SERIOUS
(G)
📢 Someone Reported This
A family member, employee, or ombudsman was alarmed enough to file a formal complaint
Actual Harm - a resident was hurt due to facility failures
Free from Abuse/Neglect
(Tag F0600)
A resident was harmed · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, medical record review, interview, and observations, the facility failed to ensure 4 residents (...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, medical record review, interview, and observations, the facility failed to ensure 4 residents (Resident #30, Resident #75, Resident #31, and Resident #57) were free from abuse of 65 potential residents. Resident #30 grabbed Resident #75 and Resident #57 and pushed and choked Resident #31. Resident #57 struck Resident #30 in response to Resident #30's aggressiveness. Resident #75 and Resident #57 expressed being fearful of Resident #30, resulting in psychosocial harm for Residents #75 and #57.
The findings include:
Review of the facility's policy titled, Patient Protection and Response Policy for Allegations/Incidents of Abuse, Neglect, Misappropriation of Property and Exploitation, dated 2/1/2023, showed .Abuse, neglect .will not be tolerated by anyone, including .patients .The patient has the right to be free from abuse, neglect .The center administrator is responsible for assuring that patient safety, including freedom from risk of abuse or neglect holds the highest priority .Abuse: the willful infliction of injury .pain or mental anguish .Instances of abuse of all residents, irrespective of any mental or physical condition, cause physical harm, pain or mental anguish .Physical Abuse: includes hitting, slapping .Mental Abuse: includes, but is not limited to .harassment .PREVENTION POLICY .The center will provide supervision and support services designed to reduce the likelihood of abusive behaviors .All supervisory partners who receive reports of and/or identify inappropriate behaviors will take immediate steps to correct such behaviors .Patients with needs and behaviors that might lead to conflict with partners or other patients will be identified by the Care Planning team, with interventions and follow through designed to minimize the risk of conflict .The Interventions .will include .Identification of patients whose personal histories render them at risk for abusing other patients or partners .Assessment of appropriate interventions strategies to prevent occurrences .Monitoring the patient for any changes that would trigger abusive behavior .Reassessment of the protective strategies on a regular basis .PROTECTION POLICY .Staff will respond immediately to protect the alleged victim .Any individual found to be in danger of injury will be removed from the source of the suspected abusive behavior including, but not limited to room or staffing changes, if necessary, to protect the patient(s) from the alleged perpetrator .Examining the alleged victim for any sign of injury, including a physical examination or psychosocial assessment if needed .Increased supervision of the alleged victim and patients .
Resident #30 was admitted to the facility on [DATE], with diagnoses including Blindness Right Eye, Dementia with Anxiety, Insomnia, and Weakness.
Review of Resident #30's comprehensive care plan dated 6/27/2022, showed .Diagnosis of dementia with anxiety disorder, restlessness and agitation .Combative behavior towards staff with rejection of care. Patient known to inappropriately grasp at objects and wander related to poor eyesight. Anxiety and agitation worse in PM [evening] . with approach dated 1/19/2023, .Redirect patient when he is seen wandering or grasping into or at inappropriate objects .
Review of Resident #30's quarterly Minimum Data Set (MDS) assessment dated [DATE], showed Resident #30 had a Brief Interview for Mental Status (BIMS) score of 4, indicating severe cognitive impairment. Resident #30's vision was highly impaired. Resident #30 had no mood indicators or behavioral symptoms toward others documented and rejection of care occurred 1 to 3 days in the past 7 days. Resident #30 used a wheelchair as a mobility device. Further review revealed Resident #30 required extensive assist of one staff member for locomotion on unit, eating, and personal hygiene.
Medical record review of Resident #30's Behavior Monitoring sheet for December 20, 2022, revealed .grabbing others .
Review of Resident #30's Psychiatric Periodic Evaluation dated 1/2/2023, showed .Staff state patient has had several episodes of increased anxiety and agitation over the last few days. This is not unusual for patient, but behavior appears to have increased .he has been combative and very agitated with staff during care .
Review of Resident #30's nursing progress note by Licensed Practical Nurse (LPN) #4 dated 1/4/2023 at 4:30 PM, showed Resident #30 .was agitated and having behaviors. Pt [patient] was witnessed to have multiple verbal outbursts. Also kicking and swinging arms while in common area, around other residents .was removed from the area and taken to his room .Resident continued with behaviors .
Review of Resident #30's nursing progress note by LPN #5 dated 1/4/2023 at 6:06 PM, showed .noted to be agitated this shift arguing with staff and other residents throwing trash in hallway floors .
Medical record review revealed two events documented on Resident #30's Behavior Monitoring sheet on 1/4/2023. First entry at 6:56 PM, Certified Nurse Aide (CNA) #2 documented cursing at others and the second event documented at 6:57 PM, by CNA #2, Cursing at others.
Review of Resident #30's nursing progress note by LPN #2 dated 1/4/2023 at 7:15 PM, showed Resident #30 .APPEARS AGITATED AND AGRESSIVE [aggressive] DURING TRANSFER BACK TO BED .
Review of Resident #30's nursing progress note by Registered Nurse (RN) #2 dated 1/5/2023 at 9:42 PM, showed Resident #30 .has exhibited increased agitation and behaviors towards staff, and was tested for UTI [urinary tract infection] Patient is currently receiving abt [antibiotic therapy] r/t [related to] uti [urinary tract infection] .
Review of Resident #30's nursing progress note by LPN #6 dated 1/7/2023 at 4:22 PM, showed Resident #30 .up in the chair roaming the halls .
Medical record review revealed two events documented on Resident #30's Behavior Monitoring sheet on 1/7/2023. First entry at 6:24 PM, CNA #3 documented cursing at others and the second event documented at 6:25 PM, by CNA #3, Disrobing in public.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/15/2023 at 2:04 AM, LPN #2 documented, cursing at others.
Review of Resident #30's Psychiatric Periodic Evaluation dated 1/17/2023, showed .Patietn [Patient] delusional, exit seeking, and aggressive with redirection at times .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/17/2023 at 7:29 PM, NA #4 documented, grabbing others.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/19/2023 at 12:20 PM, CNA #2 documented, cursing at others for 5 minutes. At 12:21 PM, CNA #2 documented, hitting others. At 8:37 PM, LPN #2 documented, cursing at others for 20 minutes.
Review of Resident #30's nursing progress note by RN #1 dated 2/13/2023 at 3:22 PM, revealed .is agitated and aggressive .[NAME] [propels] self in chair, needs to be redirected numerous times out of other resident rooms .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 2/13/2023 at 4:49 PM, Nurse Aide (NA) #4 documented, grabbing at others for 20 minutes. Redirect, One on one, provide calm environment interventions were documented as not effective. At 4:52 PM, NA #4 documented hitting others for 15 minutes and One on one, provide calm environment interventions were not effective. At 4:54 PM, NA #4 documented, cursing at others and One on one, provide calm environment interventions were not effective. At 4:56 PM, NA #4 documented amended and more data available, however, no further notes noted.
Telephone interview on 3/15/2023 at 7:15 PM, when asked to clarify the 2/13/2023 note, NA #4 stated, .This was the night two other CNAs come and got me to help because [RN #1] asked them to come and get me to get him [Resident #30] off a lady [Resident #31] that he had pushed his feet on the back of her wheelchair and grabbed her by the back of her shirt and was choking her . When asked to further clarify the amended note, NA #4 stated, .I was asked to change the note and not put all that in there . When asked who asked him to change the note, NA# 4 replied, .I don't remember . NA #4 further stated, .that was not the first time he [Resident #30] tried to choke somebody . When asked to provide further information and details, NA #4 stated he could not recall, .exactly
Review of Resident #30's nursing progress note by RN #1 dated 2/14/2023 at 6:26 PM, revealed .Resident [#30] increased agitation and aggressive. Going in others rooms. Difficult to redirect. Cursing staff and other residents .
Review of Resident #30's social services progress note by Social Worker (SW) #1 dated 2/24/2023 at 4:30 PM revealed Resident #30 .has restlessness, trouble concentrating on things, and can be easily agitated at times .
Review of Resident #30's progress note by the Director of Activities dated 2/27/2023 at 11:12 AM, revealed Resident #30 .propels around in his w/c [wheelchair] as he likes pulling himself along the handrails and door facings (pulling off corner protectors) and at times will pull on other resident chairs and needs redirection several times during the day as he goes in other resident rooms due to his poor eyesight. Pt [patient] can get agitated from time to time during redirection and will reach out to grab clothing or your hands when doing so and can be hard to redirect . Resident #30 can .be disruptive as he propels himself into others, pulls their W/C [wheelchair] or pulls the table clothes [cloths] off the tables with items on them due to his poor eyesight .
Review Resident #30's quarterly MDS assessment dated [DATE], showed Resident #30 had a BIMS score of 3, indicating severe cognitive impairment. Resident #30's vision was highly impaired. Resident #30 had mood indicators of feeling tired; having little energy for several days in the last 14 days; trouble concentrating on other things, such as newspaper or watching television nearly every day in the last 14 days; moving or speaking so slowly that other people noticed or being so fidgety or restless that he had been moving around a lot more than usual for half or more of the days; and being short-tempered, easily annoyed for half or more of the days in the past 14 days. Resident #30 had behaviors of hallucinations and delusions. Physical behavioral symptoms directed toward others, verbal behavioral symptoms directed toward others, and other behavioral symptoms directed toward others occurred 1 to 3 days in the past 7 days. Rejection of care occurred 1 to 3 days in the past 7 days. Resident #30 used a wheelchair as a mobility device. Further review revealed Resident #30 required extensive assist of two or more staff members for locomotion on unit, eating, and personal hygiene.
Observations of Resident #30 on 3/13/2023 during the afternoon hours of 1:00 PM - 5:00 PM and on 3/14/2023 during the morning hours of 8:00 AM - 11:00 AM, revealed the resident sitting in a reclined Broda chair (rolling chair that reclines with a footrest), in the hallway outside his room, reclined at a 30-45-degree angle, with his feet on the floor, quiet and sleeping. During observation on 3/14/2023 at 2:00 PM, the resident had been moved to his room with the door closed.
During an interview on 3/14/2023 at 3:15 PM, the Administrator stated .There are people that are intimidated . by Resident #30's behaviors.He'll get in a mood, and he'll pull himself .I've heard people complain because he'll go around the whole floor .We've tried to redirect him .
During an interview on 3/14/2023 at 3:22 PM, LPN #8 stated Resident #30 .with his vision impairment .likes to try to go in rooms . The staff .must redirect .
During an interview on 3/14/2023 at 3:42 PM, the Director of Activities mentioned Resident #30's behavior when he .was pulling on someone's wheelchair . When asked if other residents complained about Resident #30's behavior, the Director of Activities stated .most of them [the residents] don't . complain and she stated that the other residents understood that Resident #30 was blind, and Resident #30 didn't realize what he was doing.
During an interview on 3/15/2023 at 10:17 AM, Housekeeper #1 stated Resident #30 .be out in the hallways .He don't mean no harm .he might grab .he grab somebody's chair to scoot through the hallway . Housekeeper #1 stated there was an incident involving Resident #30 and an unidentified resident where Resident #30 .grabbed her chair and she hit him .I think she's gone .they sent her to [another nursing home] .She got irritated with him [Resident #30]. Housekeeper #1 stated .he [Resident #30] can't hurt nobody .he's blind .he'll grab and try to feel .
During an interview on 3/15/2023 at 10:29 AM, Housekeeper #2 stated .He [Resident #30] can't see but he can still be a little aggressive .He's got that strength .be resistant . Housekeeper #2 denied knowing of any instances of Resident #30 hurting anyone.
Resident #75 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses including Chronic Obstructive Pulmonary Disease, Major Depressive Disorder, Anxiety Disorder, Anemia and Chronic Kidney Disease.
Review of Resident #75's Quarterly MDS dated [DATE] showed a BIMS score of 15 which indicated the resident was cognitively intact. The resident exhibited no behaviors, required extensive assistance of 1 staff for bed mobility, and supervision of 1 staff for ambulation, dressing, toilet use and personal hygiene.
Review of Resident #75's Care Plan dated 5/17/2021 showed .receives psychotropic medication for depression, insomnia, and anxiety .
Review of Resident #75's Psychotherapy Progress Note dated 2/15/2023, revealed .Patient is seen today for current significant symptoms of depression and anxiety. Patient processed anxious feelings and stressors due to medical issues .Clinician plans to continue psychotherapy and recommends medication evaluation/treatment as needed for significant symptoms of depression and anxiety due to patient is minimally stable/requires ongoing interventions at this time .
Review of Resident #75's Psychotherapy Progress Note dated 2/28/2023, reveals .Patient is seen today for current significant symptoms of depression and anxiety. Patient processed anxious feelings and stressors due to medical issues. She reports efforts to cope with getting out of bed/out of room and engaging in walking with walker activities .Clinician plans to continue psychotherapy and recommends medication evaluation/treatment as needed for significant symptoms of depression and anxiety due to patient to minimally stable/requires ongoing interventions at this time .
During an interview with Resident #75 on 3/13/2023 at 3:59 PM, Resident #75 stated that Resident #30 comes down the corridor and tries to make it out the door. Resident #75 stated Resident #30 was losing his eyesight and he rolled his chair and pushed on it and jerked the fire alarm and made it sound. Resident #75 stated Resident #30 .He's hurting quite a few people . Resident #75 mentioned an incident she thought occurred three weeks ago. Resident #30 was behind Resident #31 and pushing and got hold of Resident #31's shirt and it took 2 staff members to separate Resident #30 from Resident #31. Resident #75 stated that she heard Resident #31 say Stop .leave me alone . Resident #30 was pushing Resident #31's wheelchair with his feet.
Resident #31 was admitted to the facility on [DATE] with diagnoses including Chronic Kidney Disease, Severe Dementia, and Anxiety Disorder.
Review of Resident #31's Annual MDS assessment dated [DATE] showed a BIMS score of 4, indicating the resident had severe cognitive impairment. The resident exhibited no behaviors and required extensive assistance of 2 staff for bed mobility and transfer, extensive assistance of 1 staff for dressing, eating, toilet use and personal hygiene, and required limited assistance of 1 staff for locomotion.
Review of Resident #31's comprehensive care Plan dated 1/9/2023 showed .Cognitive Deficit .BIMS score indicates severe impairment with difficulty communicating as evidenced by Dementia Dx [diagnoses] and Hard of hearing . The resident was not interviewable.
During an interview on 3/14/2023 at 3:03 PM, the Administrator was informed of the allegation of abuse involving Resident #30 against Resident #31 which was witnessed by Resident #75. The Administrator stated .I have not heard about this . and stated .We weren't aware of it . The Administrator stated that there was a previous allegation involving Resident #30 and a person of a name similar to Resident #31's last name. The Administrator stated that .APS [Adult Protective Services] came .State Survey came in . The Administrator was also informed that Resident #75 stated she was fearful of Resident #30 because of his behavior and the Administrator expressed that he was not aware of this. The Administrator stated .He [Resident #30] pulls himself down the hallway .he can't see very well .
During an interview on 3/14/2023 at 3:18 PM, the Assistant Director of Nursing (ADON) was asked about the allegation of abuse regarding Resident #30 against Resident #31, and she responded .I've never heard that .There was one time he [Resident #30] had a few behaviors and we had a urinalysis drawn . The ADON described the previous behaviors as .He [Resident #30] was yelling .trying to go in and out of the dining room .pushed bedside table .but wasn't anyone around .
During an interview on 3/14/2023 at 3:24 PM, the ADON stated that after Resident #30 completed the antibiotics in January 2023, there have been .no more issues . The ADON stated that the behaviors shown prior to the antibiotics were that Resident #30 had .shown anxiety and .pushed a table out of the way .
During an interview on 3/14/2023 at 3:29 PM, the Administrator stated that he spoke with Resident #75 regarding Resident #30 moving down the hallway and he stated that Resident #75 identified only one staff member being present and identified the nurse by RN #1's first name.
During an interview with RN #1 on 3/14/2023 at 3:36 PM, RN #1 denied seeing an altercation between Resident #30 and Resident #31. The RN stated .I've never seen him [Resident #30] get aggressive .I've not had any trouble .He's not had any behaviors with me . The RN stated that she does not normally work on Resident #30's floor, but that she worked on that floor .a couple of weeks ago .
During an interview with Resident #75 on 3/15/2023 at 10:10 AM, Resident #75 confirmed her fear of Resident #30 .I feel he's a threat .violence . Resident #75 stated .He's [Resident #30] grabbed my arms and jerked me .finally I just don't come near his wheelchair . Resident #75 stated that this behavior by Resident #30 has happened .several times .I don't know what the dates were . Resident #75 stated she .did not tell the staff . about the incident where Resident #30 grabbed her arms and jerked her.
During an interview on 3/15/2023 at 11:39 AM, the Administrator stated .the incident she [Resident #75] described that she was fearful did not occur . The Administrator stated that he interviewed Resident #75 who told him one staff member was involved in the incident and not two staff members. The Administrator stated he spoke with the nurse Resident #75 identified as being present during the incident who was identified as RN #1. The Administrator stated .the nurse [RN #1] said the incident didn't occur .
Review of Resident #31's nursing progress note dated 3/15/2023 at 1:05 PM, revealed .This nurse [RN #3] reported, to daughter, allegation of abuse with an undetermined time frame .
Interview with 27 residents with BIMS scores of 9 or higher were conducted on 3/15/2023 between 8:35 AM - 1:30 PM, with one additional complaint of abuse reported by Resident #57 against Resident #30.
Resident #57 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses including Diabetes, Adjustment Disorder with Mixed Anxiety with Depressed Mood, Major Depressive Disorder and Post-traumatic Stress Disorder.
Review of Resident #57's quarterly MDS assessment dated [DATE], showed a BIMS score of 15 indicating the resident was cognitively intact. The resident required extensive assistance of 1 staff for bed mobility, transfer, locomotion, dressing, toilet use, and personal hygiene. Resident Mood Interview showed Resident #57 had feelings of being down, depressed, or hopeless and poor appetite or overeating for 2-6 days over the last 2 weeks. Rejection of care behavior occurred 1 to 3 days in the past 7 days. There were no other behaviors noted. Resident #57 used mobility devices of cane/crutch and wheelchair.
Review of Patient #57's comprehensive care plan with a start date of 5/1/2020, edited 1/2/2023, showed .Psychotropic medication use r/t [related to] Psychiatric Diagnoses- stress or trauma inducing event that may affect patient's mood/behavior .Goal .Patient will be protected from re-traumatization as much as possible .7/30/2020 .Patient reports h/o [history of] stress or trauma .may affect patient's mood/behavior .Goal .Patient will be protected from re-traumatization as much as possible .Avoid actions that may trigger memories of trauma/stress inducing event .
Review of Resident #57's Psychiatric Periodic Evaluation dated 2/27/2023, showed .On exam, patient is up in wheelchair. She is attempting to find social services. Appears anxious. She is trying to find out when psychotherapy comes to visit .Denies depression, but states 'I just have some things I want to tell her' .Patient still exhibiting symptoms of anxiety and occasional depression .
Review of Resident #57's Psychotherapy Progress Note dated 2/28/2023, showed .Patient is seen today for current significant symptoms of depression and anxiety. Social worker referral due to patient request for psychotherapy .Patient processed anxious feelings and stressors .She also processed difficulty expressing her feelings to others due to trust issues .Clinician plans to continue psychotherapy and recommends medication evaluation/treatment as needed for significant symptoms of depression and anxiety due to patient is minimally stable/requires ongoing interventions at this time .
During an interview with Resident #57 on 3/15/2023 at 12:04 PM, the resident stated Resident #30 came into her room multiple times. Resident #57 stated there was an incident where two staff members came into her room to get Resident #30 out of her room. These 2 staff members told Resident #57 to wait in the hallway while the staff members removed Resident #30 from Resident #57's room. The 2 staff members removed Resident #30 from Resident #57's room and returned Resident #30 to his room. The 2 staff members returned to Resident #57's room to clean up the mess Resident #30 made in the room. While Resident #57 waited outside her room, Resident #30 came back out of his room and came toward Resident #57 as she waited in the hallway. Resident #30 attempted to stand up and grabbed the arm of her wheelchair and then touched her right arm and moved his hand up her arm. Resident #57 hit Resident #30 on his hand with her grabber device. The staff intervened and told Resident #57 she could not hit Resident #30 and the staff removed Resident #30. Resident #57 stated she was fearful of Resident #30 because she did not know his capabilities. Resident #57 felt like she was abused by Resident #30 and had the right to defend herself from Resident #30 and did not feel comfortable with Resident #30. Resident #57 was aware if she held her door handle, Resident #30 could not come in her room. Resident #57 stated she did not want to have to think about defending herself from Resident #30 and needed to think of her own well-being. Resident #57 was fearful at night that Resident #30 would come into her room so she would move her bedside table in front of her so Resident #30 could not get to her as quick. Resident #57 stated she told staff members about Resident #30, and they were aware of his behaviors. Resident #57 did not know the date or time of the incident in which she defended herself from Resident #30 and struck him and could not remember the names of the staff members who intervened because they were not wearing name badges. Resident #57 stated she knew of another resident who resided in the room that belonged to Resident #31 and Resident #75 who was also fearful of Resident #30. Resident #57 stated when she was socializing with Resident #75, Resident #75 returned to her room when she saw Resident #30 coming down the hallway. Resident #57 stated Resident #75 stopped their conversation and went into her room to get away from Resident #30.
During an interview with the Administrator and the Regional [NAME] President on 3/15/2023 at 3:51 PM, the Administrator stated that the investigation into the abuse allegation involving Resident #30 and Resident #75 was .still ongoing . The Regional [NAME] President stated that 23 other residents had been interviewed by staff and no other abuse complaints had been reported. The Administrator and Regional [NAME] President were asked if they had interviewed Resident #57, and they confirmed that the facility had not interviewed Resident #57. The Administrator and Regional [NAME] President were notified that Resident #57 reported an altercation with Resident #30 and reported that she was fearful of Resident #30. The Regional [NAME] President and Administrator confirmed that the facility was not aware of an incident between Resident #57 and Resident #30.
Review of Resident #57's progress note by RN #3 dated 3/15/2023 at 4:43 PM, showed .Resident reports being fearful of another resident. Resident assessed and is safe and without s/s [signs and symptoms] of increased anxiety at this time. NP made aware. Psych to [be] made aware to assess resident. Will continue to observe for increased anxiety .
During an interview on 3/15/2023 at 6:40 PM, the Administrator stated that Resident #30 was moved to another unit and staff has been assigned to monitor him. The Administrator stated that Resident #30 was moved because there was not another private room available for Resident #57 and .because the social worker talked to her [Resident #57] and she did say she was fearful . of Resident #30.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Resident Rights
(Tag F0550)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, medical record review, observation, and interview, the facility failed to ensure 1 of 10 reside...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, medical record review, observation, and interview, the facility failed to ensure 1 of 10 residents (Resident #80) was treated in a dignified manner during incontinence care.
The findings include:
Review of the facility's policy titled Resident Rights dated 2/2020, showed .We strive to cultivate and sustain an excellent quality of life for each individual with person-centered care and services .
Review of the medical record revealed Resident #80 was admitted to the facility on [DATE] with diagnoses including Cerebral Vascular Accident with Right-sided Hemiplegia, Diabetes and Atherosclerotic Heart Disease.
Review of the Quarterly Minimum Data Set (MDS) assessment dated [DATE], showed Resident #80 had no speech, absence of spoken words, was always incontinent of bladder and bowel, and required extensive assistance of two persons for toileting (includes change of incontinent pads).
Observation while passing by Resident #80's room on 3/14/2023 at 3:46 PM, revealed the door into the room was open, the privacy curtain was not pulled around the resident's bed, and the resident's perineum was exposed, in full view from the hallway. Observation included a Nurse Aide Student (#1) was at Resident #80's bedside providing incontinence care.
During an interview on 3/14/2023 at 3:50 PM, the observed Nurse Aide Student #1 stated today was her first day of clinical training.
Interview with the RCC (Resident Care Coordinator) on 3/14/2023 at 4:00 PM, revealed the student Nurse Aides are not to do any hands on care alone today. She confirmed the observation of Resident #80's exposure while receiving incontinence care did not maintain her dignity.
During an interview on 3/15/2023 at 4:30 PM, the acting Director of Nursing stated the mentor for Nurse Aide Student #1 had left the room to obtain more supplies and left the Student Nurse Aide alone. Interview confirmed Resident #80's perineum area should have been covered and the privacy curtain closed, prior to the mentor exiting the room. The interview confirmed Resident #80 was non-verbal and could not object to the exposure and lack of dignity provided while receiving incontinence care.
CONCERN
(D)
📢 Someone Reported This
A family member, employee, or ombudsman was alarmed enough to file a formal complaint
Potential for Harm - no one hurt, but risky conditions existed
Report Alleged Abuse
(Tag F0609)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on review of facility policy, medical record review, and interviews, the facility staff failed to report allegations of ab...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on review of facility policy, medical record review, and interviews, the facility staff failed to report allegations of abuse to the Administrator for 2 residents (Resident #57 and Resident #30) of 5 residents reviewed for abuse.
The findings included:
Review of the facility's policy titled, Patient Protection and Response Policy for Allegations/Incidents of Abuse, Neglect, Misappropriation of Property and Exploitation, dated 2/1/2023, showed .REPORTING POLICY .Any partner having either direct or indirect knowledge of any event that might constitute abuse .must report the event immediately, but not later than 2 hours .All allegations of possible abuse .will be immediately assessed .It is the policy of this facility that 'abuse' allegations .are reported per Federal and State Law .
Resident #30 was admitted to the facility on [DATE], with diagnoses including Blindness Right Eye, Dementia with Anxiety, Insomnia, and Weakness.
Review of Resident #30's quarterly Minimum Data Set (MDS) assessment dated [DATE], showed Resident #30 had a Brief Interview for Mental Status (BIMS) score of 4, indicating severe cognitive impairment.
Review Resident #30's quarterly MDS assessment dated [DATE], showed Resident #30 had a BIMS score of 3, indicating severe cognitive impairment.
Resident #57 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses including Diabetes, Adjustment Disorder with Mixed Anxiety with Depressed Mood, Major Depressive Disorder and Post-traumatic Stress Disorder.
Review of Resident #57's quarterly MDS assessment dated [DATE], showed a BIMS score of 15 indicating the resident was cognitively intact.
During an interview with Resident #57 on 3/15/2023 at 12:04 PM, the resident stated Resident #30 came into her room multiple times. Resident #57 stated there was an incident where two staff members came into her room to get Resident #30 out of her room. These 2 staff members told Resident #57 to wait in the hallway while the staff members removed Resident #30 from Resident #57's room. The 2 staff members returned to Resident #57's room and while Resident #57 waited outside her room, Resident #30 came back out of his room and came toward Resident #57 as she waited in the hallway. Resident #30 attempted to stand up and grabbed the arm of her wheelchair and then touched her right arm and moved his hand up her arm. Resident #57 hit Resident #30 on his hand with her grabber device. The staff intervened and told Resident #57 she could not hit Resident #30. Resident #57 stated she felt like she was abused by Resident #30 and had the right to defend herself from Resident #30 and did not feel comfortable with Resident #30. Resident #57 stated she told staff members about Resident #30, and they were aware of his behaviors. Resident #57 stated she did not know the date or time of the incident and could not remember the names of the staff members who intervened.
During an interview with the Administrator and the Regional [NAME] President on 3/15/2023 at 3:51 PM, the Administrator and Regional [NAME] President confirmed they were not aware of the incident between Residents #57 and #30.
CONCERN
(D)
📢 Someone Reported This
A family member, employee, or ombudsman was alarmed enough to file a formal complaint
Potential for Harm - no one hurt, but risky conditions existed
Deficiency F0744
(Tag F0744)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on medical record review, interview, and observations, the facility failed to ensure care and interventions for 1 resident...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on medical record review, interview, and observations, the facility failed to ensure care and interventions for 1 resident (Resident #30) with Dementia of 13 residents with Dementia reviewed. Resident #30 exhibited behaviors of grabbing other residents, wandering, and agitation with no effective person-centered interventions in place.
The findings include:
Resident #30 was admitted to the facility on [DATE], with diagnoses including Blindness Right Eye, Dementia with Anxiety, Insomnia, and Weakness.
Review of Resident #30's comprehensive care plan showed 06/27/2022 .Diagnosis of dementia with anxiety disorder, restlessness and agitation. Patient has difficulty sleeping at night- insomnia. Combative behavior towards staff with rejection of care. Patient known to inappropriately grasp at objects and wander related to poor eyesight. Anxiety and agitation worse in PM [evening] .Goal .Mood/Behaviors will be well managed with current regimen without undue side effects . Review of the care planned interventions revealed, .06/27/2022 Administer medication to aid in sleep as ordered .Administer anti-depressant medication per MD [physician] orders and monitor for side effects .Attempt to discover root cause of behavior/mood disturbance to assist with interventions and anticipate patient's needs .Identify name, roll and function. Visit them to establish trust .Monitor resident for changes in mood and/or behaviors .Notify MD/NP [physician or Nurse Practitioner] if medication not effective .Psych [Psychological/Psychiatric] services as needed .09/21/2022 administer sleep aid as ordered .01/03/2023 Administer anti-anxiety medication per MD orders. Observe the resident closely for significant side effects .01/19/2023 Redirect patient when he is seen wandering or grasping into [onto] or at inappropriate objects . Review of the section Recreation/Wellness with a Start Date of 3/14/2022 and an Edited date of 2/27/2023 showed, .Condition does not allow leisure time to be spent as in past .Goal .I will accept daily visits from staff, peers and visitors and interact during visits as well as redirecting when out in the hallways where I may not know where I am going . The interventions for Recreation/Wellness were all dated 3/14/2022, .Encourage and support activities as preferred with continued COVID precautions .I enjoy church/spiritual services. Offer me room visits as interested .I enjoy seeing pets when feeling well. Animals are fine to visit when in the facility. Invite pet therapy to visit with me when in the facility .I like to be outside when the weather is nice. Invite me to sit in the courtyards and assist as needed .I like to listen to music when feeling well. I like the older types like [NAME] the best. I can listen on my TV in room. I am HOH [Hard of Hearing]. Invite me to join the music groups and assist as needed. Important: TV, visits, Encouragement . There were no new approaches or interventions since 3/14/2022.
Review of Resident #30's quarterly Minimum Data Set (MDS) assessment dated [DATE], showed Resident #30 had a Brief Interview for Mental Status (BIMS) score of 4, indicating severe cognitive impairment. Resident #30's vision was highly impaired. Resident #30 had no mood indicators or behavioral symptoms toward others documented and rejection of care occurred 1 to 3 days in the past 7 days. Resident #30 used a wheelchair as a mobility device. Further review revealed Resident #30 required extensive assist of one staff member for locomotion on unit, eating, and personal hygiene.
Medical record review of Resident #30's Behavior Monitoring sheet for December 20, 2022, revealed .grabbing others . and the intervention of redirection was not effective.
Medical record review revealed on 1/2/2023 at 6:56 PM, Nurse Aide (NA) #2 documented on Resident #30's Behavior Monitoring sheet, other behavior occurred for 180 minutes with intervention, provide calm environment.
Review of Resident #30's Psychiatric Periodic Evaluation dated 1/2/2023, showed .Staff state patient has had several episodes of increased anxiety and agitation over the last few days. This is not unusual for patient, but behavior appears to have increased. On 12/30/22, he required two 1x [one time] dose of ativan [a medication used to treat anxiety] .he has been combative and very agitated with staff during care .
Review of Resident #30's nursing progress note by Licensed Practical Nurse (LPN) #4 dated 1/4/2023 at 4:30 PM, showed Resident #30 .was agitated and having behaviors. Pt [patient] was witnessed to have multiple verbal outbursts. Also kicking and swinging arms while in common area, around other residents .was removed from the area and taken to his room .Resident continued with behaviors .
Review of Resident #30's nursing progress note by LPN #4 dated 1/4/2023 at 4:50 PM, showed Resident #30 was given .Ativan [antianxiety medication] 0.5 mg [milligrams] IM [intramuscularly] given times 1 dose. Multiple staff assisted to give injection .
Review of Resident #30's nursing progress note by LPN #5 dated 1/4/2023 at 6:06 PM, showed .noted to be agitated this shift arguing with staff and other residents throwing trash in hallway floors .
Medical record review revealed two events documented on Resident #30's Behavior Monitoring sheet on 1/4/2023. First entry at 6:56 PM, Certified Nurse Aide (CNA) #2 documented cursing at others and the second event documented at 6:57 PM, by CNA #2, Cursing at others with redirection not effective.
Review of Resident #30's nursing progress note by LPN #2 dated 1/4/2023 at 7:15 PM, showed Resident #30 .APPEARS AGITATED AND AGRESSIVE [aggressive] DURING TRANSFER BACK TO BED .
Review of Resident #30's nursing progress note by LPN #4 dated 1/4/2023 at 8:30 PM, showed .Pt [patient - Resident #30] continues to have behaviors. NP [nurse practitioner] notified and orders received .
Review of Resident #30's nursing progress note by LPN #4 dated 1/4/2023 at 8:30 PM, showed Resident #30 received .Ativan 0.5 mg IM given per order without incident .
Review of Resident #30's nursing progress note by Registered Nurse (RN) #2 dated 1/5/2023 at 9:42 PM, showed Resident #30 .has exhibited increased agitation and behaviors towards staff, and was tested for UTI [urinary tract infection] Patient is currently receiving abt [antibiotic therapy] r/t [related to] uti [urinary tract infection] .
Review of Resident #30's nursing progress note by LPN #6 dated 1/7/2023 at 4:22 PM, showed Resident #30 .up in the chair roaming the halls .
Medical record review revealed two events documented on Resident #30's Behavior Monitoring sheet on 1/7/2023. First entry at 6:24 PM, CNA #3 documented cursing at others and the second event documented at 6:25 PM, by CNA #3, Disrobing in public with redirection not effective with the first event.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/15/2023 at 2:04 AM, LPN #2 documented, cursing at others. One on one intervention had to be provided.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/16/2023 at 4:20 PM, Nurse Aide (NA) #4 documented exit seeking for 200 minutes.
Review of Resident #30's Psychiatric Periodic Evaluation dated 1/17/2023, showed .Staff requesting renewal of PRN [as needed] ativan, due to continued agitation and anxiety at times. Worse in PM [evening] and after bed time. Patietn [Patient] delusional, exit seeking, and aggressive with redirection at times .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/17/2023 at 7:29 PM, NA #4 documented, grabbing others.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/19/2023 at 12:20 PM, CNA #2 documented, cursing at others for 5 minutes with redirection not effective. At 12:21 PM, CNA #2 documented, hitting others with redirection not effective. At 8:37 PM, LPN #2 documented, cursing at others for 20 minutes, with redirection not effective.
Review of Resident #30's nursing progress note by LPN #3 dated 1/22/2023 at 6:33 AM, showed Resident #30 .was combative with caregiver, refused to get up this morning .
Review of Resident #30's Psychiatric Periodic Evaluation dated 1/23/2023, showed .PRN ativan was renewed .He does still have some anxiety and agitation at times. Worse in PM .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 1/25/2023 at 9:15 AM, LPN #3 documented, wandering for 120 minutes with redirection not effective and one on one intervention had to be provided.
Review of Resident #30's Psychiatric Periodic Evaluation dated 2/6/2023, showed .PRN ativan was ordered. Recently expired. Appears last dose was used 2/2. Staff state still has some PM agitation and anxiety at times .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 2/8/2023 at 9:32 PM, LPN #3 documented, other behavior for 60 minutes and interventions of Redirection, One on one, offer food/fluids were not effective.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 2/9/2023 at 9:29 PM, LPN #3 documented other behavior for 120 minutes and Redirection, One on one, offer food/fluids interventions were not effective.
Review of Resident #30's nursing progress note by RN #1 dated 2/13/2023 at 3:22 PM, revealed .is agitated and aggressive, anxiety medication given as a prn [as needed dose of medication]. Unable to voice needs. [NAME] [propels] self in chair, needs to be redirected numerous times out of other resident rooms. Will cot [continue] to monitor behaviors .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 2/13/2023 at 4:49 PM, NA #4 documented, grabbing at others for 20 minutes. Redirect, One on one, provide calm environment interventions were documented as not effective. At 4:52 PM, NA #4 documented hitting others for 15 minutes and One on one, provide calm environment interventions were not effective. At 4:54 PM, NA #4 documented, cursing at others and One on one, provide calm environment interventions were not effective.
Telephone interview on 3/15/2023 at 7:15 PM, NA #4 stated, .This was the night [2/13/2023] two other CNAs come and got me to help because [RN #1] asked them to come and get me to get him [Resident #30] off a lady [Resident #31] that he had pushed his feet on the back of her wheelchair and grabbed her by the back of her shirt and was choking her .
Review of Resident #30's nursing progress note by RN #1 dated 2/14/2023 at 6:26 PM, revealed .Resident [#30] increased agitation and aggressive. Going in others rooms. Difficult to redirect. Cursing staff and other residents. PRN med given. Report to next shift. Will cont [continue] to monitor behaviors .
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 2/16/2023 at 9:25 PM, LPN #3 documented other behavior for 45 minutes with redirection, one on one, offer food/fluids documented as not effective.
Review of Resident #30's social services progress note by Social Worker (SW) #1 dated 2/24/2023 at 4:30 PM, revealed Resident #30 .has restlessness, trouble concentrating on things, and can be easily agitated at times .
Review of Resident #30's progress note by the Director of Activities dated 2/27/2023 at 11:12 AM, revealed Resident #30 .propels around in his w/c [wheelchair] as he likes pulling himself along the handrails and door facings (pulling off corner protectors) and at times will pull on other resident chairs and needs redirection several times during the day as he goes in other resident rooms due to his poor eyesight. Pt [patient] can get agitated from time to time during redirection and will reach out to grab clothing or your hands when doing so and can be hard to redirect . Resident #30 can .be disruptive as he propels himself into others, pulls their W/C [wheelchair] or pulls the table clothes [cloths] off the tables with items on them due to his poor eyesight .
Review Resident #30's quarterly MDS assessment dated [DATE], showed Resident #30 had a BIMS score of 3, indicating severe cognitive impairment. Resident #30's vision was highly impaired. Resident #30 had mood indicators of feeling tired; having little energy for several days in the last 14 days; trouble concentrating on other things, such as newspaper or watching television nearly every day in the last 14 days; moving or speaking so slowly that other people noticed or being so fidgety or restless that he had been moving around a lot more than usual for half or more of the days; and being short-tempered, easily annoyed for half or more of the days in the past 14 days. Resident #30 had behaviors of hallucinations and delusions. Physical behavioral symptoms directed toward others, verbal behavioral symptoms directed toward others, and other behavioral symptoms directed toward others occurred 1 to 3 days in the past 7 days. Rejection of care occurred 1 to 3 days in the past 7 days. Resident #30 used a wheelchair as a mobility device. Further review revealed Resident #30 required extensive assist of two or more staff members for locomotion on unit, eating, and personal hygiene.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 3/9/2023 at 9:29 PM, LPN #3 documented wandering for 90 minutes and redirection, one on one, offer food/fluids was documented as not effective.
Observations of Resident #30 on 3/13/2023 during the afternoon hours of 1:00 PM - 5:00 PM and on 3/14/2023 during the morning hours of 8:00 AM - 11:00 AM, revealed the resident sitting in a reclined Broda chair (rolling chair that reclines with a footrest), in the hallway outside his room, reclined at a 30-45-degree angle, with his feet on the floor, quiet and sleeping. During observation on 3/14/2023 at 2:00 PM, the resident had been moved to his room with the door closed.
During an interview on 3/14/2023 at 3:15 PM, the Administrator stated .There are people that are intimidated . by Resident #30's behaviors.He'll get in a mood, and he'll pull himself .I've heard people complain because he'll go around the whole floor .We've tried to redirect him .
During an interview on 3/14/2023 at 3:18 PM, the Assistant Director of Nursing (ADON) stated .There was one time he [Resident #30] had a few behaviors and we had a urinalysis drawn . The ADON described the previous behaviors as .He [Resident #30] was yelling .trying to go in and out of the dining room .
During an interview on 3/14/2023 at 3:22 PM, LPN #8 stated Resident #30 .with his vision impairment .likes to try to go in rooms . The staff .must redirect .
During an interview on 3/14/2023 at 3:24 PM, the ADON stated that after Resident #30 completed the antibiotics in January 2023, there have been .no more issues . The ADON stated that the behaviors shown prior to the antibiotics were that Resident #30 had .shown anxiety and .pushed a table out of the way . The ADON stated that resident behaviors were discussed in morning meetings.
During an interview on 3/14/2023 at 3:29 PM, the Administrator was asked if he was aware of behaviors by Resident #30 and he stated that .my maintenance guys are familiar . and that Resident #30 had damaged areas moving himself down the hallway. Regarding other behaviors by Resident #30, the Administrator stated .I haven't heard it at morning meeting .
During an interview on 3/14/2023 at 3:42 PM, the Director of Activities was asked about activities for Resident #30. The Director of Activities stated .I try to give him a pop-it [tactile toy] .stuffed animals .he likes music .take him to church . The Director of Activities mentioned Resident #30's behavior when he .was pulling on someone's wheelchair . When asked if other residents complained about Resident #30's behavior, the Director of Activities stated .most of them [the residents] don't . complain and she stated that the other residents understood that Resident #30 was blind, and Resident #30 didn't realize what he was doing.
Medical record review of Resident #30's Behavior Monitoring sheet revealed on 3/14/2023 at 11:39 PM, LPN #3 documented, other behavior for 45 minutes with redirection, one on one, offer food/fluids documented as not effective.
Review of Resident #30's nursing progress note by LPN #3 dated 3/15/2023 at 1:03 AM, revealed .PRN Ativan was given for restlessness with agitation .was somewhat effective .
Resident #75 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses including Chronic Obstructive Pulmonary Disease, Major Depressive Disorder, Anxiety Disorder, Anemia and Chronic Kidney Disease.
Review of Resident #75's Quarterly MDS dated [DATE] showed a BIMS score of 15 which indicated the resident was cognitively intact.
During an interview with Resident #75 on 3/15/2023 at 10:10 AM, Resident #75 stated .He's [Resident #30] grabbed my arms and jerked me .finally I just don't come near his wheelchair . Resident #75 stated that this behavior by Resident #30 has happened .several times .I don't know what the dates were .
During an interview on 3/15/2023 at 10:17 AM, Housekeeper #1 stated Resident #30 .be out in the hallways .He don't mean no harm .he might grab .he grab somebody's chair to scoot through the hallway . Housekeeper #1 stated there was an incident involving Resident #30 and an unidentified resident where Resident #30 .grabbed her chair and she hit him .I think she's gone .they sent her to [another nursing home] .She got irritated with him [Resident #30]. Housekeeper #1 stated .he [Resident #30] can't hurt nobody .he's blind .he'll grab and try to feel .
Resident #57 was admitted to the facility on [DATE] and readmitted on [DATE] with diagnoses including Diabetes, Adjustment Disorder with Mixed Anxiety with Depressed Mood, Major Depressive Disorder and Post-traumatic Stress Disorder.
Review of Resident #57's quarterly MDS assessment dated [DATE], showed a BIMS score of 15 indicating the resident was cognitively intact.
During an interview with Resident #57 on 3/15/2023 at 12:04 PM, the resident stated Resident #30 came into her room multiple times. On one occasion, Resident #30 came into her room, pilfered through her things, and attempted to touch the wall air unit. Resident #57 stated there was an incident where two staff members came into her room to get Resident #30 out of her room. These 2 staff members told Resident #57 to wait in the hallway while the staff members removed Resident #30 from Resident #57's room. The 2 staff members removed Resident #30 from Resident #57's room and returned Resident #30 to his room. The 2 staff members returned to Resident #57's room to clean up the mess Resident #30 made in the room. While Resident #57 waited outside her room, Resident #30 came back out of his room and came toward Resident #57 as she waited in the hallway. Resident #30 attempted to stand up and grabbed the arm of her wheelchair and then touched her right arm and moved his hand up her arm. Resident #57 stated she hit Resident #30 on his hand with her grabber device.
During an interview and medical record review with the facility MDS Coordinator on 3/15/2023 at 4:40 PM, the MDS Coordinator showed the Surveyor Resident #30's Behavior Monitoring sheets and compared them with the Progress Notes. The MDS Coordinator stated Resident #30, .has Behavior Monitoring Sheets, for December 2022; January 2023; February 2023 and current to date for month of March 2023 . Interview with the MDS Coordinator revealed staff had not always made progress notes with details of Resident #30's behaviors when they documented on the Behavior Monitoring records that behaviors had occurred.
During an interview with the ADON on 3/15/2023 at 5:16 PM, the ADON stated Resident #30, .doesn't have behavior monitoring sheets [MDS Coordinator had presented the behavior monitoring sheets at 4:40 PM]. There has to be a doctor's order for it to flow onto the behavior sheet and he does not have an order . The ADON showed the computer listing of documents for Resident #30 and stated, .see here, he doesn't have a Behavior Monitoring Sheet . When asked if she was certain, the ADON stated, .yes .
During an interview on 3/15/2023 at 6:40 PM, the Administrator stated that Resident #30 was moved to another unit and staff has been assigned to monitor him.
CONCERN
(D)
Potential for Harm - no one hurt, but risky conditions existed
Infection Control
(Tag F0880)
Could have caused harm · This affected 1 resident
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, observation, and interview, facility staff failed to follow handwashing procedures for 1 reside...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, observation, and interview, facility staff failed to follow handwashing procedures for 1 resident (#299) of 1 resident in contact isolation precautions.
The findings include:
Review of the facility policy titled, Infection Control Clinical Supplement dated 12/2019, showed .This is intended as a supplement to help provide more detailed disease specific direction for initiation and duration of precautions .Contact Precautions .For patients with known or suspected .infections or colonization with resistant organisms transmitted by direct or indirect contact with residents or the environment .Hand hygiene is the single most important practice to reduce the transmission of infectious agents in healthcare settings .When dealing with C. difficile infection, hand washing with either plain or antiseptic-containing soap and water is recommended over alcohol based products because spores are not killed by alcohol products; the mechanical action of washing with soap and water washed off the spores [C. difficile spores] .
Resident #299 was admitted to the facility on [DATE], with diagnoses including Hemiplegia and Hemiparesis following Cerebral Infarction affecting Left non-dominant side and Enterocolitis due to Clostridium Difficile.
Medical record review of Resident #299's 5-day Minimum Data Set assessment dated [DATE] showed the resident was moderately cognitively impaired and required assistance of 1 staff member for bed mobility, transfer, ADL's, dressing, toileting, and bathing.
Medical record review of Resident #299's physician order dated 3/9/2023, showed .Contact Isolation-C.Diff [Clostridium Difficile] .
During an observation on 3/13/2023 at 9:46 AM, the following signs were posted outside of Resident #299's room:
1.
Please Speak With Nurse Before Entering Room Thank You.
2.
Contact Isolation (Mandatory PPE [Personal Protective Equipment] in addition to mask and eye protection) GOWN GLOVES.
3.
A picture collage used to depict the handwashing procedure using soap and water.
During an observation on 3/13/2023 at 1:03 PM, Certified Nursing Assistant (CNA) #1 and Nursing Assistant (NA) #2 donned PPE (gown and gloves) prior to entering the room of Resident #299 to deliver a meal tray. The nursing assistant delivered the tray, exited the room after doffing PPE, then sanitized their hands with alcohol based hand sanitizer from the dispenser located in the hallway.
During an interview on 3/13/2023 at 1:05 PM, CNA #1 and NA #2 could not explain why Resident #299 was placed on contact isolation. They were unaware the resident had Clostridium-Difficile (C-Diff-an organism that causes diarrhea) and why it was important to wash hands with soap and water. Both CNA #1 and NA #2 confirmed they did not follow the facility policy for infection prevention.
During an interview on 3/13/2023 at 3:20 PM, the Assistant Director of Nursing (ADON) and Infection Preventionist (IP) confirmed Resident #299 was placed on isolation precautions and the expectation prior to exiting the resident's room, was staff were to wash the hands with soap and water. The ADON confirmed both CNA #1 and NA #2 did not follow the facility's policy for proper infection control practice.
CONCERN
(E)
Potential for Harm - no one hurt, but risky conditions existed
Safe Environment
(Tag F0584)
Could have caused harm · This affected multiple residents
**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, observations, and interviews, the facility failed to provide a clean and homelike environment f...
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**NOTE- TERMS IN BRACKETS HAVE BEEN EDITED TO PROTECT CONFIDENTIALITY** Based on facility policy review, observations, and interviews, the facility failed to provide a clean and homelike environment for 13 of 38 resident rooms. The facility failed to repair wallpaper in 8 of 38 resident rooms and in 5 out of 5 hallways. The facility failed to clean air vents on 5 of 5 hallways. The facility failed to replace ceiling tiles in 5 of 38 resident rooms. The facility failed to repair window seals which resulted in uncomfortable temperature levels in 5 of 38 resident rooms.
The findings include:
Review of the facility policy titled, NHC Knoxville Housekeeping Policy, dated 3/15/2023, showed .NHC expects to maintain our building in a manor [manner] that is clean, presentable for our patients and staff. Routine cleaning of patient rooms Daily. High-Touch surfaces, floors and sinks are cleaned daily. Low touch surfaces are scheduled weekly or when visibly soiled. Weekly High surfaces .such as tops of cupboards, vents, walls, baseboards and corners. Monthly window blinds, bed curtains and any AC [Air conditioning] units/vents in room .
Review of the facility policy titled, NHC Knoxville Maintenance Policy, dated 3/15/2023 showed .NHC expects to maintain our building in a manor [manner] that is clean and operational. Should items need to be updated, repaired, cleaned, or replaced, we will do so .
During an observation on 3/14/2023 at 10:10 AM, in the shared bathroom between rooms [ROOM NUMBERS], the flooring tile was heavily stained with dirt.
During an interview on 3/14/2023 at 10:15 AM, a housekeeper assigned to the second floor was aware of the dirt-stained floor and she stated, We need something stronger .bleach cleanser or something to get the stains up .
During an interview on 3/14/2023 at 10:30 AM, the Housekeeping Supervisor revealed she had a staff member responsible for the floors. The Housekeeping Supervisor stated there was a scrubber small enough to get into the bathrooms for cleaning. Continued interview revealed she did not have a process in place to keep a list of bathroom floors needing to be deep cleaned.
During a follow up interview on 3/14/2023 at 10:45 AM, the Housekeeping Supervisor returned with a list of bathrooms she identified on the second floor needing to be deep cleaned which included rooms 212, 215, 218, and 265.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, rooms 200, 201, 203, 205, 209, 211, 213, 214, 217, 221, 223 were observed with thick, gray-black dirt substance on the air vents.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, rooms 200, 201, 208, 214, 220, 221, 223 were observed with dead bugs and brown-gray dust with debris on the window seals.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, rooms 203, 211, 212, 213, 214, 217, 219, 224 were observed with the wallpaper needing repair with holes and tears ranging from 1 inch to 12 inches long and wallpaper coming apart from wall.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, 5 of 5 hallways needed wallpaper repairs with holes and tears ranging from 1 inch to 12 inches long.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, the ceiling air vents had thick, black dust substance present.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, rooms 203, 209, 221, 223, 227 needed ceiling tile repairs with holes ranging from dime size to golf ball size.
During multiple observations on 3/15/2023 from 8:31 AM to 1:38 PM, rooms 200, 203, 220, 223, 224 had a cool air draft around the window area.
During an interview on 3/15/2023 at 10:42 AM, the Maintenance Director confirmed the window seal in resident room [ROOM NUMBER] had temperature changes around the window area with a thermometer reading ranging from 63 degrees Fahrenheit to 68 degrees Fahrenheit.
During an interview on 3/15/2023 at 10:43 AM, the Maintenance Director confirmed 5 of 5 hallways and all the resident rooms on the second floor had wallpaper torn, several ceiling tiles in 5 of 5 hallways and several resident rooms were damaged and needed to be replaced, the window seals in 200, 203, 220, 223 and 224 had a cool draft, several rooms had dead bugs and brown-gray dust with debris on the window seals, and the air vents in 13 of 38 rooms on the second floor had brownish-gray dusty debris.
During an interview in resident room [ROOM NUMBER] on 3/15/2023 at 10:56 AM, the Maintenance Director confirmed the brownish-black dirt substance behind the torn wallpaper next to the bathroom door was brown rust from the metal underlay .
During an interview on 3/15/2023 at 11:00 AM, the Maintenance Director confirmed 2 holes in the ceiling in resident room [ROOM NUMBER].
During an interview on 3/15/2023 at 1:36 PM, the Maintenance Assistant stated the facility had 3 full rolls of wallpaper and a partial roll of wallpaper to be used for repairs. He stated the plan was to replace the wallpaper in the halls first . The Maintenance Assistant confirmed that the resident rooms on the second floor were not planned for repair at this time.
CONCERN
(F)
Potential for Harm - no one hurt, but risky conditions existed
Food Safety
(Tag F0812)
Could have caused harm · This affected most or all residents
Based on facility policy review, observations, and interview, the facility failed to ensure kitchen staff wore protective beard coverings while preparing food observed for 2 of 2 staff members. The fa...
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Based on facility policy review, observations, and interview, the facility failed to ensure kitchen staff wore protective beard coverings while preparing food observed for 2 of 2 staff members. The facility failed to maintain a sanitary kitchen environment as evidenced by undated food and food open to air observed in 1 of 1 dry storage rooms and failed to maintain sanitary kitchen equipment which had the potential to affect 100 of 102 residents.
The findings include:
Review of the facility policy, Hygiene & Safety Practices, revised 11/2017, revealed .partners shall wear hair restraints such as hats, hair coverings, or nets, beard restraints .that are designed and worn to effectively keep their hair from contacting exposed food; clean equipment, utensils, and linens; and unwrapped single-service and single-use articles .
Review of the facility policy titled, Safety & Sanitization Best Practice Guidelines, dated 11/2017, showed .packages should be closed securely .
Review of the facility policy titled, Safety & Sanitization Best Practice Guidelines, dated 11/2017, showed .Equipment must be cleaned and/or sanitized after every use according to the manufacturer's directions .Non-food contact surfaces of foodservice equipment should be free of unnecessary ledges, projections, and crevices, and designed and constructed to allow easy cleaning and to facilitate maintenance .Department inspection should be conducted to review sanitation and immediate action should be taken to correct any problems that interfere with meeting sanitary standards .
Review of kitchen cleaning policy could not be completed. The kitchen cleaning policy was requested twice and was not provided.
During an observation on 3/13/2023 at 10:28 AM, 2 of 2 dietary staff members in the kitchen were not wearing face coverings to ensure all facial hair was covered.
During an interview on 3/13/2023 at 10:28 AM, the Certified Dietary Manager (CDM) confirmed beards were not fully covered in the kitchen area. The CDM stated he thought the mask would be sufficient to cover their beards .
During an observation on 3/13/2023 at 10:30 AM, in the kitchen dry storage room was a loaf of bread with a hole in the package and was undated after use.
During an interview on 3/13/2023 at 10:30 AM, the CDM stated all dry foods should be dated and sealed . The CDM confirmed the loaf of bread had a hole in the package and was undated after use.
During an observation on 3/13/2023 at 10:37 AM, a tour of the kitchen was conducted with the Certified Dietary Manager (CDM). During the tour, the following items were observed:
- The steamer had spatter of dried food debris on window of unit.
- The equipment cleaning schedule had not been completed for 14 of 14 days.
- The can opener had solid food debris and a metal shard protrusion.
- The cooler had food debris located in the bottom.
- Four dessert cups had solid food debris present with dried food observed on the tray underneath.
- Coffee dispenser on beverage cart had dried food substance present.
- Dish room temperature form had not been completed 13 of 13 morning shifts, 12 of 12 afternoon shifts, and 4 of 12 evening shifts.
- Kitchen air unit and ceiling tiles were soiled with a thick, black dirt substance.
During an interview on 3/13/2023 at 10:42 AM, the CDM stated he was responsible to oversee the cleanliness and sanitary operation of the kitchen in the facility. The CDM confirmed the equipment in the facility's kitchen had not been maintained in a sanitary condition, the equipment cleaning schedule had not been completed in 14 of 14 days, and the Dishroom Temperature monitoring form had not been completed as scheduled.
During an observation on 3/13/2023 at 11:54 AM, the second-floor dining area showed solid, dried food debris on the coffee dispenser on the beverage cart.
During an interview on 3/13/2023 at 11:55 AM, Nurse Aide #1 confirmed the presence of solid debris on the coffee dispenser on the beverage cart located on the second floor.
During an observation on 3/13/2023 at 12:12 PM, the second-floor dining area showed food debris on three serving spoons.
During an interview on 3/13/2023 at 12:12 PM, Dietary Aide #1 confirmed the presence of food debris on three serving spoons.
During an observation on 3/14/2023 at 10:08 AM, the second-floor dining area showed food debris inside a food pan that stored packaged jelly.
During an interview on 3/14/2023 at 10:08 AM, Dietary Aide #2 confirmed the presence of food debris inside the food pan that stored packaged jelly and stated this needs to be cleaned .