. On 10/8/19 at 10:30 AM, an interview was conducted with resident 118's family member. Resident 118's family member stated that there was not enough staff on the weekends. Resident 118's family member stated that when she called to have a tour of the facility prior to resident's admit, the staff told her to not come visit on the weekends because there was not enough staff.
b. On 10/07/19 at 10:58 AM, an interview was conducted with resident 30. Resident 30 stated that there was not enough staff. Resident 30 stated that she was told yesterday there was only 1 Certified Nursing Assistant (CNA) for the 100 hall. Resident 30 stated that during the weekend she had waited in the bathroom for 45 minutes. Resident 30 stated that CNAs told her there were not enough staff.
c. On 10/7/19 at approximately 2:00 PM, an interview was conducted with resident 19. Resident 19 stated that he had to wait for 5 to 10 minutes to have his call light answered.
d. On 10/7/19 at 2:50 PM, an interview was conducted with resident 66. Resident 66 stated that her call light was not answered as quickly as I want. Resident 66 stated her legs were dangling from the wheelchair because staff had removed her foot rests to put her in bed. Resident 66 stated that staff had not returned to put her back in bed.
e. On 10/7/19 at 3:00 PM, an interview was conducted with resident 67. Resident 67 stated that the facility was Usually short staffed on Sundays.
f. On 10/7/19 at 10:13 AM, an interview was conducted with resident 56. Resident 56 stated that staff usually took at least 20 minutes to answer her call light. Resident 56 stated that she was sent things that she didn't like for breakfast so she asked for cereal at 9:00 AM, and was still waiting. Resident 56 stated that she was leaving for an outing with her daughter soon and would not have time to eat breakfast now.
g. On 10/7/19 at 10:29 AM, an interview was conducted with resident 268. Resident 268 stated that when she used her call light it took a long long time for staff to answer it, usually over 20 minutes.
h. On 10/7/19 at 2:40 PM, an interview was conducted with resident 27 and resident 27's family member. Resident 27 stated that she was fairly independent and did not use her call light often, but when she did use her call light it was pretty important. Resident 27 stated that it would take up to an hour for staff to answer her call light. Resident 27's family member stated that staff rarely helped resident 27, and would say [resident 27] can do it herself.
i. On 10/8/19 at 8:17 AM, an interview was conducted with resident 21. Resident 21 stated that he did not use his call light very much anymore because it took half an hour for staff to come help. Resident 21 stated that he now just went out to the nurses' station if he needed help.
2. The following observations were made of call lights:
a. On 10/8/19 at 7:44 AM, resident 12's call light was alarming. At 7:54 AM, CNA 8 entered resident 12's room; the CNA turned the call light off and stated We will be with you soon. At 7:57 AM, resident 12 turned his call light back on. At 8:05 AM, the Resident Advocate (RA) entered resident 12's room, and turned off the call light. An interview was immediately conducted with the RA. The RA stated that resident 12 wanted to get out of bed. The RA stated that she told CNA 8 and another CNA that resident 12 wanted to get out of bed. At 8:29 AM, CNA 8 entered resident 12's room. After CNA 8 left resident 12's room, resident 12 was observed up in his wheelchair.
b. On 10/7/19 at 8:26 AM, resident 11's call light was alarming. At 8:32 AM, a CNA entered resident 11's room and turned off the call light. At 8:36 AM, resident 11 turned her call light back on. At 8:38 AM, staff turned off resident 11's call light again. At 8:40 AM, resident 11 turned her call light back on. At 8:49 PM, CNA 8 entered resident 11's room. At 9:10 AM, resident 11 was interviewed. Resident 11 stated that she had her call light on because she needed to use the restroom. Resident 11 stated that she had an accident waiting for staff to come.
c. On 10/8/19 at 1:07 PM, the call light for room [ROOM NUMBER] was alarming. room [ROOM NUMBER]'s bathroom call light started alarming at 1:16 PM. Both call lights were turned off at 1:19 PM.
d. On 10/8/19 at 1:25 PM, resident 11's call light was alarming. Resident 11's call light was answered at 1:34 PM. Resident 11's call light alarmed for 9 minutes before being answered by a staff member.
e. On 10/9/19 at 9:32 AM, the call light for room [ROOM NUMBER] was alarming until 9:45 AM. The call light alarmed for 13 minutes before being answered by a staff member.
f. On 10/9/19 at 4:30 PM, an observation was made of the call light on in room [ROOM NUMBER]. The call light alarmed for 10 minutes before being answered by a staff member.
g. On 10/09/19 at 8:12 AM, an observation was made of the call light on in room [ROOM NUMBER]. The call light alarmed for 12 minutes before being answered by the Business Office Manager.
h. On 10/8/19 at 1:22 PM, an observation was made of a resident family member requesting assistance at the nurses' station. A Director of Nursing (DON) from a sister facility was observed to tell the family member that she could not help, the sister DON stated that she did not work at the facility and did not know what she was doing. The sister DON stated that she just came down to this facility to help answer call lights and pass hall trays since the state survey team was in the building.
i. On 10/9/19 at 4:45 PM, an observation was made of the call light on in room [ROOM NUMBER]. The call light was answered at 4:56 PM. room [ROOM NUMBER]'s call light alarmed for 11 minutes before being answered by a staff member.
3. The following staff members were interviewed:
a. On 10/10/19 at 11:29 AM, an interview was conducted with CNA 1. CNA 1 stated that if a CNA did not come to work, someone was called in to help and usually showed up within an hour. CNA 1 stated that there were float CNAs that were pulled to replace a CNA on the hall. CNA 1 stated that the float CNA shift was started a few weeks ago and it was very helpful to have the floating CNA. CNA 1 stated that he needed 3 CNAs for the 100 and 200 hall when getting resident's ready for meals and during showers. CNA 1 stated that they also needed 3 CNAs during meal time for 1 to be in the dining room, 1 on the floor and another 1 to serve meal trays to residents in their room.
b. On 10/9/19 at 6:19 PM, an interview was conducted with CNA 6. CNA 6 stated that she worked the 100 and 200 hall. CNA 6 stated that there were 29 residents on the 100 and 200 halls. CNA 6 stated there were usually 2 CNAs for 29 residents. CNA 6 stated if she was with a CNA that knew the resident they were able to get all the showers done, charting and meal trays cleaned up by 10:00 AM. CNA 6 stated that if she was with someone who is slow, I leave showers till the last thing. CNA 6 stated that she made sure all residents were dry. CNA 6 stated that she had 10 residents that required 2 person assistance with transfers. CNA 6 stated if there were 2 CNAs for the 100 and 200 hall then nurses answered call lights. CNA 6 stated that if there were not enough staff, then resident showers were not completed.
c. On 10/10/19 at approximately 6: 55 AM, an interview was conducted with CNA 10. CNA 10 stated that she had worked at the facility 30-60 hours per week for the last 3 months. CNA 10 was an agency staff.
d. On 10/10/19 at 1:59 PM, an interview was conducted with CNA 4. CNA 4 stated that she was frequently asked to work late and pick up overtime shifts. CNA 4 stated that she and CNA 13 usually worked over 60 hours a week.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0761
(Tag F0761)
Could have caused harm · This affected multiple residents
Based on observation and interview it was determined that the facility did not ensure safe storage of drugs and biologicals in accordance with accepted professional principles; or include the appropri...
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Based on observation and interview it was determined that the facility did not ensure safe storage of drugs and biologicals in accordance with accepted professional principles; or include the appropriate accessory and cautionary instructions, and the expiration date on the medications. Specifically, a medication cart was left unlocked and unattended, medications were found in resident rooms without an order. Additionally, medications and laboratory supplies that had expired were still available for use. Resident identifiers: 24, 60, and 61.
Findings include:
1. On 10/7/19 at 11:03 AM, an observation was made of the 200 hall medication cart by the nurses' station, unlocked and unattended. At 11:07 AM, the nurse returned momentarily to the nurses' station, and left again, the medication cart remained unlocked. At 11:09 AM, the nurse returned and locked the medication cart.
On 10/9/19 at 6:18 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that medication carts should be locked any time the nurse was more than a few feet away. The DON stated that the medication carts must remain locked for safety, and to ensure that resident's and family members were not accessing the carts.
2. On 10/7/19 at 8:44 AM, an observation was made of resident 24's room. A bottle of clobetasol 0.05% topical ointment was observed on resident 24's bedside table.
Resident 24 did not have a cognitive assessment completed, but did have a diagnosis of dementia.
Resident 24's medical record was reviewed on 10/9/19, and revealed no current orders for clobetasol.
An order for clobetasol 0.05% topical was entered on 6/5/18 and was discontinued on 3/6/19.
3. On 10/7/19 at 8:49 AM, an observation was made of resident 60's room. Resident 60 was observed to have an almost full bottle of vitamin B12 and another almost full bottle of vitamin B6 on the bedside table.
Resident 60 had a Brief Interview for Mental Status (BIMS) score of 10, which indicated mild cognitive impairment. Resident 60 also had a diagnosis of Alzheimer's.
Resident 60's medical record was reviewed on 10/9/19, and revealed no discontinued or current orders for vitamin B12 or vitamin B6.
4. On 10/8/19 at 7:41 AM, an observation was made of resident 61's room. Resident 61 was observed to have oxymetazoline nasal spray on her bedside table.
Resident 61 ha a BIMS score of 9, which indicated mild cognitive impairment.
Resident 61's medical record was reviewed on 10/9/19, and revealed no current orders for oxymetazoline.
An order for oxymetazoline nasal spray twice a day for 5 day was started on 6/26/19 and discontinued on 7/1/19.
According to Wolters-Kluwer 2016 Nursing Drug Handbook, pages 1082-1083 for oxymetazoline hydrochloride (intranasal), prolonged use may result in rebound congestion.
On 10/9/19 at 5:16 PM, an interview was conducted with Certified Nursing Assistant (CNA) 6. CNA 6 stated that resident's 24, 60, and 61 were not approved to keep and administer their own medications. CNA 6 stated that when medications were found in a resident room the CNA must remove the medication and take it to the nurse.
On 10/9/19 at 5:32 PM, an interview was conducted with Registered Nurse (RN) 2. RN 2 stated that resident 24, 60, and 61 should not have medication in their rooms. RN 2 stated that when medications were found in resident rooms, the medication should be removed and the resident educated on safety risks of having medication in their room.
On 10/9/19 at 6:18 PM, an interview was conducted with the DON. The DON stated that if residents wanted to administer their own medications, the facility and doctor would conduct safety evaluations of the resident, if approved the resident would be required to keep the medications locked up in their room. The DON stated that the risk of resident's keeping unapproved medications in their rooms was that the medical staff would be unaware of what and how much medications the resident were receiving. The DON stated that he was unaware of the risks of long term use of oxymetazoline.
5. On 10/9/19 at approximately 4:00 PM, the 100 hall medication room was observed. The laboratory supplies contained 37 blue top test tubes all of which had an expiration date of 8/31/19. The medication room contained 1 anaerobic blood culture test tube with an expiration date of 6/30/19, and 1 aerobic blood culture test tube with an expiration date of 8/31/19. There were 8 Blood culture collection kit(s) all of which expired 7/13/19. The medication room also contained culture swabs for wound infection and influenza diagnosis, 5 swabs had an expiration date of 12/31/18, while 2 other swabs were found to have an expiration date of 5/2018.
6. On 10/9/19 at approximately 4:15 PM, the 100 hall treatment cart was observed. The cart was observed to contain 16 providone-iodine prep pads, all of which had an expiration date of 3/2019. Additionally, the cart contained 3 glycerin suppositories all of which had an expiration date of 7/2019. There was also 1 open tube of triamcinolone cream with an expiration date of 9/2018.
7. On 10/9/19 at approximately 4:45 PM, an observation was made of the 300 hall medication room. The laboratory supplies contained 4 blue top test tubes, all of which had an expiration date of 8/31/19. The laboratory supplies also contained culture swabs for wound infection and influenza diagnosis, 2 of those swabs had expiration dates of 7/2019.
8. On 10/9/19 at approximately 4:55 PM, an observation was made of the 400 hall medication room. The laboratory supplies contained 10 blue top test tubes, all of which had an expiration date of 8/31/19. The laboratory supplies also contained culture swabs for wound infection and influenza diagnosis, 1 of those swabs had expiration date of 7/2019.
9. On 10/9/19 at approximately 5:00 PM, an observation was made of the 400 hall medication cart. The medication cart contained a large stack of providone-iodine prep pads, all of which had expired on 3/2019.
On 10/9/19 at 4:31 PM, an interview was conducted with RN 2. RN 2 stated that the facility nurses drew all of the physician ordered laboratory samples. RN 2 stated that the laboratory supplies in the 100 hall medication room were used frequently. RN 2 verified that the treatment cart supplies were expired and should have been thrown away.
On 10/9/19 at 5:09 PM, an interview was conducted with Licensed Practical Nurse (LPN) 1. LPN 1 verified that the laboratory supplies in the 400 hall medication room were expired. LPN 1 also verified that the providone-iodine prep pads in the 400 hall medication cart expired 3/2019.
On 10/9/19 at 5:32 PM, a follow-up interview was conducted with RN 2. RN 2 verified that the laboratory supplies in the 100 hall medication room were expired.
On 10/9/19 at 6:18 PM, an interview was conducted with the DON. The DON stated that the risks of collecting laboratory samples with expired supplies were that the laboratory results could be inaccurate. The DON stated the risk of using expired medications and prep pads would be that they could be ineffective.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0804
(Tag F0804)
Could have caused harm · This affected multiple residents
Based on observation, interview and record review it was determined, for 12 of 42 sample residents, that the facility did not provide each resident with food and drink that was palatable, attractive, ...
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Based on observation, interview and record review it was determined, for 12 of 42 sample residents, that the facility did not provide each resident with food and drink that was palatable, attractive, and at a safe and appetizing temperature. Specifically, resident's complained of food quality, resident council minutes revealed complaints of food and a test tray was obtained which was bland and cold to the taste. Resident identifiers: 4, 12, 19, 21, 27, 30, 35, 38, 56, 59, 67 and 268.
Findings include:
1. On 10/7/19 at 2:30 PM, an interview was conducted with resident 19. Resident 19 stated that the food tasted terrible. Resident 19 stated I don't eat. Resident 19 stated that he was drinking a high calorie and protein drink to keep from loosing weight.
2. On 10/07/19 at 10:49 AM, an interview was conducted with resident 30. Resident 30 stated that her food preferences were not honored. Resident 30 stated a lot of the food was spicy and she was unable to eat it. Resident 30 stated that the meal the day before was salty.
3. On 10/07/19 at 11:48 AM, an interview was conducted with resident 59. Resident 59 stated the food was so, so. Resident 59 stated that she had an egg this morning that was stringy and flat. Resident 59 stated that breakfast was served cold.
4. On 10/7/19 at 2:40 PM, an interview was conducted with resident 12. Resident 12 stated that half the food was served cold.
5. On 10/7/19 at 3:00 PM, an interview was conducted with resident 67. Resident 67 stated the food was too salty Resident 67 stated I don't much care for their food. Resident 67 stated that he was served tomato soup out of a can that had not been mixed with water. Resident 67 stated that the soup was served cold.
6. On 10/7/19 at 10:13 AM, an interview was conducted with resident 56. Resident 56 stated that the food served at the facility tasted odd from whatever kind of spices the kitchen used.
7. On 10/7/19 at 2:41 PM, an interview was conducted with resident 27. Resident 27 stated that the food served at the facility did not taste good. Resident 27 also stated that the food was usually cold, even though she ate most of her meals in the dining room.
8. On 10/7/19 at 10:31 AM, an interview was conducted with resident 268. Resident 268 stated that the food served at the facility was almost always cold, stated that she ate in the dining room most of the time.
9. On 10/8/19 at 8:15 AM, an interview was conducted with resident 21. Resident 21 stated that he bought all his own food because the food served at the facility was terrible. Resident 21 stated that all of the food the facility served was prepackaged and canned, stated none of it was fresh.
10. On 10/7/19 11:15 AM, an interview was conducted with resident 38. Resident 38 stated that the meals were usually at least 20 minutes late in the dining room, and even later if you stayed in your room for meals.
11. On 10/07/19 at 2:17 PM, an interview was conducted with resident 4. Resident 4 stated she hated most of the food at the facility. Resident 4 stated that the food did not taste good and that the seasoning was not good.
12. On 10/7/19 at 2:13 PM, an interview was conducted with resident 35. Resident 35 stated that she chose not to eat meals in her room because the food was always served cold from the hall carts. Resident 35 stated that if her meal tray was put on the hall cart by accident the staff would deliver the meal tray to the dining room. Resident 35 stated that she would refuse her meal from the hall cart because it would be served cold.
On 10/9/19, the resident council meeting minutes were reviewed and revealed the following:
a. On 4/8/19, the form documented dietary concerns of not enough condiments, no garnishes on salad, need maple syrup, and need whipping cream for Jell-O and desserts.
b. On 5/13/19, the form documented dietary concerns of still needed condiments such as syrup, ketchup, butter, and salt/pepper on tables. The form also documented that hall trays were often cold when served to residents.
c. On 6/10/19, the form documented dietary concerns of kitchen staff not reading meal slips and providing what was ordered, especially alternatives.
d. On 7/8/19, the form documented dietary concerns of Rolls are too hard!! Need butter! Additional dietary concerns were too much marinara and chicken, too frequent, add hot dogs and pizza to alternative food options, and provide more tacos.
e. On 8/2/19, the form documented dietary concerns of Rolls are very hard. Only getting butter, jam, salt and pepper on request. Additional dietary concerns were that the kitchen was telling residents that the alternative food items were out of stock, no snacks were served, and that the food was barely warm.
f. On 9/9/19, the form documented dietary concerns of rolls too hard, requested potato rolls, make fry sauce and coffee in advance of the meal, requested more variety for lunch, requested larger portions for dinner, requested more Mexican and pizza options, offer snacks (peanut butter and jelly sandwiches, cheese and crackers, yogurt and fruit) and routinely stock the condiments especially the salt and pepper. The form also documented that the kitchen is always out of something.
On 10/10/19 at 11:26 AM, an interview was conducted with Certified Nursing Assistant (CNA) 1. CNA 1 stated that he gets a fair amount of complaints about food. CNA 1 stated that he will report to the kitchen when a resident told him they disliked a food. CNA 1 stated that if they did not like a food offered, he offered to get them something else. CNA 1 stated that residents that eat in their room complain of cold food.
On 10/10/19 at 11:33 AM, a meal tray was requested from [NAME] 1. At 11:38 AM, an observation was made of [NAME] 1 placing food on the test plate. At 11:39 AM, the plate was placed on the cart for the 400 and 500 hall. The cart was observed to leave the kitchen and was placed outside of the dining room. The Dietary Manager stated that we usually leave it here and call the CNAs to come pick it up. At 11:46 AM, physical therapy assistant 1 was observed to take the meal cart to the 400 hall. At 11:48 AM, the Minimum Data Set coordinator served 1st tray. The last try was observed to be served at 12:06 PM. At 12:09 PM, the meal tray temperatures were obtained. [Note: All temperatures were in degrees Fahrenheit.] The turkey was 102.2, mashed potatoes 117.3, spinach 109.2, roll 98.6. The mousse was 61.9. The turkey was cold to the taste with a slimy texture and was bland to the taste. The mashed potatoes were cold to the taste with had large lumps. The spinach was cold to the taste and a mushy texture. The roll was was cold to the taste. The mouse had a milk peanut butter flavor.
On 10/15/19 at 12:29 PM, an interview was conducted with the Head Cook. The Head [NAME] stated that she had not heard resident's complain about food being cold or food quality.
On 10/15/19 at 12:35 PM, an interview was conducted with [NAME] 1. [NAME] 1 stated that meals served to the halls had a hot plate under the plate and a cover on the top to keep the food warm. [NAME] 1 stated that they ran out of hot plates and domes so they were covering plates with plastic wrap. [NAME] 1 stated that the Dietary Manager ordered more hot plates and domes because there were not enough for all the meals served to residents in their rooms.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0807
(Tag F0807)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that for 8 of 42 sample residents the facility did not provide each residen...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on observation and interview it was determined that for 8 of 42 sample residents the facility did not provide each resident with drinks, including water and other liquids consistent with resident needs and preferences and sufficient to maintain resident hydration. Specifically, residents were not given fresh water at bedside. Additionally, diabetic residents were served regular coke. Resident identifiers: 21, 27, 38, 54, 56, 59, 66, and 268.
Findings included:
1. On 10/7/19 at 12:09 PM, an observation was made of the lunch time meal in the main dining room. Resident 59 and 268 were sitting at the middle table on the far east side of the dining room. Both resident 59 and 268 requested diet coke with their meal. The Certified Nursing Assistant (CNA) brought both residents regular coke, the CNA told the residents that the kitchen was out of diet coke. An observation of resident 59 and resident 268's diet order tickets, which revealed that both residents were diabetic.
On 10/9/19 at 9:42 AM, an interview was conducted with the Registered Dietitian (RD). The RD stated that resident's with diabetes were to be offered a diet punch or other diet beverages over regular coke.
On 10/10/19 at 11:20 AM, an interview was conducted with Certified Nursing Assistant (CNA) 13. CNA 13 stated that if a resident asked for coke, then the CNA would check with the nurse to see if they could have it. CNA 13 stated that if the resident was diabetic then they would offer other diabetic friendly options first.
2. On 10/7/19 at 10:15 AM, an interview was conducted with resident 56. Resident 56 stated that the staff rarely refilled the resident water mugs with fresh water unless she asked. Resident 56 stated that she worried about the other residents that were unable to request fresh water.
On 10/7/19 at 10:32 AM, an interview was conducted with resident 268. Resident 268 stated that the staff did not refill her mug with fresh water. An observation was made of no water mug or cup in resident 268's room at that time. Resident 268 stated that she should have a mug in her room and did not know why she did not.
On 10/7/19 at 2:42 PM, an interview was conducted with resident 27 and her family member. Resident 27 stated that she always had to request fresh water from staff; staff did not just bring water. Resident 27 stated that when her family came to visit then her family usually refilled her water. An observation was made of resident 27's room with no water mug in her room at that time. Resident 27 stated that she should always have water in her room. Resident 27 stated that 2 years ago she became so dehydrated in the facility, she went into kidney failure and was in the hospital for about a week. Resident 27's family member confirmed that staff rarely passed out fresh water to residents.
On 10/8/19 at 8:19 AM, an interview was conducted with resident 21. Resident 21 stated that the staff never filled up his water mug. Resident 21 stated that he walked down to the kitchen and filled it up himself.
On 10/10/19 at 6:53 AM, an observation was made of resident 66 in room [ROOM NUMBER]. Resident 66 did not have fresh water, the resident's mug was half full and there was no ice.
On 10/10/19 at 7:00 AM, an observation was made of resident 54 in room [ROOM NUMBER]. Resident 54 stated that her water was warm and her mug was only half full.
On 10/10/19 at 7:19 AM, an interview was conducted with resident 38. Resident 38 stated that staff did not refill his water mug the previous night. Resident 38's water mug was observed half full with no ice.
On 10/10/19 at 9:05 AM, a follow up interview was conducted with resident 56. Resident 56 stated that her water in her mug was warm. Resident 56 stated that staff did not refill her water mug the previous night.
Water pass was not observed to be done throughout the day on 10/10/19 for the 100 or 200 halls.
On 10/10/19 at 2:10 PM, an interview was conducted with CNA 1 and CNA 13. CNA 1 and CNA 13 stated that they usually passed fresh water to residents about half way through their shift, right after lunch. CNA 1 stated that so far that day he had only given fresh water to the residents that asked for it. CNA 13 stated that she had not passed any fresh water out that day.
On 10/15/19 at 1:21 PM, an interview was conducted with CNA 8. CNA 8 stated that when the staff was short on CNA's, resident showers were usually skipped. CNA 8 stated that in addition to showers, water pass was frequently skipped. CNA 8 stated that fresh water and ice was supposed to be passed to the residents twice a day. CNA 8 stated that water pass was usually skipped at least once a day.
3. On 10/9/19 at 2:35 PM, a Resident Council meeting was conducted. Resident 56 stated that the facility had ran out of diet coke.
Review of the resident council meeting minutes revealed the following:
a. On 4/8/19, the form documented not enough drinks - only ¼ filled on hall trays and Need fresh water and mugs. The response from the dietary department was trying to get the right size cups, because these ones are 16 ounce (oz.) and it should be 6 oz.
b. On 5/13/19, the form documented a concern of fresh water filled only when asked - want regularly, and Fresh water not being passed.
c. On 6/10/19, the form documented a concern of still need fresh water and mugs.
d. On 7/8/19, the form documented a concern of still need fresh water.
e. On 8/12/19, the form documented a concern of FRESH WATER - Have to ask for it. Not being delivered on a routine.
f. On 9/9/19, the form documented a concern of Water - still need to ask and fresh water not routinely offered.
On 10/15/19 at 12:43 PM, an interview was conducted with the Resident Advocate (RA). The RA stated that she participated in the resident council meeting each month. The RA stated that when a concern was discussed she would inform the department manager of that area of concern. The RA stated that the department manager would generally write a resolution, and would provide the staff with an in-service to address the concern. The RA stated that the concern was acknowledged by the administrator, the department manager and herself, and they would sign off on it. The RA stated that reoccurring complaints or concerns were addressed with another in-service or training. The RA stated that the concern related to fresh water was addressed and a new protocol was established. The facility purchased new water mugs, and the CNAs were to provide fresh water two times a day. The RA stated that she was not aware of when the new protocol was implemented and but she believed it was between August and September 2019. The RA stated that there was a hydration program prior to the new protocol, but was not aware of what that program was. The RA stated that she was aware that the new hydration protocol was in place during last month's resident council meeting when the issue of concern was voiced again by the residents. The RA stated that her responsibility with resolving the concerns identified during resident council meetings was to forward those concerns to the appropriate department managers. I recognized that it was still a concern, like I said, it was education provided by the department head.
On 10/15/19 at 1:09 PM, an interview was conducted with the Director of Nursing (DON). The DON stated that the concerns identified in the resident council meeting were discussed in the morning stand up meeting. The DON stated that prior to August 2019 he was not aware of how the concerns were addressed. The DON stated that he started his employment at the facility in August 2019. The DON stated that grievance resolution was ultimately the responsibility of the entire team. The DON stated that education was provided to the CNAs by verbal communication and that the hydration protocol was a weekly focus in September 2019. The DON stated that for education and training he utilized the WhatsApp to make sure that everyone received the communication. The DON stated that the agency staff were not on the WhatsApp and that he would communicate with them in a daily huddle. The DON stated that he conducted rounds of resident rooms in September and determined that water service was not an active concern as he was able to visualize resident's water mugs full. The DON stated that the hydration protocol was that the CNAs should be filling up the water mugs every shift.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Food Safety
(Tag F0812)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 5. On 10/10/19 at 7:58 AM, an observation was made of Certified Nurse Assistant (CNA) 10. CNA 10 was observed to enter the kitch...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** 5. On 10/10/19 at 7:58 AM, an observation was made of Certified Nurse Assistant (CNA) 10. CNA 10 was observed to enter the kitchen during the breakfast meal delivery. CNA 10 walked around the food prep table in the kitchen between the grill and table. CNA 10 did not have a hair net on and CNA 10's hair was observed to be long and pulled back in a ponytail.
On 10/15/19 at 8:15 AM, an observation was made of CNA 12. CNA 12 was observed to enter the kitchen and walk to the trayline. CNA 12 was observed to be standing over an uncovered tray on trayline without a hairnet.
An immediate interview was conducted with the Dietary Manager (DM). The DM stated that staff should wear a hair net in the kitchen and that he witnessed CNA 10 entering an area that required hair nets. The DM stated that she was in an area that she shouldn't be, and I told her to get out of there.
Based on observation, interview and record review it was determined that the facility did not store, prepare, distribute and serve food in accordance with professional standards for food service safety. Specifically, observations were made of uncovered food being transported and served in the hallways, outdated food was located in the refrigerator, and staff were observed in the food prep area without a hairnet.
Findings include:
1. On 10/7/19 at 10:10 AM, an initial tour of the kitchen was conducted. The following was observed:
a. A white substance in a container did not have a label and was dated 10/21/19 in the refrigerator.
b. A container labeled ketchup had a use by date of 10/3/19.
c. A container labeled Cilantro Crema had a use by date of 10/2/19.
d. A container with cooked rice had a use by date of 10/7/19.
e. There was black debris on the floor behind the oven.
2. On 10/15/19 at 12:29 PM, a follow up tour of the kitchen was conducted. The following was observed:
a. There was black debris behind the oven.
b. There was cucumber sauce dated 10/12/19 in the refrigerator.
c. There was enchilada sauce in a container in the refrigerator with a use by date of 10/14/19.
d. There was a container labeled French Toast Prep dated 10/10/19 with a use by date of 10/12/19 in the refrigerator.
e. There was a container labeled Eggs dated 10/12/19 with a use by date of 10/14/19 in the refrigerator.
f. There was a container labeled Pancake Mix with a date of 10/9/19 with no use by date in the refrigerator.
3. On 10/10/19 at 11:33 AM, an observation was made of the meal tray line in the kitchen. [NAME] 1 was observed to pick up tongs out of a bowl with bread, touching the handle of the tongs barehanded. [NAME] 1 was observed to place the handle of the tongs back into the bowl with the bread.
4. The following observations were made of food being transported through the halls uncovered:
a. On 10/7/19 at 8:42 AM, an observation was made in the 100 hall. Staff were observed to be serving breakfast trays to residents. There were drinks and cereal on the breakfast trays that were transported by staff through the hallways uncovered.
b. On 10/7/19 at 11:36 AM, an observation was made in the 400 and 500 hall. Staff were observed to be serving lunch trays to the residents. The lunch tray cart was stationed outside of resident room [ROOM NUMBER]. The desserts on the resident lunch trays were observed to not have a cover on them. The staff delivered resident lunch trays to rooms 404, 505, 507, and 509.
c. On 10/7/19 at 11:58 AM, an observation was made in the 100 hall. Staff were observed to be serving lunch trays to the resident. The lunch tray cart was stationed outside of resident room [ROOM NUMBER]. The desserts on the resident lunch trays were observed to not have a cover on them. The staff delivered resident lunch trays to room [ROOM NUMBER], 108, 112, and 114. The resident in room [ROOM NUMBER] was not in the room. The staff were observed to carry the lunch tray through the hall and the tray was place back in the lunch tray cart.
d. On 10/7/19 at 12:05 PM, an observation was made in the 200 hall. Staff were observed to push the 100 hall lunch tray cart to the 200 hall. The lunch tray cart was stationed outside of resident room [ROOM NUMBER]. The desserts on the resident lunch trays were observed to not have a cover on them. The staff delivered resident lunch trays to room [ROOM NUMBER], 209, and 211.
e. On 10/8/19 at 3:50 PM, an observation was made in the 400 hall. A cart with 10 individual bowls of uncovered ice cream was observed outside of room [ROOM NUMBER]. There was no staff present. A volunteer exited room [ROOM NUMBER] and stated that she was passing snacks for the residents.
f. On 10/08/19 at 3:47 PM, an observation was made of the Recreational Therapy (RT) staff delivering bowels of ice cream to residents in the 300 hallway. The bowls of ice cream were observed uncovered on the delivery tray.
An immediate interview was conducted with the RT staff. The RT staff stated that when she delivered ice cream she did not usually cover them.
On 10/15/19 at 12:29 PM, an interview was conducted with the Head Cook. The Head [NAME] stated that all things in the refrigerator were to be labeled with the items, delivered date, and a use by date. The Head [NAME] stated that all prepared foods were to be thrown out within 3 days. The Head [NAME] stated that the debris behind the oven was from cleaning the oven. The Head [NAME] stated that staff did not clean behind the oven because it did not move.